Methven & Associates Professional Corporation v. Paradies-Stroud et al

Filing 86

ORDER IMPOSING SANCTIONS AND REVOKING PRO HAC VICE STATUS. Signed by Judge JEFFREY S. WHITE on 12/19/13. (jjoS, COURT STAFF) (Filed on 12/19/2013)

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1 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE NORTHERN DISTRICT OF CALIFORNIA 8 9 METHVEN AND ASSOCIATES PROFESSIONAL CORPORTATION, 10 No. C 13-01079 JSW 11 v. For the Northern District of California United States District Court Plaintiff, 12 13 ORDER IMPOSING SANCTIONS AND REVOKING PRO HAC VICE STATUS SCARLETT PARADIES-STROUD, as administrator of the ESTATE OF ANDREW B. STROUD, et al., 14 Defendants. 15 / 16 17 On December 5, 2013, the Court issued an Order to Show Cause (“OSC”) to Mr. 18 Robinson, counsel for Scarlett Paradies-Stroud (“Paradies-Stroud”) as the administrator of the 19 Estate of Andrew B. Stroud (“Stroud Estate”), Andy Stroud, Inc. (“ASI”), and Stroud 20 Productions and Enterprises, Inc. (“SPE”) (collectively referred to as “Stroud Defendants”) as 21 to why he should not be personally sanctioned in the amount of $5,000 and why his pro hac 22 vice status on behalf of the Stroud Defendants should not be revoked. The Court has repeatedly 23 admonished Mr. Robinson to abide by the Standards of Professional Conduct set forth in Civil 24 Local Rule 11-4, which include “practic[ing] with the honesty, care, and decorum required for 25 the fair and efficient administration of justice” and “discharg[ing] his ... obligations to his ... 26 client and the Court.” In his response to the OSC, Mr. Robinson takes absolutely no 27 responsibility for any of his actions and shows no contrition. Based on his failure to do so, the 28 1 Court has no assurance that Mr. Robinson will stop making statements in court filings that are 2 at best disingenuous, that Mr. Robinson will practice with care, or that he will comply with 3 Court Orders and the Local Rules. 4 Accordingly, the Court HEREBY imposes sanctions against Mr. Robinson in the 5 amount of $5,000, to be paid by him personally by no later than January 6, 2014 and 6 REVOKES Mr. Robinson’s pro hac vice status. Mr. Robinson shall serve a copy of this Order 7 on Paradies-Stroud as the administrator of the Stroud Estate, ASI, and SPE by no later than 8 December 23, 2013 and shall file a proof of such service by no later than December 27, 2013. 9 Mr. Robinson is directed to attach a copy of this Order to any future pro hac vice application in this district court. 11 For the Northern District of California United States District Court 10 See Rowland v. California Men’s Colony, 506 U.S. 194, 201-02 (1993); Civil Local Rule 3- 12 9(b). ASI and SPE shall obtain new counsel and have such new counsel file an appearance by 13 January 17, 2014. 14 ASI and SPE are corporations and, thus, cannot represent themselves. With respect to Paradies-Stroud, it is not yet clear whether she may proceed pro se or 15 must retain counsel in order to appear on behalf of the estate of Andrew B. Stroud. An attorney 16 must represent a personal representative of an estate where the estate has multiple beneficiaries 17 and creditors. See Simon v. Harford Life, Inc., 546 F.3d 661, 664 (9th Cir.2008) (“... courts 18 have routinely adhered to the general rule prohibiting pro se plaintiffs from pursuing claims on 19 behalf of others in a representative capacity”); Pridgen v. Andresen, 113 F.3d 391, 393 (2nd 20 Cir. 1997); Warth v. Seldin, 422 U.S. 490, 499 (1975) (a claimant “must assert his own legal 21 rights and interests, and cannot rest his claim to relief on the legal rights or interests of third 22 parties”) (quotation omitted); see also C.E. Pope Equity Trust v. United States, 818 F.2d 696, 23 697-98 (9th Cir. 1987) (trustee attempting to represent a trust pro se was not, pursuant to 28 24 U.S.C. § 1654, a “party” conducting his “own case personally” as he was not the beneficial 25 owner of the claims being asserted). 26 Paradies-Stroud is Ordered to Show Cause in writing whether she intends to appear pro 27 se or through new counsel. If she intends to proceed pro se, she must demonstrate that she is 28 the sole beneficiary to the estate of Andrew Stroud and that there are no other beneficiaries or 2 1 creditors. Paradies-Stroud shall provide this statement, and supporting evidence, by no later 2 than January 17, 2014. If she intends to obtain new counsel, such counsel shall file an 3 appearance by January 17, 2014. 4 IT IS SO ORDERED. 5 6 Dated: December 19, 2013 JEFFREY S. WHITE UNITED STATES DISTRICT JUDGE 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 3

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