Verinata Health, Inc. et al v. Ariosa Diagnostics, Inc et al

Filing 621

VERDICT FORM (AMENDED) (Illston, Susan) (Filed on 1/22/2018)

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1 2 3 4 5 6 7 8 9 10 11 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION 12 13 14 VERINATA HEALTH, INC., Plaintiff and Counterclaim-Defendant, 15 16 vs. 17 ARIOSA DIAGNOSTICS, INC., 18 Defendant and Counterclaim-Plaintiff. 19 20 ILLUMINA, INC., Plaintiff and CounterclaimDefendant 21 22 23 24 25 26 27 28 vs. ARIOSA DIAGNOSTICS, INC., Defendant and CounterclaimPlaintiff. ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) Lead Case No. 3:12-cv-05501-SI Case No. 3:14-cv-01921-SI Case No. 3:15-cv-02216-SI 1 ILLUMINA, INC., 2 Plaintiff and CounterclaimDefendant 3 4 vs. 5 ARIOSA DIAGNOSTICS, INC., 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Defendant and CounterclaimPlaintiff. ) ) ) ) ) ) ) ) ) ) ) ) ) 1 2 When answering the following questions and filling out this Verdict Form, please follow 3 the directions provided throughout the form. Your answer to each question must be unanimous. 4 Some of the questions contain legal terms that are defined and explained in detail in the Jury 5 Instructions. Please refer to the Jury Instructions if you are unsure about the meaning or usage of 6 any legal term that appears in the questions below. 7 We, the jury, unanimously agree to the answers to the following questions and return them 8 under the instructions of this court as our verdict in this case. 9 10 FINDINGS ON INFRINGEMENT CLAIMS FOR THE ’794 PATENT 11 12 A. Version 1 of Harmony 13 1. Has Illumina proven that it is more likely than not that Version 1 of Ariosa’s 14 Harmony test infringes any of claims 1, 2, 3, 9, or 13 of U.S. Patent No. 7,955,794 (the “’794 15 patent”)? 16 For each of the claims below, please check “Yes” (for Illumina) or “No” (for Ariosa). Yes (Illumina) 17 No (Ariosa) 18 a. Claim 1 ____ ____ 19 b. Claim 2 ____ ____ 20 c. Claim 3 ____ ____ 21 d. Claim 9 ____ ____ 22 e. Claim 13 ____ ____ 23 B. Express License 24 2. Has Ariosa proven that it is more likely than not that it received an express license 25 from Illumina for Version 1 of Ariosa’s Harmony test? 26 27 28 Yes ____ (for Ariosa) No ____ (for Illumina) 1 C. Version 2 of Harmony 2 3. Has Illumina proven that it is more likely than not that Version 2 of Ariosa’s 3 Harmony test infringes any of claims 1, 2, 3, 9, or 13 of the ’794 patent? 4 For each of the claims below, please check “Yes” (for Illumina) or “No” (for Ariosa). Yes (Illumina) 5 No (Ariosa) 6 a. Claim 1 ____ ____ 7 b. Claim 2 ____ ____ 8 c. Claim 3 ____ ____ 9 d. Claim 9 ____ ____ 10 e. Claim 13 ____ ____ 11 12 13 FINDINGS ON INVALIDITY FOR THE ’794 PATENT 14 15 A. Anticipation 16 4. Has Ariosa proven that it is highly probable that any of claims 1, 2, 3, 9, or 13 of 17 the ’794 patent were “anticipated,” as described in the Instructions you were given? 18 For each of the claims below, please check “Yes” (for Ariosa) or “No” (for Illumina). Yes (Ariosa) 19 No (Illumina) 20 a. Claim 1 ____ ____ 21 b. Claim 2 ____ ____ 22 c. Claim 3 ____ ____ 23 d. Claim 9 ____ ____ 24 e. Claim 13 ____ ____ 25 26 27 28 1 FINDINGS ON WILLFUL INFRINGEMENT FOR THE ’794 PATENT (IF APPLICABLE) 2 A. Willful Infringement 3 If there are any claims of the ’794 patent for which you answered “Yes” to question 1 and 4 “No” to question 2 and all parts of question 4 and/or “Yes” to question 3 and “No” to all parts of 5 question 4, please answer the following question. Otherwise, proceed to “FINDINGS ON 6 INFRINGEMENT CLAIMS FOR THE ’430 PATENT.” 7 5. Has Illumina proven that it is highly probable that Ariosa’s infringement was 8 willful? 9 Yes ____ (for Illumina) No ____ (for Ariosa) 10 11 FINDINGS ON INFRINGEMENT CLAIMS FOR THE ’430 PATENT 12 13 A. Infringement 14 6. Has Verinata proven that it is more likely than not that Version 1 of Ariosa’s 15 Harmony test infringed any of claims 1, 4, or 7 of U.S. Patent No. 8,318,430 (the “’430 patent”)? 16 For each of the claims below, please check “Yes” (for Verinata) or “No” (for Ariosa). Yes (Verinata) 17 No (Ariosa) 18 a. Claim 1 ____ ____ 19 b. Claim 4 ____ ____ 20 c. Claim 7 ____ ____ 21 FINDINGS ON INVALIDITY FOR THE ’430 PATENT 22 23 A. Enablement 24 7. Has Ariosa proven that it is highly probable that the specification of the ’430 patent 25 does not contain a description of the claimed invention that is sufficiently full and clear to enable 26 persons of ordinary skill in the field to make and use the invention for any of claims 1, 4, or 7 of 27 the ’430 patent? 28 1 For each of the claims below, please check “Yes” (for Ariosa) or “No” (for Verinata). Yes (Ariosa) 2 No (Verinata) 3 a. Claim 1 ____ ____ 4 b. Claim 4 ____ ____ 5 c. Claim 7 ____ ____ 6 7 B. Written Description Requirement 8 8. Has Ariosa proven that it is highly probable that the specification of the ’430 patent 9 does not contain an adequate written description of the claimed invention for any of claims 1, 4, or 10 7 of the ’430 patent? 11 For each of the claims below, please check “Yes” (for Ariosa) or “No” (for Verinata). Yes (Ariosa) 12 No (Verinata) 13 a. Claim 1 ____ ____ 14 b. Claim 4 ____ ____ 15 c. Claim 7 ____ ____ 16 17 18 FINDINGS ON WILLFUL INFRINGEMENT (IF APPLICABLE) 19 A. Willful Infringement 20 If there are any claims of the ’430 patent for which you answered “Yes” to question 6 and 21 “No” to questions 7 and 8, please answer the following question. Otherwise, proceed to 22 “FINDINGS ON PATENT DAMAGES (IF APPLICABLE).” 23 9. Has Verinata proven that it is highly probable that Ariosa’s infringement was 24 willful? 25 26 27 28 Yes ____ (for Verinata) No ____ (for Ariosa) 1 FINDINGS ON PATENT DAMAGES (IF APPLICABLE) 2 A. Damages for the ’794 patent (If Applicable) 3 If you answered “Yes” to question 1 and “No” to questions 2 and all parts of question 4 4 and/or “Yes” to question 3 and “No” to all parts of question 4, please answer the question below. 5 Otherwise, please proceed to the “Damages for the ’430 Patent (If Applicable)” section to 6 determine whether that section is applicable. 7 Because this case involves two different plaintiffs and two different patents, the answer to 8 the question below should not take into account any of your answers to the questions relating to 9 Verinata or the ’430 patent. You should not include in your response any damages that you believe 10 Verinata or any other entity is entitled to, or any damages that you award below for the ’430 11 patent. 12 10. What damages has Illumina proven that it is more likely than not entitled to as a 13 result of Ariosa’s infringement of the ’794 patent? (words) 14 15 $______________________ (numbers) 16 17 B. Damages for the ’430 Patent (If Applicable) 18 If, for any claims of the ’430 patent, you answered “Yes” to question 6 and “No” to 19 questions 7 and 8, please answer the question below. Otherwise, please proceed to “FINDINGS 20 ON ARIOSA’S COUNTERCLAIMS.” 21 Because this case involves two different plaintiffs and two different patents, the answer to 22 the question below should not take into account any of your answers to the questions relating to 23 Illumina or the ’794 patent. You should not include in your response any damages that you 24 believe Illumina or any other entity are entitled to, or any damages that you awarded above for the 25 ’794 patent. 26 11. What amount has Verinata proven that it is more likely than not entitled to as a 27 result of Ariosa’s infringement of the ’430 patent? 28 (words) 1 $______________________ (numbers) 2 3 FINDINGS ON ARIOSA’S COUNTERCLAIMS 4 5 A. Breach of Contract 6 12. Has Ariosa proven that it is more likely than not that Illumina breached its 7 contractual obligations under the 2012 Sale and Supply Agreement? 8 Yes ____ (for Ariosa) No ____ (for Illumina) 9 10 B. Willful or Intentional Injury 11 13. Has Ariosa proven that it is more likely than not that Illumina willfully or 12 intentionally injured Ariosa through its breach of contract? 13 Yes ____ (for Ariosa) No ____ (for Illumina) 14 15 C. Breach of Covenant of Good Faith and Fair Dealing 16 14. Has Ariosa proven that it is more likely than not that Illumina breached the 17 covenant of good faith and fair dealing implied in the 2012 Sale and Supply Agreement? 18 Yes ____ (for Ariosa) No ____ (for Illumina) 19 If you answered “Yes” to question 12 or 13, proceed to question 14. Otherwise, proceed to 20 the end of the verdict form. 21 22 23 FINDINGS ON ARIOSA’S CONTRACT DAMAGES (IF APPLICABLE) 15. What is the dollar amount that Ariosa is entitled to receive from Illumina’s breach 24 of contract and/or breach of covenant of good faith and fair dealing? (words) 25 26 27 28 $______________________ (numbers) 1 You have now reached the end of the verdict form and should review it to ensure it 2 accurately reflects your unanimous determinations. The Presiding Juror should then sign and date 3 the verdict form in the spaces below and notify the Courtroom Deputy that you have reached a 4 verdict. The Presiding Juror should retain possession of the verdict form and bring it when the jury 5 is brought back into the courtroom. 6 7 8 Date: By: Presiding Juror 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

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