Securities And Exchange Commission v. Beerbaum & Beerbaum Financial and Insurance Services, Inc. et al
Filing
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ORDER EXTENDING TIME TO RESPOND TO ORDER TO SHOW CAUSE; Directing Movant to Serve on Respondents by 6/15/2012 and file proof of service by 6/18/2012. Signed by Judge Jeffrey S. White on 6/13/12. (jjoS, COURT STAFF) (Filed on 6/13/2012)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE NORTHERN DISTRICT OF CALIFORNIA
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SECURITIES AND EXCHANGE
COMMISSION,
No. C 12-80116-MISC JSW
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ORDER EXTENDING TIME TO
RESPOND TO ORDER TO SHOW
CAUSE
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v.
For the Northern District of California
United States District Court
Movant,
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BEERBAUM & BEERBAUM FINANCIAL
AND INSURANCE SERVICES, INC. and
HANS N. BEERBAUM,
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Respondents.
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On May 8, 2012, the Securities and Exchange Commission (“SEC”) filed a motion for
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an order pursuant to Section 21(e)(1) of the Securities Exchange Act of 1934, 15 U.S.C. §
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78u(e)(1). The Court HEREBY ORDERS Respondent Beerbaum & Beerbaum Financial and
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Insurance Services, Inc. to show cause why it should not be ordered to comply with the SEC
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Order issued on May 9, 2007 and pay to the Financial Industry Regulatory Authority $15,000
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plus interest from the date of the SEC Order until it has been paid in full. The Court ORDERS
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Respondents Beerbaum & Beerbaum Financial and Insurance Services, Inc. and Hans N.
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Beerbaum (collectively, “Respondents”) to show cause why they should not be ordered to
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comply with the SEC Order issued on May 9, 2007 and pay to the Financial Industry
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Regulatory Authority $1,741 plus interest from the date of the SEC Order until it has been paid
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in full. The interest rate will be determined pursuant to 28 U.S.C. § 1961.
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On May 21, 2012, the Court issued an Order to Show Cause (“OSC”) directing
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respondents to respond in writing by no later than June 6, 2012. Hans Beerbaum, appearing pro
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se, wrote a letter dated June 1, 2012 requesting an extension of time to respond. The Court
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HEREBY EXTENDS Respondents’ deadline to respond in writing to the OSC to July 6, 2012.
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Respondents are admonished that their failure to respond to the OSC by July 6, 2012 will result
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in the Court issuing an order requiring Respondents to pay the amounts stated above without
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further notice. If Respondents file a response to the OSC by July 6, 2012, the SEC may file a
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reply by no later than July 15, 2012. The Court will set a hearing on this matter if necessary at
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a later date.
The Court HEREBY ADVISES Respondents that a Handbook for Pro Se Litigants,
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For the Northern District of California
United States District Court
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which is available through the Court’s website or in the Clerk’s office, contains helpful
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information about proceeding without an attorney. The Court also advises Respondents that
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they also may wish to seek assistance from the Legal Help Center. Respondents may call the
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Legal Help Center at 415-782-9000, extension 8657, or sign up on the 15th Floor of the
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Courthouse, Room 2796, for a free appointment with an attorney who may be able to provide
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basic legal help, but not legal representation.
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It is FURTHER ORDERED that the SEC shall serve a copy of this Order on
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Respondents by no later than June 15, 2012, and shall file proof of such service with the Court
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by no later than June 18, 2012.
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IT IS SO ORDERED.
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Dated: June 13, 2012
JEFFREY S. WHITE
UNITED STATES DISTRICT JUDGE
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