Hefler v. Wells Fargo & Company et al
Filing
213
STIPULATION AND ORDER re 212 STIPULATION WITH PROPOSED ORDER REGARDING CASE MANAGEMENT CONFERENCE AND CASE MANAGEMENT STATEMENT filed by Wells Fargo & Company. Signed by Judge Jon S. Tigar on May 8, 2018. (wsn, COURT STAFF) (Filed on 5/8/2018)
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Richard H. Klapper (pro hac vice)
(klapperr@sullcrom.com)
Nicolas Bourtin (pro hac vice)
(bourtinn@sullcrom.com)
SULLIVAN & CROMWELL LLP
125 Broad Street
New York, New York 10004
Telephone: (212) 558-4000
Facsimile: (212) 558-3588
Brendan P. Cullen (SBN 194057)
(cullenb@sullcrom.com)
Sverker K. Hogberg (SBN 244640)
(hogbergs@sullcrom.com)
Ryan J. McCauley (SBN 264913)
(mccauleyr@sullcrom.com)
SULLIVAN & CROMWELL LLP
1870 Embarcadero Road
Palo Alto, California 94303
Telephone:
(650) 461-5600
Facsimile:
(650) 461-5700
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Christopher M. Viapiano (pro hac vice)
(viapianoc@sullcrom.com)
SULLIVAN & CROMWELL LLP
1700 New York Avenue, N.W., Suite 700
Washington, D.C. 20006
Telephone:
(202) 956-6985
Facsimile:
(202) 956-7056
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Counsel for Defendant Wells Fargo & Company
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[Additional Counsel on Signature Page]
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UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
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SULLIVAN
&
CROMWELL LLP
GARY HEFLER, MARCELO MIZUKI, GUY
SOLOMONOV, and UNION ASSET
MANAGEMENT HOLDING AG, Individually
and on Behalf of All Others Similarly Situated,
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Plaintiffs,
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vs.
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WELLS FARGO & COMPANY, JOHN G.
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STUMPF, JOHN R. SHREWSBERRY, CARRIE )
L. TOLSTEDT, TIMOTHY J. SLOAN, DAVID )
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M. CARROLL, DAVID JULIAN, HOPE A.
Case No. 3:16-cv-05479-JST
STIPULATION AND [PROPOSED]
ORDER REGARDING CASE
MANAGEMENT CONFERENCE AND
CASE MANAGEMENT STATEMENT
The Hon. Jon S. Tigar
STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
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HARDISON, MICHAEL J. LOUGHLIN, AVID )
MODJTABAI, JAMES M. STROTHER, JOHN D. )
BAKER II, JOHN S. CHEN, LLOYD H. DEAN, )
ELIZABETH A. DUKE, SUSAN E. ENGEL,
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ENRIQUE HERNANDEZ JR., DONALD M.
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JAMES, CYNTHIA H. MILLIGAN, FEDERICO )
F. PEÑA, JAMES H. QUIGLEY, JUDITH M.
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RUNSTAD, STEPHEN W. SANGER, SUSAN G. )
SWENSON, and SUZANNE M. VAUTRINOT, )
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Defendants.
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WHEREAS, on April 20, 2018, the Court entered an Order scheduling a case
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management conference for May 23, 2018, and requiring that the parties file a case management
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statement by May 14, 2018;
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WHEREAS, the parties have now reached an agreement in principle to settle the aboveentitled action;
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WHEREAS, Lead Plaintiff anticipates moving for preliminary approval of the settlement
in July 2018;
WHEREAS, the parties have met and conferred and believe that the interests of judicial
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efficiency and economy would be best served by continuing the case management conference scheduled
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for May 23, 2018, the deadline for filing a case management statement scheduled for May 14, 2018, and
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all other related and pending deadlines.
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NOW THEREFORE, IT IS HEREBY STIPULATED AND AGREED, between Lead
Plaintiff, by and through its counsel, and Defendants, by and through their counsel, that:
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The case management conference currently set for May 23, 2018, and the May 14,
2018 deadline for the parties to file a case management statement, are vacated.
2.
All other current and pending deadlines in the above-captioned action are vacated,
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including the deadline for the parties to provide initial disclosures pursuant to Fed. R. Civ. P. 26(a), the
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deadline for the parties to provide a written discovery plan to the Court pursuant to Fed. R. Civ. P. 26(f),
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and the deadline for Defendants to answer or otherwise respond to the Second Consolidated Class
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Action Complaint for Violations of the Federal Securities Laws (Dkt. 207).
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SULLIVAN
&
CROMWELL LLP
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
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Dated: May 4, 2018
BERNSTEIN LITOWITZ BERGER
& GROSSMANN LLP
By: /s/ Salvatore J. Graziano__________
Salvatore J. Graziano (pro hac vice)
sgraziano@blbglaw.com
Adam H. Wierzbowski (pro hac vice)
adam@blbglaw.com
Rebecca Boon (pro hac vice)
rebecca.boon@blbglaw.com
1251 Avenue of the Americas, 44th Floor
New York, NY 10020
Telephone: (212) 554-1400
Facsimile: (212) 554-1444
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Lead Counsel for Lead Plaintiff and the Class
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KLAUSNER KAUFMAN JENSEN
& LEVINSON
Robert D. Klausner
bob@robertdklausner.com
Stuart A. Kaufman
stu@robertdklausner.com
780 NW 4th Street
Plantation, FL 33317
Telephone: (954) 916-1202
Facsimile: (954) 916-1232
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Counsel for Plaintiff City of Hialeah Employees’
Retirement System
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ROBBINS GELLER RUDMAN
& DOWD LLP
Shawn A. Williams
shawnw@rgrdlaw.com
Aelish M. Baig
aelishb@rgrdlaw.com
Jason C. Davis
jdavis@rgrdlaw.com
Post Montgomery Center
One Montgomery Street, Suite 1800
San Francisco, CA 94104
Telephone: (415) 288-4545
Facsimile: (415) 288-4534
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Liaison Counsel for Plaintiffs
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SULLIVAN
&
CROMWELL LLP
Dated: May 4, 2018
SULLIVAN & CROMWELL LLP
By: /s/ Richard H. Klapper
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
Richard H. Klapper (pro hac vice)
klapperr@sullcrom.com
Nicolas Bourtin (pro hac vice)
bourtinn@sullcrom.com
125 Broad Street
New York, New York 10004-2498
Telephone: (212) 558-3555
Facsimile: (212) 291-9083
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Brendan P. Cullen (SBN 194057)
cullenb@sullcrom.com
Sverker K. Hogberg (SBN 244640)
hogbergs@sullcrom.com
Ryan J. McCauley (SBN 264913)
mccauleyr@sullcrom.com
1870 Embarcadero Road
Palo Alto, California 94303
Telephone: (650) 461-5600
Facsimile: (650) 461-5700
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Christopher M. Viapiano (pro hac vice)
viapianoc@sullcrom.com
1700 New York Avenue, N.W., Suite 700
Washington, D.C. 20006
Telephone: (202) 956-6985
Facsimile: (202) 956-7056
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Attorneys for Defendant Wells Fargo & Co.
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Dated: May 4, 2018
GOODWIN PROCTER LLP
By: /s/ Grant P. Fondo
Grant P. Fondo (SBN 181530)
gfondo@goodwinlaw.com
Lloyd Winawer (SBN 157823)
LWinawer@goodwinlaw.com
Nicholas A. Reider (SBN 296440)
NReider@goodwinlaw.com
135 Commonwealth Drive
Menlo Park, CA 94025
Telephone: (650) 752-3100
Facsimile: (650) 853-1038
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Richard M. Strassberg (pro hac vice)
rstrassberg@goodwinlaw.com
620 8th Avenue
New York, NY 10018
Telephone: (212) 813-8800
Facsimile: (212) 355-3333
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SULLIVAN
&
CROMWELL LLP
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
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Attorneys for Defendant John G. Stumpf
Dated: May 4, 2018
CLARENCE DYER & COHEN LLP
By: /s/ Nanci L. Clarence
Nanci L. Clarence (SBN 122286)
nclarence@clarencedyer.com
Josh A. Cohen (SBN 217853)
jcohen@clarencedyer.com
Adam F. Shearer (SBN 279073)
ashearer@clarencedyer.com
899 Ellis Street
San Francisco, CA 94109
Telephone: (415) 749-1800
Facsimile: (415) 749-1694
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Attorneys for Defendant Timothy J. Sloan
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Dated: May 4, 2018
RAMSEY & EHRLICH LLP
By: /s/ Katherine Ann Kates
Katherine Ann Kates (SBN 155534)
katharine@ramsey-ehrlich.com
Miles Ehrlich (SBN 237954)
miles@ramsey-ehrlich.com
Ismail Ramsey (SBN 189820)
izzy@ramsey-ehrlich.com
803 Hearst Avenue
Berkeley, CA 94710
Telephone: (510) 548-3600
Facsimile: (510) 291-3060
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Attorneys for Defendant John R. Shrewsberry
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Dated: May 4, 2018
WILLIAMS & CONNOLLY LLP
By: /s/ Enu A. Mainigi
Enu A. Mainigi (pro hac vice)
emainigi@wc.com
Leslie Cooper Vigen (pro hac vice)
725 Twelfth Street, N.W.
Washington D.C. 20005
Telephone: (202) 434-5000
Facsimile: (202) 434-5029
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SKAGGS FAUCETTE LLP
Jeffrey E. Faucette (SBN 193066)
jeff@skaggsfaucette.com
One Embarcadero Center, Suite 500
San Francisco, CA 94111
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SULLIVAN
&
CROMWELL LLP
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
Telephone: (415) 315-1669
Facsimile: (415) 433-5994
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Attorneys for Defendant Carrie Tolstedt
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Dated: May 4, 2018
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ARGUEDAS, CASSMAN & HEADLEY LLP
By: /s/ Cristina C. Arguedas
Cristina C. Arguedas (SBN 87787)
arguedas@achlaw.com
Laurel L. Headley (SBN 152306)
headley@achlaw.com
Ted W. Cassman (SBN 98932)
cassman@achlaw.com
803 Hearst Avenue
Berkeley, CA 94710
Telephone: (510) 845-3000
Facsimile: (510) 845-3001
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Counsel for Defendant Michael J. Loughlin
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COBLENTZ PATCH DUFFY & BASS LLP
By: /s/ Timothy P. Crudo
Timothy P. Crudo (SBN 143835)
tcrudo@coblentzlaw.com
Rees F. Morgan (SBN 229899)
rmorgan@coblentzlaw.com
One Montgomery Street, Suite 3000
San Francisco, CA 94104
Telephone: (415) 677-5219
Facsimile: (415) 989-1663
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Dated: May 4, 2018
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Counsel for Defendant David Julian
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FARELLA BRAUN & MARTEL LLP
By: /s/ Douglas R. Young
Douglas R. Young (SBN 073248)
dyoung@fbm.com
C. Brandon Wisoff (SBN 121930)
bwisoff@fbm.com
Janice W. Reicher (SBN 287591)
JReicher@fbm.com
Claire M. Johnson (SBN 305141)
cjohnson@fbm.com
235 Montgomery Street
San Francisco, CA 94104
Telephone: (415) 954-4400
Facsimile: (415) 954-4488
Dated: May 4, 2018
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SULLIVAN
&
CROMWELL LLP
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
Counsel for Defendant Avid Modjtabai
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SWANSON & MCNAMARA LLP
By: /s/ Mary G. McNamara
Mary G. McNamara (SBN 147131)
mary@smllp.law
Ed Swanson (SBN 159859)
ed@smllp.law
Britt Evangelist (SBN 260457)
britt@smllp.law
300 Montgomery Street, Suite 1100
San Francisco, CA 94104
Telephone: (415) 477-3800
Facsimile: (415) 477-9010
Dated: May 4, 2018
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Counsel for Defendant Hope A. Hardison
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ORRICK, HERRINGTON & SUTCLIFFE
LLP
By: /s/ Walter F. Brown
Walter F. Brown (SBN 130248)
wbrown@orrick.com
James N. Kramer (SBN 154709)
jkramer@orrick.com
Lily Becker (SBN 251145)
lbecker@orrick.com
The Orrick Building
405 Howard Street, San Francisco 94105
Telephone: (415) 773-5995
Dated: May 4, 2018
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Counsel for Defendants David M. Carroll and
James M. Strother
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MORRISON & FOERSTER LLP
By: /s/ Jordan Eth
Jordan Eth (SBN 121617)
jeth@mofo.com
Anna Erickson White (SBN 161385)
awhite@mofo.com
Amanda Treleaven (SBN 266934)
atreleaven@mofo.com
425 Market Street, San Francisco, CA 94105
Telephone: (415) 268-7126
Facsimile: (415) 268-7522
Dated: May 4, 2018
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Counsel for Defendants John D. Baker II, John S.
Chen, Lloyd H. Dean, Elizabeth A. Duke, Susan E.
Engel, Enrique Hernandez Jr., Donald M. James,
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SULLIVAN
&
CROMWELL LLP
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
Cynthia H. Milligan, Federico F. Peña, James H.
Quigley, Judith M. Runstad, Stephen W. Sanger,
Susan G. Swenson, and Suzanne M. Vautrinot
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ATTESTATION PURSUANT TO CIVIL LOCAL RULE 5-1(i)(3)
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In accordance with Civil Local Rule 5-1(i)(3), I attest that concurrence in the filing of this
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document has been obtained from the signatories.
DATED: May 4, 2018
/s/ Brendan P. Cullen
Brendan P. Cullen
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
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ORDER
PURSUANT TO STIPULATION IT IS SO ORDERED.
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Dated: May 8, 2018
THE HONORABLE JON S. TIGAR
UNITED STATES DISTRICT JUDGE
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SULLIVAN
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CROMWELL LLP
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STIPULATION AND [PROPOSED] ORDER
CASE NO. 3:16-CV-05479-JST
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