Smith v. Pelican BAy State Prison Medical Staff
Filing
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ORDER TO SHOW CAUSE Re Contemplated Dismissal. Show Cause Response due by 5/6/2016. Signed by Judge Edward M. Chen on 4/11/2016. (Attachments: # 1 Certificate/Proof of Service). (emcsec, COURT STAFF) (Filed on 4/11/2016)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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KENNETH SMITH,
Plaintiff,
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ORDER TO SHOW CAUSE RE
CONTEMPLATED DISMISSAL
v.
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Case No. 15-cv-05769-EMC
PELICAN BAY STATE PRISON
MEDICAL STAFF,
Docket Nos. 1, 2, 4
For the Northern District of California
United States District Court
Defendant.
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Kenneth Smith, a prisoner at Pelican Bay State Prison, filed this pro se civil rights action
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under 42 U.S.C. § 1983. He also has applied to proceed in forma pauperis pursuant to 28 U.S.C.
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§ 1915.
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A prisoner may not bring a civil action in forma pauperis under 28 U.S.C. § 1915 “if the
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prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought
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an action or appeal in a court of the United States that was dismissed on the grounds that it is
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frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner
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is under imminent danger of serious physical injury.” 28 U.S.C. § 1915(g). Section 1915(g)
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requires that the court consider prisoner actions dismissed before, as well as after, the statute's
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1996 enactment. Tierney v. Kupers, 128 F.3d 1310, 1311-12 (9th Cir. 1997).
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For purposes of a dismissal that may be counted under § 1915(g), the phrase “fails to state
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a claim on which relief may be granted” parallels the language of Federal Rule of Civil Procedure
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12(b)(6) and carries the same interpretation, the word “frivolous” refers to a case that is “„of little
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weight or importance: having no basis in law or fact,‟” and the word “malicious” refers to a case
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“filed with the „intention or desire to harm another.‟” Andrews v. King, 398 F.3d 1113, 1121 (9th
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Cir. 2005) (citation omitted). Only cases within one of these three categories can be counted as
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strikes for § 1915(g) purposes, so the mere fact that the prisoner has filed many cases does not
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alone warrant dismissal of the present action under § 1915(g). See Andrews, 398 F.3d at 1121.
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Rather, dismissal of an action under § 1915(g) should only occur when, “after careful evaluation
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of the order dismissing an [earlier] action, and other relevant information, the district court
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determines that the action was dismissed because it was frivolous, malicious or failed to state a
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claim.” Andrews, 398 F.3d at 1121.
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Andrews requires that a prisoner be given notice of the potential applicability of § 1915(g),
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by either the district court or the defendants, but also requires the prisoner to bear the ultimate
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burden of persuasion that § 1915(g) does not bar pauper status for him. Andrews, 398 F.3d at
the court to notify the prisoner of the earlier dismissals it considers to support a § 1915(g)
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For the Northern District of California
1121. Andrews implicitly allows the court to sua sponte raise the § 1915(g) problem, but requires
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United States District Court
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dismissal and allow the prisoner an opportunity to be heard on the matter before dismissing the
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action. Andrews, 398 F.3d at 1120. A dismissal under § 1915(g) means that a prisoner cannot
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proceed with his action as a pauper under § 1915, but he still may pursue his claims if he pays the
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full filing fee at the outset of the action.
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Mr. Smith is now given notice that the Court believes the following dismissals may be
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counted as dismissals for purposes of § 1915(g): First, Smith v. Civil Judge, N.D. Cal. Case No. C
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00-1428 MHP, was dismissed for failure to state a claim upon which relief may be granted.
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Second, Smith v. Ms. Keen, N.D. Cal. Case No. C 00-1614 MHP, was dismissed for failed to state
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a claim upon which relief may be granted. Third, Smith v. Director San Francisco Greyhound Bus
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Dept. Station, N.D. Cal. Case No. C 09-1851 MHP, was dismissed for failure to state a claim upon
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which relief may be granted. Fourth, Smith v. San Quentin State Prison, N.D. Cal. Case No. C 09-
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2381 MHP, was dismissed for failure to state a claim upon which relief may be granted. The
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Court made its evaluation of these cases based on the dismissal orders and docket sheets in them.
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See Andrews, 398 F.3d at 1120 (sometimes the docket records may be sufficient, and sometime
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the actual court files may need to be consulted).
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In light of these dismissals, and because Mr. Smith does not appear to be under imminent
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danger of serious physical injury, he is ORDERED TO SHOW CAUSE in writing filed no later
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than May 6, 2016 why in forma pauperis status should not be denied and this action should not be
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dismissed pursuant to 28 U.S.C. § 1915(g). In the alternative to showing cause why the action
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should not be dismissed, Mr. Smith may avoid dismissal by paying the full $400.00 filing fee by
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the deadline.
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IT IS SO ORDERED.
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Dated: April 11, 2016
______________________________________
EDWARD M. CHEN
United States District Judge
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For the Northern District of California
United States District Court
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