Hefler v. Wells Fargo & Company et al

Filing 200

STIPULATION AND ORDER re 199 STIPULATION WITH PROPOSED ORDER Regarding Initial Case Management Conference filed by Wells Fargo & Company. Signed by Judge Jon S. Tigar on October 25, 2017. (wsn, COURT STAFF) (Filed on 10/25/2017)

1
2
3
4
5
6
7
8
9
10
11
12

Richard H. Klapper (pro hac vice)
([e-mail])
Nicolas Bourtin (pro hac vice)
([e-mail])
SULLIVAN & CROMWELL LLP
125 Broad Street
New York, New York 10004
Telephone: [phone]
Facsimile: [phone]
Brendan P. Cullen (SBN 194057)
([e-mail])
Sverker K. Hogberg (SBN 244640)
([e-mail])
Ryan J. McCauley (SBN 264913)
([e-mail])
SULLIVAN & CROMWELL LLP
1870 Embarcadero Road
Palo Alto, California 94303
Telephone:
[phone]
Facsimile:
[phone]

15

Christopher M. Viapiano (pro hac vice)
([e-mail])
SULLIVAN & CROMWELL LLP
1700 New York Avenue, N.W., Suite 700
Washington, D.C. 20006
Telephone:
[phone]
Facsimile:
[phone]

16

Counsel for Defendant Wells Fargo & Company

17

[Additional Counsel on Signature Page]

13
14

18
19
20

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA

21
22
23
24
25
26
27
28
SULLIVAN
&
CROMWELL LLP

GARY HEFLER, MARCELO MIZUKI, GUY
SOLOMONOV, and UNION ASSET
MANAGEMENT HOLDING AG, Individually
and on Behalf of All Others Similarly Situated,

)
)
)
)
)
Plaintiffs,
)
)
vs.
)
)
WELLS FARGO & COMPANY, JOHN G.
)
STUMPF, JOHN R. SHREWSBERRY, CARRIE )
L. TOLSTEDT, TIMOTHY J. SLOAN, DAVID )
M. CARROLL, DAVID JULIAN, HOPE A.
)

Case No. 3:16-cv-05479-JST
STIPULATION AND [PROPOSED]
ORDER REGARDING INITIAL CASE
MANAGEMENT CONFERENCE
The Hon. Jon S. Tigar

STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST

1
2
3
4
5
6

HARDISON, MICHAEL J. LOUGHLIN, AVID )
MODJTABAI, JAMES M. STROTHER, JOHN D. )
BAKER II, JOHN S. CHEN, LLOYD H. DEAN, )
ELIZABETH A. DUKE, SUSAN E. ENGEL,
)
ENRIQUE HERNANDEZ JR., DONALD M.
)
JAMES, CYNTHIA H. MILLIGAN, FEDERICO )
F. PEÑA, JAMES H. QUIGLEY, JUDITH M.
)
RUNSTAD, STEPHEN W. SANGER, SUSAN G. )
SWENSON, and SUZANNE M. VAUTRINOT, )
)
Defendants.
)
)
WHEREAS, on January 12, 2017, the Clerk of the Court filed a Clerk’s Notice

7
8

Continuing Case Management Conference (ECF No. 65), which reset the Initial Case Management

9

Conference (“Initial CMC”) from January 25, 2017 to September 27, 2017;
WHEREAS, on June 19, 2017, Defendants filed motions to dismiss Plaintiffs’

10
11

Consolidated Class Action Complaint for Violations of the Federal Securities Laws with a noticed

12

hearing date of October 26, 2017 (ECF Nos. 135, 138, 139, 142, 143, 145, 147, 153) (the “Motions to

13

Dismiss”);

14

WHEREAS, on September 20, 2017, in response to the parties’ request, the Clerk of the

15

Court filed a Clerk’s Notice Continuing Case Management Conference (ECF No. 179), which reset the

16

Initial CMC from September 27, 2017 to November 15, 2017, so that it would be scheduled after the

17

October 26, 2017 hearing on the Motions to Dismiss;

18

WHEREAS, on October 10, 2017, the Clerk of the Court filed a Clerk’s Notice

19

Continuing Motion Hearings (ECF No. 195), which reset the hearing date for the Motions to Dismiss

20

from October 26, 2017 to November 7, 2017;

21

WHEREAS, the parties have met and conferred and believe that the interests of judicial

22

efficiency and economy would be best served by continuing the Initial CMC until after the Court has

23

heard and issued an order on the Motions to Dismiss; and

24
25
26
27
28
SULLIVAN
&
CROMWELL LLP

WHEREAS, the parties jointly called the Clerk of the Court on October 25, 2017 to
request a continuance of the Initial CMC and were asked to submit their request in writing.
NOW THEREFORE, IT IS HEREBY STIPULATED AND AGREED, between Lead
Plaintiff, by and through its counsel, and Defendants, by and through their counsel, that:
1
STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST

1
2
3

1.

The Initial CMC currently set for November 15, 2017, and all related deadlines,

2.

The Initial CMC will be rescheduled to a date to be determined, subject to the

are vacated.

4

Court’s availability and convenience, that is at least 28 days after the Court has issued an order on the

5

Motions to Dismiss.

6
7

Dated: October 25, 2017
/s/ Brendan P. Cullen
Brendan P. Cullen (SBN 194057)
Sverker K. Hogberg (SBN 244640)
Ryan J. McCauley (SBN 264913)
SULLIVAN & CROMWELL LLP
1870 Embarcadero Road
Palo Alto, California 94303
Telephone: [phone]
Facsimile: [phone]

8
9
10
11
12

Richard H. Klapper (pro hac vice)
Nicolas Bourtin (pro hac vice)
SULLIVAN & CROMWELL LLP
125 Broad Street
New York, New York 10004
Telephone: [phone]
Facsimile: [phone]

13
14
15
16

Christopher M. Viapiano (pro hac vice)
SULLIVAN & CROMWELL LLP
1700 New York Avenue, N.W., Suite 700
Washington, D.C. 20006
Telephone: [phone]
Facsimile: [phone]

17
18
19
20

Counsel for Defendant Wells Fargo &
Company

21
22

Dated: October 25, 2017
/s/ Grant P. Fondo
Grant P. Fondo (SBN 181530)
([e-mail])
Lloyd Winawer (SBN 157823)
Nicholas A. Reider (SBN 296440)
GOODWIN PROCTER LLP
135 Commonwealth Drive
Menlo Park, CA 94025
Telephone: [phone]
Facsimile: [phone]

23
24
25
26
27
28
SULLIVAN
&
CROMWELL LLP

2
STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST

1

Richard M. Strassberg (pro hac vice)
([e-mail])
GOODWIN PROCTER LLP
The New York Times Building
620 Eighth Avenue
New York, New York 10018-1405
Telephone: [phone]
Facsimile: [phone]

2
3
4
5

Counsel for Defendant John G. Stumpf

6
7

Dated: October 25, 2017
/s/ Ismail Ramsey
Katharine Ann Kates (SBN 155534)
([e-mail])
Ismail Ramsey (SBN 189820)
Miles Ehrlich (SBN 237954)
RAMSEY & EHRLICH LLP
803 Hearst Avenue
Berkeley, California 94710
Telephone: [phone]
Facsimile: [phone]

8
9
10
11
12
13

Counsel for Defendant John R.
Shrewsberry

14
15
Dated: October 25, 2017
16

/s/ Enu A. Mainigi
Enu A. Mainigi (pro hac vice)
([e-mail])
Leslie Cooper Vigen (pro hac vice)
WILLIAMS & CONNOLLY LLP
725 Twelfth Street N.W.
Washington, DC 20005
Telephone: [phone]
Facsimile: [phone]

17
18
19
20
21

Jeffrey E. Faucette (SBN 193066)
([e-mail])
SKAGGS FAUCETTE LLP
One Embarcadero Center, Suite 500
San Francisco, CA 94111
Telephone: [phone]
Facsimile: [phone]

22
23
24
25

Counsel for Defendant Carrie L. Tolstedt
26
27
28
SULLIVAN
&
CROMWELL LLP

3
STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST

1

Dated: October 25, 2017

6

/s/ Cristina C. Arguedas
Cristina C. Arguedas (SBN 87787)
([e-mail])
Laurel L. Headley (SBN 152306)
Ted W. Cassman (SBN 98932)
ARGUEDAS, CASSMAN & HEADLEY LLP
803 Hearst Avenue
Berkeley, CA 94710
Telephone: [phone]
Facsimile: [phone]

7

Counsel for Defendant Michael J. Loughlin

2
3
4
5

8
Dated: October 25, 2017
9

14

/s/ Nanci L. Clarence
Nanci L. Clarence (SBN 12286)
([e-mail])
Josh A. Cohen (SBN 217853)
Adam F. Shearer (SBN 279073)
CLARENCE, DYER & COHEN LLP
899 Ellis Street
San Francisco, CA 94109
Telephone: [phone]
Facsimile: [phone]

15

Counsel for Defendant Timothy J. Sloan

10
11
12
13

16

Dated: October 25, 2017

17

21

/s/ Timothy P. Crudo
Timothy P. Crudo (SBN 143835)
([e-mail])
COBLENTZ PATCH DUFFY & BASS LLP
One Montgomery Street, Suite 3000
San Francisco, CA 94104
Telephone: [phone]
Facsimile: [phone]

22

Counsel for Defendant David Julian

18
19
20

23
24
25
26
27
28
SULLIVAN
&
CROMWELL LLP

4
STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST

1

Dated: October 25, 2017
/s/ C. Brandon Wisoff
Douglas R. Young (State Bar No. 073248)
([e-mail])
C. Brandon Wisoff (State Bar No. 121930)
([e-mail])
Janice W. Reicher (State Bar No. 287591)
Claire M. Johnson (State Bar No. 305141)
FARELLA BRAUN & MARTEL LLP
235 Montgomery Street
San Francisco, CA 94104
Telephone: [phone]
Facsimile: [phone]

2
3
4
5
6
7
8

Counsel for Defendant
Avid Modjtabai

9
10
11

Dated: October 25, 2017
/s/ Mary G. McNamara
Mary G. McNamara (SBN 147131)
([e-mail])
Ed Swanson (SBN 159859)
([e-mail])
SWANSON & MCNAMARA LLP
300 Montgomery Street, Suite 1100
San Francisco, CA 94104
Telephone: [phone]
Facsimile: [phone]

12
13
14
15
16
17

Counsel for Defendant Hope A. Hardison

18
19

Dated: October 25, 2017

20

/s/ Walter F. Brown
Walter F. Brown (SBN 130248)
([e-mail])
James N. Kramer (SBN 154709)
([e-mail])
ORRICK, HERRINGTON & SUTCLIFFE LLP
The Orrick Building
405 Howard Street, San Francisco 94105
Telephone: [phone]

21
22
23
24

Counsel for Defendants David M. Carroll and
James M. Strother

25
26
27
28
SULLIVAN
&
CROMWELL LLP

5
STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST

1

Dated: October 25, 2017
/s/ Jordan Eth
Jordan Eth (SBN 121617)
([e-mail])
Morrison & Foerster LLP
425 Market Street,
San Francisco, CA 94105
Telephone: [phone]
Facsimile: [phone]

2
3
4
5
6

Counsel for Defendants John D. Baker II,
John S. Chen, Lloyd H. Dean, Elizabeth A.
Duke, Susan E. Engel, Enrique Hernandez
Jr., Donald M. James, Cynthia H. Milligan,
Federico F. Peña, James H. Quigley,
Judith M. Runstad, Stephen W. Sanger,
Susan G. Swenson, and Suzanne M.
Vautrinot

7
8
9
10
11

Dated: October 25, 2017

12
13
14
15
16
17
18
19

/s/ Salvatore Graziano
Salvatore Graziano (pro hac vice)
([e-mail])
Adam Wierzbowski (pro hac vice)
([e-mail])
Rebecca Boon (pro hac vice)
([e-mail])
Angus F. Ni (pro hac vice)
([e-mail])
BERNSTEIN LITOWITZ BERGER
& GROSSMANN LLP
1251 Avenue of the Americas, 44th Floor
New York, NY 10020
Telephone: [phone]
Facsimile: [phone]

20
Lead Counsel for Lead Plaintiff and the Class
21
22
23
24
25

ATTESTATION PURSUANT TO CIVIL LOCAL RULE 5-1(i)(3)
In accordance with Civil Local Rule 5-1(i)(3), I attest that concurrence in the filing of this
document has been obtained from the signatories.

26
DATED: October 25, 2017

/s/ Brendan P. Cullen
Brendan P. Cullen

27
28
SULLIVAN
&
CROMWELL LLP

6
STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST

1
2

ORDER
PURSUANT TO STIPULATION IT IS SO ORDERED.

3
4

Dated: October 25, 2017
THE HONORABLE JON S. TIGAR
UNITED STATES DISTRICT JUDGE

5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
SULLIVAN
&
CROMWELL LLP

1
STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST