Securities and Exchange Commission v. Erik K. Bardman et al

Filing 41

STIPULATION AND ORDER re 40 STIPULATION WITH PROPOSED ORDER Stipulation and [Proposed] Order Correcting Title of Amended Complaint and Extending Time for Defendants to Answer or Otherwise Respond filed by Erik K. Bardman. Signed by Judge Jon S. Tigar on December 1, 2016. (wsn, COURT STAFF) (Filed on 12/1/2016)

Download PDF
6 Patrick D. Robbins (State Bar No. 152288) Emily V. Griffen (State Bar No. 209162) Lisa Valenti-Jordan (State Bar No. 300161) SHEARMAN & STERLING LLP Four Embarcadero Center, Suite 3800 San Francisco, CA 94111-5994 Telephone: (415) 616-1100 Facsimile: (415) 616-1199 Email: probbins@shearman.com egriffen@shearman.com lisa.valenti-jordan@shearman.com 7 Attorneys for Defendant Erik K. Bardman 1 2 3 4 5 8 9 UNITED STATES DISTRICT COURT 10 NORTHERN DISTRICT OF CALIFORNIA 11 SAN FRANCISCO DIVISION 12 13 SECURITIES AND EXCHANGE COMMISSION, 14 Plaintiff, 15 v. 16 ERIK K. BARDMAN, 17 and 18 JENNIFER F. WOLF, 19 STIPULATION AND [PROPOSED] ORDER CORRECTING TITLE OF AMENDED COMPLAINT AND EXTENDING TIME FOR DEFENDANTS TO ANSWER OR OTHERWISE RESPOND Case No. 3:16-cv-02023 (JST) Defendants. Judge: Hon. Jon S. Tigar 20 21 22 23 24 25 26 27 28 STIPULATION AND [PROPOSED] ORDER CASE NO. 3:16-cv-02023 (JST) WHEREAS, on April 18, 2016, plaintiff Securities and Exchange Commission 1 2 (“Plaintiff”) filed a complaint in the above-captioned action (the “Complaint”) asserting claims 3 against defendants Erik K. Bardman and Jennifer F. Wolf (“Defendants” and, together with 4 Plaintiff, the “Parties”); WHEREAS, on October 27, 2016, the Court entered an Order Granting In Part And 5 6 Denying In Part Defendants’ Motions To Dismiss (Dkt. No. 34); WHEREAS, on November 28, 2016, Plaintiff filed an amended complaint (Dkt. No. 7 8 39), erroneously titled “Complaint” (hereinafter “Amended Complaint”); WHEREAS, the Parties have agreed that Plaintiff is able to correct the caption of the 9 10 amended complaint, nunc pro tunc, pursuant to the instructions on the Court’s website, 11 http://www.cand.uscourts.gov/ecf/correctingmistake#CORRECT. WHEREAS, the Parties have agreed that Defendants’ time to answer or otherwise 12 13 respond to the Amended Complaint may be extended as follows; IT IS HEREBY STIPULATED AND AGREED, by and between the attorneys for 14 15 Plaintiff and the attorneys for Defendants, as follows: 1. 16 Plaintiff shall submit a corrected amended complaint titled “Amended 17 Complaint,” pursuant to the instructions set forth on the Court’s website, “Correcting E-Filing 18 Mistakes; E-filing a Corrected Version.” 2. 19 20 21 22 Defendants shall answer or otherwise respond to the Complaint by December 28, 2016. There have been no requests for an extension of time previously made with respect to the amended Complaint. 23 24 25 26 27 28 STIPULATION AND [PROPOSED] ORDER 2 CASE NO. 3:16-cv-02023 (JST) 1 Dated: November 30, 2016 2 SECURITIES AND EXCHANGE COMMISSION By: 3 4 /s/ Paul W. Kisslinger Paul W. Kisslinger 8 Paul W. Kisslinger (New Jersey Bar No. 6511995) kisslingerp@sec.gov Kevin C. Lombardi (District of Columbia Bar No. 474114) lombardik@sec.gov (202) 551-8753 100 F Street, NE Washington, DC 20549 Ph: (202) 551-4427 Fax: (202) 772-9772 9 Attorneys for Plaintiff Securities and Exchange Commission 5 6 7 10 11 12 Dated: November 30, 2016 SHEARMAN & STERLING LLP 13 By: 14 15 /s/ Emily V. Griffen Emily V. Griffen 17 Four Embarcadero Center, Suite 3800 San Francisco, CA 94111-5994 Ph: (415) 616-1100 Fax: (415) 616-1199 18 Attorneys for Defendant Erik K. Bardman 16 19 20 21 22 23 24 25 26 27 Dated: November 30, 2016 KANE+KIMBALL LLP By: /s/ William H. Kimball William H. Kimball William H. Kimball (State Bar No. 242626) wkimball@kanekimball.com 803 Hearst Avenue Berkeley, CA 94710 Ph: (510) 704-1400 Fax: (877) 482-4749 Attorneys for Defendant Jennifer F. Wolf 28 STIPULATION AND [PROPOSED] ORDER 3 CASE NO. 3:16-cv-02023 (JST) 1 2 3 ATTESTATION (CIVIL LOCAL RULE 5-1(i)(3)) In accordance with Civil Local Rule 5-1(i)(3), I attest that concurrence in the filing of this document has been obtained from each signatory. 4 5 Dated: November 30, 2016 6 SHEARMAN & STERLING LLP By: 7 8 /s/ Emily V. Griffen Emily V. Griffen Attorneys for Defendant Erik K. Bardman 9 10 * * * 11 12 IT IS SO ORDERED. 13 14 15 Dated: December 1, 2016 Hon. Jon S. Tigar United States District Judge STIPULATION AND [PROPOSED] ORDER 4 16 17 18 19 20 21 22 23 24 25 26 27 28 CASE NO. 3:16-cv-02023 (JST)

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?