Dennis M. Lorenz v. Safeway, Inc. et al

Filing 64

STIPULATION AND ORDER re 63 STIPULATION WITH PROPOSED ORDER [Proposed] Stipulated Protective Order filed by Safeway Benefit Plans Committee, Safeway, Inc. Signed by Judge Jon S. Tigar on March 27, 2017. (wsn, COURT STAFF) (Filed on 3/27/2017)

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1 2 3 4 5 6 R. Bradford Huss (SBN 71303) Angel L. Garrett, SBN. 255682 Dylan D. Rudolph (SBN 278707) TRUCKER  HUSS A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 Telephone: (415) 788-3111 Facsimile: (415) 421-2017 E-mail: bhuss@truckerhuss.com agarrett@truckerhuss.com drudolph@truckerhuss.com 7 8 9 Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 11 12 13 Joseph C. Faucher (SBN 137353) TRUCKER  HUSS A Professional Corporation 633 W. 5th Street, 26th Floor Los Angeles, California 90071 Telephone: (213) 537-1016 Facsimile: (213) 537-1020 E-mail: jfaucher@truckerhuss.com Attorneys for Defendants SAFEWAY INC. AND SAFEWAY BENEFIT PLANS COMMITTEE 14 15 UNITED STATES DISTRICT COURT 16 NORTHERN DISTRICT OF CALIFORNIA 17 18 19 DENNIS M. LORENZ, Individually and On Behalf of All Others Similarly Situated, Plaintiff, 20 21 22 23 24 Case No.: 3:16-cv-04903-JST [PROPOSED] STIPULATED PROTECTIVE ORDER vs. SAFEWAY, INC.; SAFEWAY BENEFIT PLANS COMMITTEE; GREAT-WEST FINANCIAL RPS LLC; and DOES 1 through 50, inclusive, Defendants. 25 26 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 1 1. PURPOSES AND LIMITATIONS Disclosure and discovery activity in this action are likely to involve production of 3 confidential, proprietary, or private information for which special protection from public disclosure 4 and from use for any purpose other than prosecuting this litigation may be warranted. Accordingly, 5 Plaintiff Dennis M. Lorenz, individually and on behalf the Safeway 401(k) Plan (“Plaintiff”) and 6 Defendants Safeway Inc. and Safeway Benefit Plans Committee (collectively, “Defendants”) 7 (Defendants and Plaintiff are collectively referred to as the “Parties”) hereby stipulate to and petition 8 the Court to enter the following Stipulated Protective Order. The Parties acknowledge that this Order 9 does not confer blanket protections on all disclosures or responses to discovery and that the 10 Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 2 protection it affords from public disclosure and use extends only to the limited information or items 11 that are entitled to confidential treatment under the applicable legal principles. The Parties further 12 acknowledge, as set forth in Section 12.3, below, that this Stipulated Protective Order does not entitle 13 them to file confidential information under seal; Civil Local Rule 79-5 sets forth the procedures that 14 must be followed and the standards that will be applied when a party seeks permission from the court 15 to file material under seal. 16 2. 2.1 17 18 DEFINITIONS Challenging Party: a Party or Non-Party that challenges the designation of information or items under this Order. 19 2.2 “CONFIDENTIAL” Information or Items: information (regardless of how it is 20 generated, stored or maintained) or tangible things that qualify for protection under Federal Rule of 21 Civil Procedure 26(c). “CONFIDENTIAL - ATTORNEYS’ EYES ONLY” refers to items that are 22 not to be reviewed by any person other than an attorney, or an employee of an attorney, of one of the 23 parties. 24 25 26 27 2.3 Counsel (without qualifier): Outside Counsel of Record and House Counsel (as well as their support staff). 2.4 Designating Party: a Party or Non-Party that designates information or items that it produces in disclosures or in responses to discovery as “CONFIDENTIAL” or “CONFIDENTIAL - 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 1 1 ATTORNEYS’ EYES ONLY.” 2 2.5 Disclosure or Discovery Material: all items or information, regardless of the medium 3 or manner in which it is generated, stored, or maintained (including, among other things, testimony, 4 transcripts, and tangible things), that are produced or generated in disclosures or responses to 5 discovery in this matter. 6 2.6 Expert: a person with specialized knowledge or experience in a matter pertinent to the 7 litigation who has been retained by a Party or its counsel to serve as an expert witness or as a 8 consultant in this action. 9 Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 2.7 does not include Outside Counsel of Record or any other outside counsel. 11 12 House Counsel: attorneys who are employees of a party to this action. House Counsel 2.8 Non-Party: any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action. 13 2.9 Outside Counsel of Record: attorneys who are not employees of a party to this action 14 but are retained to represent or advise a party to this action and have appeared in this action on behalf 15 of that party or are affiliated with a law firm which has appeared on behalf of that party. 16 17 2.10 consultants, retained experts, and Outside Counsel of Record (and their support staffs). 18 19 Party: any party to this action, including all of its officers, directors, employees, 2.11 Producing Party: a Party or Non-Party that produces Disclosure or Discovery Material in this action. 20 2.12 Professional Vendors: persons or entities that provide litigation support services (e.g., 21 photocopying, videotaping, translating, preparing exhibits or demonstrations, and organizing, storing, 22 or retrieving data in any form or medium) and their employees and subcontractors. 23 24 2.13 Protected Material: any Disclosure or Discovery Material that is designated as “CONFIDENTIAL” or “CONFIDENTIAL - ATTORNEYS’ EYES ONLY.” 25 2.14 Receiving Party: 26 Producing Party. 27 a Party that receives Disclosure or Discovery Material from a /// 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 2 1 3. SCOPE The protections conferred by this Stipulation and Order cover not only Protected Material (as 3 defined above), but also (1) any information copied or extracted from Protected Material; (2) all 4 copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony, 5 conversations, or presentations by the Parties or their Counsel that might reveal Protected Material. 6 However, the protections conferred by this Stipulation and Order do not cover the following 7 information: (a) any information that is in the public domain at the time of disclosure to a Receiving 8 Party or becomes part of the public domain after its disclosure to a Receiving Party as a result of 9 publication not involving a violation of this Order, including becoming part of the public record 10 Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 2 through trial or otherwise; and (b) any information known to the Receiving Party prior to the 11 disclosure or obtained by the Receiving Party after the disclosure from a source who obtained the 12 information lawfully and under no obligation of confidentiality to the Designating Party. Any use of 13 Protected Material at trial shall be governed by a separate agreement or order. 14 4. DURATION 15 Even after final disposition of this litigation, the confidentiality obligations imposed by this 16 Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order 17 otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and 18 defenses in this action, with or without prejudice; and (2) final judgment herein after the completion 19 and exhaustion of all appeals, re-hearings, remands, trials, or reviews of this action, including the 20 time limits for filing any motions or applications for extension of time pursuant to applicable law. 21 5. 22 DESIGNATING PROTECTED MATERIAL 5.1 Exercise of Restraint and Care in Designating Material for Protection. Each Party or 23 Non-Party that designates information or items for protection under this Order must take care to limit 24 any such designation to specific material that qualifies under the appropriate standards. The 25 Designating Party must designate for protection only those parts of material, documents, items, or 26 oral or written communications that qualify – so that other portions of the material, documents, items, 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 3 1 or communications for which protection is not warranted are not swept unjustifiably within the ambit 2 of this Order. 3 Mass, indiscriminate, or routinized designations are prohibited. Designations that are shown 4 to be clearly unjustified or that have been made for an improper purpose (e.g., to unnecessarily 5 encumber or retard the case development process or to impose unnecessary expenses and burdens on 6 other parties) expose the Designating Party to sanctions. 7 If it comes to a Designating Party’s attention that information or items that it designated for 8 protection do not qualify for protection, that Designating Party must promptly notify all other Parties 9 that it is withdrawing the mistaken designation. Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 5.2 Manner and Timing of Designations. Except as otherwise provided in this Order (see, 11 e.g., second paragraph of section 5.2(a) below), or as otherwise stipulated or ordered, Disclosure or 12 Discovery Material that qualifies for protection under this Order must be clearly so designated before 13 the material is disclosed or produced. 14 Designation in conformity with this Order requires: 15 (a) for information in documentary form (e.g., paper or electronic documents, but excluding 16 transcripts of depositions or other pretrial or trial proceedings), that the Producing Party affix the 17 legend “CONFIDENTIAL” or “CONFIDENTIAL - ATTORNEYS EYES ONLY” to each page that 18 contains protected material. If only a portion or portions of the material on a page qualifies for 19 protection, the Producing Party also must clearly identify the protected portion(s) (e.g., by making 20 appropriate markings in the margins). 21 A Party or Non-Party that makes original documents or materials available for inspection 22 need not designate them for protection until after the inspecting Party has indicated which material it 23 would like copied and produced. During the inspection and before the designation, all of the material 24 made available for inspection shall be deemed “CONFIDENTIAL” or “CONFIDENTIAL - 25 ATTORNEYS’ EYES ONLY.” After the inspecting Party has identified the documents it wants 26 copied and produced, the Producing Party must determine which documents, or portions thereof, 27 qualify for protection under this Order. Then, before producing the specified documents, the 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 4 1 Producing Party must affix the “CONFIDENTIAL” or “CONFIDENTIAL - ATTORNEYS EYES 2 ONLY” legend to each page that contains Protected Material. If only a portion or portions of the 3 material on a page qualifies for protection, the Producing Party also must clearly identify the 4 protected portion(s) (e.g., by making appropriate markings in the margins). 5 (b) for testimony given in deposition or in other pretrial or trial proceedings, that the 6 Designating Party identify on the record, before the close of the deposition, hearing, or other 7 proceeding, all protected testimony. Any Party may also designate information disclosed at or during such depositions as 9 “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” by notifying all of the 10 Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 8 Parties in writing, within thirty (30) days of receipt of the transcript, of the specific pages and lines 11 of the transcript that should be treated as “CONFIDENTIAL” or “CONFIDENTIAL – 12 ATTORNEYS’ EYES ONLY” thereafter. Each Party shall attach a copy of such written notice or 13 notices to the face of the transcript and each copy in that Party’s possession, custody or control. 14 All deposition transcripts shall be treated as “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” 15 for a period of thirty (30) days after the receipt of the transcript. 16 (c) for information produced in some form other than documentary and for any other tangible 17 items, that the Producing Party affix in a prominent place on the exterior of the container or 18 containers in which the information or item is stored the legend “CONFIDENTIAL” or 19 “CONFIDENTIAL - ATTORNEYS EYES ONLY.” If only a portion or portions of the information 20 or item warrant protection, the Producing Party, to the extent practicable, shall identify the protected 21 portion(s). 22 (d) for information, including documents, requested from a Non-Party pursuant to 23 subpoena or at deposition, the Non-Party shall be provided with a copy of this Protective Order 24 along with the Subpoena, or as soon thereafter as possible. 25 Any Party may also designate documents produced by Non-Parties pursuant to Subpoena or 26 otherwise as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” by 27 notifying all of the Parties in writing, within thirty (30) days of receipt of the documents, of the 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 5 1 specific 2 “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” thereafter. Each party shall so mark, to the 3 extent possible, the documents as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ 4 EYES ONLY” and treat them in accordance with the provisions of this Order. All documents 5 produced by Non-Parties pursuant to a subpoena or at a deposition shall be treated as “HIGHLY 6 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” for a period of thirty (30) days after the receipt 7 of the document or information or for thirty (30) days after the documents or information is provided 8 to all Parties, whichever is later. The Party who served the subpoena shall mark all documents 9 produced by Non-Parties pursuant to subpoenas as “CONFIDENTIAL” or “CONFIDENTIAL – Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 11 information or documents that should be treated as “CONFIDENTIAL” or ATTORNEYS’ EYES ONLY” before circulating such documents to other Parties. 5.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to 12 designate qualified information or items does not, standing alone, waive the Designating Party’s right 13 to secure protection under this Order for such material. Upon timely correction of a designation, the 14 Receiving Party must make reasonable efforts to assure that the material is treated in accordance with 15 the provisions of this Order. 16 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 17 6.1 Timing of Challenges. Any Party or Non-Party may challenge a designation of 18 confidentiality at any time. Unless a prompt challenge to a Designating Party’s confidentiality 19 designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic burdens, 20 or a significant disruption or delay of the litigation, a Party does not waive its right to challenge a 21 confidentiality designation by electing not to mount a challenge promptly after the original 22 designation is disclosed. 23 6.2 Meet and Confer. The Challenging Party shall initiate the dispute resolution process 24 by providing written notice of each designation it is challenging and describing the basis for each 25 challenge. To avoid ambiguity as to whether a challenge has been made, the written notice must 26 recite that the challenge to confidentiality is being made in accordance with this specific paragraph of 27 the Protective Order. The Parties shall attempt to resolve each challenge in good faith and must 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 6 1 begin the process by conferring directly (in voice to voice dialogue; other forms of communication 2 are not sufficient) within 14 days of the date of service of notice. In conferring, the Challenging Party 3 must explain the basis for its belief that the confidentiality designation was not proper and must give 4 the Designating Party an opportunity to review the designated material, to reconsider the 5 circumstances, and, if no change in designation is offered, to explain the basis for the chosen 6 designation. A Challenging Party may proceed to the next stage of the challenge process only if it 7 has engaged in this meet and confer process first or establishes that the Designating Party is unwilling 8 to participate in the meet and confer process in a timely manner. 9 6.3 Judicial Intervention. If the Parties cannot resolve a challenge without court Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 intervention, the Designating Party shall file and serve a motion to retain confidentiality under Civil 11 Local Rule 7 (and in compliance with Civil Local Rule 79-5, if applicable) within 21 days of the 12 initial notice of challenge or within 14 days of the Parties agreeing that the meet and confer process 13 will not resolve their dispute, whichever is earlier. Each such motion must be accompanied by a 14 competent declaration affirming that the movant has complied with the meet and confer requirements 15 imposed in the preceding paragraph. Failure by the Designating Party to make such a motion 16 including the required declaration within 21 days (or 14 days, if applicable) shall automatically waive 17 the confidentiality designation for each challenged designation. In addition, the Challenging Party 18 may file a motion challenging a confidentiality designation at any time if there is good cause for 19 doing so, including a challenge to the designation of a deposition transcript or any portions thereof. 20 Any motion brought pursuant to this provision must be accompanied by a competent declaration 21 affirming that the movant has complied with the meet and confer requirements imposed by the 22 preceding paragraph. 23 The burden of persuasion in any such challenge proceeding shall be on the Designating Party. 24 Frivolous challenges, and those made for an improper purpose (e.g., to harass or impose unnecessary 25 expenses and burdens on other parties) may expose the Challenging Party to sanctions. Unless the 26 Designating Party has waived the confidentiality designation by failing to file a motion to retain 27 confidentiality as described above, all Parties shall continue to afford the material in question the 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 7 1 level of protection to which it is entitled under the Producing Party’s designation until the court rules 2 on the challenge. 3 7. 4 ACCESS TO AND USE OF PROTECTED MATERIAL 7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed or 5 produced by another Party or by a Non-Party in connection with this case only for prosecuting, 6 defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to 7 the categories of persons and under the conditions described in this Order. When the litigation has 8 been terminated, a Receiving Party must comply with the provisions of section 13 below (FINAL 9 DISPOSITION). Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 11 12 Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order. 7.2 Disclosure of “CONFIDENTIAL” or “CONFIDENTIAL - ATTORNEYS’ EYES 13 ONLY” Information or Items. Unless otherwise ordered by the court or permitted in writing by the 14 Designating Party, a Receiving Party may disclose any information or item designated 15 “CONFIDENTIAL” or “CONFIDENTIAL - ATTORNEYS’ EYES ONLY” only to: 16 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as employees of 17 said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for 18 this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” that is 19 attached hereto as Exhibit A; 20 (b) the officers, directors, and employees (including House Counsel) of the Receiving Party 21 to whom disclosure is reasonably necessary for this litigation and who have signed the 22 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 23 (c) Experts (as defined in this Order) of the Receiving Party to whom disclosure is reasonably 24 necessary for this litigation and who have signed the “Acknowledgment and Agreement to Be 25 Bound” (Exhibit A); 26 (d) the court and its personnel; 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 8 1 (e) court reporters and their staff, professional jury or trial consultants, mock jurors, and 2 Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have 3 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 4 (f) during their depositions, witnesses in the action to whom disclosure is reasonably 5 necessary and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A), 6 unless otherwise agreed by the Designating Party or ordered by the court. Pages of transcribed 7 deposition testimony or exhibits to depositions that reveal Protected Material must be separately 8 bound by the court reporter and may not be disclosed to anyone except as permitted under this 9 Stipulated Protective Order. Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 (g) the author or recipient of a document containing the information or a custodian or other 11 person who otherwise possessed or knew the information. 12 8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER 13 LITIGATION 14 If a Party is served with a subpoena or a court order issued in other litigation that compels 15 disclosure of any information or items designated in this action as “CONFIDENTIAL” or 16 “CONFIDENTIAL - ATTORNEYS’ EYES ONLY” that Party must: 17 18 (a) promptly notify in writing the Designating Party. Such notification shall include a copy of the subpoena or court order; 19 (b) promptly notify in writing the party who caused the subpoena or order to issue in the 20 other litigation that some or all of the material covered by the subpoena or order is subject to this 21 Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and 22 23 (c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected. 24 If the Designating Party timely seeks a protective order, the Party served with the subpoena or 25 court order shall not produce any information designated in this action as “CONFIDENTIAL” or 26 “CONFIDENTIAL - ATTORNEYS’ EYES ONLY” before a determination by the court from which 27 the subpoena or order issued, unless the Party has obtained the Designating Party’s permission. The 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 9 1 Designating Party shall bear the burden and expense of seeking protection in that court of its 2 confidential material – and nothing in these provisions should be construed as authorizing or 3 encouraging a Receiving Party in this action to disobey a lawful directive from another court. 4 9. A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED IN 5 THIS LITIGATION 6 (a) The terms of this Order are applicable to information produced by a Non-Party in this 7 action and designated as “CONFIDENTIAL” or “CONFIDENTIAL - ATTORNEYS EYES ONLY.” 8 Such information produced by Non-Parties in connection with this litigation is protected by the 9 remedies and relief provided by this Order. Nothing in these provisions should be construed as Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 prohibiting a Non-Party from seeking additional protections. 11 (b) In the event that a Party is required, by a valid discovery request, to produce a Non- 12 Party’s confidential information in its possession, and the Party is subject to an agreement with the 13 Non-Party not to produce the Non-Party’s confidential information, then the Party shall: 14 15 (1) promptly notify in writing the Requesting Party and the Non-Party that some or all of the information requested is subject to a confidentiality agreement with a Non-Party; 16 (2) promptly provide the Non-Party with a copy of the Stipulated Protective Order in this 17 litigation, the relevant discovery request(s), and a reasonably specific description of the information 18 requested; and 19 (3) make the information requested available for inspection by the Non-Party. 20 (c) If the Non-Party fails to object or seek a protective order from this court within 14 days of 21 receiving the notice and accompanying information, the Receiving Party may produce the Non- 22 Party’s confidential information responsive to the discovery request. If the Non-Party timely seeks a 23 protective order, the Receiving Party shall not produce any information in its possession or control 24 that is subject to the confidentiality agreement with the Non-Party before a determination by the 25 court. Absent a court order to the contrary, the Non-Party shall bear the burden and expense of 26 seeking protection in this court of its Protected Material. 27 /// 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 10 1 10. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 2 If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected 3 Material to any person or in any circumstance not authorized under this Stipulated Protective Order, 4 the Receiving Party must immediately (a) notify in writing the Designating Party of the unauthorized 5 disclosures, (b) use its best efforts to retrieve all unauthorized copies of the Protected Material, (c) 6 inform the person or persons to whom unauthorized disclosures were made of all the terms of this 7 Order, and (d) request such person or persons to execute the “Acknowledgment and Agreement to Be 8 Bound” that is attached hereto as Exhibit A. 9 11. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE PROTECTED Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 MATERIAL 11 When a Producing Party gives notice to Receiving Parties that certain inadvertently produced 12 material is subject to a claim of privilege or other protection, the obligations of the Receiving Parties 13 are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This provision is not intended to 14 modify whatever procedure may be established in an e-discovery order that provides for production 15 without prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), insofar as the 16 Parties reach an agreement on the effect of disclosure of a communication or information covered by 17 the attorney-client privilege or work product protection, the Parties may incorporate their agreement 18 in the stipulated protective order submitted to the court. 19 12. 20 MISCELLANEOUS 12.1 21 22 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the court in the future. 12.2 Right to Assert Other Objections. By stipulating to the entry of this Protective Order 23 no Party waives any right it otherwise would have to object to disclosing or producing any 24 information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no 25 Party waives any right to object on any ground to use in evidence of any of the material covered by 26 this Protective Order. 27 12.3 Filing Protected Material. Without written permission from the Designating Party or a 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 11 1 court order secured after appropriate notice to all interested persons, a Party may not file in the public 2 record in this action any Protected Material. A Party that seeks to file under seal any Protected 3 Material must comply with Civil Local Rule 79-5. Protected Material may only be filed under seal 4 pursuant to a court order authorizing the sealing of the specific Protected Material at issue. Pursuant 5 to Civil Local Rule 79-5, a sealing order will issue only upon a request establishing that the Protected 6 Material at issue is privileged, protectable as a trade secret, or otherwise entitled to protection under 7 the law. If a Receiving Party's request to file Protected Material under seal pursuant to Civil Local 8 Rule 79-5(d) is denied by the court, then the Receiving Party may file the information in the public 9 record pursuant to Civil Local Rule 79-5(e) unless otherwise instructed by the court. Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 10 13. FINAL DISPOSITION 11 Within 60 days after the final disposition of this action, as defined in Paragraph 4, each 12 Receiving Party must return all Protected Material to the Producing Party or destroy such material. 13 As used in this subdivision, “all Protected Material” includes all copies, abstracts, compilations, 14 summaries, and any other format reproducing or capturing any of the Protected Material. Whether 15 the Protected Material is returned or destroyed, the Receiving Party must submit a written 16 certification to the Producing Party (and, if not the same person or entity, to the Designating Party) 17 by the 60 day deadline that: (1) identifies (by category, where appropriate) all the Protected 18 Material that was returned or destroyed, and (2) affirms that the Receiving Party has not retained 19 any copies, abstracts, compilations, summaries, or any other format reproducing or capturing any 20 of the Protected Material. Notwithstanding this provision, Counsel are entitled to retain an archival 21 copy of all pleadings, motion papers, trial, deposition, and hearing transcripts, legal memoranda, 22 correspondence, deposition and trial exhibits, expert reports, attorney work product, and consultant 23 and expert work product, even if such materials contain Protected Material. Any such archival 24 copies that contain or constitute Protected Material remain subject to this Protective Order as set 25 forth in Section 4 (DURATION). 26 /// 27 /// 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 12 1 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 2 DATED: March 22, 2017 3 TRUCKER  HUSS /s/ R. Bradford Huss R. Bradford Huss Attorneys for Defendants SAFEWAY INC. AND SAFEWAY BENEFITS PLANS COMMITTEE 4 5 6 7 DATED: March 22, 2017 8 /s/ Jason H. Kim Jason H. Kim Attorneys for Plaintiff DENNIS M. LORENZ, Individually and On Behalf of All Others Similarly Situated 9 10 Trucker  Huss A Professional Corporation One Embarcadero Center, 12th Floor San Francisco, California 94111 SCHNEIDER WALLACE COTTRELL KONECKY WOTKYNS LLP 11 I attest that my firm has obtained Jason Kim’s concurrence in the filing of this document. 12 13 DATED: March 22, 2017 TRUCKER  HUSS /s/ R. Bradford Huss R. Bradford Huss Attorneys for Defendants SAFEWAY INC. AND SAFEWAY BENEFITSS PLANS COMMITTEE 14 15 16 17 18 PURSUANT TO STIPULATION, IT IS SO ORDERED. 19 20 21 DATED: March 27, 2017 Honorable Jon S. Tigar United States District Court Judge 22 23 165469.v1 24 25 26 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER; Case No. 3:16-cv-04903-JST 13

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