Pratt v. Hedricks et al

Filing 34

ORDER by Judge James Donato granting 28 Motion for Summary Judgment; granting 29 Administrative Motion to File Under Seal. (lrcS, COURT STAFF) (Filed on 1/16/2018)

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1 2 UNITED STATES DISTRICT COURT 3 NORTHERN DISTRICT OF CALIFORNIA 4 5 RYANT TRIMALE PRATT, Plaintiff, 6 7 8 9 Case No. 16-cv-01129-JD v. B. HEDRICKS, et al., Defendants. ORDER GRANTING DEFENDANTS' MOTION FOR SUMMARY JUDGMENT Re: Dkt. Nos. 28, 29 10 United States District Court Northern District of California 11 Ryant Pratt, a state prisoner proceeding pro se, has sued under 42 U.S.C. § 1983 alleging 12 that defendants violated his due process rights in finding him guilty of a prison disciplinary 13 violation. Defendants filed a motion for summary judgment. Pratt filed an opposition and 14 defendants filed a reply. The motion is granted. 15 BACKGROUND 16 The following facts are undisputed unless otherwise noted: 17 On June 18, 2013, Pratt was observed with another inmate punching the victim. Motion 18 for Summary Judgment (“MSJ”), Shearon Decl. ¶ 2. Correctional officers arrived and ordered 19 Pratt and the other inmate to stop, but both continued to kick and punch the victim, who was on 20 the ground. Id. Correctional officers fired a sponge round and then used pepper spray on Pratt 21 and the other inmate to stop the attack, and all three inmates were evaluated by medical staff. Id. 22 The victim had an abrasion on his shoulder and problems with his jaw. Id.; MSJ, Desta Decl. 23 (Docket No. 29) ¶ 2. Plaintiff concedes there was an incident with the victim, but contends that 24 the victim stated it was just “horseplaying.” MSJ, Medina Decl., Ex. B at 13 of 92. 25 On June 21, 2013, prison officials charged Pratt with battery on an inmate in Rules 26 Violation Report (“RVR”) No. SVSP-FB13-06-0034. MSJ, Shearon Decl. ¶ 3. At his request 27 Pratt was provided an investigative employee to collect and present evidence. MSJ, Martinez Decl 28 1 ¶¶ 8-9. 2 The prison’s Chief Medical Executive reported that the victim’s injuries met the definition 3 of serious bodily injury pursuant to California Penal Code section 243(f)(4), so the charge against 4 plaintiff was upgraded to battery on an inmate with serious bodily injury. MSJ, Solis Decl. ¶ 4. 5 On July 3, 2013, Pratt was issued a supplemental RVR with the upgraded charge. Id. ¶ 5. 6 The investigative employee interviewed Pratt about his defense, but Pratt declined to make a statement and instead submitted handwritten questions for witnesses. MSJ, Martinez Decl. ¶ 9. 8 Pursuant to Pratt’s instructions the investigative employee interviewed and took statements from a 9 staff physician, a nurse, the victim and a correctional captain who is one of the defendants in this 10 case. Id. The investigative employee summarized the witnesses’ statements and submitted them 11 United States District Court Northern District of California 7 to a senior hearing officer. Id. In preparation for the hearing, Pratt was given a copy of the 12 investigative employee’s report and he was examined by a mental health clinician to ensure that he 13 could proceed with the hearing. Id. ¶¶ 9, 11. Pratt made no request for any witness to appear and 14 no request for any evidence to be produced at the hearing. Id. ¶¶ 9-12. 15 The hearing was held on July 19, 2013. Id. ¶¶ 12-14. Pratt refused to attend the hearing so 16 a not-guilty plea was entered on his behalf. Id. ¶ 13. No witnesses testified on Pratt’s behalf 17 because he did not request any. Id. The hearing officer reviewed all the materials, including the 18 investigative employee’s report, the victim’s statement, the incident and medical reports, and the 19 written questions and responses requested by Pratt. Id. Pratt was found guilty of battery on an 20 inmate causing serious bodily injury and assessed 360 days loss of credits, 30 days loss of 21 privileges and a referral to the classification committee for program review. Id. ¶¶ 12-15. The 22 hearing officer gave less weight to the victim’s characterization of the incident as horseplay 23 because the victim could have been dissuaded from making statements against the perpetrators for 24 safety reasons. Id. ¶ 14. The hearing officer also noted that if the incident was just horseplay, 25 then it would not have required multiple direct orders, pepper spray and sponge rounds to stop the 26 assault. Id. 27 28 Pratt challenged the disciplinary finding through the prison inmate appeals system. Am. 2 1 Compl. (Docket No. 14) at 7; MSJ, Voong Decl. ¶ 10. Pratt’s appeal was successful and it was 2 ordered that the disciplinary finding be vacated and a new hearing held because the hearing officer 3 failed to articulate in his report how the victim’s injuries met the standard for serious bodily 4 injury. MSJ, Voong Decl. ¶ 10. A new RVR was issued, No. SVSP-FB14-05-0007R, and a new 5 hearing was held before a different hearing officer. MSJ, Solis Decl. ¶¶ 8-9. Pratt declined any 6 help from staff and did not request any witnesses for the hearing. Id. The new hearing was held 7 on June 13, 2014, and Pratt was found guilty of simple battery and assessed 90 days of credit 8 forfeiture. Id. He was not found guilty of battery with serious bodily injury. Id. 9 LEGAL STANDARD 10 Summary judgment is proper where the pleadings, discovery, and affidavits show there is United States District Court Northern District of California 11 “no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of 12 law.” See Fed. R. Civ. P. 56(a). Material facts are those that may affect the outcome of the case. 13 See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute as to a material fact is 14 genuine if the evidence is such that a reasonable jury could return a verdict for the nonmoving 15 party. See id. 16 A court shall grant summary judgment “against a party who fails to make a showing 17 sufficient to establish the existence of an element essential to that party’s case, and on which that 18 party will bear the burden of proof at trial[,] . . . since a complete failure of proof concerning an 19 essential element of the nonmoving party's case necessarily renders all other facts immaterial.” 20 See Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The moving party bears the initial 21 burden of identifying those portions of the record that demonstrate the absence of a genuine issue 22 23 24 of material fact. Id. The burden then shifts to the nonmoving party to “go beyond the pleadings and by [his] own affidavits, or by the ‘depositions, answers to interrogatories, and admissions on file,’ designate ‘specific facts showing that there is a genuine issue for trial.’” See id. at 324 25 (citing Fed. R. Civ. P. 56(e) (amended 2010)). 26 For purposes of summary judgment, the Court must view the evidence in the light most 27 favorable to the nonmoving party; if the evidence produced by the moving party conflicts with 28 3 1 evidence produced by the nonmoving party, the court must assume the truth of the evidence 2 submitted by the nonmoving party. See Leslie v. Grupo ICA, 198 F.3d 1152, 1158 (9th Cir. 1999). 3 The Court’s function on a summary judgment motion is not to make credibility determinations or 4 weigh conflicting evidence with respect to a disputed material fact. See T.W. Elec. Serv., Inc. v. 5 Pac. Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987). 6 The Due Process Clause of the Fourteenth Amendment protects prisoners from being deprived of life, liberty, or property without due process of law. Wolff v. McDonnell, 418 U.S. 8 539, 556 (1974). The Supreme Court has established five procedural requirements for disciplinary 9 hearings. Id. at 539. First, “written notice of the charges must be given to the disciplinary-action 10 defendant in order to inform him of the charges and to enable him to marshal the facts and prepare 11 United States District Court Northern District of California 7 a defense.” Id. at 564. Second, “[a]t least a brief period of time after the notice, no less than 24 12 hours, should be allowed to the inmate to prepare for the appearance before the [disciplinary 13 committee].” Id. Third, “there must be a ‘written statement by the factfinders as to the evidence 14 relied on and reasons’ for the disciplinary action.” Id. (quoting Morrissey v. Brewer, 408 U.S. 15 471, 489 (1972)). Fourth, “the inmate facing disciplinary proceedings should be allowed to call 16 witnesses and present documentary evidence in his defense when permitting him to do so will not 17 be unduly hazardous to institutional safety or correctional goals.” Id. at 566. Fifth, “[w]here an 18 illiterate inmate is involved . . . or whether the complexity of the issue makes it unlikely that the 19 inmate will be able to collect and present the evidence necessary for an adequate comprehension 20 of the case, he should be free to seek the aid of a fellow inmate, or . . . to have adequate substitute 21 aid . . . from the staff or from a[n] . . . inmate designated by the staff.” Id. at 570. The Court 22 specifically held that the Due Process Clause does not require that prisons allow inmates to cross- 23 examine their accusers, see id. at 567-68, and does not give rise to a right to counsel in the 24 proceedings, see id. at 569-70. 25 In Superintendent v. Hill, 472 U.S. 445, 454 (1985), the Court held that the revocation of 26 good-time credits does not comport with the minimum requirements of procedural due process in 27 Wolff unless the findings of the prison disciplinary board are supported by some evidence in the 28 record. The standard for the modicum of evidence required is met if there was some evidence 4 1 from which the conclusion of the administrative tribunal could be deduced. See id. at 455. 2 DISCUSSION 3 It is undisputed that the RVR finding for battery causing serious bodily injury was vacated 4 along with the resulting punishment. It is also undisputed that at the rehearing Pratt was found 5 guilty of simple battery. Pratt’s arguments concern the due process protections at the first hearing 6 and that there was insufficient evidence for a guilty finding at that hearing. However, when an 7 alleged due process violation is corrected by additional process, no due process violation has 8 occurred. Frank v. Schultz, 808 F.3d 762, 764 (9th Cir. 2015). The facts of Frank are similar to 9 this case. The inmate in Frank lost time credits after a disciplinary hearing and filed an appeal to prison officials, who granted the appeal, and the time credits were restored. Id. The inmate in 11 United States District Court Northern District of California 10 Frank filed a federal civil rights action alleging a due process violation, but the district court 12 dismissed the case. Id. The Ninth Circuit agreed and held that the procedural error was corrected 13 through the administrative process. Id. For the same reasons as in Frank, summary judgment is 14 granted for defendants because the error in Pratt’s hearing was corrected. See id.; see also 15 Strohmeyer v. Belanger, 661 F. App’x 471, 473 (9th Cir. Aug. 5, 2016) (administrative reversal 16 cured process violations). 17 To the extent that Pratt argues there was a due process violation simply by being accused 18 of committing a battery causing serious bodily injury, he is not entitled to relief. He cites no case 19 law that charging an inmate in these circumstances could constitute a due process violation. 20 Moreover, in Hines v. Gomez, 108 F.3d 265, 268-69 (9th Cir. 1997), the Ninth Circuit declined to 21 extend the “some evidence” standard to a prison officer’s initial accusation of a rule violation. 22 Pratt also argues that he suffered deprivations after his inmate appeal was granted and after there 23 was a new hearing for the RVR. However, this punishment was independent of the original RVR 24 and the original finding of battery causing serious bodily injury. Pratt’s punishment was based on 25 the finding of simple battery in the new hearing. To the extent Pratt argues it was improper that he 26 was again charged with causing serious bodily injury, he was not found guilty of that charge; thus, 27 there was no harm. Moreover, this action only involves his allegations concerning the first 28 hearing. Pratt does not present allegations in the amended complaint concerning the second 5 1 hearing.1 Despite the first RVR being vacated due to the failure of the hearing officer to articulate 2 how the victim’s injuries met the standard for serious bodily injury, the Wolff requirements were 4 met, and Pratt cannot demonstrate a due process violation. Pratt was provided notice of the 5 charges and an investigative employee to investigate the case. There were several weeks between 6 the issuance of the RVR and the hearing which allowed Pratt and the investigative employee to 7 investigate and prepare the case. The hearing officer prepared a written statement regarding the 8 evidence and the reasons for the disciplinary action, and Pratt was provided the opportunity to call 9 witnesses and present a defense. While Pratt did not appear at the hearing, the questions and 10 answers he presented to several witnesses were reviewed. Pratt also received a mental health 11 United States District Court Northern District of California 3 evaluation to ensure that he understood the procedures and proceedings. While the prison found that the hearing officer failed to articulate how the victim’s injuries 12 13 met the standard for serious bodily injury, Pratt has not demonstrated a federal due process 14 violation, and, regardless, any error was cured with the vacating of the disciplinary finding and the 15 holding of a new hearing. For all these reasons, defendants are entitled to summary judgment. 2 16 Qualified Immunity 17 The defense of qualified immunity protects “government officials . . . from liability for 18 civil damages insofar as their conduct does not violate clearly established statutory or 19 constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 20 U.S. 800, 818 (1982). The rule of “qualified immunity protects ‘all but the plainly incompetent or 21 those who knowingly violate the law.’” Saucier v. Katz, 533 U.S. 194, 202 (2001) (quoting 22 Malley v. Briggs, 475 U.S. 335, 341 (1986)). Defendants can have a reasonable, but mistaken, 23 belief about the facts or about what the law requires in any given situation. Id. at 205. A court 24 considering a claim of qualified immunity must determine whether the plaintiff has alleged the 25 1 26 27 28 Regardless, a review of the record demonstrates there was some evidence to find Pratt guilty of simple battery. Three correctional officers observed Pratt punching the victim and Pratt concedes there was an incident but that the victim called it horseplay. 2 Because the Court is granting the motion for summary judgment on the merits, defendants’ argument that Pratt failed to exhaust his claims against two of the three defendants will not be addressed. 6 1 deprivation of an actual constitutional right and whether such right was clearly established such 2 that it would be clear to a reasonable officer that his conduct was unlawful in the situation he 3 confronted. See Pearson v. Callahan, 555 U.S. 223, 236 (2009) (overruling the sequence of the 4 two-part test that required determining a deprivation first and then deciding whether such right 5 was clearly established, as required by Saucier). The Court may exercise its discretion in deciding 6 which prong to address first, in light of the particular circumstances of each case. Pearson, 555 7 U.S. at 236. 8 9 Even if the Court were to find that defendants had deprived plaintiff of a constitutional right, they would still be entitled to qualified immunity. The record demonstrates that the disciplinary finding was vacated and Pratt was provided a new hearing due to the hearing officer’s 11 United States District Court Northern District of California 10 failure at the first hearing to articulate how the victim’s injuries met the standard for serious bodily 12 injury. At the new hearing Pratt was only found guilty of simple battery. It would not be clear to 13 a reasonable official that the various procedures and safeguards that vacated the finding and 14 provided for a new hearing, at which Pratt was found guilty of a lesser offense than he had 15 originally been found guilty of, would be unlawful. 16 CONCLUSION 17 1. Defendants’ motion for summary judgment (Docket No. 28) is GRANTED. 18 2. Defendants’ motion to file the victim’s medical records under seal (Docket No. 29) is 19 GRANTED and the medical records (Docket No. 29, Ex. A) shall be filed UNDER SEAL and 20 the Court has reviewed it in camera. 21 3. The Clerk shall terminate all pending motions, enter judgment, and close the file. 22 IT IS SO ORDERED. 23 Dated: January 16, 2018 24 25 26 JAMES DONATO United States District Judge 27 28 7 1 UNITED STATES DISTRICT COURT 2 NORTHERN DISTRICT OF CALIFORNIA 3 4 RYANT TRIMALE PRATT, Case No. 16-cv-01129-JD Plaintiff, 5 v. CERTIFICATE OF SERVICE 6 7 B. HEDRICKS, et al., Defendants. 8 9 10 I, the undersigned, hereby certify that I am an employee in the Office of the Clerk, U.S. District Court, Northern District of California. United States District Court Northern District of California 11 12 13 14 15 That on January 16, 2018, I SERVED a true and correct copy(ies) of the attached, by placing said copy(ies) in a postage paid envelope addressed to the person(s) hereinafter listed, by depositing said envelope in the U.S. Mail, or by placing said copy(ies) into an inter-office delivery receptacle located in the Clerk's office. 16 17 18 Ryant Trimale Pratt ID: H06191 P.O. Box 7500 Crescent City, CA 95532 19 20 Dated: January 16, 2018 21 22 23 Susan Y. Soong Clerk, United States District Court 24 25 26 By:________________________ LISA R. CLARK, Deputy Clerk to the Honorable JAMES DONATO 27 28 8

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