Artifex Software, Inc. v. Entwrx Ltd.

Filing 28

ORDER by Magistrate Judge Maria-Elena James granting 27 Stipulation for Protective Order. (rmm2S, COURT STAFF) (Filed on 6/2/2015)

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1 2 3 4 5 6 7 8 9 10 11 12 13 DARIN SNYDER (S.B. #136003) dsnyder@omm.com DAVID SEPANIK (S.B. #221527) dsepanik@omm.com JESSE KOEHLER (S.B. #300530) jkoehler@omm.com O’MELVENY & MYERS LLP Two Embarcadero Center, 28th Floor San Francisco, California 94111-3823 Telephone: (415) 984-8700 Facsimile: (415) 984-8701 Attorneys for Plaintiff ARTIFEX SOFTWARE, INC. MICHAEL H. BIERMAN (S.B. #89156) mbierman@mckennalong.com MCKENNA LONG & ALDRIDGE LLP 300 South Grand Avenue, 14th Floor Los Angeles, California 90071 Telephone: (213) 688-1000 Facsimile: (213) 452-8029 Attorneys for Defendant ENTWRX LTD. 14 UNITED STATES DISTRICT COURT 15 NORTHERN DISTRICT OF CALIFORNIA 16 SAN FRANCISCO DIVISION 17 18 ARTIFEX SOFTWARE, INC., Plaintiff, 19 v. 20 21 ENTWRX LTD., 24 25 26 27 STIPULATED PROTECTIVE ORDER FOR LITIGATION INVOLVING PATENTS, HIGHLY SENSITIVE CONFIDENTIAL INFORMATION AND/OR TRADE SECRETS Defendant. 22 23 Civil Action No. 3:14-cv-05231-MEJ 1. PURPOSES AND LIMITATIONS Disclosure and discovery activity in this action are likely to involve production of confidential, proprietary, or private information for which special protection from public disclosure and from use for any purpose other than prosecuting this litigation may be warranted. Accordingly, the parties hereby stipulate to and petition the court to enter the following Stipulated Protective 28 [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 Order. The parties acknowledge that this Order does not confer blanket protections on all 2 disclosures or responses to discovery and that the protection it affords from public disclosure and 3 use extends only to the limited information or items that are entitled to confidential treatment under 4 the applicable legal principles. The parties further acknowledge, as set forth in Section 13.4, below, 5 that this Stipulated Protective Order does not entitle them to file confidential information under 6 seal; Civil Local Rule 79-5 sets forth the procedures that must be followed and the standards that 7 will be applied when a party seeks permission from the court to file material under seal. 8 2. 9 10 11 DEFINITIONS 2.1 Challenging Party: a Party or Non-Party that challenges the designation of information or items under this Order. 2.2 “CASE CONFIDENTIAL” Information or Items: information (regardless of how it 12 is generated, stored or maintained) or tangible things that qualify for protection under Federal Rule 13 of Civil Procedure 26(c). 14 15 16 2.3 Counsel (without qualifier): Outside Counsel of Record and House Counsel (as well as their support staff). 2.4 Designating Party: a Party or Non-Party that designates information or items that it 17 produces in disclosures or in responses to discovery as “CASE CONFIDENTIAL,” “CASE 18 CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” or “CASE CONFIDENTIAL – SOURCE 19 CODE.” 20 2.5 Disclosure or Discovery Material: all items or information, regardless of the 21 medium or manner in which it is generated, stored, or maintained (including, among other things, 22 testimony, transcripts, and tangible things), that are produced or generated in disclosures or 23 responses to discovery in this matter. 24 2.6 Expert: a person with specialized knowledge or experience in a matter pertinent to 25 the litigation who (1) has been retained by a Party or its counsel to serve as an expert witness or as 26 a consultant in this action, (2) is not a past or current employee of a Party or of a Party’s 27 competitor, and (3) at the time of retention, is not anticipated to become an employee of a Party or 28 of a Party’s competitor. -2- [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2.7 “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY” Information or Items: 2 extremely sensitive “Confidential Information or Items,” disclosure of which to another Party or 3 Non-Party would create a substantial risk of serious harm that could not be avoided by less 4 restrictive means. 5 2.8 “CASE CONFIDENTIAL – SOURCE CODE” Information or Items: extremely 6 sensitive “Confidential Information or Items” representing computer code and associated 7 comments and revision histories, formulas, engineering specifications, or schematics that define or 8 otherwise describe in detail the algorithms or structure of software or hardware designs, disclosure 9 of which to another Party or Non-Party would create a substantial risk of serious harm that could 10 not be avoided by 11 less restrictive means. 12 13 14 15 16 2.9 House Counsel: attorneys who are employees of a party to this action. House Counsel does not include Outside Counsel of Record or any other outside counsel. 2.10 Non-Party: any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action. 2.11 Outside Counsel of Record: attorneys who are not employees of a party to this 17 action but are retained to represent or advise a party to this action and have appeared in this action 18 on behalf of that party or are affiliated with a law firm which has appeared on behalf of that party. 19 20 21 22 23 2.12 Party: any party to this action, including all of its officers, directors, employees, consultants, retained experts, and Outside Counsel of Record (and their support staffs). 2.13 Producing Party: a Party or Non-Party that produces Disclosure or Discovery Material in this action. 2.14 Professional Vendors: persons or entities that provide litigation support services 24 (e.g., photocopying, videotaping, translating, preparing exhibits or demonstrations, and organizing, 25 storing, or retrieving data in any form or medium) and their employees and subcontractors. 26 2.15 Protected Material: any Disclosure or Discovery Material that is designated as 27 “CASE CONFIDENTIAL,” “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” or as 28 “CASE CONFIDENTIAL – SOURCE CODE.” -3- [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2.16 Receiving Party: a Party that receives Disclosure or Discovery Material from a 2 Producing Party. 3 3. 4 SCOPE The protections conferred by this Stipulation and Order cover not only Protected Material 5 (as defined above), but also (1) any information copied or extracted from Protected Material; (2) all 6 copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony, 7 conversations, or presentations by Parties or their Counsel that might reveal Protected Material. 8 However, the protections conferred by this Stipulation and Order do not cover the following 9 information: (a) any information that is in the public domain at the time of disclosure to a 10 Receiving Party or becomes part of the public domain after its disclosure to a Receiving Party as a 11 result of publication not involving a violation of this Order, including becoming part of the public 12 record through trial or otherwise; and (b) any information known to the Receiving Party prior to the 13 disclosure or obtained by the Receiving Party after the disclosure from a source who obtained the 14 information lawfully and under no obligation of confidentiality to the Designating Party, except 15 insofar as any such information constitutes a trade secret or other confidential and proprietary 16 information of Plaintiff which has been identified with reasonable particularity, is alleged in this 17 action to have been misused or misappropriated by Defendant, and otherwise qualifies as Protected 18 Material herein. Any use of Protected Material at trial shall be governed by a separate agreement or 19 order. 20 4. 21 DURATION Even after final disposition of this litigation, the confidentiality obligations imposed by this 22 Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order 23 otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and 24 defenses in this action, with or without prejudice; and (2) final judgment herein after the 25 completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this action, 26 including the time limits for filing any motions or applications for extension of time pursuant to 27 applicable law. 28 -4- [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2 5. DESIGNATING PROTECTED MATERIAL 5.1 Exercise of Restraint and Care in Designating Material for Protection. Each Party or 3 Non-Party that designates information or items for protection under this Order must take care to 4 limit any such designation to specific material that qualifies under the appropriate standards. To the 5 extent it is practical to do so, the Designating Party must designate for protection only those 6 materials, documents, items, or oral or written communications that qualify – so that other 7 materials, documents, items, or communications for which protection is not warranted are not 8 swept unjustifiably within the ambit of this Order. 9 Mass, indiscriminate, or routinized designations are prohibited. Designations that are shown 10 to be clearly unjustified or that have been made for an improper purpose (e.g., to unnecessarily 11 encumber or retard the case development process or to impose unnecessary expenses and burdens 12 on other parties) expose the Designating Party to sanctions. 13 If it comes to a Designating Party’s attention that information or items that it designated for 14 protection do not qualify for protection at all or do not qualify for the level of protection initially 15 asserted, that Designating Party must promptly notify all other parties that it is withdrawing the 16 mistaken designation. 17 5.2 Manner and Timing of Designations. Except as otherwise provided in this Order 18 (see, e.g., second paragraph of section 5.2(a) below), or as otherwise stipulated or ordered, 19 Disclosure or Discovery 20 21 22 23 Material that qualifies for protection under this Order must be clearly so designated before the material is disclosed or produced. Designation in conformity with this Order requires: (a) for information in documentary form (e.g., paper or electronic documents, but 24 excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing Party 25 affix the legend “CASE CONFIDENTIAL,” “CASE CONFIDENTIAL – ATTORNEYS’ EYES 26 ONLY,” or “CASE CONFIDENTIAL – SOURCE CODE” to each page that contains protected 27 material. If only a portion or portions of the material on a page qualifies for protection, the 28 -5- [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 Producing Party also must clearly identify the protected portion(s) (e.g., by making appropriate 2 markings in the margins) and must specify, for each portion, the level of protection being asserted. 3 A Party or Non-Party that makes original documents or materials available for inspection 4 need not designate them for protection until after the inspecting Party has indicated which material 5 it would like copied and produced. During the inspection and before the designation, all of the 6 material made available for inspection shall be deemed “CASE CONFIDENTIAL – 7 ATTORNEYS’ EYES ONLY.” After the inspecting Party has identified the documents it wants 8 copied and produced, the Producing Party must determine which documents, or portions thereof, 9 qualify for protection under this Order. Then, before producing the specified documents, the 10 Producing Party must affix the appropriate legend (“CASE CONFIDENTIAL,” “CASE 11 CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” or “CASE CONFIDENTIAL – SOURCE 12 CODE) to each page that contains Protected Material. If only a portion or portions of the material 13 on a page qualifies for protection, the Producing Party also must clearly identify the protected 14 portion(s) (e.g., by making appropriate markings in the margins) and must specify, for each 15 portion, the level of protection being asserted. 16 (b) for testimony given in deposition or in other pretrial or trial proceedings, that the 17 Designating Party identify on the record, before the close of the deposition, hearing, or other 18 proceeding, all protected testimony and specify the level of protection being asserted. When it is 19 impractical to identify separately each portion of testimony that is entitled to protection and it 20 appears that substantial portions of the testimony may qualify for protection, the Designating Party 21 may invoke on the record (before the deposition, hearing, or other proceeding is concluded) a right 22 to have up to 21 days to identify the specific portions of the testimony as to which protection is 23 sought and to specify the level of protection being asserted. Only those portions of the testimony 24 that are appropriately designated for protection within the 21 days shall be covered by the 25 provisions of this Stipulated Protective Order. Alternatively, a Designating Party may specify, at 26 the deposition or up to 21 days afterwards if that period is properly invoked, that the entire 27 transcript shall be treated as “CASE CONFIDENTIAL” or “CASE CONFIDENTIAL – 28 ATTORNEYS’ EYES ONLY.” -6- [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 Parties shall give the other parties notice if they reasonably expect a deposition, hearing or 2 other proceeding to include Protected Material so that the other parties can ensure that only 3 authorized individuals who have signed the “Acknowledgment and Agreement to Be Bound” 4 (Exhibit A) are present at those proceedings. The use of a document as an exhibit at a deposition 5 shall not in any way affect its designation as “CASE CONFIDENTIAL” or “CASE 6 CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” 7 Transcripts containing Protected Material shall have an obvious legend on the title page that 8 the transcript contains Protected Material, and the title page shall be followed by a list of all pages 9 (including line numbers as appropriate) that have been designated as Protected Material and the 10 level of protection being asserted by the Designating Party. The Designating Party shall inform the 11 court reporter of these requirements. Any transcript that is prepared before the expiration of a 21- 12 day period for designation shall be treated during that period as if it had been designated “CASE 13 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” in its entirety unless otherwise agreed. After 14 the expiration of that period, the transcript shall be treated only as actually designated. 15 (c) for information produced in some form other than documentary and for any 16 other tangible items, that the Producing Party affix in a prominent place on the exterior of the 17 container or containers in which the information or item is stored the legend “CASE 18 CONFIDENTIAL,” “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” or “CASE 19 CONFIDENTIAL – SOURCE CODE.” If only a portion or portions of the information or item 20 warrant protection, the Producing Party, to the extent practicable, shall identify the protected 21 portion(s) and specify the level of protection being asserted. 22 5.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to 23 designate qualified information or items does not, standing alone, waive the Designating Party’s 24 right to secure protection under this Order for such material. Upon timely correction of a 25 designation, the Receiving Party must make reasonable efforts to assure that the material is treated 26 in accordance with the provisions of this Order. 27 28 -7- [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 6.1 Timing of Challenges. Any Party or Non-Party may challenge a designation of 3 confidentiality at any time. Unless a prompt challenge to a Designating Party’s confidentiality 4 designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic 5 burdens, or a significant disruption or delay of the litigation, a Party does not waive its right to 6 challenge a confidentiality designation by electing not to mount a challenge promptly after the 7 original designation is disclosed. 8 6.2 Meet and Confer. The Challenging Party shall initiate the dispute resolution process 9 by providing written notice of each designation it is challenging and describing the basis for each 10 challenge. To avoid ambiguity as to whether a challenge has been made, the written notice must 11 recite that the challenge to confidentiality is being made in accordance with this specific paragraph 12 of the Protective Order. The parties shall attempt to resolve each challenge in good faith and must 13 begin the process by conferring directly (in voice to voice dialogue; other forms of communication 14 are not sufficient) within 14 days of the date of service of notice. In conferring, the Challenging 15 Party must explain the basis for its belief that the confidentiality designation was not proper and 16 must give the Designating Party an opportunity to review the designated material, to reconsider the 17 circumstances, and, if no change in designation is offered, to explain the basis for the chosen 18 designation. A Challenging Party may proceed to the next stage of the challenge process only if it 19 has engaged in this meet and confer process first or establishes that the Designating Party is 20 unwilling to participate in the meet and confer process in a timely manner. 21 6.3 Judicial Intervention. If the Parties cannot resolve a challenge without court 22 intervention, the Designating Party shall file and serve a motion to retain confidentiality under 23 Civil Local Rule 7 (and in compliance with Civil Local Rule 79-5, if applicable) within 21 days of 24 the initial notice of challenge or within 14 days of the parties agreeing that the meet and confer 25 process will not resolve their dispute, whichever is earlier. Each such motion must be accompanied 26 by a competent declaration affirming that the movant has complied with the meet and confer 27 requirements imposed in the preceding paragraph. Failure by the Designating Party to make such a 28 motion including the required declaration within 21 days (or 14 days, if applicable) shall -8- [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 automatically waive the confidentiality designation for each challenged designation. In addition, 2 the Challenging Party may file a motion challenging a confidentiality designation at any time if 3 there is good cause for doing so, including a challenge to the designation of a deposition transcript 4 or any portions thereof. Any motion brought pursuant to this provision must be accompanied by a 5 competent declaration affirming that the movant has complied with the meet and confer 6 requirements imposed by the preceding paragraph. 7 The burden of persuasion in any such challenge proceeding shall be on the Designating 8 Party. Frivolous challenges and those made for an improper purpose (e.g., to harass or impose 9 unnecessary expenses and burdens on other parties) may expose the Challenging Party to sanctions. 10 Unless the Designating Party has waived the confidentiality designation by failing to file a motion 11 to retain confidentiality as described above, all parties shall continue to afford the material in 12 question the level of protection to which it is entitled under the Producing Party’s designation until 13 the court rules on the challenge. 14 7. 15 ACCESS TO AND USE OF PROTECTED MATERIAL 7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed or 16 produced by another Party or by a Non-Party in connection with this case only for prosecuting, 17 defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to 18 the categories of persons and under the conditions described in this Order. When the litigation has 19 been terminated, a Receiving Party must comply with the provisions of section 14 below (FINAL 20 DISPOSITION). 21 22 Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner1 that ensures that access is limited to the persons authorized under this Order. 23 7.2 Disclosure of “CASE CONFIDENTIAL” Information or Items. Unless otherwise 24 ordered by the court or permitted in writing by the Designating Party, a Receiving Party may 25 disclose any information or item designated “CASE CONFIDENTIAL” only to: 26 27 28 1 It may be appropriate under certain circumstances to require the Receiving Party to store any electronic Protected Material in password-protected form. -9- [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as 2 employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the 3 information for this litigation and who have signed the “Acknowledgment and Agreement to Be 4 Bound” that is attached hereto as Exhibit A; 5 (b) the officers, directors, and employees (including House Counsel) of the 6 Receiving Party to whom disclosure is reasonably necessary for this litigation and who have signed 7 the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 8 9 10 (c) Experts (as defined in this Order) of the Receiving Party to whom disclosure is reasonably necessary for this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 11 (d) the court and its personnel; 12 (e) court reporters and their staff, professional jury or trial consultants, and 13 Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have 14 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 15 (f) during their depositions, witnesses in the action to whom disclosure is reasonably 16 necessary and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A), 17 unless otherwise agreed by the Designating Party or ordered by the court. Pages of transcribed 18 deposition testimony or exhibits to depositions that reveal Protected Material must be separately 19 bound by the court reporter and may not be disclosed to anyone except as permitted under this 20 Stipulated Protective Order. 21 22 23 (g) the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information. 7.3 Disclosure of “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY” and 24 “CASE CONFIDENTIAL – SOURCE CODE” Information or Items. Unless otherwise ordered by 25 the court or permitted in writing by the Designating Party, a Receiving Party may disclose any 26 information or item designated “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or 27 “CASE CONFIDENTIAL – SOURCE CODE” only to: 28 - 10 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as 2 employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the 3 information for this litigation and who have signed the “Acknowledgment and Agreement to Be 4 Bound” that is attached hereto as Exhibit A; 5 (b) Experts of the Receiving Party (1) to whom disclosure is reasonably necessary 6 for this litigation, (2) who have signed the “Acknowledgment and Agreement to Be Bound” 7 (Exhibit A), and (3) as to whom the procedures set forth in paragraph 7.4(a), below, have been 8 followed; 9 (c) the court and its personnel; 10 (d) court reporters and their staff, professional jury or trial consultants (including 11 mock jurors), and Professional Vendors to whom disclosure is reasonably necessary for this 12 litigation and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 13 and 14 15 16 (e) the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information. 7.4 Procedures for Approving or Objecting to Disclosure of “CASE CONFIDENTIAL – 17 ATTORNEYS’ EYES ONLY” or “CASE CONFIDENTIAL – SOURCE CODE” Information or 18 Items to Experts. 19 (a) Unless otherwise ordered by the court or agreed to in writing by the Designating 20 Party, a Party that seeks to disclose to an Expert (as defined in this Order) any information or item 21 that has been designated “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “CASE 22 CONFIDENTIAL – SOURCE CODE” pursuant to paragraph 7.3(b) first must make a written 23 request to the Designating Party that (1) identifies the general categories of “CASE 24 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “CASE CONFIDENTIAL – SOURCE 25 CODE” information that the Receiving Party seeks permission to disclose to the Expert, (2) sets 26 forth the full name of the Expert and the city and state of his or her primary residence, (3) attaches 27 a copy of the Expert’s current resume, (4) identifies the Expert’s current employer(s), (5) identifies 28 each person or entity from whom the Expert has received compensation or funding for work in his - 11 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 or her areas of expertise or to whom the expert has provided professional services, including in 2 connection with a litigation, at any time during the preceding five years,2 and (6) identifies (by 3 name and number of the case, filing date, and location of court) any litigation in connection with 4 which the Expert has offered expert testimony, including through a declaration, report, or 5 testimony at a deposition or trial, during the preceding five years.3 6 (b) A Party that makes a request and provides the information specified in the 7 preceding respective paragraphs may disclose the subject Protected Material to the identified 8 Expert unless, within 14 days of delivering the request, the Party receives a written objection from 9 the Designating Party. Any such objection must set forth in detail the grounds on which it is based. 10 (c) A Party that receives a timely written objection must meet and confer with the 11 Designating Party (through direct voice to voice dialogue) to try to resolve the matter by agreement 12 within seven days of the written objection. If no agreement is reached, the Party seeking to make 13 the disclosure to the Expert may file a motion as provided in Civil Local Rule 7 (and in compliance 14 with Civil Local Rule 79-5, if applicable) seeking permission from the court to do so. Any such 15 motion must describe the circumstances with specificity, set forth in detail the reasons why the 16 disclosure to the Expert is reasonably necessary, assess the risk of harm that the disclosure would 17 entail, and suggest any additional means that could be used to reduce that risk. In addition, any 18 such motion must be accompanied by a competent declaration describing the parties’ efforts to 19 resolve the matter by agreement (i.e., the extent and the content of the meet and confer discussions) 20 and setting forth the reasons advanced by the Designating Party for its refusal to approve the 21 disclosure. 22 In any such proceeding, the Party opposing disclosure to the Expert shall bear the burden of 23 proving that the risk of harm that the disclosure would entail (under the safeguards proposed) 24 outweighs the Receiving Party’s need to disclose the Protected Material to its Expert. 25 2 26 27 28 If the Expert believes any of this information is subject to a confidentiality obligation to a third-party, then the Expert should provide whatever information the Expert believes can be disclosed without violating any confidentiality agreements, and the Party seeking to disclose to the Expert shall be available to meet and confer with the Designating Party regarding any such engagement. 3 It may be appropriate in certain circumstances to restrict the Expert from undertaking certain limited work prior to the termination of the litigation that could foreseeably result in an improper use of the Designating Party’s “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY” information. - 12 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 8. 2 SOURCE CODE (a) To the extent production of source code becomes necessary in this case, a 3 Producing Party may designate source code as “CASE CONFIDENTIAL - SOURCE CODE” if it 4 comprises or includes confidential, proprietary or trade secret source code. 5 (b) Protected Material designated as “CASE CONFIDENTIAL – SOURCE 6 CODE” shall be subject to all of the protections afforded to “CASE CONFIDENTIAL – 7 ATTORNEYS’ EYES ONLY” information and may be disclosed only to the individuals to whom 8 “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY” information may be disclosed, as set 9 forth in Paragraphs 7.3 and 7.4. 10 (c) Any source code produced in discovery shall be made available for 11 inspection, in a format allowing it to be reasonably reviewed and searched, during normal business 12 hours or at other mutually agreeable times, at an office of the Producing Party’s counsel or another 13 mutually agreed upon location. The source code shall be made available for inspection on a secured 14 computer in a secured room without Internet access or network access to other computers, and the 15 Receiving Party shall not copy, remove, or otherwise transfer any portion of the source code onto 16 any recordable media or recordable device. The Producing Party may visually monitor the 17 activities of the Receiving Party’s representatives during any source code review, but only to 18 ensure that there is no unauthorized recording, copying, or transmission of the source code.4 19 (d) The Receiving Party may request paper copies of limited portions of source 20 code that are reasonably necessary for the preparation of court filings, pleadings, expert reports, or 21 other papers, or for deposition or trial, but shall not request paper copies for the purposes of 22 reviewing the source code other than electronically as set forth in paragraph (c) in the first instance. 23 The Producing Party shall provide all such source code in paper form including bates numbers and 24 the label “CASE CONFIDENTIAL - SOURCE CODE.” The Producing Party may challenge the 25 amount of source code requested in hard copy form pursuant to the dispute resolution procedure 26 27 28 4 It may be appropriate under certain circumstances to require the Receiving Party to keep a paper log indicating the names of any individuals inspecting the source code and dates and times of inspection, and the names of any individuals to whom paper copies of portions of source code are provided. - 13 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 and timeframes set forth in Paragraph 6 whereby the Producing Party is the “Challenging Party” 2 and the Receiving Party is the “Designating Party” for purposes of dispute resolution. 3 (e) The Receiving Party shall maintain a record of any individual who has 4 inspected any portion of the source code in electronic or paper form. The Receiving Party shall 5 maintain all paper copies of any printed portions of the source code in a secured, locked area. The 6 Receiving Party shall not create any electronic or other images of the paper copies and shall not 7 convert any of the information contained in the paper copies into any electronic format. The 8 Receiving Party shall only make additional paper copies if such additional copies are (1) necessary 9 to prepare court filings, pleadings, or other papers (including a testifying expert’s expert report), 10 (2) necessary for deposition, or (3) otherwise necessary for the preparation of its case. Any paper 11 copies used during a deposition shall be retrieved by the Producing Party at the end of each day and 12 must not be given to or left with a court reporter or any other unauthorized individual.5 13 9. 14 PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER LITIGATION 15 If a Party is served with a subpoena or a court order issued in other litigation that 16 compels disclosure of any information or items designated in this action as “CASE 17 CONFIDENTIAL,” or “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” or “CASE 18 CONFIDENTIAL – SOURCE CODE” that Party must: 19 20 (a) promptly notify in writing the Designating Party. Such notification shall include a copy of the subpoena or court order; 21 (b) promptly notify in writing the party who caused the subpoena or order to issue in 22 the other litigation that some or all of the material covered by the subpoena or order is subject to 23 this Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and 24 25 26 27 28 5 The nature of the source code at issue in a particular case may warrant additional protections or restrictions, For example, it may be appropriate under certain circumstances to require the Receiving Party to provide notice to the Producing Party before including “CASE CONFIDENTIAL – SOURCE CODE” information in a court filing, pleading, or expert report. - 14 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2 (c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected.6 3 If the Designating Party timely seeks a protective order, the Party served with the 4 subpoena or court order shall not produce any information designated in this action as “CASE 5 CONFIDENTIAL,” or “CASE CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” or “CASE 6 CONFIDENTIAL – SOURCE CODE” before a determination by the court from which the 7 subpoena or order issued, unless the Party has obtained the Designating Party’s permission. The 8 Designating Party shall bear the burden and expense of seeking protection in that court of its 9 confidential material – and nothing in these provisions should be construed as authorizing or 10 encouraging a Receiving Party in this action to disobey a lawful directive from another court. 11 10. 12 A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED IN THIS LITIGATION 13 (a) The terms of this Order are applicable to information produced by a Non- 14 Party in this action and designated as “CASE CONFIDENTIAL,” “CASE CONFIDENTIAL – 15 ATTORNEYS’ EYES ONLY,” or “CASE CONFIDENTIAL – SOURCE CODE”. Such 16 information produced by Non-Parties in connection with this litigation is protected by the remedies 17 and relief provided by this Order. Nothing in these provisions should be construed as prohibiting a 18 Non-Party from seeking additional protections. 19 (b) In the event that a Party is required, by a valid discovery request, to produce 20 a Non-Party’s confidential information in its possession, and the Party is subject to an agreement 21 with the Non-Party not to produce the Non-Party’s confidential information, then the Party shall: 22 23 1. promptly notify in writing the Requesting Party and the Non-Party that some or all of the information requested is subject to a confidentiality agreement with a Non-Party; 24 25 26 27 28 6 The purpose of imposing these duties is to alert the interested parties to the existence of this Protective Order and to afford the Designating Party in this case an opportunity to try to protect its confidentiality interests in the court from which the subpoena or order issued. - 15 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2. promptly provide the Non-Party with a copy of the Stipulated Protective 2 Order in this litigation, the relevant discovery request(s), and a reasonably specific description of 3 the information requested; and 4 3. make the information requested available for inspection by the Non-Party. 5 (c) If the Non-Party fails to object or seek a protective order from this court 6 within 14 days of receiving the notice and accompanying information, the Receiving Party may 7 produce the Non-Party’s confidential information responsive to the discovery request. If the Non- 8 Party timely seeks a protective order, the Receiving Party shall not produce any information in its 9 possession or control that is subject to the confidentiality agreement with the Non-Party before a 10 determination by the court.7 Absent a court order to the contrary, the Non-Party shall bear the 11 burden and expense of seeking protection in this court of its Protected Material. 12 11. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 13 If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed 14 Protected Material to any person or in any circumstance not authorized under this Stipulated 15 Protective Order, the Receiving Party must immediately (a) notify in writing the Designating Party 16 of the unauthorized disclosures, (b) use its best efforts to retrieve all unauthorized copies of the 17 Protected Material, (c) inform the person or persons to whom unauthorized disclosures were made 18 of all the terms of this Order, and (d) request such person or persons to execute the 19 “Acknowledgment and Agreement to Be Bound” that is attached hereto as Exhibit A. 20 12. 21 INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE PROTECTED MATERIAL 22 When a Producing Party gives notice to Receiving Parties that certain inadvertently 23 produced material is subject to a claim of privilege or other protection, the obligations of the 24 Receiving Parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This provision 25 is not intended to modify whatever procedure may be established in an e-discovery order that 26 provides for production without prior privilege review. Pursuant to Federal Rule of Evidence 27 28 7 The purpose of this provision is to alert the interested parties to the existence of confidentiality rights of a Non-Party and to afford the Non-Party an opportunity to protect its confidentiality interests in this court. - 16 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 502(d) and (e), insofar as the parties reach an agreement on the effect of disclosure of a 2 communication or information covered by the attorney-client privilege or work product protection, 3 the parties may incorporate their agreement in the stipulated protective order submitted to the 4 court. 5 13. 6 7 8 9 MISCELLANEOUS 13.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the court in the future. 13.2 Right to Assert Other Objections. By stipulating to the entry of this Protective Order no Party waives any right it otherwise would have to object to disclosing or producing any 10 information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no 11 Party waives any right to object on any ground to use in evidence of any of the material covered by 12 this Protective Order. 13 13.3 Export Control. Disclosure of Protected Material shall be subject to all applicable 14 laws and regulations relating to the export of technical data contained in such Protected Material, 15 including the release of such technical data to foreign persons or nationals in the United States or 16 elsewhere. The Producing Party shall be responsible for identifying any such controlled technical 17 data, and the Receiving Party shall take measures necessary to ensure compliance. 18 13.4 Filing Protected Material. Without written permission from the Designating Party or 19 a court order secured after appropriate notice to all interested persons, a Party may not file in the 20 public record in this action any Protected Material. A Party that seeks to file under seal any 21 Protected Material must comply with Civil Local Rule 79-5. Protected Material may only be filed 22 under seal pursuant to a court order authorizing the sealing of the specific Protected Material at 23 issue. Pursuant to Civil Local Rule 79-5, a sealing order will issue only upon a request establishing 24 that the Protected Material at issue is privileged, protectable as a trade secret, or otherwise entitled 25 to protection under the law. If a Receiving Party's request to file Protected Material under seal 26 pursuant to Civil Local Rule 79-5(e) is denied by the court, then the Receiving Party may file the 27 Protected Material in the public record pursuant to Civil Local Rule 79-5(e)(2) unless otherwise 28 instructed by the court. - 17 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2 14. FINAL DISPOSITION Within 60 days after the final disposition of this action, as defined in paragraph 4, 3 each Receiving Party must return all Protected Material to the Producing Party or destroy such 4 material. As used in this subdivision, “all Protected Material” includes all copies, abstracts, 5 compilations, summaries, and any other format reproducing or capturing any of the Protected 6 Material. Whether the Protected Material is returned or destroyed, the Receiving Party must submit 7 a written certification to the Producing Party (and, if not the same person or entity, to the 8 Designating Party) by the 60-day deadline that (1) identifies (by category, where appropriate) all 9 the Protected Material that was returned or destroyed and (2) affirms that the Receiving Party has 10 not retained any copies, abstracts, compilations, summaries or any other format reproducing or 11 capturing any of the Protected Material. Notwithstanding this provision, Counsel are entitled to 12 retain an archival copy of all pleadings, motion papers, trial, deposition, and hearing transcripts, 13 legal memoranda, correspondence, deposition and trial exhibits, expert reports, attorney work 14 product, and consultant and expert work product, even if such materials contain Protected Material. 15 Any such archival copies that contain or constitute Protected Material remain subject to this 16 Protective Order as set forth in Section 4 (DURATION). 17 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 18 19 DATED: June 1, 2015 /s/ Darin W. Snyder Darin W. Snyder O’MELVENY & MYERS LLP Attorneys for Plaintiff DATED: June 1, 2015 /s/ Michael H. Bierman Michael H. Bierman MCKENNA LONG & ALDRIDGE LLP Attorneys for Defendant 20 21 22 23 24 25 26 27 28 - 18 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2 3 4 ATTESTATION I hereby attest that the other signatory listed concurs in this filing’s content and has authorized the filing. Dated: June 1, 2015 O’MELVENY & MYERS LLP 5 6 By: 7 /s/ Darin W. Snyder Darin W. Snyder 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 - 19 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 2 [PROPOSED] ORDER PURSUANT TO STIPULATION, IT IS SO ORDERED. 3 4 5 June 2, 2015 DATED: ________________________ _____________________________________ Honorable Maria-Elena James United States Magistrate Judge 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 - 20 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ 1 EXHIBIT A 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 I, _____________________________ [print or type full name], of 4 _________________ [print or type full address], declare under penalty of perjury that I have read 5 in its entirety and understand the Stipulated Protective Order that was issued by the United States 6 District Court for the Northern District of California on ____________ [date] in the case of 7 Artifex Software, Inc. v. Entwrx Ltd. (Civil Action No. 3:14-cv-05231-MEJ). I agree to comply 8 with and to be bound by all the terms of this Stipulated Protective Order and I understand and 9 acknowledge that failure to so comply could expose me to sanctions and punishment in the nature 10 of contempt. I solemnly promise that I will not disclose in any manner any information or item that 11 is subject to this Stipulated Protective Order to any person or entity except in strict compliance 12 with the provisions of this Order. 13 I further agree to submit to the jurisdiction of the United States District Court for the 14 Northern District of California for the purpose of enforcing the terms of this Stipulated Protective 15 Order, even if such enforcement proceedings occur after termination of this action. 16 I hereby appoint __________________________ [print or type full name] of 17 _______________________________________ [print or type full address and telephone number] 18 as my California agent for service of process in connection with this action or any proceedings 19 related to enforcement of this Stipulated Protective Order. 20 21 Date: _________________________________ 22 City and State where sworn and signed: _________________________________ 23 24 25 26 Printed name: ______________________________ [printed name] Signature: __________________________________ [signature] 27 28 - 21 - [PROPOSED] STIPULATED PROTECTIVE ORDER - CASE NO. 3:14-CV-05231-MEJ

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