Avago Technologies General IP (Singapore) Pte. Ltd. v. ASUSTeK Computer, Inc. et al

Filing 193

STIPULATION AND ORDER re 192 STIPULATION WITH PROPOSED ORDER STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER FOR THIRD PARTY QUALCOMM INCORPORATED filed by Avago Technologies General IP (Singapore) PTE Ltd. Signed by Judge Edward M. Chen on 3/29/16. (bpf, COURT STAFF) (Filed on 3/29/2016)

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1 2 3 4 5 6 SWANSON & BRATSCHUN, LLC Daniel S. Young (Admitted Pro Hac Vice) 8210 Southpark Terrace Littleton, CO 80120 Telephone: (303) 268-0066 Facsimile: (303) 268-0065 Email: dyoung@sbiplaw.com Counsel for Plaintiff AVAGO TECHNOLOGIES GENERAL IP (SINGAPORE) PTE. LTD. 7 8 UNITED STATES DISTRICT COURT 9 FOR THE NORTHERN DISTRICT OF CALIFORNIA 10 SAN FRANCISCO DIVISION 11 12 AVAGO TECHNOLOGIES GENERAL IP (SINGAPORE) PTE. LTD., 13 Plaintiff, 14 15 16 v. Case No.: 3:15-cv-04525-EMC STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER ASUSTEK COMPUTER, INC. AND ASUS COMPUTER INTERNATIONAL, 17 Defendants. 18 19 WHEREAS, the Court entered a Protective Order to protect Party and Non-party 20 21 22 23 24 25 confidential business information in the above-referenced action on June 16, 2015 (ECF No. 33) (“Protective Order”); and WHEREAS, Plaintiff Avago Technologies General IP (Singapore) Pte. Ltd. (“Plaintiff”), Defendants ASUSTeK Computer Inc. and ASUS Computer International (each a “Party” or, collectively, “Parties”), and Qualcomm Incorporated (“QUALCOMM”), a non- 26 27 28 party to this action, may produce confidential source code, schematics, and other documents in this action that include or incorporate CONFIDENTIAL INFORMATION belonging to STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 1 1 QUALCOMM (“QUALCOMM Confidential Information”); and 2 WHEREAS the Parties and Non-Party QUALCOMM have agreed to provisions in 3 addition to those contained in the Protective Order to protect against misuse or disclosure of 4 5 such QUALCOMM Confidential Information; 6 WHEREFORE, IT IS HEREBY ORDERED that source code, schematics, or 7 documents that incorporate QUALCOMM Confidential Information produced in connection 8 with the above-captioned matters that are designated as “QUALCOMM CONFIDENTIAL 9 BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” and 10 11 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ 12 EYES ONLY – CONFIDENTIAL SOURCE CODE” shall be subject to the following 13 restrictions: 14 15 16 A. Definitions 1. “QUALCOMM MATERIAL”: Confidential information (regardless of how generated, stored, or maintained) or tangible things that include or incorporate Non-Party 17 18 QUALCOMM Confidential Information, that Non-Party QUALCOMM (i) would not normally 19 reveal to third parties except in confidence, or has undertaken with others to maintain in 20 confidence, (ii) believes in good faith is significantly sensitive, or (iii) protected by a right to 21 privacy under federal or state law, or any other applicable privilege or right related to 22 confidentiality or privacy. QUALCOMM MATERIAL includes all information, documents, 23 24 source code, schematics, testimony, and things produced, served, or otherwise provided in this 25 action by any Party or by Non-Party QUALCOMM, that include or incorporate QUALCOMM 26 Confidential Information. 27 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 2 1 2 2. “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” material: information, documents, and things that include or 3 incorporate QUALCOMM MATERIAL. 4 5 3. “Source Code”: includes human-readable programming language text that 6 defines software, firmware, (collectively, “software Source Code”) and integrated circuits 7 (“hardware Source Code”). Text files containing Source Code shall hereinafter be referred to 8 as “Source Code files.” Software Source Code files shall include, but are not limited to, files 9 containing Source Code in “C,” “C++,” BREW, Java ME, J2ME, assembler, digital signal 10 11 processor (DSP) programming languages, and other human readable text programming 12 languages. Software Source Code files further include “.include files,” “make” files, “link” 13 files, and other human-readable text files used in the generation and/or building of software 14 directly executed on a microprocessor, micro-controller, or DSP. Hardware Source Code files 15 include, but are not limited to, files containing Source Code in VDHL, Verilog, and other 16 17 18 19 20 Hardware Description Language (“HDL”) formats, including but not limited to, Register Transfer Level (“RTL”) descriptions. 4. “Chip-Level Schematics”: means symbolic representations of analog electric or electronic circuits from which the physical structure of a chip is directly derived. 21 5. “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE 22 23 ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” Material: 24 QUALCOMM MATERIAL that includes Source Code and Chip-Level Schematics that 25 constitute proprietary technical or commercially sensitive competitive information that Non- 26 Party QUALCOMM maintains as highly confidential in its business, the disclosure of which is 27 likely to cause harm to the competitive position of Non-Party QUALCOMM. This includes 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 3 1 2 Source Code and Chip-Level Schematics in the Producing Party’s possession, custody, or control, and made available for inspection by the Producing Party. 3 6. “Designated QUALCOMM Material”: material that is designated 4 5 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ 6 EYES ONLY” or “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 7 OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” under this 8 Supplemental Protective Order. 9 7. “Designated Source Code Material”: material that is designated 10 11 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ 12 EYES ONLY – CONFIDENTIAL SOURCE CODE” under this Supplemental Protective 13 Order. 14 8. “Personnel Retained by a Receiving Party in this Action” means any 15 consultants, experts, or outside counsel (including their support staff) that have been and 16 17 continue to be retained by a Receiving Party in this action. For the sake of clarity, any person 18 who was retained by a Receiving Party in this action will no longer fall under this definition if 19 that person ceases to be retained by a Receiving Party in this action. 20 9. “Party” means any Party to the above-captioned actions, including all of its 21 officers, directors, employees, consultants, retained experts, and all support staff thereof. 22 23 24 25 26 10. “Producing Party” means a party or non-party that discloses or produces Designated QUALCOMM Material in the above-captioned actions. 11. “Receiving Party” a Party that receives Designated QUALCOMM Material from a Producing Party in the above-captioned actions. 27 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 4 1 2 12. “Authorized Reviewer(s)” shall mean persons authorized to review “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ 3 EYES ONLY” and “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 4 5 6 7 8 OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” material in accordance with this Supplemental Protective Order and the Protective Order. 13. “Counsel of Record”: (i) Outside Counsel who appears on the pleadings, or has entered an appearance in this action, as counsel for a Party, and (ii) partners, principals, 9 counsel, associates, employees, and contract attorneys of such Outside Counsel to whom it is 10 11 reasonably necessary to disclose the information for this litigation, including supporting 12 personnel employed by the attorneys, such as paralegals, legal translators, legal secretaries, 13 legal clerks and shorthand reporters. 14 14. “Outside Consultant”: a person with specialized knowledge or experience in a 15 matter pertinent to the litigation who has been retained by Counsel of Record to serve as an 16 17 expert witness or a litigation consultant in this action (including any necessary support 18 personnel of such person to whom disclosure is reasonably necessary for this litigation), and 19 who is not a current employee of a Party, of a competitor of a Party, or of Non-Party 20 QUALCOMM, and who, at the time of retention, is not anticipated to become an employee of, 21 or a non-litigation consultant of: 1) a Party, 2) a competitor of a Party, 3) a competitor of Non22 23 24 25 26 Party QUALCOMM, or of 4) Non-Party QUALCOMM. 15. “Professional Vendors”: persons or entities that provide litigation support services (e.g., photocopying; videotaping; translating; designing and preparing exhibits, graphics, or demonstrations; organizing, storing, retrieving data in any form or medium; etc.) 27 and their employees and subcontractors who have been retained or directed by Counsel of 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 5 1 2 Record in this action, and who are not current employees of a Party, a competitor of a Party, or of Non-Party QUALCOMM, and who, at the time of retention, are not anticipated to become 3 employees of: 1) a Party, 2) a competitor of a Party, 3) a competitor of Non-Party 4 5 QUALCOMM, or 4) Non-Party QUALCOMM. This definition includes ESI vendors, and 6 professional jury or trial consultants retained in connection with this litigation to assist a Party, 7 Counsel of Record, or any Outside Consultant in their work. Professional vendors do not 8 include consultants who fall within the definition of Outside Consultant. 9 B. Relationship to Protective Order 10 11 16. This Supplemental Protective Order shall not diminish any existing restriction 12 with respect to Designated QUALCOMM Material. The Parties and QUALCOMM 13 acknowledge and agree that this Supplemental Protective Order is a supplement to the 14 Protective Order entered in this action. The Protective Order applies to all material designated 15 pursuant to this Supplemental Protective Order. To the extent that there is any confusion or 16 17 18 19 20 21 conflict between protective orders with respect to Designated QUALCOMM Material, then this Supplemental Protective Order governs. 17. In addition to the restrictions outlined in this Supplemental Protective Order, material designated as “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” shall be 22 23 24 25 26 27 subject to obligations with respect to “RESTRICTED CONFIDENTIAL SOURCE CODE” materials outlined in the Protective Order. 18. In addition to the restrictions outlined in this Supplemental Protective Order, material designated as “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” shall be subject to obligations with respect to 28 “RESTRICTED -- ATTORNEYS’ EYES ONLY” material outlined in the Protective Order. STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 6 1 C. 2 3 Scope 19. The protections conferred by this Supplemental Protective Order cover not only Designated QUALCOMM Material (as defined above), but also any information copied or 4 5 extracted therefrom, as well as all copies, excerpts, summaries, or compilations thereof. 6 Nothing herein shall alter or change in any way the discovery provisions of the Federal Rules 7 of Civil Procedure or any applicable local rules or General Orders. Identification of any 8 individual pursuant to this Supplemental Protective Order does not make that individual 9 available for deposition, or any other form of discovery outside of the restrictions and 10 11 procedures of the Federal Rules of Civil Procedure or any applicable rules or General Orders. 20. 12 13 Non-Party QUALCOMM consents in writing before that disclosure takes place. 14 15 This Supplemental Protective Order shall not prevent a disclosure to which 21. This Supplemental Protective Order shall apply to all Designated QUALCOMM Material that is produced or provided for inspection in this action, including all Designated 16 17 QUALCOMM Material that is in the possession, custody or control of QUALCOMM or any 18 Party in these actions, or that is otherwise relevant to these actions. 19 D. 20 21 Access to Designated QUALCOMM Material 22. Access to “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” Material: Unless otherwise ordered by the Court or 22 permitted in writing by Non-Party QUALCOMM, a Receiving Party may disclose any 23 24 25 26 27 information, document or thing designated “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” only to: a. Persons who appear on the face of Designated QUALCOMM Material as an author, addressee or recipient thereof, or persons who have been 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 7 1 designated under FRCP 30(b)(6) or Rule 45 to provide testimony of 2 behalf of a Producing Party or Qualcomm regarding the same; 3 b. Counsel of Record; c. Outside Consultants of the Receiving Party to whom disclosure is 4 5 6 reasonably necessary for this litigation, and who have, after the date of 7 this Supplemental Protective Order, signed the “Acknowledgement And 8 Agreement To Be Bound By Supplemental Protective Order Governing 9 Confidential Information of Non-Party Qualcomm In This Case” 10 attached hereto as Exhibit A, and the “Certification Of Consultant Re 11 12 Supplemental Protective Order Governing Confidential Information of 13 Non-Party Qualcomm In This Case,” attached hereto as Exhibit B; 14 d. Any designated arbitrator or mediator who is assigned to hear this 15 matter, or who has been selected by the Parties, and his or her staff; who 16 have, after the date of this Supplemental Protective Order, signed the 17 18 “Acknowledgement And Agreement To Be Bound By Supplemental 19 Protective Order Governing Confidential Information of Non-Party 20 Qualcomm In This Case” attached hereto as Exhibit A, and the 21 “Certification Of Consultant Re Supplemental Protective Order 22 Governing Confidential Information of Non-Party Qualcomm In This 23 24 Case,” attached hereto as Exhibit B, as well as any arbitrator’s or 25 mediator’s staff who have also signed Exhibits A and B; 26 e. Court reporters and videographers employed in connection with this 27 action; and 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 8 1 f. 2 Professional Vendors to whom disclosure is reasonably necessary for this action, and a representative of which has signed the 3 “Acknowledgement And Agreement To Be Bound By Supplemental 4 Protective Order Governing Confidential Information of Non-Party 5 6 Qualcomm In This Case” attached hereto as Exhibit A, subject to the 7 following exception: Designated QUALCOMM Material shall not be 8 disclosed to mock jurors without Non-Party QUALCOMM’s express 9 written consent; 10 g. 11 12 13 14 23. The Court and its personnel, including the jury. Access to “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” Material: Unless otherwise ordered by the Court or permitted in writing by Non-Party QUALCOMM, a 15 Receiving Party may disclose any information, document, or thing designated “QUALCOMM 16 17 18 19 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” only to: a. 20 Persons who appear on the face of Designated QUALCOMM Material as an author, addressee or recipient thereof, or persons who have been 21 designated under FRCP 30(b)(6) to provide testimony of behalf of a 22 Producing Party or Qualcomm regarding the same; 23 24 b. Counsel of Record; 25 c. Outside Consultants of the Receiving Party to whom disclosure is 26 reasonably necessary for this litigation, and who have, after the date of 27 this Supplemental Protective Order, signed the “Acknowledgement And 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 9 1 Agreement To Be Bound By Supplemental Protective Order Governing 2 Confidential Information of Non-Party Qualcomm In This Case” 3 attached hereto as Exhibit A, and the “Certification Of Consultant Re 4 Supplemental Protective Order Governing Confidential Information of 5 Non-Party Qualcomm In This Case,” attached hereto as Exhibit B; 6 7 8 d. Any designated arbitrator or mediator who is assigned to hear this matter, or who has been selected by the Parties, and his or her staff; who 9 have, after the date of this Supplemental Protective Order, signed the 10 11 “Acknowledgement And Agreement To Be Bound By Supplemental 12 Protective Order Governing Confidential Information of Non-Party 13 Qualcomm In This Case” attached hereto as Exhibit A, and the 14 “Certification Of Consultant Re Supplemental Protective Order 15 Governing Confidential Information of Non-Party Qualcomm In This 16 17 Case,” attached hereto as Exhibit B, as well as any arbitrator’s or 18 mediator’s staff who have also signed Exhibits A and B, provided, 19 however, that before such disclosure, QUALCOMM is provided notice 20 including: (a) the individual’s name and business title; (b) business 21 address; (c) business or professions; and (d) the individual’s CV. 22 23 QUALCOMM shall have five (5) business days from receipt of the 24 notice to object in writing to such disclosure (plus three (3) extra days if 25 notice is given other than by hand delivery, e-mail delivery or facsimile 26 transmission). After the expiration of the 5 business days (plus 3 days, if 27 appropriate) period, if no objection has been asserted, then 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 10 1 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 2 OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE 3 CODE” materials may be disclosed pursuant to the terms of this 4 Supplemental Protective Order; 5 e. 6 7 Court reporters and videographers employed in connection with this action, subject to the provisions provided in subparagraph 33(g) herein; 8 f. Professional Vendors to whom disclosure is reasonably necessary for 9 this action, and a representative of which has signed the 10 “Acknowledgement And Agreement To Be Bound By Supplemental 11 12 Protective Order Governing Confidential Information of Non-Party 13 Qualcomm In This Case” attached hereto as Exhibit A, subject to the 14 following exception: Designated QUALCOMM Material shall not be 15 disclosed to mock jurors without Non-Party QUALCOMM’s express 16 written consent; and 17 g. 18 19 20 24. The Court and its personnel, including the jury. Notwithstanding the Protective Order, unless otherwise ordered or agreed in writing by Non-Party QUALCOMM, Designated QUALCOMM Material may not be disclosed 21 to employees of a Receiving Party, including its in-house attorneys and support staff. 22 23 25. Notwithstanding the Protective Order, unless otherwise ordered or agreed in 24 writing by Non-Party QUALCOMM, Designated QUALCOMM Material may not be disclosed 25 to mock jurors. 26 26. [Section left intentionally blank] 27 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 11 1 2 27. The Parties acknowledge that Designated QUALCOMM Material also may be subject to the US government export control and economic sanctions laws, including the 3 Export Administration Regulations (“EAR”, 15 CFR 730 et seq., http://www.bis.doc.gov/ ) 4 5 administered by the Department of Commerce, Bureau of Industry and Security, and the 6 Foreign Asset Control Regulations (31 CFR 500 et seq., 7 http://www.treas.gov/offices/enforcement/ofac/) administered by the Department of Treasury, 8 Office of Foreign Assets Control (“OFAC”). Receiving Parties may not directly or indirectly 9 export, re-export, transfer or release (collectively, “Export”) any Designated QUALCOMM 10 11 Material to any destination, person, entity or end use prohibited or restricted under US law 12 without prior US government authorization to the extent required by regulation. The US 13 government maintains embargoes and sanctions against the countries listed in Country Groups 14 E:1/2 of the EAR (Supplement 1 to part 740), currently Cuba, Iran, Libya, North Korea, North 15 Sudan and Syria but any amendments to these lists shall apply. 16 17 28. Receiving Party may host “QUALCOMM CONFIDENTIAL BUSINESS 18 INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” Material only on either 1) any 19 system inside the firewall of a law firm representing the Receiving Party, or 2) inside the 20 system of a professional ESI Vendor retained by Counsel of Record of the Receiving Party. 21 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ 22 23 EYES ONLY” Material also cannot be sent or transmitted to any person, location, or vendor 24 outside of the United States except to Counsel of Record and Outside Consultants designated 25 pursuant to subparagraphs 22(c) and 23(c) above. To the extent that any “QUALCOMM 26 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” 27 Material is transmitted from or to authorized recipients outside of the Receiving Party’s 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 12 1 2 Outside Counsel’s offices, or outside of the ESI Vendor’s system, the transmission shall be by hand (and encrypted if in electronic format), by a secure transport carrier (e.g., Federal 3 Express), or by secure electronic means, such as email using an encrypted password protected 4 5 container (other than Trucrypt), or download via secure FTP. “QUALCOMM 6 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – 7 CONFIDENTIAL SOURCE CODE” may not be transmitted by electronic means; however, 8 this should not be understood prohibit the electronic transmittal of testifying experts’ expert 9 reports or drafts, court filings, and trial demonstratives, thereof that may refer to 10 11 QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ 12 EYES ONLY – CONFIDENTIAL SOURCE CODE, subject to the limitations set forth in 13 Section 33(g) herein, and as long as such electronic transmittal is by secure electronic means, 14 such as email using an encrypted password protected container (other than Trucrypt), or 15 download via secure FTP. Court filings containing QUALCOMM CONFIDENTIAL 16 17 BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY and QUALCOMM 18 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – 19 CONFIDENTIAL SOURCE CODE may be submitted via the Court’s ECF filing system 20 subject to the limitations set forth in Section 33(g) herein. 21 29. Each person to whom Designated QUALCOMM Material may be disclosed, 22 23 and who is required to sign the “Acknowledgement And Agreement To Be Bound By 24 Supplemental Protective Order Governing Confidential Information of Non-Party Qualcomm 25 In This Case” attached hereto as Exhibit A and, if applicable, the “Certification Of Consultant 26 Re Supplemental Protective Order Governing Confidential Information of Non-Party 27 Qualcomm In This Case,” attached hereto as Exhibit B, shall do so, prior to the time such 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 13 1 2 Designated QUALCOMM Material is disclosed to him or her. Counsel for the Receiving Party who makes any disclosure of Designated QUALCOMM Material shall retain each original 3 executed certificate and, upon written request, shall provide copies to counsel for Non-Party 4 5 QUALCOMM at the termination of this action. 30. 6 7 8 Absent written permission from Non-Party QUALCOMM, persons not permitted access to Designated QUALCOMM Material under the terms of this Supplemental Protective Order shall not be present at depositions while Designated QUALCOMM Material 9 is discussed or otherwise disclosed. Pre-trial and trial proceedings shall be conducted in a 10 11 manner, subject to the supervision of the Court, to protect Designated QUALCOMM Material 12 from disclosure to persons not authorized to have access to such Designated QUALCOMM 13 Material. Any Party intending to disclose or discuss Designated QUALCOMM Material at 14 pretrial or trial proceedings must give advance notice to the Producing Party to assure the 15 implementation of the terms of this Supplemental Protective Order. 16 17 18 E. Access By Outside Consultants 31. Notice. If a Receiving Party wishes to disclose Designated QUALCOMM 19 Material to any Outside Consultant, Receiving Party must, prior to the Outside Consultant 20 being granted access to any Designated QUALCOMM Material, provide notice to counsel for 21 Non-Party QUALCOMM, which notice shall include: (a) the individual’s name and business 22 23 title; (b) business address; (c) business or profession; (d) the individual’s CV; (e) any previous 24 or current relationship (personal or professional) with Non-Party QUALCOMM or any of the 25 Parties to this action; (f) a list of other cases in which the individual has testified (at trial or 26 deposition) within the last six years; (g) a list of all companies with which the individual has 27 consulted or by which the individual has been employed within the last four years, the dates of 28 the consultancy or employment, a brief description of the subject matter of the consultancy or STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 14 1 2 employment, and copies of the “Acknowledgement and Agreement To Be Bound By Supplemental Protective Order Governing Confidential Information of Non-Party Qualcomm 3 In This Case,” attached as Exhibit A, and the “Certification Of Consultant Re Supplemental 4 5 6 7 8 Protective Order Governing Confidential Information of Non-Party Qualcomm In This Case,” attached hereto as Exhibit B, that have both been signed by that Outside Consultant. 32. Objections. With respect to Outside Consultants that have not been previously disclosed to Non-Party QUALCOMM, Non-Party QUALCOMM shall have five (5) business 9 days, starting from the first business day following the date upon which Receiving Party 10 11 provides the notice and all information required by paragraph 31 to the Producing Party, to 12 object for good cause in writing to such disclosure (plus three (3) extra days if notice is given 13 in any manner other than by hand delivery, e-mail delivery or facsimile transmission). After 14 the expiration of the 5 business days (plus 3-days, if appropriate) period, if no objection for 15 good cause has been asserted by Non-Party QUALCOMM, then Designated QUALCOMM 16 17 Material may be disclosed to the Outside Consultant pursuant to the terms of this Supplemental 18 Protective Order. Any objection by Non-Party QUALCOMM must be made for good cause, 19 and must set forth in detail the grounds on which it is based. Should Receiving Party disagree 20 with the basis for the objection(s), Receiving Party must first attempt to resolve the 21 objection(s) informally with Non-Party QUALCOMM. If the informal efforts do not resolve 22 23 the dispute within five (5) business days from the date upon which Receiving Party was first 24 notified of any objection for good cause by Non-Party QUALCOMM, Receiving Party may 25 file a motion requesting that the objection(s) be quashed after that five (5) day period has 26 passed. Non-Party Qualcomm shall have the burden of proof by a preponderance of the 27 evidence on the issue of the sufficiency of the objection(s). Pending a ruling by the Court upon 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 15 1 2 any such objection(s), or the subsequent resolution of the objection for good cause by Receiving Party and Non-Party QUALCOMM, the discovery material shall not be disclosed to 3 the person objected to by Non-Party QUALCOMM. 4 6 Production of QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE Material 7 33. 5 8 9 F. Non-Party QUALCOMM’s Source Code and Chip-Level Schematics: a. To the extent that a Producing Party makes Non-Party QUALCOMM’s Source Code or Chip-Level Schematics available for inspection: 10 11 (i) The Producing Party shall make all relevant and properly requested 12 Non-Party QUALCOMM Source Code available electronically and in 13 text searchable form (1) if produced by Non-Party QUALCOMM, in a 14 separate room at a secure facility selected by Non-Party QUALCOMM 15 or (2) if produced by Defendants, at the offices of Counsel of Record for 16 17 the producing Defendants or at such a secure facility approved by 18 QUALCOMM. The Producing Party shall make the Source Code 19 available for inspection on two or more stand-alone, non-networked 20 personal computers running a reasonably current version of the 21 Microsoft Windows operating system (“Source Code Computers”). 22 23 Alternatively, solely at the option of the Producing Party, the Producing 24 Party may make such source code available on a Source Code Computer 25 that is networked, in a configuration deemed secure by Non-Party 26 QUALCOMM. The Source Code Computers shall be configured to 27 permit review of the Source Code through a password-protected account 28 having read-only access. To facilitate review of the Source Code at the STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 16 1 secure facility, the Receiving Party may use appropriate tool software on 2 the Source Code Computers, which shall be installed by the Producing 3 Party, including at least one text editor like Visual Slick Edit that is 4 capable of printing out Source Code with page and/or line numbers, a 5 6 source code comparison tool like Araxis Merge, and at least one multi- 7 text file text search tool such as “grep.” Should it be necessary, other 8 mutually agreed upon tools may be used. Licensed copies of other 9 mutually agreed upon tool software shall be installed on the Source 10 Code Computers by the Producing Party and paid for by the Receiving 11 12 Party. 13 (ii) The Producing Party shall make all relevant and properly requested 14 Chip-Level Schematics available for inspection electronically on the 15 Source Code Computers in a secure room at a secure facility selected by 16 Non-Party QUALCOMM. The Producing Party shall ensure that the 17 18 Source Code Computers include software sufficient to allow a user to 19 view such electronic Chip-Level Schematics. 20 b. The Producing Party shall provide access to the Source Code Computers 21 during the normal operating hours of the secure facility. 22 23 c. The Source Code Computers shall be equipped to allow printing of the 24 Source Code and Chip-Level Schematics made available for inspection 25 by the Producing Party. Copies of Source Code and Chip-Level 26 Schematics shall only be made on watermarked pre-Bates numbered 27 paper, which shall be provided by the Producing Party. Under no 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 17 1 2 circumstances are original printouts of the Source Code or Chip-Level Schematics to be made except for directly onto the watermarked and 3 numbered sides of the paper provided by the Producing Party. 4 5 Additionally, the Receiving Party may not print any continuous block of 6 source code that results in more than 50 consecutive printed pages, 7 except that Authorized Reviewer(s) may request the printing of a 8 continuous block of more than 50 pages, which request shall not be 9 unreasonably denied by the Producing Party. Counsel for the Producing 10 11 Party will keep the original printouts, and shall provide copies of such 12 original printouts to counsel for the Receiving Party within four (4) 13 business days of (1) any request by the Receiving Party, or (2) otherwise 14 being notified that such original printouts have been made or designated. 15 Counsel of Record for the Receiving Party may request up to 10 copies 16 17 of each original printout of Source Code or Chip-Level Schematics. No 18 more than 10% or 500 pages of the total Source Code (not including 19 copies of original printouts) whichever is greater, for any software 20 release (or in the case of hardware Source Code, for any hardware 21 product), no more than 500 pages of Chip-Level Schematics, and no 22 23 continuous blocks of Source Code or Chip-Level Schematics that exceed 24 50 pages, may be in printed form at any one time, without the express 25 written consent of Non-Party QUALCOMM, which shall not be 26 unreasonably denied. All printed Source Code and Chip-Level 27 Schematics shall be logged by Receiving Party’s Counsel of Record 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 18 1 and/or other Personnel Retained by a Receiving Party in this action as 2 noted in subparagraph 33 (i) below. No additional electronic copies of 3 the Source Code or Chip-Level Schematics shall be provided by the 4 Producing Party. Hard copies of the Source Code or Chip-Level 5 6 Schematics also may not be converted into an electronic document, and 7 may not be scanned using optical character recognition (“OCR”) 8 technology, except as needed for inclusion in pleadings, exhibits, 9 demonstratives, expert reports, discovery documents, or other Court 10 documents filed with the Court, and drafts thereof, as provided in 11 12 Section 33(g). Only printouts of Source Code and Chip-Level 13 Schematics may be made, and such printouts must include (1) directory 14 path information and filenames from which the Source Code and Chip- 15 Level Schematics came and (2) line numbers. The Producing Party may 16 refuse to provide copies of Source Code and Chip-Level Schematics 17 printouts that fail to comply with this section. 18 19 20 d. Authorized Reviewer(s) in this action shall not print Source Code or Chip-Level Schematics which have not been reviewed on the Source 21 Code Computers, or in order to review the Source Code or Chip-Level 22 23 Schematics elsewhere in the first instance, i.e., as an alternative to 24 reviewing that Source Code or Chip-Level Schematics electronically on 25 the Source Code Computers, as the Parties and QUALCOMM 26 acknowledge and agree that the purpose of the protections herein would 27 be frustrated by such actions. 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 19 1 e. 2 Authorized Reviewer(s) are prohibited from bringing outside electronic devices, including but not limited to laptops, floppy drives, zip drives, or 3 other hardware into the secure room. Nor shall any cellular telephones, 4 personal digital assistants (PDAs), Blackberries, cameras, voice 5 6 recorders, Dictaphones, external or portable telephone jacks or other 7 outside electronic devices be permitted inside the secure room, except 8 for medical devices, implants, or equipment reasonably necessary for 9 any legitimate medical reason. 10 11 f. If any Authorized Reviewer(s) reviewing Non-Party QUALCOMM’s 12 Source Code or Chip-Level Schematics seeks to take notes, all such 13 notes will be taken on bound (spiral or other type of permanently bound) 14 notebooks or legal pads. No loose paper or other paper that can be used 15 in a printer may be brought into the secure room. 16 17 g. A Receiving Party may make copies of excerpts of no more than 5 lines 18 of Designated Source Code Material for the sole purpose of providing 19 these excerpts in a pleading, exhibit, demonstrative, expert report, 20 discovery document, or other Court document filed with the Court under 21 seal in accordance with the Court’s rules, procedures and orders (or 22 23 drafts thereof) and should designate each such document QUALCOMM 24 CONFIDENTIAL BUSINESS INFORMATION -OUTSIDE 25 ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE, 26 except that the Receiving Party may request to make copies of excerpts 27 of more than 5 lines of Designated Source Code Material for such 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 20 1 purpose, which request shall not be unreasonably denied by the 2 Producing Party. Except as approved by the Producing Party, longer 3 excerpts shall not be copied for use in court documents but shall be 4 referred to by citation to production page numbers and lines. A 5 6 Receiving Party shall provide notice to Producing Party or its counsel 7 for each occasion on which it submits portions of Designated Source 8 Code Material in a pleading or other Court document. In the event 9 copies of Source Code or Chip-Level Schematics printouts are used as 10 exhibits in a deposition, the printouts shall not be provided to the court 11 12 reporter, and the further copies of the original Source Code or Chip- 13 Level Schematics printouts made for the deposition or trial shall be 14 destroyed at the conclusion of the deposition or trial. 15 h. In addition to other reasonable steps to maintain the security and 16 confidentiality of Non-Party QUALCOMM’s Source Code and Chip- 17 18 Level Schematics, printed copies of the Designated Source Code 19 Material maintained by the Receiving Party must be kept in a locked 20 storage container when not being actively reviewed or otherwise being 21 transferred as permitted by the Protective Order and/or this 22 Supplemental Protective Order. 23 24 25 26 i. The Receiving Party’s Counsel of Record shall keep log(s) recording the identity of each individual beyond Counsel of Record to whom each hard copy of each Producing Party’s QUALCOMM Source Code or 27 Chip-Level Schematics is provided and when it was provided to that 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 21 1 person in the first instance, and within thirty (30) days after the issuance 2 of a final, non-appealable decision resolving all issues in this action, the 3 Receiving Party must serve upon Non-Party QUALCOMM the log. In 4 addition, any Outside Consultants of the Receiving Party to whom the 5 6 paper copies of the QUALCOMM Source Code or Chip-Level 7 Schematics were provided must certify in writing that all copies of the 8 QUALCOMM Source Code or Chip-Level Schematics were destroyed 9 or returned to the counsel who provided them the information and that 10 they will make no use of the Source Code or Chip-Level Schematics, or 11 of any knowledge gained from the source code in any future endeavor. 12 13 G. 14 15 Procedure for Designating Materials 34. Subject to the limitations set forth in the Protective Order and in this Supplemental Protective Order, any Party or Non-Party QUALCOMM may: designate as 16 17 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ 18 EYES ONLY” or information that it believes, in good faith, meets the definition set forth in 19 paragraph 2 above; and designate as “QUALCOMM CONFIDENTIAL BUSINESS 20 INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE 21 CODE” information that it believes, in good faith, meets the definition set forth in paragraph 5 22 23 24 above. 35. Except as provided above in paragraph 33 with respect to “QUALCOMM 25 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – 26 CONFIDENTIAL SOURCE CODE” Material, any material, including (including physical 27 objects) made available by Non-Party QUALCOMM for initial inspection by counsel for the 28 Receiving Party prior to producing copies of selected items shall initially be considered, as a STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 22 1 2 whole, to constitute “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” information, and shall be subject to this Order. 3 Thereafter, Non-Party QUALCOMM shall have seven (7) calendar days from the inspection to 4 5 review and designate the appropriate documents as “QUALCOMM CONFIDENTIAL 6 BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” prior to furnishing 7 copies to the Receiving Party. 8 36. Designation in conformity with the Protective Order and this Supplemental 9 Protective Order shall be made as follows: 10 11 a. For information in documentary (including “electronically stored 12 information”) form (apart from transcripts of depositions or other 13 pretrial or trial proceedings): the Designating Party shall affix the 14 legend “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION 15 – OUTSIDE ATTORNEYS’ EYES ONLY” or “QUALCOMM 16 17 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE 18 ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” 19 conspicuously on each page that contains Designated QUALCOMM 20 Material. 21 A party or non-party that makes original documents or materials 22 23 available for inspection need not designate them for protection until after 24 the Receiving Party has indicated which material it would like copied or 25 produced. Before and during the inspection, all material made available 26 for inspection shall be deemed “QUALCOMM CONFIDENTIAL 27 BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 23 1 ONLY.” After the Receiving Party has identified the documents it 2 wants copied and produced, the Producing Party must determine which 3 documents, or portions thereof, qualify for protection under this Order 4 and, before producing the specified documents, the Producing Party 5 6 must affix the appropriate legend to each page that contains Designated 7 QUALCOMM Material. 8 b. For Testimony Given in Deposition: For deposition transcripts, the 9 Designating Party shall specify any portions of the testimony that it has 10 11 good cause to designate, by line and page number, no later than 20 12 business days after the final transcript of the deposition has been 13 received. The Party or Non-Party having good cause may identify the 14 entirety of the transcript as “QUALCOMM CONFIDENTIAL 15 BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES 16 17 ONLY” or “QUALCOMM CONFIDENTIAL BUSINESS 18 INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – 19 CONFIDENTIAL SOURCE CODE,” but all deposition transcripts not 20 designated during the deposition will nonetheless be treated as 21 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 22 23 OUTSIDE ATTORNEYS’ EYES ONLY” or “QUALCOMM 24 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE 25 ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE,” 26 until the time within which it may be appropriately designated as 27 provided for herein has passed. Any Designated QUALCOMM 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 24 1 2 Material that is used in the taking of a deposition shall remain subject to the provisions of this Supplemental Protective Order and the Protective 3 Order in these actions, along with the transcript pages of the deposition 4 5 testimony dealing with such Designated QUALCOMM Material. In 6 such cases the court reporter shall be informed of this Supplemental 7 Protective Order and shall be required to operate in a manner consistent 8 with this Supplemental Protective Order. The court reporter must affix 9 to the top of each transcript page containing Designated QUALCOMM 10 11 Material the legend “QUALCOMM CONFIDENTIAL BUSINESS 12 INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” and/or 13 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 14 OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE 15 CODE.” An encrypted, password protected copy of deposition 16 17 transcripts containing Designated Qualcomm Material made pursuant to 18 this paragraph may be hosted electronically by the Receiving Party on 19 any system inside the firewall of a law firm representing the Receiving 20 Party, however, all other restrictions in this Supplemental Protective 21 Order pertaining to Designated Source Code Material apply. In the 22 23 event the deposition is videotaped, the original and all copies of the 24 videotape shall be marked by the video technician to indicate that the 25 contents of the videotape are subject to this Supplemental Protective 26 Order and the Protective Order, substantially along the lines of “This 27 videotape contains confidential or outside counsel eyes only confidential 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 25 1 testimony used in this case and is not to be viewed or the contents 2 thereof to be displayed or revealed except pursuant to the terms of the 3 operative protective orders in this matter or pursuant to written 4 stipulation of the parties.” Counsel for any Designating Party shall have 5 6 the right to exclude from oral depositions, other than the deponent, 7 deponent’s counsel, and the reporter and videographer (if any), any 8 person who is not authorized by the Protective Orders in this action to 9 receive or access Protected Material based on the designation of such 10 Protected Material. 11 c. 12 13 For information produced in some form other than documentary, and for any other tangible items, the Designating Party shall affix, in a 14 prominent place on the exterior of the medium, container or containers 15 in which the information or item is stored, the appropriate legend. 16 d. 17 The provisions of subparagraphs 36(a-c) do not apply to documents 18 produced in native format. For documents produced in native format, 19 the parties shall provide written notice to the Receiving Party of any 20 confidentiality designations at the time of production. 21 H. Use of Designated QUALCOMM Material 22 23 37. Use of Designated QUALCOMM Material By Receiving Party: Unless 24 otherwise ordered by the Court, or agreed to in writing by Non-Party QUALCOMM, all 25 Designated QUALCOMM Material, and all information derived therefrom, shall be used by 26 the Receiving Party only for purposes of this action, and shall not be used in any other way, or 27 for any other purpose, including the acquisition, preparation or prosecution before the Patent 28 office of any patent, patent application, for drafting or revising patent claims, or in connection STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 26 1 2 with patent licensing or product development work directly or indirectly intended for commercial purposes related to the particular technologies or information disclosed in the 3 Designated QUALCOMM Material. Information contained or reflected in Designated 4 5 QUALCOMM Material shall not be disclosed in conversations, presentations by parties or 6 counsel, in court or in other settings that might reveal Designated QUALCOMM Material, 7 except in accordance with the terms of the Protective Order or this Supplemental Protective 8 Order. 9 38. Use of Designated QUALCOMM Material by Non-Party QUALCOMM: 10 11 Nothing in this Supplemental Protective Order shall limit Non-Party QUALCOMM’s use of its 12 own documents and information, nor shall it prevent Non-Party QUALCOMM from disclosing 13 its own confidential information, documents or things to any person. Such disclosure shall not 14 affect any designations made pursuant to the terms of this Supplemental Protective Order, so 15 long as the disclosure is made in a manner that is reasonably calculated to maintain the 16 17 18 19 20 confidentiality of the information. 39. Use of Designated QUALCOMM Material at Deposition: Non-Party QUALCOMM shall, on request prior to the deposition, make a searchable electronic copy of the QUALCOMM Source Code available on a stand-alone computer connected to a printer 21 during depositions of QUALCOMM personnel otherwise permitted access to such Source 22 23 Code. To the extent required, the party conducting the deposition may print additional pages 24 of Source Code printouts to be marked as exhibits at such depositions consistent with other 25 provisions and limitations of the Protective Order and this Supplemental Protective Order. 26 Except as may be otherwise ordered by the Court, any person may be examined as a witness at 27 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 27 1 2 depositions and trial, and may testify concerning all Designated QUALCOMM Material of which such person has prior knowledge. 3 40. Use of Designated QUALCOMM Material at Hearing or Trial: The parties will 4 5 give Non-Party QUALCOMM prior notice of any intended use of the Designated 6 QUALCOMM Material at any hearing or trial in this case. Said notice shall (1) be served by 7 facsimile or email on counsel for Non-Party QUALCOMM at least five (5) business days prior 8 to the hearing or first day of trial, (2) identify the Designated QUALCOMM Material with 9 specificity and shall (3) identify the measures the party intends to rely upon to protect the 10 11 Designated QUALCOMM Material when used at any hearing or trial consistent with this 12 Supplemental Protective Order. This section shall not limit in any way the use of Designated 13 QUALCOMM Material during the cross-examination of any witness otherwise permitted 14 access to such Designated QUALCOMM Material, as long as the parties take all necessary 15 steps to protect and maintain the confidentiality of any such Designated QUALCOMM 16 17 18 19 20 21 Material. I. Prosecution and Development Bar 41. Unless otherwise permitted in writing between Producing Party and Receiving Party, any individual who personally receives, other than on behalf of Producing Party, any material designated “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 22 23 OUTSIDE ATTORNEYS’ EYES ONLY” or “QUALCOMM CONFIDENTIAL BUSINESS 24 INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE 25 CODE” shall not participate in amending or drafting patent specifications or claims before a 26 Patent Office of any patent or patent application related to the confidential information 27 disclosed in the Designated QUALCOMM Material, from the time of receipt of such material 28 through the date the individual person(s) cease to have access to materials designated STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 28 1 2 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” or “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 3 OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE,” as well as 4 5 any materials that contain or disclose Designated QUALCOMM Material. This provision shall 6 not apply to post-grant proceedings, including without limitation reexamination, covered 7 business method (CBM), inter partes review (IPR), post grant review (PGR) or opposition 8 proceedings. 9 42. Unless otherwise permitted in writing between Non-Party QUALCOMM and 10 11 Receiving Party, any Outside Consultant retained on behalf of Receiving Party who is to be 12 given access to Non-Party QUALCOMM’s documents, Source Code, or Chip-Level 13 Schematics designated as “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 14 OUTSIDE ATTORNEYS’ EYES ONLY” or “QUALCOMM – CONFIDENTIAL BUSINESS 15 INFORMATION OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE 16 17 CODE” must agree in writing, using the form in Exhibit B, not to perform hardware or 18 software development work or product development work directly or indirectly intended for 19 commercial purposes related to the information disclosed in the Designated QUALCOMM 20 Material, which is not publicly known, from the time of first receipt of such material through 21 the date the expert consultant ceases to have access to any material designated “QUALCOMM 22 23 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” 24 or “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE 25 ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE,” as well as any materials 26 that contain or disclose Designated QUALCOMM Material. 27 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 29 1 2 3 J. Designated QUALCOMM Material Subpoenaed or Ordered Produced In Other Litigation 43. If a Receiving Party is served with a subpoena or a court order that would 4 compel disclosure of any information, documents or things designated in this action as 5 “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ 6 EYES ONLY” or “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – 7 8 9 OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE,” Receiving Party must notify the Producing Party and Non-Party QUALCOMM of such information, 10 documents or things, in writing (by fax and email) promptly, and in no event more than ten 11 (10) calendar days after receiving the subpoena or order. Such notification must include a 12 copy of the subpoena or order. Receiving Party also must immediately inform, in writing, the 13 14 party who caused the subpoena or order to issue that some or all of the material covered by the 15 subpoena or order is subject to this Supplemental Protective Order and the Protective Order. In 16 addition, the Receiving Party must provide a copy of this Supplemental Protective Order and 17 the Protective Order promptly to the party in the other action that caused the subpoena or order 18 to issue. The purpose of imposing these duties is to alert the interested parties to the existence 19 20 of this Supplemental Protective Order and the Protective Order, and to afford the Party whose 21 Designated QUALCOMM Material in this case, is at issue in the other case, an opportunity to 22 try to protect its confidentiality interests in the court from which the subpoena or order issued. 23 Producing Party shall bear the burdens and the expenses of seeking protection in that court of 24 its Designated QUALCOMM Material. Nothing in these provisions should be construed as 25 26 27 authorizing or encouraging any Receiving Party in this action to disobey a lawful directive from another court. 28 STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 30 1 K. 2 3 Unauthorized Disclosure Of Designated QUALCOMM Material 44. If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Designated QUALCOMM Material to any person or in any circumstance not authorized under 4 5 this Order, the Receiving Party must immediately (a) notify in writing Producing Party and 6 Non-Party QUALCOMM of the unauthorized disclosures, (b) use its best efforts to retrieve all 7 copies of the Designated QUALCOMM Material, (c) inform the person or persons to whom 8 unauthorized disclosures were made of all the terms of this Order, and (d) request such person 9 or persons to execute the “Acknowledgment and Agreement to Be Bound By Supplemental 10 11 Protective Order Governing Confidential Information of Non-Party Qualcomm In This Case” 12 that is attached hereto as Exhibit A. Nothing in these provisions should be construed as 13 limiting any Producing Party’s rights to seek remedies for a violation of this Supplemental 14 Protective Order. 15 L. Duration 16 45. Even after the termination of this action, the confidentiality obligations imposed 17 18 by this Supplemental Protective Order shall remain in effect following the termination of this 19 action, or until Non-Party QUALCOMM agrees otherwise in writing or a court order otherwise 20 directs. 21 22 M. Final Disposition 46. Unless otherwise ordered or agreed in writing by Producing Party, within sixty 23 24 (60) days of the termination of all of this action, whether through settlement or final judgment 25 (including any and all appeals therefrom), each Receiving Party, including Outside Counsel for 26 each Receiving Party, will destroy all Designated QUALCOMM Material produced by Non- 27 Party QUALCOMM or any other Party in this action and will destroy or redact any such 28 Designated QUALCOMM Material included in work product, pleadings, motion papers, legal STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER - CASE NO.: 3:15CV-04525-EMC - 31 1 2 memoranda, correspondence, trial transcripts and trial exhibits admitted into evidence (“derivations”) and all copies thereof, with the exception of copies stored on back-up tapes or 3 other disaster recovery media. Within sixty (60) days of the date of settlement or final 4 5 judgment, each Receiving Party shall serve Non-Party QUALCOMM with a certification 6 stating that it, including its Outside Counsel, has complied with its obligations under this 7 paragraph. With respect to any copy of Designated QUALCOMM Material or derivation 8 thereof that remains on back-up tapes and other disaster storage media of an Authorized 9 Reviewer(s), neither the Authorized Reviewer(s) nor its consultants, experts, counsel or other 10 11 party acting on its behalf shall make copies of any such information available to any person for 12 any purpose other than backup or disaster recovery unless compelled by law and, in that event, 13 only after thirty (30) days prior notice to Producing Party or such shorter period as required by 14 court order, subpoena, or applicable law. 15 Dated: March 28, 2016 16 17 21 22 Counsel for Plaintiff Avago Technologies General IP (Singapore) Pte. Ltd. Counsel for Defendants ASUSTeK Computer, ISTRIC Inc. and ASUS Computer International ES D T 23 24 IT IS SO ORDERED 27 DATED: C DERED O OR IT IS S UNITED STATES JUDGE NO . Chen dward M ge E- CASE NO.: 3:15Jud STIPULATED [PROPOSED] SUPPLEMENTAL PROTECTIVE ORDER CV-04525-EMC - 32 RT FO 28 March 29, 2016 UNIT ED 26 T TA RT U O S 25 R NIA 20 /s/ Michael J. Newton (with permission) Michael J. Newton Alston & Bird LLP 2828 North Harwood Street 18th Floor Dallas, TX 75201 Tel: 214-922-3423 Fax: 214-922-3863 Email: Mike.Newton@alston.com H ER LI 19 /s/ Daniel S. Young Daniel S. Young Swanson & Bratschun LLC 8210 Southpark Terrace Littleton, CO 80120 Tel: 303-268-0066 Fax: 303-268-0065 Email: dyoung@sbiplaw.com A 18 N D IS F TO C 1 EXHIBIT A 2 3 4 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND BY SUPPLEMENTAL PROTECTIVE ORDER GOVERNING CONFIDENTIAL BUSINESS INFORMATION OF NON-PARTY QUALCOMM IN THIS CASE 5 6 7 8 I, _______________________________________ [print or type full name], state: My business address is ______________________________________________________; 1. My present employer is ___________________________________________; 2. My present occupation or job description is ___________________________; 3. I have been informed of and have reviewed the QUALCOMM Supplemental 9 10 11 12 Protective Order (the “Supplemental Protective Order”) and the Protective Order entered in 13 AVAGO TECHNOLOGIES GENERAL IP (Singapore) PTE. LTD v. ASSUSTEK 14 COMPUTER, INC. and ASUS COMPUTER INTERNATIONAL, Case No. 3:15-cv-04525- 15 EMC (the “Litigation”), and understand and agree to abide by its terms. I agree to keep 16 17 confidential all information provided to me in the Litigation in accordance with the restrictions 18 in the Supplemental Protective Order, and to be subject to the authority of The United States 19 District Court for the Northern District of California in the event of any violation or dispute 20 related to the Supplemental Protective Order. 21 4. I state under penalty of perjury under the laws of the United States of America 22 23 that the foregoing is true and correct. _____________________________ [Signature] 24 25 26 Executed On_______________ _____________________________ [Printed Name] 27 28 EXHIBIT A - ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND BY SUPPLEMENTAL PROTECTIVE ORDER GOVERNING CONFIDENTIAL BUSINESS INFORMATION OF NON-PARTY QUALCOMM IN THIS CASE - CASE NO.: 3:15-CV04525-EMC - 1 1 2 3 EXHIBIT B CERTIFICATION OF CONSULTANT RE SUPPLEMENTAL PROTECTIVE ORDER GOVERNING CONFIDENTIAL BUSINESS INFORMATION OF NON-PARTY QUALCOMM IN THIS CASE 4 5 I, _______________________________________ [print or type full name], of 6 _______________________________________ am not an employee of the Party who retained 7 me or of a competitor of any Party or Non-Party QUALCOMM and will not use any 8 information, documents, or things that are subject to the QUALCOMM Supplemental 9 Protective Order entered in the matter styled AVAGO TECHNOLOGIES GENERAL IP 10 11 (Singapore) PTE. LTD v. ASSUSTEK COMPUTER, INC. and ASUS COMPUTER 12 INTERNATIONAL, Case No. 3:15-cv-04525-EMC (the “Litigation”), for any purpose other 13 than the Litigation. I agree not to perform hardware or software development work or product 14 development work intended for commercial purposes related to the information disclosed in 15 the Designated QUALCOMM Material, from the time of receipt of such material through and 16 17 including the date that I cease to have access to any material designated “QUALCOMM 18 CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” 19 or “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE 20 ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE.” 21 I state under penalty of perjury under the laws of the United States of America that the 22 23 foregoing is true and correct. _____________________________ [Signature] 24 25 26 Executed On_______________ _____________________________ [Printed Name] 27 28 EXHIBIT B - CERTIFICATION OF CONSULTANT RE SUPPLEMENTAL PROTECTIVE ORDER GOVERNING CONFIDENTIAL BUSINESS INFORMATION OF NON-PARTY QUALCOMM IN THIS CASE - CASE NO.: 3:15-CV-04525-EMC - 1

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