United Tactical Systems, LLC v. Real Action Paintball, Inc. et al

Filing 463

ORDER by Judge Maria-Elena James denying 455 Motion to Strike. (mejlc2S, COURT STAFF) (Filed on 8/11/2017)

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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 UNITED TACTICAL SYSTEMS, LLC, Plaintiff, 8 10 Re: Dkt. No. 455 REAL ACTION PAINTBALL, INC., et al., Defendants. 11 United States District Court Northern District of California ORDER RE: MOTION TO STRIKE v. 9 Case No. 14-cv-04050-MEJ 12 INTRODUCTION 13 Defendants and Counterclaimants Real Action Paintball, Inc. and K.T. Tran (together, 14 15 ―Real Action‖ or ―RAP‖) move to strike Supplemental Responses to Interrogatories served and 16 filed by Plaintiff United Tactical Systems, LLC (―UTS‖). Mot., Dkt. No. 455; see Interrog. Resp., 17 Dkt. Nos. 440-72, 452-1. UTS filed an Opposition (Dkt. No. 460) and Real Action filed a Reply 18 (Dkt. No. 461). The Court finds this matter suitable for disposition without oral argument and 19 VACATES the August 17, 2017 hearing. See Fed. R. Civ. P. 78(b); Civ. L.R. 7-1(b). Having 20 considered the parties‘ positions, the relevant legal authority, and the record in this case, the Court 21 issues the following order. BACKGROUND1 22 The parties in this action have filed four separate motions for summary judgment. UTS 23 24 and Real Action have filed cross-motions for summary judgment on UTS‘s claims. UTS Mot. for 25 26 27 28 1 Detailed factual backgrounds can be found in the Court‘s prior orders. See Dkt. Nos. 34, 139, 348. 1 Summ. J. (―MSJ‖), Dkt. No. 379; RAP MSJ, Dkt. No. 412. UTS and related Counter-Defendants2 2 and Real Action have also filed cross-motions for summary judgment on Real Action‘s 3 counterclaims. UTS Countercl. MSJ, Dkt. No. 380; RAP Countercl. MSJ, Dkt. No. 411. Discovery in this matter closed on March 28, 2017. See Dkt. No. 362. On April 7, 2017, 4 5 UTS served on Real Action supplemental responses to special interrogatories (―Interrogatory 6 Responses‖). Mot. ¶ 2; First Glaspy Decl. ¶ 3, Dkt. No. 460-1. UTS attached the Interrogatory 7 Responses as exhibits to declarations filed in support of its Opposition to Real Action‘s Motion for 8 Summary Judgment on UTS‘ Claims (Glaspy Decl. iso Opp‘n to RAP MSJ, Ex. 36, Dkt. No. 440) 9 and of its Reply to UTS‘ Motion for Summary Judgment on UTS‘ Claims (Glaspy Decl. iso Reply 10 to UTS MSJ, Ex. 1, Dkt. No. 452). United States District Court Northern District of California 11 Real Action objected to the Interrogatory Responses when UTS filed the document in 12 connection with UTS‘s Opposition. Reply to RAP MSJ at 10, Dkt. No. 454. It did not file an 13 objection to the supplemental response filed in connection with UTS‘ Reply. See Civ. L.R. 7- 14 3(d)(1) (―If new evidence has been submitted in the reply, the opposing party may file within 7 15 days after the reply is filed, and serve an Objection to Reply Evidence. . . . The Objection to Reply 16 Evidence must be filed and served not more than 7 days after the reply was filed.‖). Real Action 17 instead filed the instant Motion. 18 OBJECTION TO REPLY 19 Before turning to the parties‘ substantive arguments, the Court first addresses UTS‘ 20 objection and request to strike Real Action‘s Reply. See Obj., Dkt. No. 462. UTS argues Real 21 Action‘s Reply is untimely and should therefore be stricken. Id. at 1. UTS further contends the 22 Reply contains ―newly-submitted material and highly improper argument[,]‖ namely, Real 23 Action‘s ―argument relating to the sufficiency of the verification that was provided in [UTS‘] 24 Opposition papers as to the discovery responses that are the subject of Defendants‘ Motion.‖ Id. 25 26 27 28 2 In addition to UTS, Counter-Defendants are Advanced Tactical Ordnance Systems, LLC (―ATO‖); Gary Gibson; Perfect Circle Projectiles LLC; Tactical Air Games, Inc.; Tyler Tiberius; United Tactical Systems Holdings, LLC; United Tactical Systems Intermediate Holdings, LLC. 2 1 at 2. UTS argues Real Action did not address the verification in its Motion, ―choosing instead to 2 falsely claim to this Court that the responses were unverified.‖ Id. In particular, UTS vehemently 3 objects to Real Action‘s assertion that [f]or all we know, ―Ashish Jain‖ is some random homeless person who knows nothing about this case or the supplemental interrogatory answers. It appears that no ―officer or agent‖ of UTS and ATO was able or willing to sign a correct verification, so they found some random person and ―authorized‖ him or her to sign them on their behalf, regardless of his knowledge. 4 5 6 7 8 Obj. at 2-3; see Reply ¶ 4(d). Pursuant to Civil Local Rule 7-3(c), ―[t]he reply to an opposition must be filed and served 9 not more than 7 days after the opposition was due.‖ Real Action‘s Reply was due August 2, 2017; 11 United States District Court Northern District of California 10 it filed the Reply one day late. However, as UTS is not prejudiced by the late filing and in the 12 interests of justice, the Court declines to strike it on this ground. The Court also overrules UTS‘ objections to the ―newly-submitted material and highly 13 14 improper argument.‖ CITE. Real Action‘s argument regarding the verification responds to 15 arguments UTS raised in its Opposition. See Opp‘n at 1 (―The interrogatory responses referenced 16 were duly and properly verified. Exhibit 1 to the concurrently filed Declaration of Padraic Glaspy 17 . . . is a true and correct copy of the signed verification of the April 7, 2017 responses referenced, 18 which was served on Real Action on that date.‖); First Glaspy Decl., Ex. 1 (page titled 19 ―Verification‖ signed by Ashish Jain). The Court further declines to uphold UTS‘ objection to 20 ―Real Action‘s bizarre and utterly baseless personal attacks‖ on Mr. Jain. Obj. at 2. While Real 21 Action could have made its point without resorting to less strident language, this argument 22 responds to documents UTS submitted in support of its Opposition, specifically, the verification 23 bearing Mr. Jain‘s signature.3 See First Glaspy Decl., Ex. 1. Accordingly, the Court considers 24 Real Action‘s Reply on the merits. 25 26 27 28 3 The Court declines to comment on whether Real Action‘s arguments are ―potentially libelous‖ or an ―attempt to defame Mr. Jain.‖ See Obj. at 3-4. 3 DISCUSSION 1 Real Action moves to strike UTS‘ Interrogatory Responses pursuant to Federal Rules of 2 3 Civil Procedure 33(b)(3) and 56(c).4 Mot. at 1. Rule 33(b)(3) provides that ―[e]ach interrogatory 4 must, to the extent it is not objected to, be answered separately and fully in writing under oath.‖ 5 Real Action challenges both the qualifications of Mr. Jain and the language of the verification. 6 Rule 56(c)(2) allows ―[a] party [to] object that the material cited to support or dispute a fact cannot 7 be presented in a form that would be admissible in evidence.‖ Rule 56(c)(4) requires affidavits or 8 declarations in support of a motion for summary judgment to ―be made on personal knowledge, 9 set out facts that would be admissible in evidence, and show that the affiant or declarant is 10 competent to testify on the matters stated.‖ United States District Court Northern District of California 11 Real Action argues the Interrogatory Responses ―are not are not summary judgment 12 evidence under Rule 56(c)(2) and 56(c)(4) because they are not signed ‗under oath‘ as required by 13 Fed. R. Civ. P. 33(b)(3).‖ Mot. ¶ 6. The Court DENIES the Motion to Strike. First, while Rule 33(b)(3) requires each answer 14 15 to an interrogatory ―in writing under oath[,]‖ UTS argues and offers evidence that it served on 16 Real Action the Interrogatory Responses with Mr. Jain‘s verification. See Opp‘n at 1; First Glaspy 17 Decl., Ex. 2 (March-April 2017 email correspondence between counsel with attached 18 Interrogatory Responses with verification). Nothing in the record shows Real Action objected to 19 the Interrogatory Responses or disputed Mr. Jain‘s verification at that time. If Real Action 20 believed Mr. Jain was not qualified to verify the Interrogatory Responses, or wanted to confirm he 21 was qualified, Real Action should have raised those questions in April 2017. Moreover, Judge 22 Vadas previously held that ―[t]he May 12, 2016 interrogatory answers served on Defendants by 23 Advanced Tactical Ordnance Systems LLC and UTS were properly verified and no further 24 verification is required.‖ Disc. Order, Dkt. No. 259 ¶ 1. The verification language at issue in that 25 26 27 28 4 It is unclear under which Rule Real Action brings this Motion. Real Action asserts it ―move[s] pursuant to Civil Procedure Rule 56(c)&(4) and Rule 33(b)(3).‖ Mot. at 1 (error in original). Real Action later argues ―[t]he Supplemental Answers are not summary judgment evidence under Rule 56(c)(2) and 56(c)(4)[.]‖ Id. ¶ 6. The Court therefore assumes Real Action brings its Motion pursuant to Rules 33(b)(3), 56(c)(2), and 56(c)(4). 4 1 Discovery Order is substantially the same as the one Real Action now challenges. Compare First 2 Glaspy Decl., Ex. 1 (―I have reviewed the supplemental responses to the interrogatories served on 3 UTS and ATO, dated February 27, 2017, and hereby certify that the responses are true and correct 4 to the best of my knowledge and belief. I am authorized to sign this certification on behalf of UTS 5 and ATO.‖) with id., Exs. 5 & 6 (May 12, 2016 interrogatory responses with verification that ―I 6 hereby certify that the foregoing answers are true and correct to the best of my knowledge and 7 belief.‖). Real Action did not appeal Judge Vadas‘ Order to the undersigned, and the Court finds 8 no reason to overrule Judge Vadas‘ finding so as to now find Mr. Jain‘s verification insufficient. Second, Real Action does not show, let alone argue, that information contained in the 9 Interrogatory Responses ―cannot be presented in a form that would be admissible in evidence.‖ 11 United States District Court Northern District of California 10 Fed. R. Civ. P. 56(c)(2). ―At the summary judgment stage, we do not focus on the admissibility of 12 the evidence‘s form. We instead focus on the admissibility of its contents.‖ Fraser v. Goodale, 13 342 F.3d 1032, 1036–37 (9th Cir. 2003) (citing Block v. City of L.A., 253 F.3d 410, 418–19 (9th 14 Cir. 2001) (―To survive summary judgment, a party does not necessarily have to produce evidence 15 in a form that would be admissible at trial, as long as the party satisfies the requirements of 16 Federal Rules of Civil Procedure 56.‖)). For instance, UTS may be able to call at trial a witness 17 who can testify to his or her personal knowledge of the assertions in the Interrogatory 18 Responses—Mr. Jain, for instance.5 19 Accordingly, the Court DENIES the Motion to Strike. 20 IT IS SO ORDERED. 21 22 Dated: August 11, 2017 ______________________________________ MARIA-ELENA JAMES United States Magistrate Judge 23 24 25 26 27 28 5 It appears Real Action may have known that Mr. Jain is UTS‘ and ATO‘s Chief Financial Officer. See Obj. at 3; see Second Glaspy Decl., Exs. 2-3 (deposition transcripts identifying Mr. Jain), Dkt. No. 462-1. 5

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