Securities and Exchange Commission v. Erik K. Bardman et al

Filing 86

STIPULATION AND ORDER re 85 STIPULATION WITH PROPOSED ORDER Continuing Case Management Conference filed by Securities and Exchange Commission Case Management Statement due by 6/5/2018. Further Case Management Conference set for 6/14/2018 at 2:00 PM in San Francisco, Courtroom 9, 19th Floor. Signed by Judge Jon S. Tigar on April 26, 2018. (wsn, COURT STAFF) (Filed on 4/26/2018)

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Paul W. Kisslinger
[e-mail]
[phone]
Kevin C. Lombardi
[e-mail]
[phone]
Attorneys for Plaintiff
SECURITIES AND EXCHANGE COMMISSION
100 F Street, NE
Washington, DC 20549
Facsimile: [phone]

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UNITED STATES DISTRICT COURT

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NORTHERN DISTRICT OF CALIFORNIA

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SAN FRANCISCO DIVISION

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SECURITIES AND EXCHANGE COMMISSION,

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Plaintiff,

STIPULATION AND [PROPOSED]
ORDER CONTINUING CASE
MANAGEMENT CONFERENCE

v.
Case No. 3:16-cv-02023 (JST)
ERIK K. BARDMAN and
JENNIFER F. WOLF,

Judge: Hon. Jon S. Tigar

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Defendants.
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STIPULATION AND [PROPOSED] ORDER

CASE NO. 3:16-cv-02023 (JST)

WHEREAS, the Securities and Exchange Commission Division of Enforcement

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(“Division”) and Defendants Erik K. Bardman and Jennifer F. Wolf (“Defendants” and, together

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with the SEC, the “Parties”) have reached settlement agreements in principle that the Division is

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currently in the process of submitting to the Securities and Exchange Commission (“Commission”)

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for approval;

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WHEREAS, currently, the Court has scheduled a Case Management Conference for
May 2, 2018 [Docket Entry 84];
WHEREAS, Plaintiff requests approximately six additional weeks to have the matter
presented to the Commission, and the Defendants consent to such a request;
IT IS THEREFORE STIPULATED AND AGREED, by and between the attorneys
for Plaintiff and the attorneys for Defendants, with the Court’s permission, as follows:
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The Case Management Conference scheduled for May 2, 2018 is hereby

continued until June 14, 2018, or at the soonest available time for the Court thereafter.
2.

If the Commission has not approved the terms of the settlement in principle

by June 7, 2018, the Parties shall file a Case Management Statement providing an update on the
progress of settlement.

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Dated: April 25, 2018

SECURITIES AND EXCHANGE COMMISSION

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By:
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/s/ Paul W. Kisslinger
Paul W. Kisslinger

Paul W. Kisslinger (New Jersey Bar No. 6511995)
[e-mail]
Kevin C. Lombardi (District of Columbia Bar No. 474114)
[e-mail]
100 F Street, NE
Washington, DC 20549
Ph: [phone]
Fax: [phone]

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Attorneys for Plaintiff Securities and Exchange Commission
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STIPULATION AND [PROPOSED] ORDER

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CASE NO. 3:16-cv-02023 (JST)

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Dated: April 25, 2018

SHEARMAN & STERLING LLP

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By:

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/s/ Patrick D. Robbins
Patrick D. Robbins

535 Mission Street, 25th Floor
San Francisco, CA 94105
Ph: [phone]
Fax: [phone]

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Attorneys for Defendant Erik K. Bardman

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Dated: April 25, 2018

KANE+KIMBALL LLP
By:

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/s/ Willam H. Kimball
William H. Kimball

William H. Kimball (State Bar No. 242626)
[e-mail]
803 Hearst Avenue
Berkeley, CA 94710
Ph: [phone]
Fax: [phone]
Attorneys for Defendant Jennifer F. Wolf

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STIPULATION AND [PROPOSED] ORDER

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CASE NO. 3:16-cv-02023 (JST)

ATTESTATION (CIVIL LOCAL RULE 5-1(i)(3))

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In accordance with Civil Local Rule 5-1(i)(3), I attest that concurrence in the filing
of this document has been obtained from each signatory.

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Dated: April 25, 2018

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By:

/s/ Paul W. Kisslinger
Paul W. Kisslinger

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Attorneys for Securities and Exchange Commission

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* * *

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IT IS SO ORDERED.

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April 26
Dated: ______________, 2018

Hon. Jon S. Tigar
United States District Judge

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STIPULATION AND [PROPOSED] ORDER

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CASE NO. 3:16-cv-02023 (JST)