Robertson v. Santoro
Filing
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ORDER DENYING PETITION FOR WRIT OF HABEAS CORPUS. Certificate of appealability is DENIED. Case closed. Signed by Judge Edward M. Chen on 3/10/2021. (afmS, COURT STAFF) (Filed on 3/10/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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CHARLES D. ROBERTSON,
Petitioner,
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KELLY SANTORO,
Respondent.
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United States District Court
Northern District of California
ORDER DENYING PETITION FOR
WRIT OF HABEAS CORPUS
v.
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Case No. 17-cv-04201-EMC
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I.
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INTRODUCTION
Charles D. Robertson filed this action for a writ of habeas corpus pursuant to 28 U.S.C.
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§ 2254 to challenge his murder conviction and sentence from San Francisco County Superior
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Court. Respondent has filed an answer to the petition, and Mr. Robertson has filed a traverse. For
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the reasons discussed below, the petition is denied.
II.
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A.
BACKGROUND
The Crime
The California Court of Appeal described the evidence presented at trial:
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I. The Prosecution’s Case.
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On January 12, 2012, at around 2:30 a.m., Police Officer Anthony
Pedroza, was dispatched to Sixth Street and Stevenson Alley in San
Francisco. Upon his arrival, Officer Pedroza found Joseph Minozzi
(hereinafter, the victim) lying about ten feet from the curb with a
stab wound in his chest. The victim was breathing shallowly.
Despite attempting CPR, paramedics were unable to save him, and
he ultimately bled to death. The victim’s stab wound was over five
inches deep, passing through his stomach and aorta before entering
his vertebrae. No knife was recovered from the scene.
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An autopsy revealed the victim had several narcotics in his system at
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the time of death, including methadone and codeine. Opiates, such
as these, are depressants that tend to de-energize a person’s central
nervous system; however, persons suffering from opiate withdrawal
can become irritable, aggressive, and argumentative.
Officer Pedroza recognized the victim as someone he had
encountered at about 1:30 a.m. on Market Street, close to where he
died. At the time, the victim was involved in a loud verbal
altercation with his girlfriend, L.W., as well as the security doorman
of a nearby strip club. Officer Pedroza and his colleagues
investigated the situation, but ultimately found no cause to search or
arrest the victim. By the time the officers left the scene, the victim
appeared to have calmed down.
During the course of the police investigation into the victim’s
subsequent death, the officers recovered surveillance videos from
several nearby businesses, including three hotels on or near Sixth
Street, a pizza restaurant on Sixth Street and the Stop and Go Market
near Sixth and Stevenson Alley. Some of these videos showed
Stevenson Alley, near to where the victim’s body was found, and
one of the videos—from Stop and Go Market—showed the victim
prior to his death. Specifically, this video showed the victim
approach the counter inside the store, light his cigarette, and then
leave. As he did so, the victim is seen interacting with defendant,
who then followed the victim outside the store. The victim walked
toward Stevenson Alley, less than 50 feet from the store, with
defendant following behind him.
Video taken from Pranzo Pizza on Sixth Street, in turn, shows the
victim walk into the alley. Shortly thereafter, defendant also walks
into the alley. Defendant is seen pursuing the victim, who suddenly
turns and jumps as if pulling up his pants. At this point, defendant
stabs the victim, and then flees.
According to D.J., defendant’s 19–year–old girlfriend, the couple
were staying at the Vagabond Inn on Ninth Street on the day in
question.2 In the early morning hours, D.J. awoke to find defendant,
appearing anxious. He told her that “something happened,” an
“altercation” on Sixth Street, and that he needed her to dispose of his
knife. She agreed, taking the knife from defendant after he wiped it
off and disposing of it in the gutter of a nearby alley. Defendant did
not give D.J. any specific information that night about what had
occurred, and she did not ask for any, although she assumed his
statement that, “he got into something,” meant he had been attacked.
Later, on Facebook, defendant told her he had been attacked.3
[Footnote 2:] Defendant was 42 years old when he met D.J.
[Footnote 3:] D.J. testified under a grant of immunity.
After D.J. disposed of the knife, she and defendant left the hotel,
travelling to Fairfield and Sacramento before taking a bus to Atlanta
under assumed names. Two weeks later, however, D.J. returned to
the Bay Area without defendant, and was met at the bus station by
her mother and the police. D.J. gave a statement to San Francisco
Police Inspector Daniel Dedet, admitting to him that she had
disposed of defendant’s knife. She accompanied the police to the
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alley at Eighth Street and Ringold Alley where she recalled
disposing of the knife, but they could not find it. She also identified
from a photograph defendant’s jacket, which had been found in
Room 18 of the Vagabond Inn. She admitted to police that she had
placed the jacket under the bed at defendant’s request.
On January 25, 2012, police searched Room 18 of the Vagabond Inn
and found a jacket under the box springs of the bed. DNA from this
jacket matched defendant’s DNA profile. Police then searched the
gutter at Eighth Street and Ringold Alley, but could not locate a
knife. Other evidence found during the police investigation
established that defendant paid cash for bus tickets at the
Sacramento Greyhound Station on January 13, 2012.
In late January 2012, Inspector Dedet interviewed defendant upon
his return from Atlanta. Defendant denied any knowledge of the
victim’s stabbing, and denied any involvement in an altercation on
Sixth Street in the early morning hours of January 12, 2012.
II. The Defense Case and Rebuttal.
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Nabil Jemai, a taxi driver, testified that, at about 2:20 a.m. on the
night in question, he noticed a female on Sixth Street screaming for
someone to call 911. Jemai then saw the victim lying on the ground
in Stevenson Alley and, thus, called 911. About this time, he saw
someone bend over the victim’s body and remove the victim’s
wallet. This person took money from inside the wallet before
discarding it. This person’s actions were captured on surveillance
video and he was later identified and interviewed by police. During
the interview, this person acknowledged taking the victim’s wallet,
but nothing else, from his pockets.
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John Rongley, Jr., testified that, while providing security for a
Market Street cinema near Sixth Street in the early morning of
January 12, 2012, he saw the victim push his girlfriend (L.W.) and
yell at her “at the top of his voice.” Rongley then saw the victim
angrily slap L.W.’s cell phone from her hand, causing it to shatter.
Rongley asked the victim to leave the area, as he was impeding
business, to which the victim responded: “Fuck you, little bitches.
I’ll take the God damn walkie-talkie and shove it up your ass.”
While the victim continued making threatening gestures towards
Rongley, a police car drove by and the victim left, walking down
Market Street.
Officer Hector Rodarte confirmed the victim was seen in a heated
argument with his girlfriend outside the Market Street Cinema at
about 1:45 a.m. on January 12, 2012. Other officers had already
spoken to the victim by the time Officer Rodarte arrived. His
colleague, Officer Pedroza was among the first to respond to the
cinema. According to Officer Pedroza, once they separated the
victim and his girlfriend, the victim appeared to get “under control,”
although he remained agitated and talking loudly. Officer Pedroza
did not see or hear reports of the victim pushing or hitting his
girlfriend and, ultimately, the couple walked away together.
Officer Pedroza and his partner, Officer Frost, found the victim
lying in the street about an hour after they encountered him at the
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cinema. His girlfriend, L.W., was also present. She admitted
having a “loaded” syringe in her pocket, and possibly methadone
pills. She reported the victim was “detoxified” from heroin use, but
had been dropped from a rehabilitation program and had purchased
“street methadone” to “keep himself level” without getting high. 4
[Footnote 4:] L.W. later told defense counsel that, on
January 11, 2012, the victim had injected himself with heroin
and given her the empty syringe. L.W. also reported that she
and the victim were in a methadone treatment program at the
time of his death.
Defendant testified in his own defense. He explained that, in
January 2012, he and D.J. had been dating five or six months. He
found out soon after they began dating that D.J. was a prostitute.
Defendant asked her to stop prostituting because he was concerned
for her safety, but she told him “she had been doing it before she
met [him] and that she understood what she was doing....”
Defendant thus “went along with it” and began to help her in order
to keep her safe. Specifically, defendant would go with her to jobs
to “screen[ ] the guys that she was dealing with,” and D.J. would
give him the money she collected, which generally totaled about
$400 to $500 per day. Around November 2011, D.J. stopped
working. The couple remained together, but their relationship was
volatile and they broke up and got back together several times. In
January 2012, D.J. accompanied defendant to Atlanta. Although he
did not want her to go, he “didn’t want to just leave her ... on the
streets.”
On January 10, 2012, defendant travelled to San Francisco with D.J.
from his home in Fairfield to meet his new granddaughter. They
stayed at the Vagabond Inn from January 10 to 12. On January 11,
he visited his granddaughter in the afternoon, and then returned to
his room. At about 1:00 a.m., he left to buy food and cigars. He
went to the Stop and Go Market and bought ice cream. There, he
encountered the victim, blocking the entrance. Defendant told the
victim, “excuse me,” as he tried to leave the store, and the victim
responded by “shouldering” him in the chest. Shocked, defendant
said, “What’s your problem, man?” The victim said something
about a girl, and defendant told him, “Man, just get out of my face.”
The victim then left the market ahead of defendant without further
comment. Defendant likewise left the store, while “continuing to
ask him what his problem was because he was still looking at me
kind of aggressively.... So ... I was like, ‘What is the problem?’”
The store owner told them both to get away from the front door.
According to defendant, the victim, from about 10 to 15 feet away,
told him, “Come over here and talk to me.” Defendant described the
victim as “a little agitated,” as if defendant had “done something
wrong to him.” Defendant could tell the victim was high, and
thought perhaps the victim had mistaken him for someone else.
Defendant “agreed to go a certain distance with him” in order to talk
to him to determine what the problem was. As the victim walked
further ahead, turning into the alley, defendant “lagged behind”
because he did not want to catch up with the victim too fast.
Defendant did, however, want to “keep his eyes” on the victim to
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see what he was up to.
When defendant reached the corner of Sixth Street and Stevenson
Alley, the victim told him to “come on back here.” Defendant
responded, “Man, I’m not going back there with you.” Although
defendant was ready to leave the situation, the victim took a
“fighting stance, like a UFC fighter.” Defendant, trying to stay
calm, told him, “Man, whatever the problem is, we can talk about
it.” As defendant later explained, he wanted to resolve any issue
there was between them, so that he did not have to worry about a
future physical altercation. However, when defendant again asked
the victim what his problem was, the victim stated, “I got you now,
you Black fuck.” The victim was continually moving, making it
hard for defendant to focus on what he was doing, After “jumping
around” for a few minutes, the victim reached inside his clothing,
leading defendant to believe he had reached for a weapon: “So I
want to keep my distance from him, but I also want to be close
enough to where if he does pull out a weapon, I can defend myself.”
Defendant then reached into his pocket to place his hand on the
knife that he carried with him for protection. And, when the victim
took his hands behind his back, defendant took out his knife and
stabbed him. While the victim at no point swung at him before the
stabbing, defendant was worried because “I couldn’t see his hands
anymore.” Defendant then left the alley, telling bystanders to call
911.
Defendant acknowledged telling D.J. to dispose of his knife and to
place the jacket he was wearing under the bed. Defendant explained
that he “panicked a little bit.” He later spoke to friends and family,
who told him to call the police, but he chose not to because he had
prior convictions and did not think he would be treated fairly. He
left for Atlanta to give himself time to think about what to do, but
returned to California 10 or so days later, after D.J., who had already
returned due to a conflict between the couple. Upon his return,
defendant was interviewed by Inspector Dedet. Defendant denied
any involvement in the stabbing because he “didn’t know what to
say.”
On cross-examination, defendant admitted he was depicted in the
surveillance video stabbing the victim in Stevenson Alley.
Defendant admitted that he stabbed the victim with enough force to
penetrate the knife into the victim’s back, and that he never saw the
victim with a weapon. He also admitted travelling with D.J. to
Atlanta under a fictitious name, and slapping D.J. while in Atlanta.
With respect to his initial encounter with the victim, defendant
acknowledged his voice could be heard on the surveillance video
telling him, “Get the fuck out of my face.” The victim did not
respond. The video does not reflect defendant saying, “excuse me,”
to the victim. Defendant did ask him what his problem was and, in
response, the victim mentioned something about “my girl.”
Defendant was acquainted with several people outside the Stop and
Go Market that evening. But he was not acquainted with the victim
and was not aware of what kind of mood the victim was in or that
the victim had been involved in a verbal altercation with his
girlfriend earlier in the evening on Market Street. He could tell the
victim was high, however, by the look on his face.
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Defendant generally carried a knife on a clip in his pocket so that he
could easily access it if it became necessary to defend himself.
Himself a victim of several past violent assaults, defendant carried
the knife for protection instead of a gun because he had a prior arrest
for carrying a firearm. The knife opened with the push of a lever.
On the night in question, defendant pulled out the knife and stabbed
the victim in one continuous motion as the victim stood facing him.
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People v. Robertson, No. A141587, 2016 WL 3014803, *1-4 (Cal. Ct. App. May 18, 2016).
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B.
Procedural History
Following a jury trial in San Francisco County Superior Court, Mr. Robertson was
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convicted of first-degree murder and was found to have personally used a deadly weapon in the
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commission of the offense. On March 10, 2014, he was sentenced to a total of 26 years to life in
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United States District Court
Northern District of California
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prison.
Mr. Robertson appealed. The California Court of Appeal affirmed his conviction in 2016.
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The California Supreme Court denied his petition for review without comment in 2016. He also
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filed unsuccessful state habeas petitions.
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Mr. Robertson then filed this action seeking a federal writ of habeas corpus. Eventually,
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he filed a second amended petition. The following claims in his second amended petition for writ
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of habeas corpus remain for adjudication: (1) the trial court’s denial of a defense motion
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challenging the prosecutor’s peremptory challenge to an African-American prospective juror
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violated Mr. Robertson’s constitutional rights to a fair trial and equal protection of the laws; (2)
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Mr. Robertson’s due process right to present a complete defense was violated when the trial court
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excluded evidence of the victim’s convictions and the victim’s statement that he wanted to buy a
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knife; (3) Mr. Robertson’s right to due process was violated by the admission of evidence that he
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was a pimp, that Delona Jacobs was his prostitute, and that he had hit Ms. Jacobs; (4)
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prosecutorial misconduct during closing argument violated Mr. Robertson’s right to a fair trial and
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an impartial jury; (5) cumulative error; and (6) Mr. Robertson’s right to due process was violated
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because the evidence was insufficient to show the premeditation and deliberation necessary to
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convict him of first-degree murder. Respondent has filed an answer, and Mr. Robertson has filed
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a traverse. The matter is now ready for decision.
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III.
JURISDICTION AND VENUE
This Court has subject matter jurisdiction over this action for a writ of habeas corpus under
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28 U.S.C. § 2254. 28 U.S.C. § 1331. This action is in the proper venue because the petition
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concerns the conviction and sentence of a person convicted in San Francisco County, California,
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which is within this judicial district. 28 U.S.C. §§ 84, 2241(d).
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IV.
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STANDARD OF REVIEW
This Court may entertain a petition for writ of habeas corpus “in behalf of a person in
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custody pursuant to the judgment of a State court only on the ground that he is in custody in
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violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2254(a).
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The Antiterrorism And Effective Death Penalty Act of 1996 (“AEDPA”) amended § 2254
United States District Court
Northern District of California
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to impose new restrictions on federal habeas review. A petition may not be granted with respect to
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any claim that was adjudicated on the merits in state court unless the state court’s adjudication of
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the claim: “(1) resulted in a decision that was contrary to, or involved an unreasonable application
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of, clearly established Federal law, as determined by the Supreme Court of the United States; or
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(2) resulted in a decision that was based on an unreasonable determination of the facts in light of
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the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d).
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“Under the ‘contrary to’ clause, a federal habeas court may grant the writ if the state court
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arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if
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the state court decides a case differently than [the] Court has on a set of materially
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indistinguishable facts.” Williams (Terry) v. Taylor, 529 U.S. 362, 412-13 (2000).
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“Under the ‘unreasonable application’ clause, a federal habeas court may grant the writ if
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the state court identifies the correct governing legal principle from [the Supreme] Court’s
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decisions but unreasonably applies that principle to the facts of the prisoner’s case.” Id. at 413.
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“[A] federal habeas court may not issue the writ simply because that court concludes in its
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independent judgment that the relevant state-court decision applied clearly established federal law
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erroneously or incorrectly. Rather, that application must also be unreasonable.” Id. at 411. “A
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federal habeas court making the ‘unreasonable application’ inquiry should ask whether the state
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court’s application of clearly established federal law was ‘objectively unreasonable.’” Id. at 409.
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Section 2254(d) generally applies to unexplained as well as reasoned decisions. “When a
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federal claim has been presented to a state court and the state court has denied relief, it may be
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presumed that the state court adjudicated the claim on the merits in the absence of any indication
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or state-law procedural principles to the contrary.” Harrington v. Richter, 562 U.S. 86, 99 (2011).
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When the state court has denied a federal constitutional claim on the merits without explanation,
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and there is no lower state court decision to “look through” to, the federal habeas court “must
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determine what arguments or theories supported or . . . could have supported, the state court’s
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decision; and then it must ask whether it is possible fairminded jurists could disagree that those
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arguments or theories are inconsistent with the holding in a prior decision of [the U.S. Supreme]
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Court.” Id. at 102.
V.
United States District Court
Northern District of California
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A.
DISCUSSION
Batson Claim
Mr. Robertson contends that the prosecutor’s use of a peremptory challenge to exclude an
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African-American man from the jury violated the Fourteenth Amendment right to equal
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protection.
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1.
Background
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Mr. E. was an African-American prospective juror who was put in the jury box for voir
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dire. “Although the prosecution accepted Mr. E. on the panel on the first day of voir dire, the
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prosecutor made a peremptory challenge to Mr. E. on the second day of voir dire after defense
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counsel made several of his own challenges, which, according to the prosecutor, ‘changed the
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complexion of the jury.’” Robertson, 2016 WL 3014803, at *5. After Mr. E. was excused, only
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one African-American prospective juror remained in the jury pool; no African American jurors
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were on the jury panel for Mr. Robertson’s trial. (Further details on the voir dire and exercise of
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peremptories are contained in the state appellate court’s decision, quoted later in this section.)
The trial court denied Mr. Robertson’s motion for a mistrial under Wheeler/Batson,
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concluding that he had not made a prima facie case of discrimination. ART 321-322.1
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The Augmented Reporter’s Transcript (ART) is found in Docket No. 22-15.
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The California Court of Appeal rejected Mr. Robertson’s claim that the prosecutor had
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violated the Equal Protection Clause by exercising a discriminatory peremptory challenge against
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Mr. E. The California Court of Appeal recited the three-step process for analyzing allegedly
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discriminatory peremptory challenges derived from the key state and federal cases of People v.
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Wheeler, 22 Cal. 3d 258 (Cal. 1978), overruled on other grounds by Johnson v. California, 545
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U.S. 162 (2005), and Batson v. Kentucky, 476 U.S. 79 (1986).
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When, as here, a defendant challenges the prosecution’s use of
peremptory strikes by way of a so-called Wheeler/Batson motion, he
or she must comply with the following procedures. First, the
defendant must “make out a prima facie case ‘by showing that the
totality of the relevant facts gives rise to an inference of
discriminatory purpose.’ [Citation.]” (People v. Williams (2013) 56
Cal.4th 630, 649.) Second, if the defendant succeeds in making this
prima facie case, “the ‘burden shifts to the State to explain
adequately the racial exclusion’ by offering permissible race-neutral
justifications for the strikes. [Citations.] Third, “[i]f a race-neutral
explanation is tendered, the trial court must then decide ... whether
the opponent of the strike has proved purposeful racial
discrimination.” [Citation.]’ (Johnson v. California (2005) 545
U.S. 162, 168 [162 L.Ed.2d 129, 125 S.Ct. 2410], fn. omitted.)”
(People v. Williams, supra, 56 Cal.4th at p. 649; see also People v.
Johnson (1989) 47 Cal.3d 1194, 1216.)
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Robertson, 2016 WL 3014803, at *5. The state appellate court also mentioned that the existence
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or nonexistence of purposeful racial discrimination is a question of fact and that a trial court’s
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denial of a Wheeler/Batson motion must be upheld if “‘fairly supported by substantial evidence in
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the record, giving deference to the trial court which had the opportunity to observe . . . the juror.’”
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Id. (citations omitted).
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The California Court of Appeal found “no grounds for disturbing the trial court’s denial”
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of the Wheeler/Batson motion at the first step for failure to make a prima facie case. Id. The state
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appellate court noted that the trial court had not proceeded to the second or third step, but the
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prosecutor nonetheless elected to state for the record his race-neutral justifications for striking Mr.
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E. Id. at *6 & n.6. The state court of appeal also noted that the trial court appeared to have taken
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the prosecution’s statement into consideration, but that it was unnecessary for the state appellate
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court to look at the “nuances” of the trial court’s reasoning because there was no evidence of
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purposeful racial discrimination. Id.
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As the record in this case reflects, the prosecutor relied upon the
following facts to justify his excusal of Mr. E. from the jury pool.
At the start of voir dire, Mr. E. asked the court for a hardship
dismissal, but it was denied by the court. According to his
questionnaire, Mr. E. claimed hardship because he was an unmarried
father of two infant twin children with steady employment in
customer relations in the airline industry. In addition, the prosecutor
noted that, during voir dire, he asked the entire panel of prospective
jurors, including Mr. E., detailed questions on the issue of racial
bias: “Is there anybody here who thinks because [defendant is]
African American or a Black man that he must be guilty? That they
have some sort of race issue—racism against African Americans?
Because that wouldn’t be fair, and we don’t want you as a juror. [¶]
Does everybody understand that? In response to this questioning,
Mr. E. expressed no misgivings regarding his ability to fairly
discharge his duties as juror.
At the subsequent Batson/Wheeler hearing, the prosecution denied
having any discriminatory purpose or animus when using one of his
peremptory challenges to strike Mr. E. Rather, the prosecutor
insisted his decision stemmed primarily from Mr. E.’s hardship
questionnaire: “The Court, I’m sure, has observed me asking each
and every potential juror who has filled out a questionnaire
regarding their ability. And I have been dismissing most of those
who filled out hardship requests.”
Defense counsel, for his part, pointed out that Mr. E. stated in voir
dire that he would not hesitate to convict an African American man
of a crime if the evidence proved him guilty, and that his hardship
concerns would not prevent him from being a fair juror. Defense
counsel also noted there were seated jurors who, like Mr. E., were
employed with young children. The prosecutor responded that these
other seated jurors, unlike Mr. E., were married.
After hearing from counsel, the trial court denied defendant’s
Batson/Wheeler motion, emphasizing that no prima facie showing
had been made that Mr. E. was excused from the jury pool for any
impermissible reason. The trial court then added that,
“[u]nfortunately, ... we have few African–Americans on our jury
panels, in this case we have had only five in our total venire. Three
actually made it to the box of twenty-four. Two were excused for
cause. [¶] Before the challenge was made one was excused for
cause, two remained. And the [District Attorney] excused one,
leaving another ... person of African descent in the first group of
twelve. And two additional people in the audience, one of which
then made it to the panel but was excused for cause again.”
Having considered this record as a whole and in a deferential light,
we conclude substantial evidence supports the trial court’s finding
that no reasonable inference was raised that the prosecutor acted for
other than a race-neutral purpose. First, as the trial court noted, “as
a practical matter the challenge of one or two jurors can rarely
suggest a pattern of impermissible exclusion.” (People v. Bell,
supra, 40 Cal.4th at p. 597–598 [explaining that, “While the
prosecutor did excuse two out of three members of this group [of
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African American women], [fn. omitted] the small absolute size of
this sample makes drawing an inference of discrimination from this
fact alone impossible”].)7 Here, the prosecutor had already
exercised eight peremptory challenges up to that point, none of
which were directed at African American prospective jurors. Yet,
on appeal, defendant challenges only the prosecutor’s decision to
strike Mr. E., a circumstance weighing against finding the existence
of any pattern of striking prospective jurors on the basis of group
bias.8
[Footnote 7:] As the California Supreme Court was quick to
note, while “circumstances may be imagined in which a
prima facie case could be shown on the basis of a single
excusal, in the ordinary case, including this one, to make a
prima facie case after the excusal of only one or two
members of a group is very difficult.” (People v. Bell, supra,
40 Cal. 4th at p. 598, fn. 3.)
[Footnote 8:] Defendant points out that, just before the
prosecutor’s challenge of Mr. E., the prosecutor exercised a
peremptory challenge against a juror who, although not
herself African American, was married to and shared two
children with an African American male. However, as
reflected in our discussion from above, defendant did not
challenge the prosecutor’s use of a peremptory challenge in
this instance. Moreover, the record reflects the prosecutor
questioned this female prospective juror extensively during
voir dire regarding the fact that she served as one of the
Mayor’s senior advisors and had quite strong opinions
regarding San Francisco crime and, more generally, our
criminal justice system, providing a legitimate nondiscriminatory basis for the prosecutor’s decision to strike
her from the jury pool.
Second, as we previously stated, a defendant’s prima facie showing
may be “supplemented when appropriate by such circumstances as
the failure of his opponent to engage these same jurors in more than
desultory voir dire, or indeed to ask them any questions at all.”
(People v. Bell, supra, 40 Cal.4th at p. 597.) In this case, quite to
the contrary, the prosecutor asked very direct and poignant questions
regarding the jurors’ ability to fairly discharge their duties in a raceneutral manner, a circumstance adding further support for the trial
court’s finding.
Finally, even were we to assume for the sake of argument that a
prima facie showing was made, we would nonetheless conclude on
the totality of this record that the prosecutor’s stated reason for using
a peremptory challenge to strike Mr. E. from the panel—to wit, his
hardship concerns arising from the fact that he was an unmarried
father to two infant children with steady employment in the airline
industry—was permissibly race-neutral. As the prosecutor
explained, he struck several potential jurors on the basis of their
hardship concerns, including those of other races or ethnicities.
Defendant directs us to nothing in the record that would undermine
the prosecutor’s race-neutral explanation. Rather, he points out that
the prosecutor did not exercise peremptory challenges in at least
11
three other instances where the prospective juror was employed with
children. However, as the People counter, in each of these
instances, the prospective juror was married with one or more older
children, circumstances distinguishing these other individuals from
Mr. E.
1
2
3
Thus, because the prosecutor’s stated reason for excusing Mr. E.
was legitimate under the law and adequately supported by the
record, we conclude the trial court properly denied defendant’s
Batson/Wheeler motion.
4
5
6
Robertson, 2016 WL 3014803, at *6-8.
As the last reasoned decision from a state court, the California Court of Appeal’s decision
7
8
is the decision to which § 2254(d) is applied. See Ylst, 501 U.S. at 803-04; Barker, 423 F.3d at
9
1091-92. Mr. Robertson is entitled to habeas relief only if the California Court of Appeal’s
decision was contrary to, or an unreasonable application of, clearly established federal law from
11
United States District Court
Northern District of California
10
the U.S. Supreme Court, or was based on an unreasonable determination of the facts in light of the
12
evidence presented.
13
2.
Analysis
14
The use of peremptory challenges by the prosecution to exclude potential jurors solely on
15
the basis of race2 is forbidden by the Equal Protection Clause of the Fourteenth Amendment.
16
Batson, 476 U.S. at 89. Batson permits prompt rulings on objections to peremptory challenges
17
under a three-step process. First, the defendant must make out a prima facie case that the
18
prosecutor exercised peremptory challenges on the basis of race “by showing that the totality of
19
the relevant facts gives rise to an inference of discriminatory purpose.” Id. at 94. If a prima facie
20
case is not found, the challenge may be denied and the court need not proceed any further. See
21
United States v. Guerrero, 595 F.3d 1059, 1062, 1064 (9th Cir. 2010). Second, if the requisite
22
prima facie showing has been made, the burden shifts to the prosecutor to articulate a race-neutral
23
explanation for striking the jurors in question. Id. at 97-98. The explanation need not be
24
“‘persuasive, or even plausible’; so long as the reason is not inherently discriminatory, it suffices.”
25
26
27
28
2
Batson claims are not limited to race-based peremptory challenges and may be asserted as to
peremptory challenges exercised against other identifiable groups such as women or ethnic
groups. Because Mr. Robertson alleges a race-based Batson claim, this Court discusses the legal
principles in terms of race-based challenges, even though those same principles also apply to
peremptory challenges against other identifiable groups.
12
1
Rice v. Collins, 546 U.S. 333, 338 (2006). Finally, at the third step, the trial court must determine
2
whether the defendant has carried his burden of proving purposeful discrimination. Batson, 476
3
U.S. at 98. The “‘ultimate burden of persuasion regarding racial motivation rests with, and never
4
shifts from, the opponent of the strike.” Rice, 546 U.S. at 338.
5
The focus in this case is on the first step of the Batson test because the trial judge found no
6
prima face case made and therefore did not proceed to the second and third steps of the Batson
7
test. To make a prima facie case, “the defendant must establish that (1) the prospective juror who
8
was removed is a member of a cognizable group, (2) the prosecution exercised a peremptory
9
challenge to remove the juror, and (3) ‘the facts and any other relevant circumstances raise an
inference’ that the challenge was motivated by race or gender.” Cooperwood v. Cambra, 245 F.3d
11
United States District Court
Northern District of California
10
1042, 1045-46 (9th Cir. 2001) (citing Batson, 476 U.S. at 96). As is usually the case, that third
12
factor is the critical one because in all but the rarest cases the first two factors will exist. Making a
13
prima facie case does not require an “onerous” effort; the defense need only raise an inference and
14
does not need to show that it is “more likely than not” that the peremptory challenge was the
15
product of purposeful discrimination. Johnson, 545 U.S. at 170. A “prima facie case of
16
discrimination can be made out by offering a wide variety of evidence, so long as the sum of the
17
proffered facts gives ‘rise to an inference of discriminatory purpose.’” Id. at 169 (quoting Batson,
18
476 U.S. at 94). Some examples of circumstances that a court can consider at step one were
19
mentioned in Batson: “a ‘pattern’ of strikes against black jurors included in the particular venire
20
might give rise to an inference of discrimination”; and “the prosecutor’s questions and statements
21
during voir dire examination and in exercising his challenges may support or refute an inference of
22
discriminatory purpose.” Batson, 476 U.S. at 97.
23
It was not an unreasonable application of Batson and its Supreme Court progeny for the
24
California Court of Appeal to conclude that the trial court had not erred in determining that a
25
prima facie showing had not been made because the evidence was not sufficient to permit the trial
26
judge to draw an inference that discrimination had occurred.
27
28
Although a pattern of peremptory challenges might make a prima facie case for
discrimination, the California Court of Appeal reasonably determined there was no evidence of a
13
1
pattern because Mr. E. was the only African-American who was peremptorily challenged by the
2
prosecution. The state appellate court reasonably determined that, as a practical matter, a pattern
3
rarely could be suggested by the exercise of just one challenge against an African American
4
prospective juror. See, e.g., Fernandez v. Roe, 286 F.3d 1073, 1078 (9th Cir. 2002) (“[t]wo
5
challenges out of two [African American] venirepersons are not always enough to establish a
6
prima facie case” because “the numbers are so small (and, hence, potentially unreliable)”);
7
Hargrove v. Pliler, 327 F. App’x 708, 709 (9th Cir. 2009) (rejecting Batson claim premised on
8
step one because it “hinges on a statistical argument involving very small numbers” that, “standing
9
alone, is insufficient to establish a prima facie case”).3
The fact that Mr. E. was peremptorily challenged only after the prosecutor had exercised
10
United States District Court
Northern District of California
11
eight other peremptory challenges to dismiss non-African American prospective jurors further
12
undermined the notion that there was a pattern of striking African American prospective jurors.4
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
The Court recognizes there is an inherent flaw in the “small numbers” rationale. The fewer the
numbers of African Americans in the jury, an all-too-common experience that could be the result,
e.g., of structural racial disparities, the more difficult it is to establish the first threshold step of
Batson. The effect is to make an anti-discrimination tool of Batson less effective where, if
anything, its need is greater. The illogic that inheres in that approach to Batson warrants
reexamination and reform.
3
A comparison of Mr. Robertson’s case with the cases collected in Williams v. Runnels, 432 F.3d
1102, 1107 (9th Cir. 2006), shows the absence of a pattern in Mr. Robertson’s case. In Mr.
Robertson’s case, one of nine peremptory challenges was made against an African American
prospective juror. In Williams, the Ninth Circuit found a pattern suggestive of discriminatory
intent when the prosecutor used three of his first four peremptory challenges to remove African
American prospective jurors.
4
We have held that a defendant can make a prima facie showing
based on a statistical disparity alone. In Paulino [v. Castro], we
concluded there was an inference of bias where the prosecutor had
used five out of six peremptory challenges to strike AfricanAmericans. 371 F.3d [1083, 1091 (9th Cir. 2004). In Fernandez v.
Roe, 286 F.3d 1073, 1077-80 (9th Cir.2002), we found an inference
of bias where four of seven Hispanics and two African-Americans
were excused by the prosecutor. In Turner v. Marshall, 63 F.3d
807, 812 (9th Cir.1995), overruled on other grounds by Tolbert v.
Page, 182 F.3d 677, 681 (9th Cir.1999) (en banc), we determined
there was a prima facie showing of discrimination where the
prosecutor exercised peremptory challenges to exclude five out of a
possible nine African-Americans.
Williams, 432 F.3d at 1107.
14
1
And the fact that the prosecutor earlier had accepted the jury as composed with Mr. E. on that jury
2
was yet another circumstance suggesting the absence of a pattern of challenging African
3
Americans. ART 198. It was only after additional voir dire of other jurors, plus the exercise of
4
additional peremptories by the defense and the court’s dismissal of other jurors for cause, that the
5
prosecutor used a peremptory challenge on Mr. E.
Next, the California Court of Appeal reasonably decided that the amount of questioning of
6
prospective jurors did not suggest discriminatory purpose. Differences in questioning can be a
8
circumstance supporting an inference of discriminatory intent. See Flowers v. Mississippi, 139 S.
9
Ct. 2228, 2247 (2019). The differences may take the form of disproportionately close questioning
10
of prospective jurors of the identified group or asking half-hearted or no questions of members of
11
United States District Court
Northern District of California
7
the identified group as compared to the treatment of others. See, e.g., id. at 2248 (prosecutor used
12
five of his six peremptory challenges to strike African American prospective jurors and had, on
13
average, asked each of the five struck African-American prospective jurors 29 questions, while
14
asking an average of one question of each of the seated white jurors); United States v. Grandison,
15
721 F. Supp. 743, 747 (D. Md. 1988) (“desultory or half-hearted questioning” might be prima
16
facie evidence of discriminatory purpose). Here, the prosecutor did not fail to question Mr. E. or
17
engage in only half-hearted questioning; instead the prosecutor asked direct questions of Mr. E.
18
about his hardship circumstances and his ability to discharge his duties in a race-neutral manner.
19
See ART 168-169, 183. Nor is there any evidence the prosecutor asked a disproportionately high
20
number of questions of Mr. E. The fact that the prosecutor mentioned race in his questioning also
21
does not suggest a discriminatory intent. The trial judge and defense counsel earlier also had
22
asked other prospective jurors about race, including those who were not African American. See,
23
e.g., ART 83-86 (judge’s questions), 97-102 (defense counsel’s questions). And the prosecutor’s
24
questions were not directed at just Mr. Robertson; instead, the prosecutor’s initial questions about
25
race were directed at all the prospective jurors in the box and then he asked more targeted
26
questions of Mr. E. only when Mr. E. raised his hand in response to the prosecutor’s question as to
27
whether any jurors had concerns about their ability to be fair due to Mr. Robertson’s race. ART
28
168.
15
1
The defense argued that the prosecutor dismissed Mr. E. “soon after” Mr. E. indicated he
2
had concerns similar to other jurors about the issue of race. ART 322-23. But the trial court
3
correctly rejected that argument as a misstatement of the record. The peremptory challenge of Mr.
4
E. was done a day after Mr. E’s response to the prosecutor’s question about issues of race. See
5
ART 264, 280.
6
The defense argued that another circumstance showing the prosecutor’s discriminatory
intent in challenging Mr. E. was the prosecutor’s peremptory challenge of Ms. M., who was not
8
African American but was married to an African American and had two children of color. Docket
9
No. 22-16 at 34. The voir dire record, when viewed as a whole, does not suggest that Ms. M.’s
10
dismissal supports an inference that the prosecutor was acting with a discriminatory purpose, as
11
United States District Court
Northern District of California
7
the California Court of Appeal reasonably determined. Robertson, 2016 WL 3014803, at *7 n.8.
12
Whereas getting most prospective jurors to open up about their thoughts is often a chore (and was
13
so in this case), Ms. M. was a very vocal prospective juror and spoke far more often than any other
14
prospective juror. See ART 52-53, 68-71, 76, 84, 96-100, 166-168. She also came across as
15
somewhat self-important with her repeated mentions of her close connection to the San Francisco
16
Mayor. See, e.g., ART 53 (she was a senior advisor to the Mayor and had been elected to the
17
Board of Education), 69 (“through my work in the Mayor’s office . . .”), 69 (I oversee park rangers
18
“on behalf of the Mayor”), 96 (“I’m one of [the Mayor’s] senior advisors”), 96 (“I have faced the
19
Mayor on a number of different things and so I don’t think it will be an issue”), 97 (“I’m not afraid
20
of Mayor Lee. We have mutual respect for one another”). Two other prospective jurors knew her
21
– one because they worked together and the other because their children went to school together.
22
ART 67. Ms. M. also voiced strong concerns about the criminal justice system and especially the
23
disproportionately negative impact on people of color; her comments showed she had thought
24
deeply about the matter and had concerns about the societal and institutional problems that also
25
impacted her particular family. ART 76, 84, 97-100, 166-168. Defense counsel even observed
26
that “it sounds like you might be prejudiced against [the prosecutor] Mr. Clark; in other words,
27
you would find Mr. Robertson not guilty merely because of the fact that there’s prejudice and bias
28
in our society”; Ms. M. disagreed with that statement. ART 99-100. Ms. M. affirmed that she
16
1
could be fair and do her job as a juror. ART 167-68. In short, Ms. M. was someone who was
2
acutely aware of systemic and individual racism that led people of color to get shortchanged on
3
justice and other things. And she was someone whose answers suggested she probably would take
4
the lead in the jury room and have a disproportionate impact on deliberations. Even defense
5
counsel voiced a concern that Ms. M. might be anti-prosecution based on her statements during
6
voir dire. Given all this information that suggested Ms. M. would be a juror with very strong
7
opinions and was likely to become a leader on the jury, it was reasonable for the state court to see
8
her dismissal not as evidence of discriminatory purpose, even though she was married to an
9
African American and had two children of color, but instead based on her views potentially
10
United States District Court
Northern District of California
11
unfavorable to the prosecution.
The state court reasonably could have determined that Ms. M.’s dismissal from the jury
12
was not circumstantial evidence of a discriminatory intent that would help establish a prima facie
13
case for the first step of the Batson analysis.
14
Finally, it was not an unreasonable application of the Batson test for the California Court
15
of Appeal to take into account the prosecutor’s statement that he had used peremptory challenges
16
to dismiss most of the prospective jurors who earlier had unsuccessfully requested hardship
17
excuses from jury duty. Consideration of this information at the first step does not show a failure
18
to follow the Batson test or a conflation of the first and third steps of the Batson test. See
19
Guerrero, 595 F.3d at 1063 (district court did not err by taking into account, at first step of Batson
20
analysis, the prosecutor’s statements regarding the reason for the peremptory challenge as it was
21
part of the totality of circumstances before the court); see also Paulino, 371 F.3d at 1092 (when
22
counsel argues that prima facie case is established in part because no race-neutral reasons existed
23
for juror’s excusal, court may consider whether “there are such reasons in the record,” in which
24
case “it’s difficult to say that defendant has raised an inference of bias”).
25
Mr. Robertson urged that the prosecutor’s supposed reliance on Mr. E’s job and childcare
26
duties was “disingenuous” because at least three other persons who were impaneled also had a job
27
and had children. See Docket No. 22-16 at 34. But those three jurors’ children were much older
28
(i.e., one juror had a 17-year old son, another had a 17-year old daughter in college, and a third
17
1
had a 12-year old daughter) and presumably would have posed much less demanding child-care
2
responsibilities than the toddlers Mr. E. had. See id. at 34 & n.6.
Thus, the fact that these persons who had older children were not peremptorily challenged
3
4
did not raise an inference of discriminatory purpose in the peremptory challenge of Mr. E. The
5
trial judge had informed prospective jurors that child-care obligations were not a hardship unless
6
they would be required to pay for childcare and could not afford it. ART 12-13. Finding someone
7
to take care of a child, especially a child, might have been no small task for jurors who were being
8
selected for what was estimated to be a three to four week trial. See ART 19. Although a different
9
inference could have been drawn, the state appellate court reasonably could consider the
prosecutor’s dismissal of jurors who unsuccessfully sought hardship excuses as a neutral non-
11
United States District Court
Northern District of California
10
discriminatory circumstance.
The California Court of Appeal’s rejection of Mr. Robertson’s Batson challenge at the first
12
13
step was not an unreasonable determination of the facts or an unreasonable application of clearly
14
established Supreme Court holdings. Given the deferential standard of review that applies, he is
15
not entitled to the writ on this claim.
16
B.
Due Process Claim – Exclusion of Evidence
Mr. Robertson contends that his right to present a defense was violated by the exclusion of
17
18
evidence that the victim had suffered two weapons-possession convictions and had appeared on a
19
television program mentioning his desire to buy a knife.5
20
21
22
23
24
25
26
27
28
Three state law evidence rules were implicated by the trial court’s rulings concerning the
exclusion of evidence about the victim (discussed in this section) and the admission of evidence
about the defendant (discussed in the next section).
5
California Evidence Code § 352 provides: “The court in its discretion may exclude
evidence if its probative value is substantially outweighed by the probability that its admission
will (a) necessitate undue consumption of time or (b) create substantial danger of undue prejudice,
of confusing the issues, or of misleading the jury.”
California Evidence Code § 1101(a) provides the general rule that evidence of a person’s
character (such as a prior bad act) is generally inadmissible to prove a defendant’s conduct on a
specified occasion. Subsection (b) provides several exceptions to that general rule: “Nothing in
this section prohibits the admission of evidence that a person committed a crime, civil wrong, or
other act when relevant to prove some fact (such as motive, opportunity, intent, preparation, plan,
knowledge, identity, absence of mistake or accident . . .) other than his or her disposition to
commit such an act.” Cal. Evid. Code § 1101(b).
18
1
1.
Background
2
The defense moved in limine to admit evidence that Mr. Minozzi had suffered one
3
conviction in 2003 for making terrorist threats and two convictions in 2010 for criminal
4
possession of a weapon (with one of those 2010 cases involving a weapon that consisted of a
5
sharpened wooden rod). The defense also sought admission of an excerpt of a 2010 reality-TV
6
show called “Intervention” in which Mr. Minozzi – then a homeless drug addict – said that, having
7
recently been released from jail, he wanted to get another knife because his knife had been taken
8
away. CT 116.
The trial court ruled that the evidence of the 2003 conviction for terrorist threats would be
10
admissible, but the other evidence would not be admitted. The trial court ruled that the weapons-
11
United States District Court
Northern District of California
9
possession convictions were not relevant and were misleading, given that there was no evidence
12
that Mr. Minozzi had a knife when Mr. Robertson stabbed him. RT 758-61. The trial court
13
excluded Mr. Minozzi’s statement in the reality-TV show, concluding that the statement was
14
“confusing” and “misleading” because there was no evidence the victim had a weapon when he
15
was stabbed. RT 730-33, 758.
16
On appeal, the California Court of Appeal rejected Mr. Robertson’s state law and federal
17
constitutional challenges to these evidentiary rulings. The state appellate court primarily
18
discussed the state law issues; specifically, the admission of evidence under California Evidence
19
Code section 1103(a) of the victim’s character for violence to prove the reasonableness of the
20
purported fear of a defendant claiming he acted in self-defense and the trial court’s duty under
21
California Evidence Code section 352 to weigh the probative value of such evidence against other
22
considerations, such as confusion of the jury and undue consumption of time. The state appellate
23
court was dubious that the knife evidence was relevant under the recognized principle that “the
24
25
26
27
28
California Evidence Code § 1103 provides: “In a criminal action, evidence of the
defendant’s character for violence or trait of character for violence (in the form of an opinion,
evidence of reputation, or evidence of specific instances of conduct) is not made inadmissible by
Section 1101 if the evidence is offered by the prosecution to prove conduct of the defendant in
conformity with the character or trait of character and is offered after evidence that the victim had
a character for violence or a trait of character tending to show violence has been adduced by the
defendant under paragraph (1) of subdivision (a).”
19
1
known reputation of an assailant as to violence, even if specific acts are not with the knowledge of
2
a person assaulted, has a material bearing on the degree and nature of apprehension of danger on
3
the part of the person assaulted.’” Robertson, 2016 WL 3014803, at *9 (citation omitted). Here,
4
there was “no basis for finding (and defendant does not claim) that at the time of the stabbing, he
5
knew about the victim’s reputation for violence, much less that the victim had prior convictions
6
for misdemeanor weapon possession.” Id. There also was “no evidence” that the “victim
7
possessed a weapon at any time prior to or during the stabbing”: Mr. Robertson acknowledged he
8
did not see the victim in possession of a knife or other weapon, the surveillance video that
9
captured the stabbing showed no knife or other weapon, and no knife or other weapon was
recovered from the victim’s body or the scene of his death. Id. The appellate court rejected as
11
United States District Court
Northern District of California
10
“mere speculation” the defense suggestion that a third party who was seen emptying the victim’s
12
pockets had taken a knife from the victim. Id. Lastly, “the proffered evidence at most supports an
13
inference that the victim had a habit of carrying a knife” that did not, “without more, prove the
14
victim was actually a violent person, such that an inference could be made that he was likely to
15
have threatened violence toward defendant in the minutes leading up to the stabbing.” Id. The
16
state appellate court also noted that other evidence was admitted that might have suggested the
17
victim’s propensity for violence – e.g., his conviction for “terrorist threats” and evidence of his
18
“loud and aggressive verbal altercation with his girlfriend on Market Street just an hour before his
19
death.” Id. Given all these circumstances, the state appellate court concluded that the “trial court
20
could have reasonably found the minimally-probative evidence that the victim had been convicted
21
twice in the recent past of weapon possession would have consumed an undue amount of time,
22
while possibly distracting and confusing jurors” and properly excluded the evidence under
23
California Evidence Code section 352. Id. at *10.
24
25
26
27
28
The California Court of Appeal also rejected Mr. Robertson’s argument that the exclusion
of the evidence violated his constitutional right to present a defense. Id. at *10.
[W]hile defendant may be correct that his subjective belief in the
need for self defense was the issue at the heart of his case, the law is
quite clear that “this does not mean the trial court constitutionally
was compelled to permit [him] to introduce all possibly relevant
evidence on these subjects despite its marginal relevance, the
20
possible effect upon the jury’s ability to remain focused on the
issues before it (rather than becoming sidetracked on collateral
questions), and the potentially significant amount of time entailed in
admitting the evidence in a manner fair to both sides. (See People v.
Cornwell (2005) 37 Cal.4th 50, 82 [33 Cal.Rptr.3d 1, 117 P.3d 622]
[‘a state court’s application of ordinary rules of evidence—including
the rule stated in Evidence Code section 352—generally does not
infringe upon’ the constitutional right to offer a defense]....)”
(People v. Fuiava (2012) 53 Cal.4th 622, 665–666.)
1
2
3
4
5
Accordingly, we conclude that exclusion of the challenged evidence
relating to the victim’s violent character was within the proper scope
of the trial court’s broad discretion under Evidence Code section
352, and resulted in no infringement on defendant’s right to present
a complete defense.
6
7
8
9
10
Robertson, 2016 WL 3014803, at *10.
As the last reasoned decision from a state court, the California Court of Appeal’s decision
United States District Court
Northern District of California
11
is the decision to which § 2254(d) is applied. See Ylst, 501 U.S. at 803-04; Barker, 423 F.3d at
12
1091-92. Mr. Robertson is entitled to habeas relief only if the California Court of Appeal’s
13
decision was contrary to, or an unreasonable application of, clearly established federal law from
14
the U.S. Supreme Court, or was based on an unreasonable determination of the facts in light of the
15
evidence presented.
16
2.
Analysis of Constitutional Claim
17
The U.S. Constitution gives a criminal defendant the right to present a defense. “Whether
18
rooted directly in the Due Process Clause of the Fourteenth Amendment or in the Compulsory
19
Process or Confrontation clauses of the Sixth Amendment, the Constitution guarantees criminal
20
defendants ‘a meaningful opportunity to present a complete defense.’” Crane v. Kentucky, 476
21
U.S. 683, 690 (1986) (citations omitted). The Compulsory Process Clause of the Sixth
22
Amendment preserves the right of a defendant in a criminal trial to have compulsory process for
23
obtaining a favorable witness. Washington v. Texas, 388 U.S. 14, 19 (1967). The Sixth
24
Amendment right to present relevant testimony “may, in appropriate cases, bow to accommodate
25
other legitimate interests in the criminal trial process.” Chambers v. Mississippi, 410 U.S. 284,
26
295 (1973); Taylor v. Illinois, 484 U.S. 400, 410-11 (1988) (right to compulsory process is not
27
absolute). A defendant “‘does not have an unfettered right to offer [evidence] that is incompetent,
28
privileged or otherwise inadmissible under standard rules of evidence.’” Montana v. Egelhoff, 518
21
1
U.S. 37, 42-43 (1996) (plurality opinion) (alteration in original) (quoting Taylor, 484 U.S. at 410).
2
Even relevant evidence may be excluded on account of certain evidentiary rules. See id. at 42.
3
“[T]o say that the right to introduce relevant evidence is not absolute is not to say that the Due
4
Process Clause places no limits upon restriction of that right”; rather, it means that the defendant
5
has the heavy burden to show that the decision to exclude evidence “‘offends some principle of
6
justice so rooted in the traditions and conscience of our people as to be ranked as fundamental.’”
7
Id. at 42-43 (citation omitted). Even if the exclusion of evidence was a constitutional error, habeas
8
relief is not available unless the erroneous exclusion had a “‘substantial and injurious effect or
9
influence in determining the jury’s verdict.’” Brecht v. Abrahamson, 507 U.S. 619, 638 (1993).
“Only rarely [has the Supreme Court] held that the right to present a complete defense was
11
United States District Court
Northern District of California
10
violated by the exclusion of defense evidence under a state rule of evidence.” Nevada v. Jackson,
12
569 U.S. 505, 509 (2013).6 In Jackson, the Supreme Court identified four cases where it had
13
found such a violation: Holmes v. South Carolina, 547 U.S. 319 (2006); Rock v. Arkansas, 483
14
U.S. 44 (1987); Chambers v. Mississippi, 410 U.S. 284 (1973); and Washington v. Texas, 388 U.S.
15
14 (1967).
In Holmes v. South Carolina, 547 U.S. 319, the Supreme Court held that a criminal
16
17
defendant’s right to present a defense was violated by an evidence rule under which a defendant
18
could not introduce proof of third-party guilt if the prosecution had introduced forensic evidence
19
that, if believed, would strongly support a guilty verdict. The constitutional problem was that the
20
general rule (i.e., allowing a defendant to offer evidence of third-party guilt if the evidence was
21
inconsistent with his own guilt and was not speculative) had been “radically” changed by the
22
South Carolina Supreme Court to be contingent on the strength of the prosecution’s case. Id. at
23
24
25
26
27
28
In Nevada v. Jackson, the Supreme Court reversed the Ninth Circuit’s decision granting habeas
relief for a petitioner who had been barred from presenting extrinsic evidence of the victim’s prior
accusations of sexual assault at petitioner’s trial for rape. The Ninth Circuit was faulted for
viewing the Supreme Court’s cases on the right to present a defense at too high a level of
generality. See 569 U.S. at 512. Although the Supreme Court had held that certain restrictions on
a defendant’s ability to cross-examine a witness violate the Confrontation Clause, the Supreme
Court “has never held that the Confrontation Clause entitles a criminal defendant to introduce
extrinsic evidence for impeachment purposes.” Id. “The Ninth Circuit elided the distinction
between cross-examination and extrinsic evidence by characterizing the cases as recognizing a
broad right to present ‘evidence bearing on [a witness’] credibility.” Id. (alteration in original).
22
6
1
328. As a result of the state court’s radical change in the rule, the rule ceased to rationally serve
2
the end that the general rule was “designed to promote, i.e., to focus the trial on the central issues
3
by excluding evidence that has only a very weak logical connection to the central issues.” Id. at
4
330.
5
In Rock v. Arkansas, 483 U.S. 44, the Supreme Court held that Arkansas’ per se rule
6
excluding all hypnotically enhanced testimony was unconstitutional when used to restrict a
7
defendant’s right to testify. There, the Court explained that “[a] State’s legitimate interest in
8
barring unreliable evidence does not extend to per se exclusions that may be reliable in an
9
individual case. Wholesale inadmissibility of a defendant’s testimony is an arbitrary restriction on
the right to testify in the absence of clear evidence by the State repudiating the validity of all
11
United States District Court
Northern District of California
10
posthypnosis recollections.” Id. at 61.
12
In Chambers v. Mississippi, 410 U.S. 284, the Supreme Court held that the defendant was
13
denied a fair trial when the state’s evidentiary rules prevented him from calling witnesses who
14
would have testified that another witness made trustworthy, inculpatory statements on the night of
15
the crime. It was the combination of the rigid application of the State’s evidence rules and the fact
16
that the proffered evidence bore considerable assurances of trustworthiness and reliability that led
17
to the due process violation in Chambers. See id. at 302-03. The Supreme Court specifically
18
pointed out that its holding did not “signal any diminution in the respect traditionally accorded to
19
the States in the establishment and implementation of their own criminal trial rules and
20
procedures.” Id.
21
The challenged rule in Washington v. Texas, 388 U.S. at 15, provided that principals,
22
accomplices and accessories in the same crime could not be used as witnesses for each other. This
23
rule violated a defendant’s right to compulsory process because “the State arbitrarily denied him
24
the right to put on the stand a witness who was physically and mentally capable of testifying to
25
events that he had personally observed, and whose testimony would have been relevant and
26
material to the defense.” Id. at 23.
27
28
The rules in those cases were sweeping and cut to the heart of the defendant’s ability to
present a legitimate defense. None involved the circumstances presented in Mr. Robertson’s case:
23
the particularized application of a facially valid rule of evidence to limit evidence which had little
2
or no probative value. It is debatable whether the above-mentioned Supreme Court precedents
3
could support a finding of a violation of the constitutional right to present a defense based on a
4
routine application of an otherwise permissible rule. Thus far, “the Supreme Court's cases have
5
focused only on whether an evidentiary rule, by its own terms, violated a defendant's right to
6
present evidence.” Id. at 758. Because “fairminded jurists could disagree” on whether the right-
7
to-present-a-defense cases extend to the routine application of an otherwise permissible rule, such
8
as California Evidence Code section 352, the California Court of Appeal’s rejection of the claim
9
does not support relief under § 2254(d). See Harrington v. Richter, 562 U.S. at 101; see also id. at
10
103 (petitioner must show the state court’s decision “was so lacking in justification that there was
11
United States District Court
Northern District of California
1
an error well understood and comprehended in existing law beyond any possibility for fairminded
12
disagreement”).
13
Mr. Robertson does not identify any Supreme Court holding to the effect that an evidence
14
rule (like California Evidence Code section 352) which allows the exclusion of evidence when its
15
probative value is outweighed by issue confusion or undue time-consumption violates the
16
constitutional rights to present a defense or due process.7 Mr. Robertson also fails to show that the
17
rule allowing exclusion of evidence where the probative value is outweighed by a prejudicial
18
effect -- “offends some ‘fundamental principle of justice’” such that the rule itself violates a
19
criminal defendant’s right to due process. See Montana v. Egelhoff, 518 U.S. at 43. To the
20
contrary, “the Supreme Court has indicated its approval of ‘well-established rules of evidence
21
[that] permit trial judges to exclude evidence if its probative value is outweighed by certain other
22
23
24
25
26
27
28
7
California Evidence Code section 352, like its federal analog, Federal Rule of Evidence 403, is a
rather commonplace kind of evidentiary rule allowing the exclusion of evidence where its
probative value is substantially outweighed by the probability that its admission will necessitate
undue consumption of time, be unduly prejudicial, confuse the issues or mislead the jury. Section
352 itself does not offend due process or the right to present a defense. Cf. Delaware v. Van
Arsdall, 475 U.S. 673, 679 (1986) (“trial judges retain wide latitude insofar as the Confrontation
Clause is concerned to impose reasonable limits on such cross-examination based on concerns
about, among other things, harassment, prejudice, confusion of the issues, the witness’ safety, or
interrogation that is repetitive or only marginally relevant”); Montana v Egelhoff, 518 U.S. at 42
(citing Federal Rule of Evidence 403 as an example of “familiar and unquestionably constitutional
evidentiary rule[s]” that “authorize the exclusion of relevant evidence.”)
24
1
factors such as unfair prejudice, confusion of the issues, or potential to mislead the jury.’” Moses
2
v. Payne, 555 F.3d 742, 757 (9th Cir. 2009) (quoting Holmes v. South Carolina, 547 U.S. 319, 326
3
(2006)).
Even assuming arguendo that the right to present a defense could be violated by the state
4
5
court’s application of a rule that did not itself violate a constitutional right, Mr. Robertson still
6
would not be entitled to relief because the state court’s application of the rule was not
7
unreasonable. The California Court of Appeal reasonably determined that Mr. Robertson had not
8
shown an evidentiary basis for the admission of the evidence because there was no evidence
9
showing that Mr. Robertson was aware of Mr. Minozzi’s prior convictions for possession of a
weapon or his desire to acquire a knife two years before the stabbing and there was no evidence
11
United States District Court
Northern District of California
10
that Mr. Minozzi actually possessed any weapon when Mr. Robertson stabbed him. Thus, the
12
proffered evidence did not actually corroborate Mr. Robertson’s testimony that he was in fear for
13
his life when he stabbed Mr. Minozzi. The state appellate court’s decision to uphold the exclusion
14
of the evidence under California Evidence Code section 352 also was not an unreasonable
15
application of clearly established federal law from the U.S. Supreme Court, given the court’s
16
assessment that the evidence had low probative value and presented a likelihood that its admission
17
would mislead and confuse the jury.
Mr. Robertson is not entitled to habeas relief on his right-to-present-a-defense claim
18
19
because the state appellate court’s rejection of the claim that Mr. Robertson’s right to present a
20
defense was violated by the evidentiary ruling was not contrary to or an unreasonable application
21
of clearly established federal law on the constitutional right to present a defense.
22
C.
23
Due Process Claim – Admission of Evidence
Mr. Robertson next contends that his right to due process was violated by the admission of
24
evidence that he was a pimp, that D.J. was a prostitute, and that he had hit D.J. several times. He
25
contends that the evidence was irrelevant and, even if relevant, the probative value of the evidence
26
was greatly outweighed by the prejudicial impact.
27
1.
Background
28
The trial court denied Mr. Robertson’s request, made pursuant to California Evidence
25
1
Code section 352, to exclude evidence that he was a pimp, that D.J. – who disposed of evidence
2
for him and went to Georgia with him after the stabbing – was a prostitute, and that he had hit her
3
on several occasions. The trial court excluded the evidence from the prosecution’s case-in-chief
4
but ruled that it would be admissible under the following circumstances: (1) the evidence could be
5
admitted as impeachment evidence if Mr. Robertson testified, (2) the evidence could be admitted
6
if Mr. Robertson attacked D.J.’s credibility as a prostitute, or (3) the evidence could be admitted if
7
Mr. Robertson introduced evidence to impugn the victim’s character. RT 255.
8
The California Court of Appeal rejected Mr. Robertson’s claims that the admission of the
evidence violated state law and Mr. Robertson’s federal constitutional right to due process. The
10
state appellate court discussed only the state law claim, and concluded that the admission of the
11
United States District Court
Northern District of California
9
evidence “was a proper exercise of discretion.” Robertson, 2016 WL 3014803, at *11.
12
13
14
15
16
17
18
19
20
21
22
23
24
25
Specifically, defendant testified at length about the victim’s
allegedly threatening behavior towards him, which, he claimed, let
[sic] him to believe it was necessary to stab the victim in self
defense. In addition, defendant offered evidence of the victim’s
own prior bad acts, including the victim’s conviction in New York
for making “terroristic threats” and his verbal altercation with his
girlfriend just an hour before the stabbing that required police
intervention. Under these circumstances, the trial court could have
reasonably found that the evidence of defendant’s prior uncharged
acts (to wit, pimping and domestic violence) was relevant to
impeach his testimony that he innocently followed the victim into
the alleyway in the hopes of resolving whatever problems had arisen
between them, and only resorted to violence when he believed it was
necessary to protect his own life, and that such evidence would not
be unduly prejudicial. (See People v. Karis (1988) 46 Cal.3d 612,
638 [“‘The “prejudice” referred to in Evidence Code section 352
applies to evidence which uniquely tends to evoke an emotional bias
against the defendant as an individual and which has very little
effect on the issues. In applying section 352, “prejudicial” is not
synonymous with “damaging”‘”].) As stated in a well-known legal
treatise: “Past criminal conduct involving moral turpitude that has
some logical bearing on the veracity of a witness in a criminal
proceeding is admissible to impeach the witness, subject to the trial
court’s discretion under [Evidence Code section 352].” (3 Witkin,
Cal. Evid. (5th ed. 2012) Presentation § 326, p. 459, citing People v.
Wheeler (1992) 4 Cal.4th 284, 288, 295.)
26
Robertson, 2016 WL 3014803, at *11. The California Court of Appeal also concluded that any
27
state law error was harmless given the other evidence at trial. Id.
28
As mentioned, the state appellate court did not discuss the federal due process claim that
26
1
had been presented based on the admission of the evidence. Because the California Court of
2
Appeal denied the federal constitutional claim without explanation, this Court “must determine
3
what arguments or theories supported or . . . could have supported, the state court’s decision; and
4
then it must ask whether it is possible fairminded jurists could disagree that those arguments or
5
theories are inconsistent with the holding in a prior decision of [the U.S. Supreme] Court.”
6
Harrington, 562 U.S. at 102.
7
2.
Analysis of Federal Due Process Claim
8
To violate due process, the allegedly wrongful admission of evidence must be “so
extremely unfair that its admission violates ‘fundamental conceptions of justice.’” Dowling v.
10
United States, 493 U.S. 342, 352 (1990) (quoting United States v. Lovasco, 431 U.S. 783, 790
11
United States District Court
Northern District of California
9
(1977)); see, e.g., id. (due process was not violated by admission of evidence to identify
12
perpetrator and link him to another perpetrator even though the evidence also was related to crime
13
of which defendant had been acquitted); Gimenez v. Ochoa, 821 F.3d 1136, 1145 (9th Cir. 2016)
14
(petitioner who showed that a vigorous debate had sprung up as to the validity of the “triad-only”
15
theory of shaken baby syndrome in the years since his murder conviction “failed to show that
16
permitting the prosecution’s experts to testify based on a triad-only theory of [shaken baby
17
syndrome] was ‘so extremely unfair that it[] . . . violate[d] fundamental conceptions of justice.’”)
18
(alterations and omission in original).
19
The United States Supreme Court has never held that the introduction of propensity or
20
other allegedly prejudicial evidence violates due process. See Estelle v. McGuire, 502 U.S. 62,
21
68-70 (1991). Estelle v. McGuire specifically left open the question regarding propensity
22
evidence. See id. at 75 n.5 (“we express no opinion on whether a state law would violate the Due
23
Process Clause if it permitted the use of ‘prior crimes’ evidence to show propensity to commit a
24
charged crime”).
25
In Estelle v. McGuire, the defendant was on trial for murder of his infant daughter after she
26
was brought to a hospital and died from numerous injuries suggestive of recent child abuse. The
27
defendant told police the injuries were accidental. Evidence was admitted at trial that the coroner
28
discovered during the autopsy older, partially healed, injuries that had occurred six or seven weeks
27
1
before the child’s death. Id. at 65. Evidence of the older injuries was introduced to prove
2
“battered child syndrome,” which “exists when a child has sustained repeated and/or serious
3
injuries by nonaccidental means.” Id. at 66. The state appellate court had held that the proof of
4
prior injuries tending to establish battered child syndrome was proper under California law. Id. In
5
federal habeas proceedings, the Ninth Circuit found a due process violation based in part on its
6
determination that the evidence was improperly admitted under state law. Id. at 66-67. The U.S.
7
Supreme Court first held that the Ninth Circuit had erred in inquiring whether the evidence was
8
properly admitted under state law because “‘federal habeas corpus relief does not lie for errors of
9
state law.’” Id. at 67. The Supreme Court then explained:
10
United States District Court
Northern District of California
11
12
13
14
15
16
17
18
19
20
The evidence of battered child syndrome was relevant to show
intent, and nothing in the Due Process Clause of the Fourteenth
Amendment requires the State to refrain from introducing relevant
evidence simply because the defense chooses not to contest the
point. [¶] Concluding, as we do, that the prior injury evidence was
relevant to an issue in the case, we need not explore further the
apparent assumption of the Court of Appeals that it is a violation of
the due process guaranteed by the Fourteenth Amendment for
evidence that is not relevant to be received in a criminal trial. We
hold that McGuire’s due process rights were not violated by the
admission of the evidence. See Spencer v. Texas, 385 U.S. 554,
563–564, 87 S. Ct. 648, 653–654, 17 L.Ed.2d 606 (1967) (“Cases in
this Court have long proceeded on the premise that the Due Process
Clause guarantees the fundamental elements of fairness in a criminal
trial. . . . But it has never been thought that such cases establish this
Court as a rulemaking organ for the promulgation of state rules of
criminal procedure”).
Estelle v. McGuire, 502 U.S. at 70 (omission in original).
The cited case, Spencer v. Texas, 385 U.S. at 563, held that the admission of evidence of
21
prior convictions did not violate due process. The Supreme Court explained in Spencer that,
22
although there may have been other, perhaps better, ways to adjudicate the existence of prior
23
convictions (e.g., a separate trial on the priors after the trial on the current substantive offense
24
resulted in a guilty verdict), Texas’ use of prior crimes evidence in a “one-stage recidivist trial”
25
did not violate due process. Id. at 563-64. “In the face of the legitimate state purpose and the
26
long-standing and widespread use that attend the procedure under attack here, we find it
27
impossible to say that because of the possibility of some collateral prejudice the Texas procedure
28
is rendered unconstitutional under the Due Process Clause as it has been interpreted and applied in
28
1
our past cases.” Id. at 564.
2
Estelle v. McGuire also cited to Lisenba v. California, 314 U.S. 219, 228 (1941), in
3
support of the conclusion that the introduction of the battered child syndrome evidence did not so
4
infuse the trial with unfairness as to deny due process of law. See Estelle v. McGuire, 502 U.S. at
5
75. In Lisenba, the Supreme Court rejected a claim that the admission of inflammatory evidence
6
violated the defendant’s due process rights. The evidence at issue in Lisenba was live rattlesnakes
7
and testimony about them to show they had been used by the defendant to murder his wife. “We
8
do not sit to review state court action on questions of the propriety of the trial judge’s action in the
9
admission of evidence. We cannot hold, as petitioner urges, that the introduction and
identification of the snakes so infused the trial with unfairness as to deny due process of law. The
11
United States District Court
Northern District of California
10
fact that evidence admitted as relevant by a court is shocking to the sensibilities of those in the
12
courtroom cannot, for that reason alone, render its reception a violation of due process.” Lisenba,
13
314 U.S. at 228-29.
14
These three Supreme Court cases declined to hold that the admission of prejudicial or
15
propensity evidence violates the defendant’s due process rights. No Supreme Court cases since
16
Estelle v. McGuire have undermined the holdings in these three cases. In other words, there is no
17
Supreme Court holding that the admission of prejudicial or propensity evidence violates due
18
process.
19
When the U.S. Supreme Court “cases give no clear answer to the question presented, let
20
alone one in [the petitioner’s] favor, ‘it cannot be said that the state court unreasonabl[y] appli[ed]
21
clearly established Federal law.’ Under the explicit terms of § 2254(d)(1), therefore, relief is
22
unauthorized.” Wright v. Van Patten, 552 U.S. 120, 126 (2008) (alterations in original) (citation
23
omitted) (quoting Carey v. Musladin, 549 U.S. 70, 77 (2006), and 28 U.S.C. § 2254(d)(1)).
24
Indeed, the Ninth Circuit has recognized that the United States Supreme Court has never
25
held that the introduction of propensity or other allegedly prejudicial evidence violates due
26
process. In Foy v. Gipson, 609 F. App’x 903 (9th Cir. 2015), the court, in an unpublished
27
memorandum, denied habeas relief on claim that admission of propensity evidence (i.e., that
28
defendant assaulted another woman after he assaulted victim in this case) violated defendant’s
29
1
right to due process, because Estelle v. McGuire’s reservation of the question as to whether
2
propensity evidence violates due process “forecloses the conclusion that the state court’s decision
3
was contrary to, or an unreasonable application of, clearly established federal law. See Holley v.
4
Yarborough, 568 F.3d 1091, 1101 (9th Cir. 2009) (denying habeas relief upon finding that trial
5
court’s admission of irrelevant pornographic materials was “fundamentally unfair” under Ninth
6
Circuit precedent but not contrary to, or an unreasonable application of, clearly established Federal
7
law under § 2254(d)); Alberni v. McDaniel, 458 F.3d 860, 865 (9th Cir. 2006) (denying habeas
8
relief on claim that due process was violated by admission of evidence of defendant’s past violent
9
actions and explosive temper to show propensity due to Estelle v. McGuire’s reservation of the
10
United States District Court
Northern District of California
11
question whether propensity evidence violates due process).
“[E]valuating whether a rule application was unreasonable requires considering the rule’s
12
specificity. The more general the rule, the more leeway courts have in reaching outcomes in case-
13
by-case determinations.” Yarborough v. Alvarado, 541 U.S. 652, 664 (2004). Bearing in mind
14
the extremely general nature of the Supreme Court’s articulation of a principle of “fundamental
15
fairness” – i.e., evidence that “is so extremely unfair that its admission violates ‘fundamental
16
conceptions of justice’” may violate due process, Dowling, 493 U.S. at 352 – the California Court
17
of Appeal’s rejection of Mr. Robertson’s due process claim was not contrary to, or an
18
unreasonable application of, clearly established federal law as set forth by the Supreme Court. See
19
generally Holley, 568 F.3d at 1101 (denying writ because, although Supreme Court “has been
20
clear that a writ should be issued when constitutional errors have rendered the trial fundamentally
21
unfair, it has not yet made a clear ruling that admission of irrelevant or overtly prejudicial
22
evidence constitutes a due process violation sufficient to warrant issuance of the writ”) (citation
23
omitted)).
24
In this circuit, the admission of prejudicial evidence may make a trial fundamentally unfair
25
and violate due process “[o]nly if there are no permissible inferences the jury may draw from the
26
evidence.” Jammal v. Van de Kamp, 926 F.2d 918, 920 (9th Cir. 1991) (emphasis in original).
27
“Evidence introduced by the prosecution will often raise more than one inference, some
28
permissible, some not; we must rely on the jury to sort them out in light of the court’s instructions.
30
1
Only if there are no permissible inferences the jury may draw from the evidence can its admission
2
violate due process. Even then, the evidence must ‘be of such quality as necessarily prevents a
3
fair trial.’ Only under such circumstances can it be inferred that the jury must have used the
4
evidence for an improper purpose.” Jammal, 926 F.2d at 920 (citation and footnote omitted).8
Here, the evidence that Mr. Robertson was a pimp, D.J. was his prostitute, and he engaged
5
6
in domestic violence against her was relevant to impeach Mr. Robertson’s credibility. Under
7
California law, a witness’ past criminal conduct involving moral turpitude has a logical bearing on
8
the veracity of the witness and thus may be admitted to impeach that witness. See People v.
9
Wheeler, 4 Cal. 4th 284, 295 (Cal. 1992); see also People v. Castro, 38 Cal. 3d 301, 315 (Cal.
1985) (“it is undeniable that a witness’ moral depravity of any kind has some ‘tendency in reason’
11
United States District Court
Northern District of California
10
(Evid. Code § 210) to shake one’s confidence in his honesty”). Both pimping and domestic
12
violence are crimes of moral turpitude. See People v. Jaimez, 184 Cal. App. 3d 146, 150 (Cal. Ct.
13
App. 1986) (pimping); People v. Rodriguez, 5 Cal. App. 4th 1398, 1402 (Cal. Ct. App. 1992)
14
(domestic violence). Thus, from the evidence that Mr. Robertson engaged in crimes of moral
15
turpitude (i.e., pimping and engaging in acts of domestic violence against D.J.), the jury could
16
17
18
19
20
21
22
23
24
25
26
27
28
In Jammal, the police found a gun, $47,000 and drugs in the trunk of Jammal’s stolen car when
they arrested Willis, who had stolen Jammal’s car; 18 months later, the police found $135,000 (but
no drugs) in the trunk of Jammal’s car when they arrested Jammal. At trial, Willis said he had no
idea the drugs and money were in the trunk of Jammal’s stolen car until police opened it. The
prosecution urged the jury to infer that both the drugs and the $47,000 found in the trunk of
Jammal’s car when Willis was arrested belonged to Jammal since Jammal later was arrested also
with a large stash of cash in his trunk. Jammal unsuccessfully objected that this evidence
effectively branded him a drug dealer and was therefore inadmissible character evidence. The
Ninth Circuit explained that state law evidence rules were beside the point in a federal habeas
proceeding and any problem in the jury inferring that Jammal had put the $47,000 and drugs in the
car earlier (even if impermissible under state law) was not a constitutional problem because the
inference that Jammal had put both the $47,000 and drugs in the trunk on an earlier occasion was a
“rational inference” the jury could draw from the evidence that he was caught with $135,000 in his
trunk. Jammal, 926 F.2d at 920.
8
Jammal is one of the few cases that provides any guidance as to what might amount to the
introduction of evidence that might amount to fundamental unfairness. The Ninth Circuit
continues to use the Jammal “permissible inference” test in habeas cases governed by AEDPA.
See, e.g., Noel v. Lewis, 605 F. App’x 606, 608 (9th Cir. 2015) (admission of gang evidence did
not violate due process); Lundin v. Kernan, 583 F. App’x 686, 687 (9th Cir. 2014) (citing Jammal
and concluding that admission of graffiti evidence did not violate due process because there were
permissible inferences to be drawn); Gonzalez v. Knowles, 515 F.3d 1006, 1011 (9th Cir. 2008)
(citing Jammal and concluding that evidence of prior bad acts did not violate due process).
31
1
infer that he was not truthful in his testimony, including his testimony that he stabbed Mr. Minozzi
2
because he thought Mr. Minozzi was reaching for a weapon.
In sum, the challenged evidence allowed an inference that Mr. Robertson was not a
3
4
credible witness. Because the inference was permissible, the state appellate court did not
5
unreasonably apply Supreme Court precedent in holding that the admission of the evidence did not
6
violate due process. Mr. Robertson is not entitled the writ on this claim.
7
D.
8
9
Prosecutorial Misconduct Claim
Mr. Robertson next contends that the prosecutor engaged in misconduct with three specific
comments he made during closing argument. First, Mr. Robertson contends that the prosecutor
misstated the law when he argued that the presumption of innocence ended before the trial ended.
11
United States District Court
Northern District of California
10
Second, Mr. Robertson contends that the prosecutor misstated the law when he stated that
12
destruction of evidence was direct, rather than circumstantial, proof of guilt. Finally, Mr.
13
Robertson contends that the prosecutor misstated the facts when he said that Mr. Robertson beat
14
D.J. when she failed to earn enough as a prostitute when there was no evidence that her
15
prostitution deficiency was the reason Mr. Robertson admittedly hit her. The alleged
16
misstatements will be examined separately.
17
18
19
20
21
22
23
24
25
26
27
28
1.
Comment Regarding Presumption of Innocence
a.
Background
In his closing argument, the prosecutor discussed the evidence at length and then stated:
So that’s the evidence. That gives you the ability to determine the
facts in this case. And that’s coming from the prosecution. That’s
coming from the prosecution. I did talk about Mr. Robertson but
those are prosecution’s witnesses because the prosecution has the
burden of proof. The defense doesn’t have any obligation at all.
So it wasn’t until that evidence is all presented to you that you
actually have evidence upon which to determine the facts that a
crime was committed. . . .
And until you have evidence, Mr. Robertson was presumed
innocent. He was presumed innocent until you have evidence to the
contrary.
Well, now you have evidence to the contrary. And there’s no selfdefense. This guy’s pursuing him and killing him.
32
1
2
3
4
RT 893 (emphasis added).
Mr. Robertson contends that the italicized portion of this statement was prosecutorial
misconduct because it misstated the operation of the presumption of innocence.
The California Court of Appeal rejected Mr. Robertson’s state law and federal due process
5
claims of prosecutorial misconduct. The state appellate court initially set out the legal standards:
6
The law governing defendant’s prosecutorial misconduct claims is
not in dispute. “A prosecutor’s conduct violates the Fourteenth
Amendment to the federal Constitution when it infects the trial with
such unfairness as to make the conviction a denial of due process.
Conduct by a prosecutor that does not render a criminal trial
fundamentally unfair is prosecutorial misconduct under state law
only if it involves the use of deceptive or reprehensible methods to
attempt to persuade either the trial court or the jury.” (People v.
Morales (2001) 25 Cal.4th 34, 44 (Morales). See also People v.
Samayoa (1997) 15 Cal.4th 795, 841 [federal Constitution violated
where prosecutorial misconduct is “so egregious that it infects the
trial with such unfairness as to make the conviction a denial of due
process”].) Under these standards, “‘“‘a prosecutor is given wide
latitude during argument. The argument may be vigorous as long as
it amounts to fair comment on the evidence, which can include
reasonable inferences, or deductions to be drawn therefrom.
[Citations.]’ ... ‘A prosecutor may “vigorously argue his case and is
not limited to ‘Chesterfieldian politeness’” [citation], and he may
“use appropriate epithets....”‘” [Citation.]’ [Citation.]” (People v.
Hill (1998) 17 Cal.4th 800, 819, disapproved on another ground in
Price v. Superior Court (2001) 25 Cal.4th 1046, 1069, fn. 13.)
When the alleged prosecutorial misconduct stems from the
prosecutor’s remarks or comments made before the jury, “the
question is whether there is a reasonable likelihood that the jury
construed or applied any of the complained-of remarks in an
objectionable fashion.” (Morales, supra, 25 Cal.4th at p. 44.)
7
8
9
10
United States District Court
Northern District of California
11
12
13
14
15
16
17
18
19
20
21
Robertson, 2016 WL 3014803, at *12.
The California Court of Appeal agreed that “the presumption of innocence is a core
22
component of our criminal justice” that continued through trial, “during the deliberations of the
23
jury and until they reach a verdict,” but disagreed that the prosecutor’s comment had undermined
24
the presumption. Id.
25
26
27
28
Rather, the prosecutor’s argument that, in effect, the “presumption
of innocence” had ended because “you have evidence to the
contrary” was made in the course of the prosecutor’s broader
argument that the evidence, considered as a whole, sufficed to prove
defendant’s guilt beyond a reasonable doubt. The prosecutor also
made clear, to be sure, that “everything that I say, as we’ve heard a
million times, is not evidence. It’s what the witnesses and
33
documents and videos show that is the evidence.” He also reminded
that each juror had a duty to apply the law as provided by the trial
court. Thus, the prosecutor’s comments, viewed as a whole, did not
misstate the law. Rather, they reflected the prosecution’s views as
to what the evidence established. . . . [¶] Moreover, consistent with
the prosecutor’s overall argument, the trial court clearly instructed
the jury that defendant, like all criminal defendants, must be
presumed innocent unless or until the prosecution proves him guilty
beyond a reasonable doubt, and that nothing the attorneys say is
evidence. We, as always, presume the jury followed these
instructions.
1
2
3
4
5
6
7
8
9
Id.
As the last reasoned decision from a state court, the California Court of Appeal’s decision
is the decision to which § 2254(d) is applied. See Ylst, 501 U.S. at 803-04; Barker, 423 F.3d at
1091-92. Mr. Robertson is entitled to habeas relief only if the California Court of Appeal’s
11
United States District Court
Northern District of California
10
decision was contrary to, or an unreasonable application of, clearly established federal law from
12
the U.S. Supreme Court, or was based on an unreasonable determination of the facts in light of the
13
evidence presented.
14
15
b.
Analysis of Federal Constitutional Claim
The appropriate standard of review for a prosecutorial-misconduct claim in a federal
16
habeas corpus action is the narrow one of due process and not the broad exercise of supervisory
17
power. Darden v. Wainwright, 477 U.S. 168, 181 (1986) (“it ‘is not enough that the prosecutors’
18
remarks were undesirable or even universally condemned’”); Smith v. Phillips, 455 U.S. 209, 219
19
(1982) (“the touchstone of due process analysis in cases of alleged prosecutorial misconduct is the
20
fairness of the trial, not the culpability of the prosecutor”). The inquiry is whether the
21
“prosecutors’ comments ‘so infected the trial with unfairness as to make the resulting conviction a
22
denial of due process.’” Darden, 477 U.S. at 181 (quoting Donnelly v. DeChristoforo, 416 U.S.
23
637, 643 (1974)). The “Darden standard is a very general one, leaving courts ‘more leeway . . . in
24
reaching outcomes in case-by-case determinations.’” Parker v. Matthews, 567 U.S. 37, 48 (2012)
25
(omission in original) (quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)).
26
27
28
i.
The Legal Standard Was Not Misstated
At first glance, one might question whether the California Court of Appeal correctly
articulated the federal standard of review, given that the court took into account the prosecutor’s
34
1
mindset. For example, the California Court of Appeal identified a test as whether the prosecutor
2
used “deceptive or reprehensible methods to attempt to persuade” and found a misstatement about
3
direct and circumstantial evidence to be made “in good faith.” Robertson, 2016 WL 3014803, at
4
*12-13.
5
Focusing on the blameworthiness of the prosecutor would, of course, be inconsistent with
6
Supreme Court cases that have made clear that “the touchstone of due process analysis in cases of
7
alleged prosecutorial misconduct is the fairness of the trial, not the culpability of the prosecutor.”
8
Smith, 455 U.S. at 219. In other words, in the federal due process analysis, a court does not
9
concern itself with whether a prosecutor’s misstep was innocent or malicious and instead looks at
how that misstep affected the trial. See, e.g., id. at 219 & n.10 (due process analysis focuses on
11
United States District Court
Northern District of California
10
the effect on the trial rather than the prosecutor’s motives even in cases involving knowing use of
12
perjured testimony and suppression of evidence).
13
This Court concludes that the California Court of Appeal did not articulate an incorrect
14
legal standard. Rather, the California Court of Appeal described the federal standard and then
15
described the state standard, but did not conflate the two standards. The state appellate court
16
wrote: “‘A prosecutor’s conduct violates the Fourteenth Amendment to the federal Constitution
17
when it infects the trial with such unfairness as to make the conviction a denial of due process.
18
Conduct by a prosecutor that does not render a criminal trial fundamentally unfair is prosecutorial
19
misconduct under state law only if it involves the use of deceptive or reprehensible methods to
20
attempt to persuade either the trial court or the jury.’” Robertson, 2016 WL 3014803, at *12
21
(emphasis added). That second quoted sentence shows the California Court of Appeal contrasting
22
the federal standard with the state standard: conduct that does not meet the federal standard – i.e.,
23
because it “does not render a criminal trial fundamentally unfair” – meets the state-law standard
24
for prosecutorial misconduct only if it involves the “use of deceptive or reprehensible methods.”
25
This Court thus concludes that the California Court of Appeal did not misunderstand the legal
26
standard for the federal constitutional claim presented to it.
27
28
ii.
Ford v. Peery
The Ninth Circuit recently considered a comment that was very similar to the one made in
35
1
Mr. Robertson’s case and concluded that there was prosecutorial misconduct that warranted
2
federal habeas relief. See Ford v. Peery, 976 F.3d 1032, 1035 (9th Cir. 2020). In Ford, at the end
3
of his rebuttal argument, the prosecutor urged: “‘This idea of this presumption of innocence is
4
over. Mr. Ford had a fair trial. We were here for three weeks where . . . he gets to cross-examine
5
witnesses; also an opportunity to present evidence information through his lawyer. He had a fair
6
trial. This system is not perfect, but he had a fair opportunity and a fair trial. He’s not presumed
7
innocent anymore.’” Id. The defense attorney in Ford objected that the prosecutor had misstated
8
the law; the court overruled the objection; and the prosecutor resumed, “‘And so we’re past that
9
point.’” Id.
On direct appeal in Ford’s case, the California Court of Appeal had declined to reach the
10
United States District Court
Northern District of California
11
question whether the prosecutor had misstated the law (because California courts were split on
12
whether it actually was an incorrect statement of the law to say that the presumption was over
13
once sufficient evidence of guilt had been presented) and held that any error was harmless. See id.
14
at 1040-41. The Ninth Circuit reviewed the claim de novo after concluding that there was no
15
state-court decision to which the federal court could defer as to whether there was a misstatement
16
of federal law and whether such a misstatement violated due process under Darden. Id. at 1041-
17
42.
18
The Ninth Circuit determined that the prosecutor’s statements in Ford that the
19
“presumption of innocence is over,” and defendant “is not presumed innocent anymore” misstated
20
federal law. Id. at 1042. Relying on earlier Ninth Circuit cases, the Ford court stated that
21
misconduct, such as a misstatement of law, “rises to the level of Darden error only if there is a
22
reasonable probability that it rendered the trial fundamentally unfair.” Id. at 1042 (citing Deck v.
23
Jenkins, 814 F.3d 954, 958 (9th Cir. 2016)). The Ford court also identified the following factors
24
considered by the Supreme Court in Darden to determine whether improper prosecutorial
25
statements rise to the level of a due process violation:
26
27
28
The Darden factors—i.e., the weight of the evidence, the
prominence of the comment in the context of the entire trial,
whether the prosecution misstated the evidence, whether the judge
instructed the jury to disregard the comment, whether the comment
was invited by defense counsel in its summation and whether
36
1
2
3
4
defense counsel had an adequate opportunity to rebut the
comment—require courts to place improper argument in the context
of the entire trial to evaluate whether its damaging effect was
mitigated or aggravated.
Id. at 1042 (quoting Hein v. Sullivan, 601 F.3d 897, 914 (9th Cir. 2010)).
The Ford court then applied these factors to reach its conclusion that there was Darden
error. The weight of the evidence against Ford “was not great” and instead “was circumstantial,
6
incomplete, and in conflict.” Id. at 1043. No witness had seen the shooting of the victim as he sat
7
in his car, the witnesses who had seen men on the street before the shooting did not identify Ford,
8
and the physical evidence did not match the prosecution’s theory of how the shooting unfolded.
9
Id. Moreover, the jury “clearly had trouble with the evidence,” announcing a deadlock after four
10
days of deliberation and eventually returning verdicts that were internally inconsistent. Id. The
11
United States District Court
Northern District of California
5
prosecutor’s misstatement “could hardly have been” more prominent, as his misstatement of the
12
law was made three times at the end of his rebuttal so that it was the last thing the jury heard from
13
the attorneys before beginning deliberations later that day. Id. There also was not only no
14
curative instruction, but the trial judge overruled the objection to the misstatement, thereby telling
15
“the jury, in effect, that the presumption of innocence was ‘over’ before they retired to begin
16
deliberations.” Id. The written jury instructions “did not tell the jury when the presumption
17
applied and when it was ‘over.’” Id. Lastly, defense counsel did not invite the misstatement and
18
did not have an adequate opportunity to rebut it because the misstatement was made at the close of
19
rebuttal. Id. at 1043-44. Based on all these factors, the Ninth Circuit held that there was a due
20
process violation because “there was a reasonable probability of a different outcome in this thin,
21
circumstantial case had the prosecutor not misstated the law.” Id. at 1044. The court then
22
determined that there was no need for a separate prejudice analysis because “prejudice is
23
incorporated into the analysis of the due process violation itself” under the standard as the Ninth
24
Circuit had defined it, i.e., there is a due process violation under Darden when there was a
25
‘reasonable probability of a different result’ absent the prosecutor’s misconduct.’” Ford, 976 F.3d
26
at 1044 (quoting Hein, 601 F.3d at 914-15).
27
28
In a sharp dissent, Judge Nelson opined that the prosecutor’s statement, viewed in context,
“merely emphasized the government had carried its burden of proving Ford’s guilt beyond a
37
1
reasonable doubt” and the majority had ignored Supreme Court precedents regarding the
2
evaluation of a prosecutor’s comments. Id. at 1045-51 (Nelson, J., dissenting). The Ford dissent
3
also faulted the majority for “misapply[ying] AEDPA deference” by using the wrong standard of
4
review for the state appellate court’s harmless error analysis. Id. at 1051, 1052.
5
iii.
Analysis
6
The analysis of Mr. Robertson’s habeas claim is governed by Darden, “which explained
7
that a prosecutor’s improper comments will be held to violate the Constitution only if they “‘so
8
infected the trial with unfairness as to make the resulting conviction a denial of due process.’””
9
Parker v. Matthews, 567 U.S. at 45 (quoting Darden, 477 U.S. at 181). The “Darden standard is a
very general one, leaving courts ‘more leeway . . . in reaching outcomes in case-by-case
11
United States District Court
Northern District of California
10
determinations.’” Id. at 48. Bearing in mind the very general nature of the Darden standard, this
12
Court concludes that the California Court of Appeal’s rejection of the prosecutorial misconduct
13
claim based on the prosecutor’s statement -- that Mr. Robertson was “presumed innocent until you
14
have evidence to the contrary,” and now the jury had “evidence to the contrary” -- was not
15
contrary to or an unreasonable application of that standard. Although it is a bedrock due process
16
principle that a defendant is presumed innocent until found guilty by the jury, the Supreme Court
17
has never held that it violates due process for a prosecutor to state that the presumption of
18
innocence is over before jury deliberations begin.
19
Even assuming that the prosecutor misstated how the presumption of innocence worked by
20
declaring it finished before deliberations began, it was reasonable for the California Court of
21
Appeal to determine that the comment did not amount to a due process violation when considered
22
in the context of the entire trial. The comment was part of a broader argument by the prosecutor
23
that the evidence, considered as a whole, proved guilt beyond a reasonable doubt. See RT 870-
24
893 (reviewing evidence that showed guilt and summarizing that prosecution had proven that the
25
crime was committed). The prosecutor reminded the jury that his statements were not evidence
26
(RT 868, 891-92, 901, 958, 961); repeatedly mentioned that he had the burden to prove guilt
27
beyond a reasonable doubt (RT 869, 893, 898, 904); and at least twice told the jurors that they had
28
to apply the law as instructed by the court (RT 869, 958). The jury instructions clearly informed
38
1
the jury that the defendant was presumed innocent unless and until the prosecution proved him
2
guilty. CT 398 (“A defendant in a criminal case is presumed to be innocent. This presumption
3
requires the People prove a defendant guilty beyond a reasonable doubt. Whenever I tell you the
4
People must prove something, I mean they must prove it beyond a reasonable doubt.”) The jury
5
instructions also instructed that nothing the attorneys said was evidence. CT 395 (“You must
6
follow the law as I explain it to you, even if you disagree with it. If you believe that the attorneys’
7
comments on the law conflict with my instructions, you must follow my instructions.”)
8
9
The California Court of Appeal did not go through the several Darden factors identified in
Ford and Hein, but that cannot be the basis for federal habeas relief because that multi-factorial
approach is a creature of circuit law rather than of the Darden case itself. See Moses v. Payne, 555
11
United States District Court
Northern District of California
10
F.3d 742, 760 (9th Cir. 2009) (holding that, where balancing test for excluding evidence is
12
creation of Ninth Circuit law and Supreme Court has not directly considered whether trial court’s
13
exercise of discretion to exclude evidence violated defendants’ constitutional right to present
14
evidence, state court’s failure to use Ninth Circuit’s balancing test is not contrary to or an
15
unreasonable application of clearly established Supreme Court precedent). But even applying
16
those factors on the assumption that the factors identified in Ford and Hein properly guide a
17
federal habeas court’s consideration of a prosecutorial-misconduct claim, this Court concludes that
18
it was not an unreasonable application of Darden for the California Court of Appeal to reject the
19
due process claim.
20
First, the evidence against Mr. Robertson was very strong. He testified that he had stabbed
21
Mr. Minozzi but said he did so because he thought Mr. Minozzi was going to draw a weapon. The
22
video evidence strongly undermined Mr. Robertson’s description of the circumstances
23
surrounding the stabbing. According to the California Court of Appeal (and undisputed by Mr.
24
Robertson), the video evidence showed that Mr. Robertson had a confrontation with Mr. Minozzi
25
in a store, then followed him for 50 feet into an alley, and then stabbed him after Mr. Minozzi
26
“suddenly turn[ed] and jump[ed] as if pulling up his pants.” Robertson, 2016 WL 3014803, at *2.
27
The video evidence did not show Mr. Minozzi holding any weapon, Mr. Robertson admitted that
28
he never saw Mr. Minozzi with a weapon, and the police did not find a weapon when they tended
39
to Mr. Minozzi at the scene. The stab wound was very deep: entering in the abdomen and
2
reaching a vertebra. There also was circumstantial evidence of guilt in that Mr. Robertson had
3
directed the destruction of evidence (by instructing D.J. to dispose of the knife and the jacket he
4
wore during the stabbing) and had fled town within a few days under an assumed name. The
5
murder case was strong and Mr. Robertson’s unreasonable self-defense defense was weak. Unlike
6
the situation described in Ford, the case against Mr. Robertson was not a “thin, circumstantial
7
case.” 967 F.3d at 1044; cf. United States v. Young, 470 U.S. 1, 19–20 (1985) (“any lingering
8
doubt” that the prosecutor vouching for witnesses’ credibility and expressing his personal opinion
9
in defendant’s guilt made the trial fundamentally unfair was removed by the overwhelming
10
evidence of defendant’s guilt). Also, the jury did not appear to struggle with this case and
11
United States District Court
Northern District of California
1
returned a verdict within less than a day (CT 438, 440), which was in stark contrast to the 4-day
12
deliberations, a temporary deadlock and a split verdict in Ford.
13
Second, the prosecutor’s statement did not amount to a misstatement of the evidence and
14
was not prominent, either as part of his argument or part of overall trial. The statement was made
15
in the prosecutor’s initial closing argument, rather than (as in Ford) at the end of the rebuttal
16
argument. The statement was but a very small part of the prosecutor’s argument, comprising 2-3
17
sentences of an argument that took 27 pages of the reporter’s transcript (and later was followed by
18
a rebuttal argument that took 6 pages of the reporter’s transcript). See RT 867-894; 958-964.
19
Third, although the judge did not instruct the jury to disregard the comment, it is important
20
to note that the defense had not objected or asked for a curative instruction. The absence of a
21
curative instruction certainly did not amplify the problem. This distinguishes Mr. Robertson’s
22
case from Ford, where the trial court’s comments after an objection was made essentially
23
confirmed that the presumption of innocence was over before deliberations began. See Ford, 976
24
at 1043.
25
Fourth, the defense had an opportunity to respond to statement. The comment was made in
26
the prosecutor’s initial summation and therefore the defense had the opportunity to comment on it
27
during the defense closing argument. Again, this distinguishes Mr. Robertson’s case from the
28
Ford case, where the comment occurred at the very end of the prosecutor’s rebuttal argument, and
40
1
left the defense no opportunity to comment on it. See 967 F.3d at 1043-44.
Finally, as mentioned earlier, the comment was part of a broader argument by the
2
3
prosecutor that the evidence, considered as a whole, proved guilt beyond a reasonable doubt. And
4
the jury was properly instructed on the presumption of innocence, as mentioned earlier.
When the prosecutor’s statement that the presumption of innocence had ended is viewed in
5
6
light of all these circumstances, the California Court of Appeal’s rejection of the claim was not
7
contrary to or an unreasonable application of Darden, which requires the reviewing court to
8
determine whether the prosecutor’s comment so infected the trial with unfairness as to make the
9
resulting conviction a denial of due process. This prosecutorial misconduct claim fails.
2.
11
United States District Court
Northern District of California
10
The next alleged instance of prosecutorial misconduct concerned a statement about the
12
evidence that Mr. Robertson had instructed D.J. to dispose of evidence, namely, the knife Mr.
13
Robertson used to stab Mr. Minozzi and a jacket with a distinctive insignia that Mr. Robertson
14
wore during the stabbing. The prosecutor argued:
15
If [defendant] asks somebody to get rid of evidence. If he tried
himself to get rid of evidence, this is proof of a consciousness of
guilt, knowing that he’s guilty. [¶] It’s not circumstantial evidence;
it’s direct evidence. He lied. He tried to get rid of the evidence. And
[D.J.] brought it to the police; told the police where it was.
16
17
18
RT 963 (emphasis added).
Mr. Robertson contends that the prosecutor misstated the law because destruction of
19
20
Comment That Destruction of Evidence Was Direct Evidence of Guilt
evidence would be circumstantial, rather than direct, evidence of guilt.
The California Court of Appeal rejected Mr. Robertson’s claim that the prosecutor engaged
21
22
in misconduct by telling jurors that his efforts to dispose of the knife and jacket were “direct”
23
evidence of his guilt. That court discussed the claim under the state law standard for prosecutorial
24
misconduct and determined that there was no basis for assuming that the prosecutor acted in other
25
than good faith when he misspoke with respect to the concepts of direct and circumstantial
26
evidence.9 That court also noted that the prosecutor had warned the jury that his comments were
27
28
9
That the state appellate court only discussed the state law issue is evident from its conclusion that
there was “no basis for assuming that the prosecutor acted other than in good faith when he
41
1
not evidence and that the judge instructed on the law. The jury instructions included multiple
2
instructions on direct and circumstantial evidence, including an instruction that both are acceptable
3
and of equal weight.
Because the California Court of Appeal denied the federal constitutional claim without
4
5
explanation, this Court “must determine what arguments or theories supported or . . . could have
6
supported, the state court’s decision; and then it must ask whether it is possible fairminded jurists
7
could disagree that those arguments or theories are inconsistent with the holding in a prior
8
decision of [the U.S. Supreme] Court.” Harrington, 562 U.S. at 102.
The California Court of Appeal reasonably could have determined that the misstatement
9
that the destruction of evidence was direct, rather than circumstantial, evidence of guilt did not
11
United States District Court
Northern District of California
10
render the trial fundamentally unfair so as to warrant relief under Darden. The state appellate
12
court reasonably could have determined that the comment, in the context of all the prosecutor’s
13
comments and the court’s instructions, did not render the trial fundamentally unfair. The
14
prosecutor’s misstatement was on a minor point – whether particular evidence was direct or
15
circumstantial – and the jury instructions adequately covered the point with the correct law. There
16
was no misstatement about the evidence, as there was testimony that, shortly after the stabbing,
17
Mr. Robertson had directed D.J. to dispose of the knife and the jacket he had worn during the
18
stabbing. And the meaning of the evidence, especially trying to dispose of the murder weapon
19
right after the killing, was fairly unmistakable as an effort to avoid being caught for the crime –
20
reflecting an awareness of guilt.
21
The prosecutor had pointed out that his argument did not constitute evidence and that the
22
jurors had to apply the law as set out in the jury instructions given by the court. RT 868-69. The
23
jury was instructed on the definition of direct and circumstantial evidence.10 And the jury was
24
25
26
27
28
misspoke with respect to the concepts of direct and circumstantial evidence.” Robertson, 2016
WL 3014803, at *13. As explained in Section D.2.ii, above, the prosecutor’s motive is part of the
state law analysis but not the federal due process analysis.
The jury instructions defined direct and circumstantial evidence, and told the jury that “[b]oth
direct and circumstantial evidence are acceptable types of evidence to prove or disprove the
elements of a charge, including intent and mental state and acts necessary to a conviction, and
neither is necessarily more reliable than the other. Neither is entitled to any greater weight than the
42
10
1
given an instruction on evidence of consciousness of guilt that informed the jury that such
2
evidence alone could not prove guilt.11 Mr. Robertson does not challenge the correctness of the
3
instructions. Following the instructions given, the jury would have been aware that both direct
4
and circumstantial evidence are acceptable types of evidence, and that a defendant’s efforts to hide
5
evidence “may show the defendant was aware of his guilt” but was not alone enough evidence for
6
the jury to find him guilty. The court also instructed that the jurors “must follow the law as I
7
explain it to you, even if you disagree with it. If you believe that the attorneys’ comments on the
8
law conflict with my instructions, you must follow my instructions.” CT 395 (CALCRIM 200).
9
Mr. Robertson has provided no reason to depart from the normal presumption that jurors follow
10
the court’s instructions. See Francis v. Franklin, 471 U.S. 307, 324 n.9 (1985).
Given the clear evidence of Mr. Robertson’s effort to hide the knife and jacket, the video
United States District Court
Northern District of California
11
12
that showed the circumstances of Mr. Robertson stabbing the victim, and the jury instructions
13
explaining direct and circumstantial evidence as well as evidence of consciousness of guilt, the
14
California Court of Appeal reasonably could have determined that the prosecution’s misstatement
15
that getting rid of evidence was direct, rather than circumstantial, evidence of guilt had no impact
16
on the jury’s assessment of the evidence and did not render the trial fundamentally unfair. This
17
prosecutorial misconduct claim fails.
18
3.
Comment About the Reason for Mr. Robertson Hitting D.J.
19
The final alleged instance of prosecutorial misconduct concerned a statement about the
20
reason for Mr. Robertson hitting D.J. The prosecutor argued: “[Defendant] is a guy who is taking
21
the money from an 18–year–old prostitute and beating her up when she doesn’t bring home
22
23
24
25
26
27
28
other. You must decide whether a fact in issue has been proved based on all the evidence.” CT
400 (CALCRIM 223); see also CT 401 (CALCRIM 224).
The jury was instructed: “If the defendant tried to hide evidence, that conduct may show that he
was aware of his guilt. If you conclude that the defendant made such an attempt, it is up to you to
decide its meaning and importance. However, evidence of such an attempt cannot prove guilt by
itself. [¶] If someone other than the defendant tried to conceal or destroy evidence, that conduct
may show the defendant was aware of his guilt, but only if the defendant was present and knew
about that conduct, or, if not present, authorized the other person’s actions. It is up to you to
decide the meaning and importance of this evidence. However, evidence of such conduct cannot
prove guilt by itself.” CT 219 (CALCRIM 371, as modified).
43
11
1
enough dough.” RT 886 (emphasis added). Mr. Robertson argues that the italicized phrase
2
misstated the evidence because the testimony did not connect his beating of D.J. to any
3
deficiencies in her earnings as a prostitute.
The California Court of Appeal rejected the claim that there was prosecutorial misconduct
4
5
when the prosecutor argued that Mr. Robertson had hit D.J. for not earning enough money as a
6
prostitute. The court discussed the claim under the state law standard for prosecutorial misconduct
7
and determined that there was no basis for assuming that the prosecutor acted in other than good
8
faith when he misstated the facts. The California Court of Appeal explained that the misstatement
9
of the facts appeared to be a genuine error in recollection by the prosecutor that was shared by the
10
trial court. Robertson, 2016 WL 3014803, at *13.
Because the California Court of Appeal denied this part of the federal constitutional claim
United States District Court
Northern District of California
11
12
without explanation, this Court “must determine what arguments or theories supported or . . .
13
could have supported, the state court’s decision; and then it must ask whether it is possible
14
fairminded jurists could disagree that those arguments or theories are inconsistent with the holding
15
in a prior decision of [the U.S. Supreme] Court.” Harrington, 562 U.S. at 102.
The California Court of Appeal reasonably could have determined that this misstatement
16
17
of the evidence did not make the trial fundamentally unfair. As the state appellate court noted, the
18
prosecutor’s misrecollection of the evidence was shared by the trial court. Outside the presence of
19
the jury, defense counsel objected to the statement as contrary to the evidence; the prosecutor
20
responded that he recalled the evidence being that Mr. Robertson had admitted hitting D.J. when
21
she did not make enough money. RT 896. The trial court had the same recollection of the
22
evidence. RT 896. In fact, the trial evidence consisted of Mr. Robertson responding “No” when
23
asked whether he beat D.J. if she did not make enough money. RT 695.12 The court of appeals
24
25
26
27
28
12
Mr. Robertson, who was at least 20 years older than D.J., testified that D.J. gave him all the
money D.J. made, that D.J. had 4-5 partners per day, that Mr. Robertson took her to half a dozen
cities to do her job, and that he hit her on several occasions. RT 693-96. However, he testified
“no” in response to the prosecutor’s question, “would you hit her when you got made at her for not
making enough money?’ RT 696.
Although the jury never heard the evidence, D.J. had told the police in a videotaped pretrial
statement that Mr. Robertson repeatedly beat her if she did not make enough money, if she did not
44
1
reasonably could have determined that the misdescription of the evidence was on such a minor
2
point that it did not make the trial fundamentally unfair: given that the jury heard that Mr.
3
Robertson was D.J.’s pimp and had hit her several times, the jury’s view of him was not made
4
materially worse by hearing that the reason Mr. Robertson hit her was because she was
5
underperforming as a prostitute.13 The California Court of Appeal’s rejection of the claim was not
6
an unreasonable application of Darden.
Mr. Robertson is not entitled to the writ on any of the three prosecutorial-misconduct
7
claims because he has not shown that the California Court of Appeal’s rejection of any of those
9
claims was an unreasonable application of Darden’s rule that a due process violation occurs only
10
when the prosecutor’s conduct makes the trial “fundamentally unfair.” See Darden, 477 U.S. at
11
United States District Court
Northern District of California
8
181.
12
E.
Cumulative Error Claim
13
In some cases, although no single trial error is sufficiently prejudicial to warrant reversal,
14
the cumulative effect of several constitutional errors may still prejudice a defendant so much that
15
his conviction must be overturned. See Alcala v. Woodford, 334 F.3d 862, 893–95 (9th Cir. 2003)
16
(reversing conviction where multiple constitutional errors “undermine[d] every important element
17
of proof offered by prosecution”). Here, there were not multiple constitutional errors. Mr.
18
Robertson therefore is not entitled to habeas relief under the cumulative error doctrine.
19
F.
Claim of Insufficiency of Evidence
Mr. Robertson claims that there was insufficient evidence of premeditation and
20
21
22
want to go out to work, or if she performed her work in a manner of which he did not approve.
See CT 289-31, 235-36, 239-42, 248-49; RT 278, 283, 765-66.
23
13
24
25
26
27
28
The challenged comment was part of the prosecutor’s attack on Mr. Robertson’s credibility in
which the prosecutor listed various reasons to disbelieve Mr. Robertson. The prosecutor stated
that it was for the jury to decide whether to believe Mr. Robertson’s story that Mr. Minozzi was
attacking him and that Mr. Robertson only used that force necessary to defend himself. “[H]is
credibility is for you to analyze, because he’s telling ya he killed this man in self-defense. The
[sic] this is a guy who is taking the money from an 18-year-old prostitute and beating her up when
she doesn’t bring home enough dough. A guy who’s a drug dealer and convicted felon with
weapons. Who, after he killed this man, fled, told the young lady to discard the weapon. Get rid
of this weapon. Get rid of this jacket. Let’s get the hell out of here and go to Atlanta, Georgia,
under different names.” RT 886 (emphasis added). The jury’s impression of Mr. Robertson
would likely have been just as bad even if the prosecutor omitted the italicized phrase.
45
1
deliberation to support the conviction of first-degree murder. He urges that, “at minimum the
2
Court must reduce his conviction to second degree murder.” Docket No. 13 at 80.
3
1.
State Court Decision
4
The California Court of Appeal rejected Mr. Robertson’s challenge to the sufficiency of
5
the evidence. That court articulated the correct legal test, i.e., the reviewing court “must view the
6
evidence in the light most favorable to the judgment and presume in favor of the judgment the
7
existence of every fact the trier of fact could reasonably deduce from the evidence. To be
8
sufficient, evidence of each of the essential elements of the crime must be substantial and we must
9
resolve the question of sufficiency in light of the record as a whole.” Robertson, 2016 WL
3014803, at *14. The appellate court further explained that, if “a rational trier of fact could find
11
United States District Court
Northern District of California
10
the essential elements of the crime proven beyond a reasonable doubt,” there is no violation of the
12
federal or state right to due process. Id.
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
[W]here, as here, the charge is first degree murder, a jury is entitled
to find the defendant committed premeditated and deliberate murder
where there is evidence the defendant inflicted fatal force upon the
victim while acting with intent to cause death after sufficient time,
no matter how brief, to reflect on the consequences of his behavior.
(See People v. Gonzales and Soliz (2011) 52 Cal.4th 254, 294
[“[p]remeditation and deliberation ... can occur in a brief interval:
‘“‘[t]he test is not time, but reflection,’”’ as ‘“‘[t]houghts may
follow each other with great rapidity and cold, calculated judgment
may be arrived at quickly’”’”]; see also 40A Am.Jur.2d, Homicide,
§ 251, p. 92 [“Deaths caused in the following manner are sufficient
to infer the specific intent required for a conviction of murder: [¶] ...
[¶] the use of a deadly weapon upon a vital part of the victim’s
body”; fn. omitted].)
Here, we conclude the substantial evidence standard has been met.
In particular, the record reflects, first, that defendant perceived the
victim had insulted or somehow disrespected him when he blocked
the entrance to the Stop and Go Market and then “shoulder[ed]”
defendant in the chest as defendant tried to leave. In addition, there
was evidence in the form of surveillance video that, after the victim
left the store without making further comment to defendant,
defendant followed the victim for about 46 feet from a slight
distance away as the victim walked down the alleyway. Then, as the
video further reflects, defendant approached the victim from behind
and stabbed him so ferociously with his knife that, in one continuous
motion, he pierced the victim’s aorta and penetrated five inches
deep, reaching his spine. Finally, as defendant himself admitted, he
routinely carried this knife in a clip in his pocket so that he could
easily retrieve and use the knife should it become necessary. Here,
however, not only was the victim unarmed, he at no point swung at
46
defendant prior to being stabbed. This evidence, viewed
collectively, sufficed to support the jury’s finding of first degree
murder. (See People v. Memro, supra, 11 Cal.4th at p. 863
[upholding a finding of premeditated murder where the defendant
pursued the victim on foot before cutting his throat]; People v.
Bolden (2002) 29 Cal.4th 515, 560–561 [“defendant could have had
no other intent than to kill” where he “plunged” the knife five to six
inches deep into the victim’s back and where there was no evidence
of a struggle or quarrel at the scene]; People v. Moore (2002) 96
Cal.App.4th 1105, 1114–1115 [“Defendant argues there is no
evidence of a specific intent to kill, highlighting his testimony that
he intended to stab but not kill the victim. However, defendant
stabbed the victim not in the arm or leg, but in the abdomen, an
extremely vulnerable part of the body. ... While a less violent attack
might have been consistent with the claim of an intent to stab but not
to kill, this was not such an attack”].)
1
2
3
4
5
6
7
8
9
10
Robertson, 2016 WL 3014803, *14-15.
As the last reasoned decision from a state court, the California Court of Appeal’s decision
United States District Court
Northern District of California
11
is the decision to which § 2254(d) is applied. See Ylst, 501 U.S. at 803-04; Barker, 423 F.3d at
12
1091-92. Mr. Robertson is entitled to habeas relief only if the California Court of Appeal’s
13
decision was contrary to, or an unreasonable application of, clearly established federal law from
14
the U.S. Supreme Court, or was based on an unreasonable determination of the facts in light of the
15
evidence presented.
16
2.
Analysis of Federal Due Process Claim
17
The Due Process Clause “protects the accused against conviction except upon proof
18
beyond a reasonable doubt of every fact necessary to constitute the crime with which he is
19
charged.” In re Winship, 397 U.S. 358, 364 (1970). A court reviewing a conviction does not
20
determine whether it is satisfied that the evidence established guilt beyond a reasonable doubt, but
21
rather determines whether, “after viewing the evidence in the light most favorable to the
22
prosecution, any rational trier of fact could have found the essential elements of the crime beyond
23
a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319 (1979). Only if no rational trier of
24
fact could have found proof of guilt beyond a reasonable doubt may a court conclude that the
25
evidence is insufficient. See Jackson, 443 U.S. at 324. The “prosecution need not affirmatively
26
‘rule out every hypothesis except that of guilt,’” and the reviewing federal court “‘faced with a
27
record of historical facts that supports conflicting inferences must presume – even if it does not
28
affirmatively appear in the record – that the trier of fact resolved any such conflicts in favor of the
47
1
prosecution, and must defer to that resolution.’” Wright v. West, 505 U.S. 277, 296-97 (1992)
2
(quoting Jackson, 443 U.S. at 326).
“Jackson leaves juries broad discretion in deciding what inferences to draw from the
3
4
evidence presented at trial, requiring only that jurors ‘draw reasonable inferences from basic facts
5
to ultimate facts.’” Coleman v. Johnson, 566 U.S. 650, 655 (2012) (per curiam) (citing Jackson,
6
443 U.S. at 319). “[O]n habeas review, a federal court may not overturn a state court decision
7
rejecting a sufficiency of the evidence challenge” unless “the state court decision was objectively
8
unreasonable.” Id. at 2062 (internal quotation marks omitted).
The Jackson standard is applied to a crime as that crime is defined by state law. Jackson,
9
443 U.S. at 324 n.16. Under California law, murder is the unlawful killing of a human being with
11
United States District Court
Northern District of California
10
malice aforethought. Cal. Penal Code § 187(a). A murder that is “willful, deliberate, and
12
premeditated” is first degree murder. Id. at § 189.
13
California courts have identified three common indicators that a killing was deliberate and
14
premeditated: (1) planning activity, (2) motive, and (3) a particular or exacting manner of killing.
15
People v. Anderson, 70 Cal. 2d 15, 27 (Cal. 1968). “A reviewing court will sustain a conviction
16
where there exists evidence of all three [factors], where there is ‘extremely strong’ evidence of
17
prior planning activity, or where there exists evidence of a motive to kill, coupled with evidence of
18
either planning activity or a manner of killing which indicates a preconceived design to kill.”
19
People v. Edwards, 54 Cal. 3d 787, 813-814 (Cal. 1991). The Anderson factors are not elements
20
of the crime, and not all three factors need to be present to sustain a finding of premeditation and
21
deliberation. People v. Garcia, 78 Cal. App. 4th 1422, 1427 (2000). Instead, the Anderson factors
22
are guidelines to aid a reviewing court in determining whether the elements of premeditation and
23
deliberation are present, i.e., “whether the evidence is supportive of an inference that the killing
24
was the result of preexisting reflection and weighing of considerations rather than mere
25
unconsidered or rash impulse.” People v. Perez, 2 Cal. 4th 1117, 1125 (1992). The Anderson
26
factors are used by federal habeas courts evaluating a sufficiency-of-the-evidence challenge to a
27
first-degree murder conviction in California. See Davis v. Woodford, 384 F.3d 628, 640 (9th Cir.
28
2004).
48
1
Here, it was not an unreasonable application of clearly established federal law for the
2
California Court of Appeal to conclude that the evidence was sufficient to support the jury’s
3
verdict that Mr. Robertson committed first-degree murder. The identity of the killer was not
4
disputed at trial, and the focus was instead on Mr. Robertson’s mental state at the time he stabbed
5
Mr. Minozzi.
All three Anderson factors -- planning activity, manner of killing, and motive -- that tend to
6
7
show deliberation and premeditation were present. First, there was evidence of planning, as the
8
California Court of Appeal recognized. The evidence showed that Mr. Robertson engaged in an
9
angry confrontation with Mr. Minozzi and then followed him over 46 feet to the alleyway before
stabbing him. Following the victim for such a distance before stabbing him demonstrated
11
United States District Court
Northern District of California
10
planning, as did the fact that Mr. Robertson followed Mr. Minozzi until he was out of view of
12
people on the street before stabbing him. Cf. People v. Memro, 11 Cal. 4th 786, 863 (Cal. 1995)
13
(running after victim before cutting his throat suggested premeditation). This evidence that Mr.
14
Robertson followed the victim for over 46 feet supported a finding of premeditation and
15
deliberation as it tended to show some planning and time for reflection before he inflicted the fatal
16
wound.
17
Next, there was evidence of a manner of killing that was suggestive of deliberation and
18
premeditation. The evidence that Mr. Robertson plunged the knife five inches into Mr. Minozzi’s
19
abdomen, cutting a hole about an inch across in his aorta as the knife tip went into his vertebrae,
20
was a manner of killing that tended to show deliberation and premeditation. See RT 461-65.
21
Evidence of the manner of killing can alone be sufficient to sustain a verdict, as can evidence of
22
the manner of killing in conjunction with other evidence. See Davis, 384 F.3d at 640-41
23
(strangulation for up to five minutes plus evidence of intent to keep victim from escaping were
24
sufficient for rational jury to infer premeditation and deliberation); see, e.g., People v. Mendoza,
25
52 Cal. 4th 1056, 1071 (Cal. 2011) (single shot directed at an area of the body likely to cause
26
death can support an inference that the defendant had a deliberate intent to kill), abrogation on
27
other grounds recognized in People v. Whitt, 51 Cal. 3d 620, 661 (Cal. 1990); People v. Caro 46
28
Cal. 3d 1035, 1050 (Cal. 1988) (“a close-range gunshot to the face is arguably sufficiently
49
1
‘particular and exacting’ to permit an inference that defendant was acting according to a
2
preconceived design”); People v. Silva, 25 Cal. 4th 345, 369 (Cal. 2001) (“The manner of killing –
3
multiple shotgun wounds inflicted on an unarmed and defenseless victim who posed no threat to
4
defendant – is entirely consistent with a premeditated and deliberate murder”); People v. Koontz,
5
27 Cal. 4th 1041, 1082 (Cal. 2002) (finding manner of killing to support premeditation and
6
deliberation where defendant shot at a vital area (i.e., the abdomen) of the victim’s body at close
7
range and then prevented witness from calling an ambulance for victim); Ledesma v. McDowell,
8
2020 WL 3052762, at *13 (C.D. Cal. 2020) (finding manner of killing supported finding of
9
premeditation and deliberation where defendant emerged from his apartment and lunged at
unarmed victim’s neck and chest, quickly stabbing him 3 times). The evidence that Mr. Robertson
11
United States District Court
Northern District of California
10
stabbed the unarmed victim in the area of vital organs and plunged the knife about 5 inches into
12
the victim’s body, was a manner of killing that supported an inference that Mr. Robertson acted
13
with premeditation and deliberation.
14
Finally, there was substantial evidence of a motive to kill Mr. Minozzi. As the California
15
Court of Appeal recognized, there was evidence that Mr. Robertson felt that Mr. Minozzi had
16
insulted him by shouldering Mr. Robertson out of the way as Minozzi left the market. The fact
17
that feeling disrespected provides a trivial motive for a killing does not negate the fact that it is
18
some evidence of motive. See People v. Jackson, 49 Cal. 3d 1170, 1200 (Cal. 1989) (“[T]he law
19
does not require that a first degree murderer have a rational motive for killing. Anger at the way
20
the victim talked to him ... may be sufficient.” (citation and internal quotation marks omitted)); see
21
People v. Miranda, 44 Cal. 3d 57, 87-88 (Cal. 1987) (defendant’s anger over a perceived insult,
22
even if irrational, showed a motive to kill), abrogation on other grounds recognized in People v.
23
Marshall, 50 Cal. 3d 907, 933 n.4 (Cal. 1990). The motive evidence supported an inference that
24
Mr. Robertson acted with premeditation and deliberation.
25
Given the existence of evidence of planning, manner of killing, and motive present in this
26
case that suggested premeditation and deliberation, it was not an unreasonable application of
27
clearly established federal law for the California Court of Appeal to conclude that the evidence
28
was sufficient to support the first-degree murder conviction.
50
Two of the cases cited by the California Court of Appeal address the existence of an intent
2
to kill, rather than premeditation and deliberation, even though Mr. Robertson only challenged on
3
appeal the sufficiency of the evidence of premeditation and deliberation. Specifically, the
4
California Court of Appeal cited People v. Bolden, 29 Cal. 4th 515, 560-61, a case that did not
5
discuss premeditation or deliberation and instead discussed intent to kill, as the issue was whether
6
intent to kill was an element of a robbery-murder special circumstance killing. The California
7
Court of Appeal also cited People v. Moore, 96 Cal. App. 4th 1105, 1114-15 (Cal. Ct. App. 2002),
8
a case that discussed whether defendant acted with intent to kill versus an intent to just stab the
9
victim; the case did not discuss premeditation and deliberation. Here, Mr. Robertson did not
10
contest on appeal that the evidence showed an intent to kill, thus indicating that the California
11
United States District Court
Northern District of California
1
Court of Appeal’s citations to Bolden and Moore were unnecessary.
12
The citations to Bolden and Moore, and the California Court of Appeal’s mention of an
13
intent to kill, do not render that court’s decision deficient because the rest of that court’s analysis
14
shows that the court was conducting the proper inquiry. First, Bolden and Moore were perhaps
15
surplusage (because Mr. Robertson did not challenge sufficiency of the evidence of intent to kill
16
on appeal (although he had challenged it in the trial court, see RT 914, 928)) but they were not
17
relied upon for a misstatement of law. Both were cited to establish intent to kill (which was a
18
correct statement of those cases), rather than to establish premeditation and deliberation (which
19
was the issue in Mr. Robertson’s case). Second, as the block quote in Section F.1 shows, Bolden
20
and Moore were part of a string of case citations, the first of which was a case regarding
21
premeditation, i.e., People v. Memro, 11 Cal. 4th at 863. The text of the discussion preceding the
22
string citation that included Memro, Bolden, and Moore plainly addresses the Anderson factors of
23
motive, planning, and manner of killing. The California Court of Appeal pointed to evidence that
24
Mr. Robertson “perceived the victim had insulted or somehow disrespected him,” (i.e., motive
25
evidence); Mr. Robertson “followed the victim for about 46 feet” into an alleyway (i.e., planning
26
evidence); and Mr. Robertson stabbed him “so ferociously with his knife that, in one continuous
27
motion, he pierced the victim’s aorta and penetrated five inches deep, reaching his spine,” (i.e.,
28
manner-of-killing evidence). See Robertson, 2016 WL 3014803, at *15. Lastly, the California
51
1
Court of Appeal correctly articulated the legal test for evaluating a sufficiency-of-the-evidence
2
claim, i.e., whether a rational trier of fact could find the essential elements of the crime proven
3
beyond a reasonable doubt, viewing the evidence in the light most favorable to the judgment. Id.
4
at *14. In light of these several circumstances, and viewed in the context of the overall discussion
5
of the challenge to the sufficiency of the evidence to support the determination that Mr. Robertson
6
acted with deliberation and premeditation, the citations to Bolden and Moore do not undermine
7
confidence in the adequacy of the California Court of Appeal’s decision.
Mr. Robertson does not surmount that high hurdle that Jackson and § 2254(d) place before
8
9
a petitioner trying to overturn a conviction on the ground that the evidence was insufficient to
support the verdict. The California Court of Appeal’s rejection of Mr. Robertson’s due process
11
United States District Court
Northern District of California
10
challenge to the sufficiency of the evidence was not an unreasonable application of, or contrary to,
12
any holding of the U.S. Supreme Court. Mr. Robertson is not entitled to the writ of habeas corpus
13
on this claim.
14
G.
15
No Certificate of Appealability
A certificate of appealability will not issue. See 28 U.S.C. § 2253(c). This is not a case in
16
which “reasonable jurists would find the district court’s assessment of the constitutional claims
17
debatable or wrong.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). Accordingly, a certificate of
18
appealability is DENIED.
VI.
19
20
21
CONCLUSION
For the foregoing reasons, the petition for writ of habeas corpus is DENIED. The Clerk
shall close the file.
22
23
IT IS SO ORDERED.
24
25
Dated: March 10, 2021
26
27
28
______________________________________
EDWARD M. CHEN
United States District Judge
52
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