Osprey Partners RSF LLC et al v. UBS Financial Services Inc.
Filing
28
PROTECTIVE ORDER (pursuant to 27 stipulation) by Hon. William Alsup. (whalc2, COURT STAFF) (Filed on 1/17/2017)
1
2
3
4
5
JULIE L. TAYLOR, CASB No. 154341
julie.taylor@kyl.com
ALEXANDER J. BUKAC, CASB No. 305491
alexander.bukac@kyl.com
KEESAL, YOUNG & LOGAN
A Professional Corporation
450 Pacific Avenue
San Francisco, California 94133
Telephone:
(415) 398-6000
Facsimile:
(415) 981-0136
6
7
Attorneys for Defendant
UBS FINANCIAL SERVICES INC.
8
UNITED STATES DISTRICT COURT
9
NORTHERN DISTRICT OF CALIFORNIA
10
11
12
OSPREY PARTNERS RSF LLC and
SVOBODA CONSULTING,
Plaintiffs,
13
vs.
14
15
UBS FINANCIAL SERVICES INC., and DOES
1 through 10, inclusive,
16
Defendants.
17
)
)
)
)
)
)
)
)
)
)
)
)
Case No. 16-cv-04894-WHA
[PROPOSED] STIPULATED PROTECTIVE
ORDER
18
19
I.
PURPOSES AND LIMITATIONS
20
Disclosure and discovery activity in this action are likely to involve and have involved
21
production of confidential, proprietary, or private information for which special protection from public
22
disclosure and from use for any purpose other than prosecuting this litigation may be warranted.
23
Accordingly, the parties hereby stipulate to and petition the court to enter the following Stipulated
24
Protective Order (the “Order”). The parties acknowledge that this Order does not confer blanket
25
protections on all disclosures or responses to discovery and that the protection it affords from public
26
disclosure and use extends only to the limited information or items that are entitled to confidential
27
treatment under FRCP Rule 25 and other applicable legal principles. The parties further acknowledge,
28
as set forth in Section 12.3, below, that this Stipulated Protective Order does not entitle them to file
-1[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
confidential information under seal; Civil Local Rule 79-5 and General Order 62 set forth the
2
procedures that must be followed and the standards that will be applied when a party seeks permission
3
from the court to file material under seal.
4
II.
5
6
7
DEFINITIONS
2.1
Challenging Party: a Party or Non-Party that challenges the designation of information
or items under this Order.
2.2
“CONFIDENTIAL” Information or Items: information (regardless of how it is
8
generated, stored or maintained) or tangible things that qualify for protection under Federal Rule of
9
Civil Procedure 26(c).
10
2.3
11
their support staff).
12
2.4
13
14
Counsel (without qualifier): Outside Counsel of Record and House Counsel (as well as
Designating Party: a Party or Non-Party that designates information or items that it
produces in disclosures or in responses to discovery as “CONFIDENTIAL.”
2.5
Disclosure or Discovery Material: all items or information, regardless of the medium
15
or manner in which it is generated, stored, or maintained (including, among other things, testimony,
16
transcripts, and tangible things), that are produced or generated in disclosures or responses to
17
discovery in this matter.
18
2.6
Expert: a person with specialized knowledge or experience in a matter pertinent to the
19
litigation who has been retained by a Party or its counsel to serve as an expert witness or as a
20
consultant in this action.
21
22
23
24
25
2.7
House Counsel: attorneys who are employees of a party to this action. House Counsel
does not include Outside Counsel of Record or any other outside counsel.
2.8
Non-Party: any natural person, partnership, corporation, association, or other legal
entity not named as a Party to this action.
2.9
Outside Counsel of Record: attorneys who are not employees of a party to this action
26
but are retained to represent or advise a party to this action and have appeared in this action on behalf
27
of that party or are affiliated with a law firm which has appeared on behalf of that party.
28
2.10
Party: any party to this action, including all of its officers, directors, employees,
-2[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
consultants, retained experts, and Outside Counsel of Record (and their support staffs).
2
3
2.11
Producing Party: a Party or Non-Party that produces Disclosure or Discovery Material
in this action.
4
2.12
Professional Vendors: persons or entities that provide litigation support services (e.g.,
5
photocopying, videotaping, translating, preparing exhibits or demonstrations, and organizing, storing,
6
or retrieving data in any form or medium) and their employees and subcontractors.
7
8
2.13
Protected Material: any Disclosure or Discovery Material that is designated as
“CONFIDENTIAL.”
9
2.14
Receiving Party: a Party that receives Disclosure or Discovery Material from a
10
Producing Party.
11
III.
12
SCOPE
The protections conferred by this Stipulation and Order cover not only Protected Material (as
13
defined above), but also (1) any information copied or extracted from Protected Material; (2) all
14
copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony,
15
conversations, or presentations by Parties or their Counsel that might reveal Protected Material.
16
However, the protections conferred by this Stipulation and Order do not cover the following
17
information: (a) any information that is in the public domain at the time of disclosure to a Receiving
18
Party or becomes part of the public domain after its disclosure to a Receiving Party as a result of
19
publication not involving a violation of this Order, including becoming part of the public record
20
through trial or otherwise; and (b) any information known to the Receiving Party prior to the
21
disclosure or obtained by the Receiving Party after the disclosure from a source who obtained the
22
information lawfully and under no obligation of confidentiality to the Designating Party. Any use of
23
Protected Material at trial shall be governed by a separate agreement or order.
24
IV.
25
DURATION
Even after final disposition of this litigation, the confidentiality obligations imposed by this
26
Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order
27
otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and
28
defenses in this action, with or without prejudice; and (2) final judgment herein after the completion
-3[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
and exhaustion of all appeals, rehearings, remands, trials, or reviews of this action, including the time
2
limits for filing any motions or applications for extension of time pursuant to applicable law.
3
V.
DESIGNATING PROTECTED MATERIAL
4
5.1
5
Each Party or Non-Party that designates information or items for protection under this Order
6
must take care to limit any such designation to specific material that qualifies under the appropriate
7
standards. The Designating Party must designate for protection only those parts of material,
8
documents, items, or oral or written communications that qualify - so that other portions of the
9
material, documents, items, or communications for which protection is not warranted are not swept
10
11
Exercise of Restraint and Care in Designating Material for Protection
unjustifiably within the ambit of this Order.
Mass, indiscriminate, or routinized designations are prohibited. Designations that are shown to
12
be clearly unjustified or that have been made for an improper purpose (e. g., to unnecessarily
13
encumber or retard the case development process or to impose unnecessary expenses and burdens on
14
other parties) expose the Designating Party to sanctions.
15
If it comes to a Designating Party’s attention that information or items that it designated for
16
protection do not qualify for protection, that Designating Party must promptly notify all other Parties
17
that it is withdrawing the mistaken designation.
18
5.2
19
Except as otherwise provided in this Order (see, e.g., second paragraph of section 5.2(a)
Manner and Timing of Designations.
20
below), or as otherwise stipulated or ordered, Disclosure or Discovery Material that qualifies for
21
protection under this Order must be clearly so designated before the material is disclosed or produced.
22
However, this Order shall apply retroactively to material attached to previously-filed declarations
23
regardless of the lack of a confidential designation on such materials.
24
Designation in conformity with this Order requires:
25
(a)
for information in documentary form (e.g., paper or electronic documents, but
26
excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing Party
27
affix the legend “CONFIDENTIAL” to each page that contains protected material. If only a portion
Party
or portions of the material on a page qualifies for protection, the Producing Patty also must clearly
28
-4[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
identify the protected portion(s) (e.g., by making appropriate markings in the margins).
2
A Party or Non-Party that makes original documents or materials available for inspection need
3
not designate them for protection until after the inspecting Party has indicated which material it would
4
like copied and produced. During the inspection and before the designation, all of the material made
5
available for inspection shall be deemed “CONFIDENTIAL.” After the inspecting Party has
6
identified the documents it wants copied and produced, the Producing Party must determine which
7
documents, or portions thereof, qualify for protection under this Order. Then, before producing the
8
specified documents, the Producing Party must affix the “CONFIDENTIAL” legend to each page that
9
contains Protected Material. If only a portion or portions of the material on a page qualifies for
10
protection, the Producing Party also must clearly identify the protected portion(s) (e.g., by making
11
12
appropriate markings in the margins).
for
(b)
testimony given in deposition or in other pretrial or trial proceedings, that the
13
Designating Party identify on the record, before the close of the deposition, hearing, or other
14
proceeding, all protected testimony. When it is impractical to identify separately each portion of
15
testimony that is entitled to protection, and when it appears that substantial portions of the testimony
16
may qualify for protection, the Party or non-party that sponsors, offers, or gives the testimony may
17
invoke on the record (before the deposition or proceeding is concluded) a right to have up to 20 days
18
to identify the specific portions of the testimony as to which protection is sought. Only those portions
19
of the testimony that are appropriately designated for protection within the 20 days shall be covered by
20
the provisions of this Stipulated Protective Order.
21
Transcript pages containing Protected Material must be separately bound by the court reporter,
22
who must affix to the top of each such page the legend “CONFIDENTIAL” as instructed by the Party
23
or nonparty offering or sponsoring the witness or presenting the testimony.
24
(c)
for information produced in some form other than documentary and for any other
25
tangible items, that the Producing Party affix in a prominent place on the exterior of the container or
26
containers in which the information or item is stored the legend “CONFIDENTIAL.” If only a portion
27
or portions of the information or item warrant protection, the Producing Party, to the extent
28
practicable, shall identify the protected portion(s).
-5[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
5.3
Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to
2
designate qualified information or items does not, standing alone, waive the Designating Party’s right
3
to secure protection under this Order for such material. Upon timely correction of a designation, the
4
Receiving Party must make reasonable efforts to assure that the material is treated in accordance with
5
the provisions of this Order.
6
VI.
7
CHALLENGING CONFIDENTIALITY DESIGNATIONS
6.1
Timing of Challenges. Any Party or Non-Party may challenge a designation of
8
confidentiality at any time. Unless a prompt challenge to a Designating Party’s confidentiality
9
designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic burdens,
10
or a significant disruption or delay of the litigation, a Party does not waive its right to challenge a
11
confidentiality designation by electing not to mount a challenge promptly after the original
12
designation is disclosed.
13
6.2
Meet and Confer. The Challenging Party shall initiate the dispute resolution process by
14
providing written notice of each designation it is challenging and describing the basis for each
15
challenge. To avoid ambiguity as to whether a challenge has been made, the written notice must recite
16
that the challenge to confidentiality is being made in accordance with this specific paragraph of the
17
Protective Order. The parties shall attempt to resolve each challenge in good faith and must begin the
18
process by conferring directly (in voice to voice dialogue; other forms of communication are not
19
sufficient) within 14 days of the date of service of notice. In conferring, the Challenging Party must
20
explain the basis for its belief that the confidentiality designation was not proper and must give the
21
Designating Party an opportunity to review the designated material, to reconsider the circumstances,
22
and, if no change in designation is offered, to explain the basis for the chosen designation. A
23
Challenging Party may proceed to the next stage of the challenge process only if it has engaged in this
24
meet and confer process first or establishes that the Designating Party is unwilling to participate in the
25
meet and confer process in a timely manner.
26
6.3
Judicial Intervention. If the Parties cannot resolve a challenge without Court
27
intervention, the Designating Party shall file and serve a motion to retain confidentiality under Civil
28
Local Rule 7 (and in compliance with Civil Local Rule 79-5 and General Order 62, if applicable)
-6[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
within 21 days of the initial notice of challenge or within 14 days of the parties agreeing that the meet
2
and confer process will not resolve their dispute, whichever is earlier. Each such motion must be
3
accompanied by a competent declaration affirming that the movant has complied with the meet and
4
confer requirements imposed in the preceding paragraph. Failure by the Designating Party to make
5
such a motion including the required declaration within 21 days (or 14 days, if applicable) shall
6
automatically waive the confidentiality designation for each challenged designation. In addition, the
7
Challenging Party may file a motion challenging a confidentiality designation at any time if there is
8
good cause for doing so, including a challenge to the designation of a deposition transcript or any
9
portions thereof. Any motion brought pursuant to this provision must be accompanied by a competent
10
declaration affirming that the movant has complied with the meet and confer requirements imposed by
11
the preceding paragraph.
12
The burden of persuasion in any such challenge proceeding shall be on the Designating Party.
13
Unless the Designating Party has waived the confidentiality designation by failing to file a motion to
14
retain confidentiality as described above, all parties shall continue to afford the material in question
15
the level of protection to which it is entitled under the Producing Party’s designation until the court
16
rules on the challenge.
17
VII.
18
ACCESS TO AND USE OF PROTECTED MATERIAL
7.1
Basic Principles. A Receiving Party may use Protected Material that is disclosed or
19
produced by another Party or by a Non-Party in connection with this case only for prosecuting,
20
defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to the
21
categories of persons and under the conditions described in this Order. When the litigation has been
22
terminated, a Receiving Party must comply with the provisions of section 13 below (FINAL
23
DISPOSITION).
24
25
26
Protected Material must be stored and maintained by a Receiving Party at a location and in a
secure manner that ensures that access is limited to the persons authorized under this Order.
7.2
Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise ordered by
27
the court or permitted in writing by the Designating Party, a Receiving Party may disclose any
28
information or item designated “CONFIDENTIAL” only to:
-7[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
(a)
The Receiving Party’s Outside Counsel of Record in this action, as well as employees
2
of said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for
3
this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A);
4
(b)
the officers, directors, and employees (including House Counsel) of the Receiving
5
Party to whom disclosure is reasonably necessary for this litigation and who have signed the
6
“Acknowledgment and Agreement to Be Bound” (Exhibit A);
7
(c)
Experts (as defined in this Order) of the Receiving Party to whom disclosure is
8
reasonably necessary for this litigation and who have signed the “Acknowledgment and Agreement to
9
Be Bound” (Exhibit A);
10
(d)
the court and its personnel;
11
(e)
court reporters and their staff, professional jury or trial consultants, mock jurors, and
12
Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have
13
signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A);
14
(f)
during their depositions, witnesses in the action to whom disclosure is reasonably
15
necessary and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A),
16
unless otherwise agreed by the Designating Party or ordered by the court. If a witness refuses to sign
17
the “Acknowledgment and Agreement to Be Bound” (Exhibit A), the Parties and any Designating
18
Non-parties shall meet and confer and the Designating party will not unreasonably withhold consent to
19
disclose in this situation. If the Parties and any Designating non-parties cannot reach agreement, then
20
a Challenging party may apply to the Court for an appropriate order. Pages of transcribed deposition
21
testimony or exhibits to depositions that reveal Protected Material must be separately bound by the
22
court reporter and may not be disclosed to anyone except as permitted under this Stipulated Protective
23
Order.
24
25
26
27
28
(g)
the author or recipient of a document containing the information or a custodian or other
person who otherwise possessed or knew the information;
(h)
any mediator retained by mutual agreement of the Parties in this matter.
VIII. PROTECTED MATERIAL SUBPOENAED OR ORDERED
PRODUCED IN OTHER LITIGATION
If a Party is served with a subpoena or a court order issued in other litigation that compels
-8[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
disclosure of any information or items designated in this action as “CONFIDENTIAL,” that Party
2
must:
3
4
(a)
promptly notify in writing the Designating Party. Such notification shall include a
copy of the subpoena or court order;
5
(b)
promptly notify in writing the party who caused the subpoena or order to issue in the
6
other litigation that some or all of the material covered by the subpoena or order is subject to this
7
Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and
8
9
(c)
cooperate with respect to all reasonable procedures sought to be pursued by the
Designating Party whose Protected Material may be affected.
10
If the Designating Party timely seeks a protective order, the Party served with the subpoena or
11
court order shall not produce any information designated in this action as “CONFIDENTIAL” before
12
a determination by the court from which the subpoena or order issued, unless the Party has obtained
13
the Designating Party’s permission. The Designating Party shall bear the burden and expense of
14
seeking protection in that court of its confidential material - and nothing in these provisions should be
15
construed as authorizing or encouraging a Receiving Party in this action to disobey a lawful directive
16
from another court.
17
IX.
18
A NON-PARTY’S PROTECTED MATERIALS OUGHT TO BE PRODUCED IN THIS
LITIGATION
(a)
The terms of this Order are applicable to information produced by a Non-Party in this
19
action and designated as “CONFIDENTIAL.” Such information produced by Non-Parties in
20
connection with this litigation is protected by the remedies and relief provided by this Order. Nothing
21
in these provisions should be construed as prohibiting a Non-Party from seeking additional
22
protections.
23
(b)
In the event that a Party is required, by a valid discovery request, to produce a Non-
24
Party’s confidential information in its possession, and the Party is subject to an agreement with the
25
Non-Party not to produce the Non-Party’s confidential information, then the Party shall:
26
(1)
promptly notify in writing the Requesting Party and the Non-
27
Party that some or all of the information requested is subject to a
28
confidentiality agreement with a Non-Party;
-9[PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
(2)
promptly provide the Non-Party with a copy of the Stipulated
2
Protective Order in this litigation, the relevant discovery
3
request(s), and a reasonably specific description of the
4
information requested; and,
5
(3)
6
make the information requested available for inspection by the
Non-Party.
7
(c)
If the Non-Party fails to object or seek a protective order from this court within 14 days
8
of receiving the notice and accompanying information, the Receiving Party may produce the Non-
9
Party’s confidential information responsive to the discovery request. If the Non-Party timely seeks a
10
protective order, the Receiving Party shall not produce any information in its possession or control
11
that is subject to the confidentiality agreement with the Non-Party before a determination by the
12
court. 1 Absent a court order to the contrary, the Non-Party shall bear the burden and expense of
13
seeking protection in this court of its Protected Material.
14
X.
15
UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL
If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected
16
Material to any person or in any circumstance not authorized under this Stipulated Protective Order,
17
the Receiving Party must immediately (a) notify in writing the Designating Party of the unauthorized
18
disclosures, (b) use its best efforts to retrieve all unauthorized copies of the Protected Material, (c)
19
inform the person or persons to whom unauthorized disclosures were made of all the terms of this
20
Order, and (d) request such person or persons to execute the “Acknowledgment and Agreement to Be
21
Bound” that is attached hereto as Exhibit A.
22
XI.
23
INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE PROTECTED
MATERIAL
When a Producing Party gives notice to Receiving Parties that certain inadvertently produced
24
material is subject to a claim of privilege or other protection, the obligations of the Receiving Parties
25
are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This provision is not intended to
26
27
28
1
The purpose of this provision is to alert the interested parties to the existence of confidentiality rights
of a Non-Party and to afford the Non-Party an opportunity to protect its confidentiality interests in this
court.
- 10 [PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
modify whatever procedure may be established in an e-discovery order that provides for production
2
without prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), insofar as the
3
parties reach an agreement on the effect of disclosure of a communication or information covered by
4
the attorney-client privilege or work product protection, the parties may incorporate their agreement in
5
the stipulated protective order submitted to the court.
6
XII.
7
8
9
MISCELLANEOUS
12.1
Right to Further Relief. Nothing in this Order abridges the right of any person to seek
its modification by the court in the future.
12.2
Right to Assert Other Objections. By stipulating to the entry of this Protective Order
10
no Party waives any right it otherwise would have to object to disclosing or producing any
11
information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no
12
Party waives any right to object on any ground to use in evidence of any of the material covered by
13
this Protective Order.
14
12.3
Filing Protected Material. Without written permission from the Designating Party or a
15
court order secured after appropriate notice to all interested persons, a Party may not file in the public
16
record in this action any Protected Material. A Party that seeks to file under seal any Protected
17
Material must comply with Civil Local Rule 79-5 and General Order 62. Protected Material may only
18
be filed under seal pursuant to a court order authorizing the sealing of the specific Protected Material
19
at issue. Pursuant to Civil Local Rule 79-5 and General order 62, a sealing order will issue only upon
20
a request establishing that the Protected Material at issue is privileged, protectable as a trade secret, or
21
otherwise entitled to protection under the law. If a Receiving Party’s request to file Protected Material
22
under seal pursuant to Civil Local Rule 79-5(d) and General Order 62 is denied by the court, then the
23
Receiving Party may file the information in the public record pursuant to Civil Local Rule 79-5(e)
24
unless otherwise instructed by the court.
25
XIII. FINAL DISPOSITION.
26
Within 60 days after the final disposition of this action, as defined in paragraph 4, each
27
Receiving Party must return all Protected Material to the Producing Party or destroy such material. As
28
used in this subdivision, “all Protected Material” includes all copies, abstracts, compilations,
- 11 [PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
summaries, and any other format reproducing or capturing any of the Protected Material. Whether the
2
Protected Material is returned or destroyed, the Receiving Party must submit a written certification to
3
the Producing Party (and, if not the same person or entity, to the Designating Party) by the 60 day
4
deadline that (1) identifies (by category, where appropriate) all the Protected Material that was
5
returned or destroyed and (2) affirms that the Receiving Patty has not retained any copies, abstracts,
6
compilations, summaries or any other format reproducing or capturing any of the Protected Material.
7
Notwithstanding this provision, Counsel are entitled to retain an archival copy of all pleadings, motion
8
papers, trial, deposition, and hearing transcripts, legal memoranda, correspondence, deposition and
9
trial exhibits, expert reports, attorney work product, and consultant and expert work product, even if
10
such materials contain Protected Material. Any such archival copies that contain or constitute
11
Protected Material remain subject to this Protective Order as set forth in Section 4 (DURATION).
12
XIV. PRIVILEGED DOCUMENTS
13
Pursuant to Federal Rule of Evidence 502(b), if information subject to a claim of attorney-
14
client privilege, attorney work product, or any other ground on which production of such information
15
should not be made to any party is nevertheless inadvertently produced to a party, such production
16
shall in no way prejudice or otherwise constitute a waiver of, or estoppel as to, any claim of privilege,
17
work product or other ground for withholding production to which the Producing Party would
18
otherwise be entitled. If a claim of inadvertent production is made with respect to information then in
19
the custody of another party, or the information appears on its face to have been inadvertently
20
produced, the Receiving Party shall within ten (10) business days return the information to the
21
claiming party or person and the Receiving Party shall not use such information for any purpose other
22
than in connection with a motion to compel (which shall be filed under seal). The party returning such
23
material may then move the Court for an Order compelling production of the material, which shall be
24
filed under seal, and said motion shall not assert as a ground for entering such an Order the fact or
25
circumstances of the inadvertent production.
26
The Producing Party must provide a privilege log in place of any returned or destroyed
27
materials, and must preserve the materials at issue until any challenge to the claimed privilege or
28
protection is resolved. In the case of electronically stored information, the Producing Party may agree
- 12 [PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
in its sole discretion to provide certain requested materials for initial examination; provided, however,
2
that such provision will not waive any applicable privilege or protection that protects such materials
3
from disclosure.
4
In connection with any privilege log prepared pursuant to Federal Rule of Civil Procedure
5
26(b)(5), the parties agree that communications between a party and its Counsel, originating on or
6
after the date of the filing of the initial complaint in this action, on July 25, 2016, need not be logged.
7
8
IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD.
9
10
DATED: January 13, 2017
/s/ Alexander J. Bukac _____________________
JULIE L. TAYLOR
ALEXANDER J. BUKAC
KEESAL, YOUNG & LOGAN
Attorneys for Defendant
UBS FINANCIAL SERVICES INC.
DATED: January 13, 2017
/s/ Scott Stillman _________________________
CLIFF PALEFSKY
SCOTT STILLMAN
MCGUINN, HILLSMAN & PALEFSKY
Attorneys for Plaintiffs
OSPREY PARTNERS RSF LLC and SVOBODA
CONSULTING
11
12
13
14
15
16
17
18
19
20
21
22
PURSUANT TO STIPULATION, IT IS SO ORDERED.
23
24
25
January 17, 2017.
DATED: ___________________
26
_____________________________________
HON. WILLIAM ALSUP
UNITED STATES DISTRICT JUDGE
27
28
- 13 [PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
FILER’S ATTESTATION:
2
Pursuant to Local Rule 5-1(i)(3), I hereby attest that concurrence in the filing of this document
has been obtained.
3
4
DATED: January 13, 2017
5
6
7
/s/ Alexander J. Bukac _____________________
JULIE L. TAYLOR
ALEXANDER J. BUKAC
KEESAL, YOUNG & LOGAN
Attorneys for Defendant
UBS FINANCIAL SERVICES INC.
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
- 14 [PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
1
EXHIBIT A
2
ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
I, _______________________________________________ [print or type full name], of
_________________________________________________________ [print or type full address],
declare under penalty of perjury that I have read in its entirety and understand the Stipulated
Protective Order that was issued by the United States District Court for the Northern District of
California on __________________ [date] in the case of Osprey Partners RSF LLC and Svoboda
Consulting v. UBS Financial Services Inc., United States District Court, Northern District of
California Case No. 16-cv-04894-WHA. I agree to comply with and to be bound by all the terms of
this Stipulated Protective Order and I understand and acknowledge that failure to so comply could
expose me to sanctions and punishment in the nature of contempt. I solemnly promise that I will not
disclose in any manner any information or item that is subject to this Stipulated Protective Order to
any person or entity except in strict compliance with the provisions of this Order.
I further agree to submit to the jurisdiction of the United States District Court for the Northern
District of California for the purpose of enforcing the terms of this Stipulated Protective Order, even if
such enforcement proceedings occur after termination of this action.
I hereby appoint ____________________________________ [print or type full name] of
___________________________________________________________________________ [print or
type full address and telephone number] as my California agent for service of process in connection
with this action or any proceedings related to enforcement of this Stipulated Protective Order.
22
23
24
25
26
Date: ____________________________
City and State where sworn and signed:
____________________________
Printed Name: ______________________________
Signature:
_______________________________
27
28
- 15 [PROPOSED] STIPULATED PROTECTIVE ORDER - Case No. 16-cv-04894-WHA
KYL4842-4210-0288.1
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?