Sabel v. City and County of San Francisco et al
Filing
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ORDER by Judge Edward M. Chen Granting in Part and Denying in Part 65 Defendants' Motion for Terminating and Monetary Sanctions. (Attachments: # 1 Certificate/Proof of Service)(emcsec, COURT STAFF) (Filed on 3/8/2018)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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NORMAN WALTER SABEL,
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Case No. 16-cv-04832-EMC
Plaintiff,
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v.
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CITY AND COUNTY OF SAN
FRANCISCO, et al.,
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ORDER GRANTING IN PART AND
DENYING IN PART DEFENDANTS’
MOTION FOR TERMINATING AND
MONETARY SANCTIONS
Docket No. 65
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For the Northern District of California
United States District Court
Defendants.
Defendants move for terminating sanctions dismissing Plaintiff Normal Sabel’s complaint
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and monetary sanctions in the amount of $3,000 based on Mr. Sabel’s failure to prosecute the
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case, failure to timely respond to discovery requests, and persistent failure to comply with
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numerous Court orders. For the reasons below, the Court GRANTS Defendants’ request for
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terminating sanctions but DENIES the request for monetary sanctions.1
I.
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FACTUAL AND PROCEDURAL BACKGROUND
The key events meriting sanctions are summarized here. At least 5 orders to show cause
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hinting that the case may be dismissed for failure to comply with a court order, appear at a
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mandatory hearing, or fulfill discovery obligations have been issued in less than 10 months:
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May 1, 2017: “If [Plaintiff’s counsel] fails to file a timely statement or appear for
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the hearing, the case will be dismissed with prejudice for failure to prosecute.”
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Docket No. 22.
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June 29, 2017: “Failure to comply with any provisions of this order shall result in
dismissal of this case without prejudice.” Docket No. 31.
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This matter is appropriate for resolution without oral argument and the March 15, 2018 hearing
is hereby VACATED. See Civil Local Rule 7-1(b).
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this case for failure to prosecute.” Docket No. 40.
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August 25, 2017: “If counsel fails to appear at the hearing, the Court may dismiss
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September 12, 2017: “The Court will issue an OSC as to why the case should not
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be dismissed if discovery responses [by Plaintiff] are not produced within 2
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weeks.” Docket No. 44.
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September 15, 2017: “Plaintiff Norman Sabel has failed to timely respond to
discovery order (as he has with other deadlines). The Court will give Mr. Sabel
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one more chance. He must fully comply with the August 25 order by September
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27, 2017. If he does not, then he must . . . explain why the Court should not enter
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the sanction of dismissal of his claims with prejudice.” Docket No. 46.
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For the Northern District of California
Defendant’s discovery requests and to comply with this Court’s August 25, 2017
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United States District Court
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Furthermore, the Court has repeatedly warned Mr. Sabel that he must comply with his
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discovery obligations or else risk dismissal of his claims. See, e.g., Docket No. 50 (Sep. 29, 2017)
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(“The Court admonished Mr. Sabel that he is obligated with or without counsel, to fulfill his
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obligations as a party to this litigation consistent with applicable rules.”); Docket No. 63 (Dec. 18,
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2017) (“The Court directed plaintiff to produce the documents, sign the verifications, and to file a
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declaration to verify any documents that cannot be found after a complete search . . . by 1/4/18.”).
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These warnings were issued directly to Mr. Sabel, not merely to his attorney of record at the time.
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Mr. Sabel has failed to comply with the Court’s admonishments, the Court’s August 25,
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2017 discovery order on Defendants’ motion to compel, and the Court’s subsequent orders
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reiterating his discovery obligations. See Docket Nos. 40, 50, 63. Defendants thereafter filed the
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instant motion seeking terminating sanctions on January 10, 2018, to which Plaintiff has not filed
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an opposition. See Docket No. 65.
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At the most recent February 1, 2018 case management conference, Plaintiff appeared and
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stated he would stipulate to dismissal of the case. The Court ordered the parties to submit a
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stipulation for dismissal by February 9, 2018. See Docket No. 70. However, Mr. Sabel has not
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cooperated with Defendants’ efforts to submit a stipulation and has ignored several inquiries from
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Defendants and the Court regarding the stipulation. The Court must therefore adjudicate
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Defendants’ motion.
II.
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DISCUSSION
The Court ordered Plaintiff to respond to Defendants’ discovery requests, produce certain
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documents, and verify his interrogatory responses in August 2017, over six months ago. See
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Docket No. 40. Mr. Sabel has failed to do so. When a party violates a court order compelling
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discovery, the Court may impose sanctions “dismissing the action or proceeding in whole or in
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part.” Fed. R. Civ. P. 37(b)(2)(A). In determining whether terminating sanctions are warranted,
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the Court must weigh five factors:
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(1) the public’s interest in expeditious resolution of litigation;
(3) the risk of prejudice to the defendants;
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For the Northern District of California
(2) the court’s need to manage its docket;
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United States District Court
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(4) the public policy favoring disposition of cases on their merits; and
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(5) the availability of less drastic sanctions.
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Thompson v. Housing Auth. of City of Los Angeles, 782 F.2d 829, 831 (9th Cir. 1986), cert.
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denied, 479 U.S. 829 (1986).
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These factors weigh in favor of dismissal. Plaintiff’s non-compliance with discovery
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orders undermines the public interest in resolution of litigation and the Court’s ability to manage
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its docket. It has prejudiced Defendants by forcing them to expend time and resources to elicit
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Mr. Sabel’s compliance. Less drastic sanctions are unlikely to work; indeed, the docket is littered
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with various orders for compliance and threats of dismissal, and Mr. Sabel has been personally
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aware at least since July 25, 2017 that the Court would dismiss his claims if he failed to comply
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with discovery obligations. Finally, Mr. Sabel has effectively waived any argument against
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dismissal by indicating that he intends to withdraw his claims at the February 1, 2018 case
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management conference. See Docket No. 70. His claims will be dismissed with prejudice.
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The Court declines to award monetary sanctions, however. Rule 37 indicates that “the
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court must order the disobedient party . . . to pay the reasonable expenses, including attorney’s
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fees, caused by the failure, unless the failure was substantially justified or other circumstances
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make an award of expenses unjust.” Fed. R. Civ. P. 37(b)(2)(C). It is not clear whether Mr. Sabel
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has any basis to assert that his dilatory behavior is justified, but other circumstances make an
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award unjust here. In particular, Plaintiff’s counsel, Timothy Gomes, appears to be at least
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partially responsible for non-compliance prior to his withdrawal on October 2, 2017. See Docket
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No. 50. Subsequent to that time, Mr. Gomes was dilatory in timely providing Mr. Sabel with the
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information and documentation necessary to attempt to locate new counsel or comply with some
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discovery obligations. See Docket Nos. 54, 58, 61. Mr. Gomes did not file a declaration
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affirming he had transferred the complete case file to Mr. Sabel until December 28, 2017. See
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Docket No. 64. Though Mr. Gomes failed to comply with the Court’s orders, the award of
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monetary sanctions would be unjust in light of his pro se status and his prior counsel’s failure to
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timely provide him certain files.
III.
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For the Northern District of California
United States District Court
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CONCLUSION
The Court GRANTS Defendants’ motion for terminating sanctions and DISMISSES the
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case with prejudice. The Clerk of the Court is instructed to close this matter. The Court DENIES
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Defendants’ motion for monetary sanctions.
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This order disposes of Docket No. 65.
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IT IS SO ORDERED.
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Dated: March 8, 2018
______________________________________
EDWARD M. CHEN
United States District Judge
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