Tobin v. City & County of San Francisco Police Department et al

Filing 58

ORDER by Judge Maria-Elena James granting in part and denying in part 45 Motion for Leave to File Second Amended Complaint. Plaintiffs Motion is GRANTED as to his claim under California Labor Code section 1102.5(b) by May 5, 2015. However, Plaintiff is advised that he must specify the law, rule, or regulation that supports his claim. (cdnS, COURT STAFF) (Filed on 4/24/2015)

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1 2 3 UNITED STATES DISTRICT COURT 4 NORTHERN DISTRICT OF CALIFORNIA 5 6 PATRICK J. TOBIN, Case No. 13-cv-01504-MEJ Plaintiff, 7 ORDER RE: MOTION FOR LEAVE TO FILE AMENDED COMPLAINT v. 8 9 10 CITY & COUNTY OF SAN FRANCISCO POLICE DEPARTMENT, et al., Re: Dkt. No. 45 Defendants. United States District Court Northern District of California 11 12 13 INTRODUCTION Plaintiff Patrick J. Tobin (“Plaintiff”), a retired San Francisco Police Department officer, 14 brings claims under 42 U.S.C. § 1983 and California Government Code sections 3300-3311 15 against Defendants City & County of San Francisco Police Department, Police Chief Gregory P. 16 Suhr, and Officers James Dudley, John Murphy, and Kevin Cashman (collectively “Defendants”). 17 Pending before the Court is Plaintiff’s Motion for Leave to File Amended Complaint pursuant to 18 Federal Rule of Civil Procedure 15(a). Dkt. No. 45. Defendants oppose the Motion. Dkt. No. 46. 19 The Court previously found this matter suitable for disposition without oral argument and vacated 20 the March 12, 2015 hearing. See Dkt. No. 55. Having considered the parties’ positions, relevant 21 legal authority, and the record in this case, the Court GRANTS IN PART and DENIES IN 22 PART Plaintiff’s Motion for the reasons set forth below. 23 24 BACKGROUND The following allegations are taken from Plaintiff’s First Amended Complaint (“FAC”). 25 Dkt. No. 1, Ex. B. Plaintiff is the former Director of San Francisco’s Safe Paths of Travel 26 (“SPOT”) program, which regulated construction work on San Francisco streets. Id. ¶¶ 3, 26. 27 Under Plaintiff’s directorship, construction companies received sharp increases in fines, 28 assessments, and penalties. Id. ¶ 26. Plaintiff alleges that former Chief of Police Heather Fong 1 received pressure from construction companies to limit Plaintiff’s exercise of authority as Director 2 of SPOT, and she subsequently barred Plaintiff from enforcing the SPOT program. Id. ¶¶ 29-30. 3 Plaintiff subsequently informed local authorities of this prohibition, believing that “[he] was now 4 ordered to violate the Constitution, and he was no longer allowed to protect those most in need.” 5 Id. ¶ 30. 6 Plaintiff alleges that Defendants retaliated against him for his complaints to local authorities. Id. ¶¶ 18-19. Specifically, Plaintiff alleges that Defendant Cashman removed Plaintiff 8 from SPOT and cut his overtime in half. Id. ¶ 18. Plaintiff also claims Defendants Cashman and 9 Murphy singled him out by denying him a higher salary under San Francisco’s Like Work, Like 10 Pay program (“LWLP”), a program that paid lower-ranking officers the rate of pay of a higher- 11 United States District Court Northern District of California 7 ranking officer if the lower-ranking officer performed a higher-ranking officer’s duties. Id. ¶¶ 32, 12 34-35. As to the LWLP program, Plaintiff alleges injury because he performed the work of 13 Lieutenant while holding the rank of Sergeant. Id. ¶¶ 3, 32, 34-35. Plaintiff further alleges 14 Defendants fostered and condoned a work environment of favoritism and nepotism, violating his 15 Constitutional rights. Id. ¶¶ 15, 21 16 On June 28, 2011, Plaintiff filed his initial Complaint in San Francisco Superior Court, 17 asserting two causes of action: (1) violation of California Government Code section 3304(a), 18 which prohibits punitive action based on lawful exercise of the rights belonging to a police officer; 19 and (2) discrimination based on opposition to unlawful employment practices under 42 U.S.C. § 20 1983. Dkt. No. 1, Ex. A. On December 20, 2012, Plaintiff filed his FAC in Superior Court, 21 adding Defendants Dudley and Suhr as parties, additional factual allegations, and a third cause of 22 action, also under 42 U.S.C. § 1983, for exercising a qualified right under the First Amendment to 23 speak on matters of public concern. Dkt. No. 1, Ex. B. 24 On April 3, 2013, Defendants removed the matter to this Court. Dkt. No. 1. On January 8, 25 2015, Plaintiff filed the present Motion for Leave to File a Second Amended Complaint (“SAC”), 26 seeking to (1) add three claims: whistleblower retaliation under California Labor Code section 27 1102.5(b), retaliation for opposing illegal practices under California Labor Code 1102.5(c), and 28 negligent infliction of emotional distress (“NIED”); (2) include additional factual allegations for 2 1 his previously asserted claims based on new information he learned since filing his FAC; and (3) 2 consolidate his 42 U.S.C. § 1983 claims into a single cause of action. Plaintiff argues that since he 3 filed his FAC, he has obtained new counsel, developed new legal theories, and discovered 4 additional information necessitating the filing of a SAC. Id. Defendants oppose Plaintiff’s Motion, arguing that the new causes of action fail to state 5 6 claims as a matter of law.1 Opp’n at 2. LEGAL STANDARD 7 Federal Rule of Civil Procedure (“Rule”) 15 provides that a party may amend its pleading 8 9 once as a matter of course within (1) 21 days after serving the pleading or (2) 21 days after the earlier of service of a responsive pleading or service of a Rule 12(b) motion. Fed. R. Civ. P. 11 United States District Court Northern District of California 10 15(a)(1). Outside of this timeframe, “a party may amend its pleading only with the opposing 12 party’s written consent or the court’s leave,” though the court “should freely give leave when 13 justice so requires.” Fed. R. Civ. P. 15(a)(2). “Although the rule should be interpreted with 14 ‘extreme liberality,’ leave to amend is not to be granted automatically.” Jackson v. Bank of 15 Hawaii, 902 F.2d 1385, 1387 (9th Cir. 1990) (citation omitted). A court considers five factors in determining whether to grant leave to amend: “(1) bad 16 17 faith, (2) undue delay, (3) prejudice to the opposing party, (4) futility of amendment; and (5) 18 whether plaintiff has previously amended his complaint.” In re Western States Wholesale Nat. 19 Gas Antitrust Litig., 715 F.3d 716, 738 (9th Cir. 2013) (quoting Allen v. City of Beverly Hills, 911 20 F.2d 367, 373 (9th Cir. 1990)). “Prejudice to the opposing party is the most important factor.” 21 Jackson, 902 F.2d at 1387. DISCUSSION 22 As to four of the five factors (bad faith, undue delay, prejudice to the opposing party, and 23 24 25 26 27 28 1 As part of their Opposition, Defendants request that the Court take judicial notice of two documents: (1) Joe Eskenazi, Building Overtime (Off-duty police officers making time and half are swarming over construction sites, handing out tickets. Only in S.F.), SF Weekly, Oct. 8, 2008, http://www.sfweekly.com/sanfrancisco/building-overtime/Content?oid=2169570; and (2) a letter from Heather Fong, Chief of Police, SFPD, to Patrick Tobin, Sergeant, SFPD (May 11, 2009). Dkt. No. 46-1. As the Court does not rely on any of the materials for which judicial notice is sought, it therefore DENIES Defendants’ request WITHOUT PREJUDICE. 3 1 previous amendments), Defendants provide no opposition on any of these grounds. Further, the 2 Court finds no evidence of bad faith, there has been no undue delay as Plaintiff filed the present 3 motion by the Court’s deadline for seeking leave to amend pleadings (see Case Management 4 Order, Dkt. No. 43), there is no risk of prejudice to Defendants as discovery remains open and the 5 case is in the early stages of litigation, and this is the first time Plaintiff has sought leave to amend. 6 Accordingly, the Court focuses its analysis on the sole disputed issue, i.e., whether Plaintiff’s 7 proposed amendments are futile. 8 A. Legal Standard “A motion for leave to amend may be denied if it appears to be futile or legally 9 insufficient. However, a proposed amendment is futile only if no set of facts can be proved under 11 United States District Court Northern District of California 10 the amendment to the pleadings that would constitute a valid and sufficient claim[.]” Miller v. 12 Rykoff-Sexton, Inc., 845 F.2d 209, 214 (9th Cir. 1988) (citations omitted). The standard to be 13 applied is identical to that on a motion to dismiss for failure to state a claim under Rule 12(b)(6). 14 Id. 15 To satisfy the 12(b)(6) pleading standard, a plaintiff must plead his claim with sufficient 16 specificity to “give the defendant fair notice of what the claim is and the grounds upon which it 17 rests.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). “[A] complaint must contain 18 sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face. A 19 claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw 20 the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 21 556 U.S. 662, 663 (2009) (citation and internal marks omitted). Defendants argue that leave to amend would be futile because Plaintiff’s proposed causes 22 23 of action fail as a matter of law. Opp’n at 1-2. 24 B. 25 Proposed California Labor Code Section 1102.5(b) Claim Plaintiff’s SAC alleges that Defendants violated California Labor Code section 1102.5(b) 26 because he reported the City’s violations of multiple state and federal laws, including standards 27 promulgated by California’s Occupational Safety and Health Administration (“Cal OSHA”), the 28 California Manual on Uniform Traffic Control Devices, the California Vehicle Code, and the 4 1 California Code of Regulations. SAC ¶¶ 40, 42. Plaintiff alleges that between 2006 and 2009, he 2 reported the City’s unlawful practices “to the California District Attorneys’ Association 3 (Environmental Crimes and Work Zone Death Division), Civil Service Commissioner Morgan 4 Gorrono, [San Francisco Municipal Transportation Agency] leadership, the Mayor’s Office of 5 Disability, the Board of Supervisors, the Department of Public Works (DPW), and all of his 6 supervisors at Company K including Captain Corrales, Captain Casciato, Captain O’Leary, and 7 Lieutenant Calonico.” Id. ¶ 19. Plaintiff also alleges that between 2009 and his retirement in 8 2013, he “complained to the following individuals and entities about the unlawful demotion and 9 Stay Away Order: Traffic Engineers with the SFMTA, every Police Captain in the Traffic Division, Lieutenant Nicole Greely, the Civil Service Commission, the [San Francisco Police 11 United States District Court Northern District of California 10 Officers Association], DPW, the Chief Medical Examiner at the SF Coroner’s Office, the Office 12 of Traffic Safety, the Peace Officer Standards and Training (POST) Agency, the [California 13 Department of Transportation] disability committee, the City Attorney’s Office and the [California 14 District Attorneys Association], and Cal OSHA.” Id. ¶ 42. 15 In their Opposition, Defendants argue that leave to amend to add a claim under section 16 1102.5(b) would be futile because Plaintiff fails to allege a required element of this claim, 17 specifically, that Plaintiff reported a violation of a state or federal law or regulation. Opp’n at 5-6. 18 Instead, Defendants maintain that Plaintiff alleges only that he reported “the City’s unsafe 19 practices.” Id. at 6. Defendants also argue that Plaintiff cannot meet the requirements of section 20 1102.5(b) because he alleges that he disclosed violations of local law, rather than a state or federal 21 law or regulation. Id. at 5-7. 22 In his Reply, Plaintiff argues that he satisfies the requirements of section 1102.5(b) 23 because he alleges that he reported the City’s unlawful practices and unlawful demotion and Stay 24 Away Order to government agencies including the California District Attorneys Association, Civil 25 Service Commissioner Morgan Gorrono, Traffic Engineers with the SFMTA, every Police Captain 26 in the Traffic Division, and the Office of Traffic Safety. Reply at 5, Dkt. No. 53. Plaintiff further 27 argues that his disclosure of Defendants’ failure to enforce SPOT falls within section 1102.5(b) 28 because the California Legislature recently amended this statute to include disclosure of local laws 5 1 in addition to disclosure of state or federal laws. Id. at 6-7. Plaintiff argues that, although he “has 2 not listed each and every code section that the City violated each time it created or condoned an 3 unsafe work zone, Plaintiff has more than satisfied the notice pleading requirements of [Rule] 4 8(a).” Id. at 2. 5 Section 1102.5 is a “whistleblower” protection statute. Ferretti v. Pfizer, Inc., 2012 WL 6 3638541, at *5 (N.D. Cal. Aug. 22, 2012). The purpose of the statute is to “encourag[e] 7 workplace whistle-blowers to report unlawful acts without fearing retaliation.” Green v. Ralee 8 Eng’g Co., 19 Cal. 4th 66, 77 (1998). 9 As a preliminary matter, although the California Legislature amended section 1102.5(b) in 2014 to include violations of local rules and regulations, see Cal. Civ. Code § 1102.5(b), this 11 United States District Court Northern District of California 10 amendment does not apply retroactively. It is a “well-established presumption [that] statutes 12 apply prospectively in the absence of a clearly expressed contrary intent . . . .” Californians for 13 Disability Rights v. Mervyn’s, LLC, 39 Cal. 4th 223, 230 (2006). This presumption applies to the 14 California Labor Code. Aetna Cas. & Surety Co. v. Ind. Acc. Com., 30 Cal. 2d 388, 395 (1947). 15 Therefore, as Plaintiff’s allegations all occurred before 2014, the Court finds that the recent 16 amendment incorporating disclosure of violations of local laws does not apply to this case. See 17 Ferrick v. Santa Clara Univ., 231 Cal. App. 4th 1337, 1344 (2014) (applying version of section 18 1102.5 relevant to time period of allegations in that case). 19 During the time period relevant to this case, California Labor Code section 1102.5(b) 20 provided: “An employer may not retaliate against an employee for disclosing information to a 21 government or law enforcement agency, where the employee has reasonable cause to believe that 22 the information discloses a violation of state or federal statute, or a violation or noncompliance 23 with a state or federal rule or regulation.” To establish a prima facie case under section 1102.5(b), 24 a plaintiff must show (1) that he engaged in a protected activity, (2) that his employer subjected 25 him to an adverse employment action, and (3) that there is a causal link between the two. Mokler 26 v. Cnty. of Orange, 157 Cal. App. 4th 121, 138 (2007). 27 28 As to the substance of Plaintiff’s proposed section 1102.5(b) cause of action, the Court finds that he has stated a claim that would entitle him to relief. While not a model of clarity, 6 1 Plaintiff alleges that between 2006 and 2009, he disclosed the City’s alleged unlawful practice of 2 failing to comply with several laws and regulations. SAC ¶¶ 19, 42. Further, Plaintiff alleges 3 Defendant Cashman subjected him to adverse employment actions as a result of these disclosures 4 by cutting Plaintiff’s SPOT overtime allotment in half and then later removing him from his post 5 as SPOT director. Id. ¶¶ 21, 31. Plaintiff also alleges that Command Staff instructed Plaintiff’s 6 supervisor to deny his LWLP request while at the same time regularly approving numerous 7 requests from other officers, including those within his company. Id. ¶¶ 52-54. Additionally, 8 Plaintiff alleges a causal link between his disclosures and adverse actions because his cut in SPOT 9 overtime allotment came two days after he disclosed Defendants’ unlawful practices and also because Defendants singularly denied him LWLP while the rest of his department continued to 11 United States District Court Northern District of California 10 receive it. Id. ¶¶ 21, 53. These allegations, when viewed in a light most favorable to Plaintiff, can 12 establish a plausible claim under section 1102.5(b). Although Plaintiff may not ultimately prevail on this cause of action, at this point in the 13 14 proceedings, the Court finds he has stated a claim that is plausible on its face. Accordingly, leave 15 to amend would not be futile. That said, Plaintiff is advised that he cannot generally allege that a 16 violation of state or federal law occurred; rather, he must specify the law, rule, or regulation that 17 supports his claim. Plaintiff’s proposed SAC lacks this clarity. 18 C. Proposed California Labor Code Section 1102.5(c) Claim 19 In his SAC, Plaintiff alleges that Defendants violated California Labor Code section 20 1102.5(c) by retaliating against him after he refused to further Defendants’ alleged illegal policies. 21 SAC ¶¶ 72-78. In support of this claim, Plaintiff alleges he refused to: (1) look the other way 22 when contractors and construction workers maintained unsafe work zones; (2) ignore city workers 23 committing safety violations in construction zones: and (3) prohibit SPOT enforcement. Id. ¶¶ 12, 24 18, 36, 73. Plaintiff also alleges that Defendants retaliated against him by removing him as 25 Director of SPOT, subjecting him to increased scrutiny, making disparaging comments about him 26 to his supervisors, and refusing to investigate or address Plaintiff’s complaints. Id. ¶ 74. 27 28 In their Opposition, Defendants argue generally that Plaintiff fails to meet all required elements of a section 1102.5(c) claim. Opp’n at 7-8. However, Defendants’ argument focuses 7 1 primarily on section 1102.5(b) and does not provide any specific authority for finding Plaintiff’s 2 section 1102.5(c) claim futile. 3 Section 1102.5(c) provides: “An employer may not retaliate against an employee for 4 refusing to participate in an activity that would result in a violation of state or federal statute, or a 5 violation or noncompliance with a state or federal rule or regulation.” Cal. Lab. Code § 1102.5(c). 6 “In enacting the statute, the California Legislature intended ‘to protect employees who refuse to 7 act at the direction of their employer or refuse to participate in activities of an employer that would 8 result in a violation of law.’” Casissa v. First Rep. Bank, 2012 WL 3020193, at *9 (N.D. Cal. July 9 24, 2012) (quoting Act of Sep. 22, 2003, ch. 484, § 1, 2003 Cal. Legis. Serv. 484). As with section 1102.5(b), to establish a prima facie case under section 1102.5(c), a plaintiff must offer 11 United States District Court Northern District of California 10 proof that: (1) he engaged in a protected activity, (2) the defendant subjected him to adverse 12 employment actions; and (3) that there is a causal link between the two. Mokler, 157 Cal. App. 13 4th at 138. 14 Having reviewed Plaintiff’s proposed section 1102.5(c) cause of action, the Court finds 15 that he has failed to state a claim that would entitle him to relief. Although Plaintiff alleges that he 16 reported Defendants’ failure to enforce the SPOT program, he does not allege that he refused to 17 participate in an activity that would violate the law. Rather, he merely asserts that he complained 18 about Defendants’ practices and questioned whether they were legal. Without more, Plaintiff’s 19 bare assertion that he refused to further Defendants’ “illegal policies” does not place him within 20 the class of persons that section 1102.5(c) is designed to protect. See Fernandes v. TW Telecom 21 Holdings Inc., 2013 WL 6583970, at *1, 3-4 (E.D. Cal. Dec. 16, 2013) (dismissing section 22 1102.5(c) claim where plaintiff “refus[ed] to ignore” safety and compliance violations, finding that 23 this allegation “do[es] not evince” a refusal to participate in an illegal activity); Weingard v. 24 Harland Fin. Solutions, Inc., 2012 WL 3537035, at *3-4 (N.D. Cal. Aug. 14, 2012) (finding 25 plaintiff’s motion to add a section 1102.5(c) claim futile because plaintiff “merely assert[ed] that 26 he complained about Defendant’s practices and questioned whether they were legal to his own 27 human resources department,” whereas section 1102.5(c) requires a plaintiff to “refuse[] to do 28 anything that would violate the law”); Turner v. City & Cnty. of San Francisco, 2012 WL 8 1 6631490, at *11 (N.D. Cal. Dec. 19, 2012) (dismissing section 1102.5(c) claim with prejudice 2 because plaintiff’s complaints regarding unlawful activity did not constitute refusal to take part in 3 unlawful activity); Lewis v. City & Cnty. of San Francisco, 2012 WL 2367877, at *3 (N.D. Cal. 4 June 21, 2012) (dismissing section 1102.5(c) claim where plaintiff complained that the defendant 5 released his image to the public, in violation of the Police Officers’ Bill of Rights, finding that a 6 complaint does not constitute refusal to participate in an illegal activity); cf. Ferretti, 2012 WL 7 694513, at *1, 7-8 (denying dismissal of a section 1102.5(c) claim where plaintiff indicated that 8 she would not conduct Phase III of her employer’s product studies and requested a transfer). While the Court accepts Plaintiff’s allegations that Defendants “looked the other way” and 9 failed to enforce construction rules or violations as true, Plaintiff has not demonstrated that he 11 United States District Court Northern District of California 10 refused to participate in illegal activities. Defendants’ removal of Plaintiff from the SPOT 12 program does not demonstrate Plaintiff’s refusal to participate in illegal activity, nor does 13 Plaintiff’s assertion that he refused to ignore activities he alleges to be unlawful. Fernandes, 2013 14 WL 6583970, at *4. Accordingly, leave to amend to add a section 1102.5(c) claim would be 15 futile. 16 D. 17 Proposed NIED Claim Plaintiff also seeks to add a NIED claim, alleging that Defendants breached their duty of 18 care to not engage in conduct which could cause Plaintiff discomfort, anxiety, humiliation, and 19 severe emotional distress. SAC ¶¶ 94-96. Plaintiff further alleges that Defendants should have 20 known their unlawful practices would likely result in serious emotional harm, anguish, and 21 distress. Id. ¶¶ 95, 97. 22 In their Opposition, Defendants argue that leave to add a NIED claim would be futile 23 because Plaintiff fails to allege that Defendants owed him a duty of care as a matter of law. Opp’n 24 at 7-8. Defendants further argue that even if they did owe him a duty, Plaintiff fails to allege that 25 this duty was breached. Id. at 8. 26 In Reply, Plaintiff argues that Defendants owed a duty, derived from police officers’ 27 obligation to exercise due care, so as not to create an unreasonable risk of injury to others. Reply 28 at 8. Plaintiff explains that this duty, if proven, would establish Defendants’ conduct caused 9 1 Plaintiff discomfort, anxiety, humiliation and serious emotional distress. Id. Further, Plaintiff 2 responds that he need not establish that Defendants owed him a duty of care; instead, he need only 3 plead facts that, if proven, would establish serious emotional distress. Id. Under California law, both physical and emotional injuries sustained in the course of 4 5 employment are preempted by the state workers’ compensation scheme and generally will not 6 support an independent cause of action. See Cole v. Fair Oaks Fire Protection Dist., 43 Cal. 3d 7 148, 160 (1987). Emotional injuries caused by workplace discipline fall within this rule. Id.; 8 Shoemaker v. Myers, 52 Cal. 3d 1, 7 (1990). In Cole, the California Supreme Court held that 9 when the misconduct attributed to the employer is actions which are a normal part of the employment relationship, such as demotions, promotions, criticism of work practices, and frictions in negotiations as to grievances, an employee suffering emotional distress causing disability may not avoid the exclusive remedy provisions of the Labor Code by characterizing the employer’s decisions as manifestly unfair, outrageous, harassment, or intended to cause emotional disturbance resulting in disability. 10 United States District Court Northern District of California 11 12 13 14 Cole, 43 Cal. 3d at 160. Such claims for infliction of emotional distress are preempted by the state 15 workers’ compensation scheme even where the emotional distress did not result in any physical 16 injury or compensable disability. Livitsanos v. Superior Court, 2 Cal. 4th 744, 747 (1992). 17 The California Supreme Court has recognized that there are exceptions to the preemption 18 rule for “conduct that ‘contravenes fundamental public policy’. . . [and] conduct that ‘exceeds the 19 risks inherent in the employment relationship.’” Miklosy v. Regents of Univ. of Cal., 44 Cal. 4th 20 876, 902 (2008) (citing Livitsanos, 2 Cal. 4th at 754). In Miklosy, the Court clarified that the first 21 “exception for conduct that ‘contravenes fundamental public policy’ is aimed at permitting a 22 Tameny action to proceed despite the workers’ compensation exclusive remedy rule.” 2 Id. at 902- 23 03. With respect to the second exception, the Court rejected the argument that whistleblower 24 25 26 27 28 2 In Tameny v. Atlantic Richfield Co., 27 Cal.3d 167, 170 (1980), the California Supreme Court stated: “[W]hen an employer’s discharge of an employee violates fundamental principles of public policy, the discharged employee may maintain a tort action and recover damages traditionally available in such actions.” Later, in Gantt v. Sentry Insurance, the Court clarified that a Tameny cause of action must be “carefully tethered to fundamental policies that are delineated in constitutional or statutory provisions.” 1 Cal. 4th 1083, 1095 (1992). Plaintiff does not seek leave to allege a Tameny cause of action. 10 1 retaliation is not a risk inherent in the employment relationship. Id. at 903 (citing Shoemaker, 52 2 Cal. 3d at 9). The Court held that the alleged wrongful conduct “occurred at the worksite, in the 3 normal course of the employer-employee relationship,” and that worker’s compensation was thus 4 the exclusive remedy for a claim despite incorporating allegations of whistleblower retaliation. Id. 5 at 902; see also Ferretti, 2012 WL 3638541, *11-12 (plaintiff’s claim that she suffered severe 6 emotional distress after she was “subjected to harassment, retaliation, threats, and termination for 7 reporting what she in good faith believed to be unlawful and unethical conduct by Defendant” did 8 not qualify under either exception to the preemption rule). Here, Plaintiff’s allegations concern Defendants’ alleged misconduct in the course of 10 handling his workplace grievances, including discipline and retaliation. As all of the alleged 11 United States District Court Northern District of California 9 misconduct arose in the context of his employment relationship, Plaintiff’s claims fall squarely 12 within the kind of conduct that Cole, Shoemaker, and Miklosy found to be preempted by the 13 worker’s compensation scheme. Accordingly, leave to amend to add an NIED claim would be 14 futile. CONCLUSION 15 16 Based on the analysis above, the Court hereby GRANTS IN PART and DENIES IN 17 PART Plaintiff’s Motion for Leave to File Amended Complaint. Plaintiff’s Motion is 18 GRANTED as to his claim under California Labor Code section 1102.5(b). However, Plaintiff is 19 advised that he cannot generally allege that some violation occurred; rather, he must specify the 20 law, rule, or regulation that supports his claim. Plaintiff’s Motion is DENIED as to his section 21 1102.5(c) and Negligent Infliction of Emotional Distress claims, as amendment to add these 22 claims would be futile. 23 Plaintiff shall e-file a revised second amended complaint by May 5, 2015. No chambers 24 copy is required. Plaintiff is reminded that the deadline to seek leave to amend pleadings has 25 passed, and therefore no further claims may be added to his amended complaint. 26 27 28 IT IS SO ORDERED. Dated: April 24, 2015 ______________________________________ MARIA-ELENA JAMES United States Magistrate Judge 11

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