Securities and Exchange Commission v. Erik K. Bardman et al
Filing
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STIPULATION AND ORDER re 40 STIPULATION WITH PROPOSED ORDER Stipulation and [Proposed] Order Correcting Title of Amended Complaint and Extending Time for Defendants to Answer or Otherwise Respond filed by Erik K. Bardman. Signed by Judge Jon S. Tigar on December 1, 2016. (wsn, COURT STAFF) (Filed on 12/1/2016)
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Patrick D. Robbins (State Bar No. 152288)
Emily V. Griffen (State Bar No. 209162)
Lisa Valenti-Jordan (State Bar No. 300161)
SHEARMAN & STERLING LLP
Four Embarcadero Center, Suite 3800
San Francisco, CA 94111-5994
Telephone:
(415) 616-1100
Facsimile:
(415) 616-1199
Email: probbins@shearman.com
egriffen@shearman.com
lisa.valenti-jordan@shearman.com
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Attorneys for Defendant Erik K. Bardman
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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SAN FRANCISCO DIVISION
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SECURITIES AND EXCHANGE COMMISSION,
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Plaintiff,
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v.
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ERIK K. BARDMAN,
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and
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JENNIFER F. WOLF,
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STIPULATION AND [PROPOSED]
ORDER CORRECTING TITLE OF
AMENDED COMPLAINT AND
EXTENDING TIME FOR
DEFENDANTS TO ANSWER OR
OTHERWISE RESPOND
Case No. 3:16-cv-02023 (JST)
Defendants.
Judge: Hon. Jon S. Tigar
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-cv-02023 (JST)
WHEREAS, on April 18, 2016, plaintiff Securities and Exchange Commission
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(“Plaintiff”) filed a complaint in the above-captioned action (the “Complaint”) asserting claims
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against defendants Erik K. Bardman and Jennifer F. Wolf (“Defendants” and, together with
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Plaintiff, the “Parties”);
WHEREAS, on October 27, 2016, the Court entered an Order Granting In Part And
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Denying In Part Defendants’ Motions To Dismiss (Dkt. No. 34);
WHEREAS, on November 28, 2016, Plaintiff filed an amended complaint (Dkt. No.
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39), erroneously titled “Complaint” (hereinafter “Amended Complaint”);
WHEREAS, the Parties have agreed that Plaintiff is able to correct the caption of the
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amended complaint, nunc pro tunc, pursuant to the instructions on the Court’s website,
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http://www.cand.uscourts.gov/ecf/correctingmistake#CORRECT.
WHEREAS, the Parties have agreed that Defendants’ time to answer or otherwise
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respond to the Amended Complaint may be extended as follows;
IT IS HEREBY STIPULATED AND AGREED, by and between the attorneys for
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Plaintiff and the attorneys for Defendants, as follows:
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Plaintiff shall submit a corrected amended complaint titled “Amended
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Complaint,” pursuant to the instructions set forth on the Court’s website, “Correcting E-Filing
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Mistakes; E-filing a Corrected Version.”
2.
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Defendants shall answer or otherwise respond to the Complaint by December
28, 2016.
There have been no requests for an extension of time previously made with respect
to the amended Complaint.
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STIPULATION AND [PROPOSED] ORDER
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CASE NO. 3:16-cv-02023 (JST)
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Dated: November 30, 2016
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SECURITIES AND EXCHANGE COMMISSION
By:
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/s/ Paul W. Kisslinger
Paul W. Kisslinger
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Paul W. Kisslinger (New Jersey Bar No. 6511995)
kisslingerp@sec.gov
Kevin C. Lombardi (District of Columbia Bar No. 474114)
lombardik@sec.gov
(202) 551-8753
100 F Street, NE
Washington, DC 20549
Ph: (202) 551-4427
Fax: (202) 772-9772
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Attorneys for Plaintiff Securities and Exchange Commission
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Dated: November 30, 2016
SHEARMAN & STERLING LLP
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By:
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/s/ Emily V. Griffen
Emily V. Griffen
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Four Embarcadero Center, Suite 3800
San Francisco, CA 94111-5994
Ph: (415) 616-1100
Fax: (415) 616-1199
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Attorneys for Defendant Erik K. Bardman
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Dated: November 30, 2016
KANE+KIMBALL LLP
By:
/s/ William H. Kimball
William H. Kimball
William H. Kimball (State Bar No. 242626)
wkimball@kanekimball.com
803 Hearst Avenue
Berkeley, CA 94710
Ph: (510) 704-1400
Fax: (877) 482-4749
Attorneys for Defendant Jennifer F. Wolf
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STIPULATION AND [PROPOSED] ORDER
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CASE NO. 3:16-cv-02023 (JST)
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ATTESTATION (CIVIL LOCAL RULE 5-1(i)(3))
In accordance with Civil Local Rule 5-1(i)(3), I attest that concurrence in the filing
of this document has been obtained from each signatory.
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Dated: November 30, 2016
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SHEARMAN & STERLING LLP
By:
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/s/ Emily V. Griffen
Emily V. Griffen
Attorneys for Defendant Erik K. Bardman
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* * *
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IT IS SO ORDERED.
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Dated: December 1, 2016
Hon. Jon S. Tigar
United States District Judge
STIPULATION AND [PROPOSED] ORDER
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CASE NO. 3:16-cv-02023 (JST)
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