Brightex Bio-Photonics, LLC v. L'Oreal USA, Inc.
Filing
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ORDER by Judge Joseph C. Spero granting 25 Motion to Dismiss. Plaintiff's claim for infringement of the 358 Patent is dismissed with prejudice. (jcslc1, COURT STAFF) (Filed on 3/6/2025)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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BRIGHTEX BIO-PHOTONICS, LLC,
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Case No. 24-cv-07919-JCS
Plaintiff,
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v.
ORDER GRANTING MOTION TO
DISMISS
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L'OREAL USA, INC.,
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Re: Dkt. No. 25
Defendant.
United States District Court
Northern District of California
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I.
INTRODUCTION
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On November 12, 2024, Plaintiff Brightex Bio-Photonics, LLC (“Brightex”) filed the
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complaint in this action against Defendant L’Oreal USA, Inc. (“L’Oreal USA”), accusing L’Oreal
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of infringing two of its patents: U.S. Patent No. 9,842,358 (“the `358 Patent”) and U.S. Patent No.
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9,542,595 (“the `595 Patent”). Presently before the Court is L’Oreal’s Motion to Dismiss Under
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Fed.R.Civ. P. 12(b)(6) (“Motion”), in which L’Oreal contends Brightex fails to state a claim of
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infringement of the ’358 Patent upon which relief can be granted because the asserted claims of
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the ’358 Patent (independent claim 16 and dependent claim 18) are invalid under 35 U.S.C. § 101
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pursuant to Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 573 U.S. 208 (2014). A hearing on the Motion
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was held on March 5, 2025. For the reasons stated below, the Motion is GRANTED.1
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II.
BACKGROUND
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A.
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The ’358 Patent issued on December 12, 2017. Compl. ¶ 46 & Ex. 1 (’358 Patent). It is
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entitled “Method for Providing Personalized Recommendations” and “relates to the personalized
The `358 Patent
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The parties have consented to the jurisdiction of a United States magistrate judge pursuant to 28
U.S.C. § 636(c).
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recommendation of products and services.” ’358 Patent at 1: 6-7. In the ’358 Patent, the invention
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is described, “[b]y way of example but not limitation,” “in the context of cosmetology and
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specifically with respect to the cosmetic improvement of a person’s face.” Id. at 1: 8-10.
United States District Court
Northern District of California
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The specification describes “a process by which recommendations may be selected for a
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user.” Id. at 1:14-16. First, “a user submits an image of her face and responses to a questionnaire.”
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Id. at 2: 23-5. “[A] typical electronic device . . . used to capture a user’s image and questionnaire
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responses” “may be a mobile telephone, smart phone, tablet computer, personal digital assistant (
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PDA ), laptop or other device, preferably with at least a camera, display, communication
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capability and a means of data entry.” Id. at 2: 28-33. The user is instructed “where to put her face
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in the image” by a “photo guide[,]” which allows the user to “take an image of her face with
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preferred dimensions for use in the recommendation process.” Id. at 2: 33-37.
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After the user has submitted an image and questionnaire responses, “the user’s image is
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analyzed to produce measurements.” Id. at 2: 57-59. “Any sufficient method or means of image
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processing may be used to analyze the user’s image to identify the facial characteristics and
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features of the user’s face. ” Id. at 2: 58-61. Facial features that may be measured include
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“number of crow’s feet[,]” “number of deep lines[,]” “number of fine lines[,]” “number of age
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spots” and “percent of a user’s face covered by age spots.” Id. at 2: 63-3: 10. The measurements
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and questionnaire responses are then used to create a “user profile” that is “used to locate
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reference information within an ‘age’ category.” Id. at 3: 29-35. The “reference information”
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“preferably . . . comprises previously stored data about a population.” Id. at 3:36. “For example,
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the user’s ‘age’ category may comprise information from a population of people that are the same
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age as the user.” Id. at 3: 49-51. The user’s measurements are then compared to the reference
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information to determine the severity of the feature (e.g., deep line count) as compared to the
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general population in the user’s age group) (e.g., low, medium or high). Id. at 3: 52-57. These
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results are then used to make recommendations to the user, which “may relate to skincare,
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lifestyle, products or other factors that affect a person’s appearance.” Id. at 4: 7-8.
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Claim 16 of the ’358 Patent recites:
A computerized method for providing prioritized skin treatment
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recommendations to a user, comprising:
receiving from an electronic device image data of a user's face,
wherein the electronic device comprises a camera and a display,
wherein the image data is obtained via said camera, and wherein said
electronic device presents on the display a photo guide indicating how
the user's face should be positioned with respect to the camera when
the image data is obtained;
transforming via a computer said image data via image processing
into measurements in order to identify at least two skin characteristics
of the user from the received image data;
calculating a severity rating for each of the at least two user skin
characteristics by:
accessing
stored
population
information
comprising
measurements for at least two skin characteristics of a population
of the same type as the at least two skin characteristics of the user,
wherein each of the measurements for the at least two population
skin characteristics comprises a mean value and a standard
deviation value;
comparing each of the measurements of the at least two user skin
characteristics to the measurements of same type population skin
characteristic;
determining by how much each of the measurements of the at least
two user skin characteristics deviates from the mean value and the
standard deviation value of the same type population skin
characteristic;
assigning higher severity rating to the user skin characteristic
which deviates furthest than at least one standard deviation of the
same type population skin characteristic; and
for a subset of the user skin characteristics with the highest severity
rating, selecting [one] or more skin treatment recommendations from
stored skin treatment recommendations based on the subset of the user
skin characteristic with the highest severity rating; and
providing to the electronic device the selected one or more skin
treatment recommendations.
’358 Patent, Claim 16.
Claim 18 of the `358 Patent claims:
The method of claim 16, wherein at least one of the at least two user
skin characteristics and the at least two population skin characteristics
comprise one or more of: number of wrinkles, number of age spots,
quality of age spots, percentage of facial area covered by age spots,
number of hyperpigmentation spots, quality of hyperpigmentation
spots, percentage of facial area affected by hyperpigmentation spots,
number of crow’s feet, number of fine lines, number of deep lines,
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oiliness of skin, dryness of skin, pigment intensity, pigment darkness,
pigment evenness, visibility of pores, number of large pores, lip color,
lip line curvature, lip border strength, lip line smoothness, lip fullness,
acne lesion visibility, color of acne scars, visibility of acne scars,
presence of melasma, percentage of facial area covered by melasma,
darkness of melasma, ultraviolet damage, and skin tone.
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United States District Court
Northern District of California
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’358 Patent, Claim 18.
’358 Prosecution History
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B.
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The application that led to the issuance of the ’358 Patent was filed by a San Francisco-
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based start-up skin care company, Own, Inc., on June 19, 2012. Compl. ¶¶ 44-46. According to
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Brightex, Own and Brightex had “entered into a contract pursuant to which Own hired [Brightex]
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to create and license software to serve as a diagnostic tool for use with Own’s proposed skin care
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products to perform automated skin analysis and skin recommendations technology as requested
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by Own.” Id. ¶ 45. “Before the completion of the prosecution of the application, Own transferred
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the ownership of the application to [Brightex].” Id. ¶ 46; see also id. ¶ 47 (“[Brightex] has been
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the proper owner by assignment since at least April 17, 2014, and hence, owns all right, title, and
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interest in the `358 Patent until its expiration date . . . .”).
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“During prosecution, the Patent and Trademark Office initially rejected the claims of the
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`358 Patent under 35 U.S.C. § 101, contending that the claimed invention is directed to the
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abstract idea of providing recommendations.” Id. ¶ 60; see also Declaration of Jessica J.
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Delacenserie in Support of Defendant L’Oreal USA, Inc.’s Motion to Dismiss Under Fed. R. Civ.
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P. 12(b)(6) (“Delacenserie Decl.”), Ex. A (`358 Patent prosecution history) at 267 (August 21,
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2014 office action rejecting all claims under 35 U.S.C. § 101 as being directed to nothing more
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than “the abstract idea of providing recommendations.”).
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In response, the applicant added new claim 37 (later issued as claim 16). Delacenserie
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Decl.”), Ex. A (`358 Patent prosecution history) at 253; see also Delacenserie Decl., Ex. B (chart
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showing claim 37 amendments). Claim 37 originally claimed:
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A computerized method for providing prioritized skin treatment
recommendations to a user, comprising:
receiving an image of a user’s face via a network;
identifying at least two skin characteristics of the user from the
received image;
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calculating a severity rating for each of the at least two user skin
characteristics by:
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accessing stored population information comprising at least two
skin characteristics of a population of the same type as the at least
two skin characteristics of the user, wherein each of the at least
two population skin characteristics comprises a mean value and a
standard deviation value;
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comparing each of the at least two user skin characteristics to the
same type population skin characteristic;
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determining by how much each of the at least two user skin
characteristics deviates from the mean value and the standard
deviation value of the same type population skin characteristic;
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assigning higher severity rating to the user skin characteristic
which deviates furthest than at least one standard deviation of the
same type population skin characteristic; and
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for a subset of the user skin characteristics with the highest severity
rating, selecting one or more skin treatment recommendations from
stored skin treatment recommendations based on the subset of the user
skin characteristic with the highest severity rating; and
United States District Court
Northern District of California
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providing the selected one or more skin treatment recommendations
to the user.
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Id.
The applicant argued that the amended claims, including claim 37, should be allowed and
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the previous rejection under § 101 be withdrawn because they “contain[ed] meaningful
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limitations that represent[ed] [a] sufficiently inventive concept.” Id. at 256. In particular, the
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applicant asserted that the amended claims “recite[d] specifically how the recommendations are
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selected and prioritized based on a specifically calculated severity rating.” Id. However, the
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examiner again rejected the claims in an office action dated December 31, 2014, explaining:
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[T]he claims as a whole, considering all claim elements both
individually and in combination, do not amount to significantly more
than an abstract idea. The claims are directed to the abstract idea of
providing recommendations. The additional elements or combination
of elements in the claims other than the abstract idea per se amounts
to no more than: (i) mere instructions to implement the idea on a
computer, and/or (ii) recitation of generic computer structure that
serves to perform generic computer functions that are wellunderstood, routine, and conventional activities previously known to
the pertinent industry. Viewed as a whole, these additional claim
elements do not provide meaningful limitations to transform the
abstract idea into a patent eligible application of the abstract idea such
that the claims amount to significantly more than the abstract idea
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itself.
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United States District Court
Northern District of California
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Id. at 237-238.
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On March 19, 2015, the applicant again amended the claims to try to establish that the
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invention was more than an abstract idea. Id. at 213-232; see also Delacenserie Decl., Ex. B (chart
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showing claim 37 amendments). The examiner again rejected the claims under § 101 in an Office
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Action dated April 22, 2015. Delacenserie Decl., Ex. A (’358 Patent prosecution history) at 194-
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199.
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Finally, on July 21, 2017, the applicant amended the claims again, amending the
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independent claims (including claim 37) to add “wherein said electronic device presents on the
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display a photo guide indicating how the user’s face should be positioned with respect to the
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camera when the image data is obtained” (and also retracting certain earlier amendments).
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Delacenserie Decl., Ex. A (’358 Patent prosecution history) at 48–49; Delacenserie Decl., Ex. B
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(chart showing claim 37 amendments). On August 4, 2017, the examiner allowed all pending
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claims, finding:
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With respect to 35 U.S.C. § 101, it is concluded that while a photo
guide in and of itself is a generic and conventional element, when
used as claimed to assist in obtaining image data for processing
measurements to identify measurements to identify skin
characteristics, it constitutes a technological solution and
significantly more than the abstract idea. See Bascom Global Internet
Services v. AT&T Mobility LLC, 827 F.3d 1341 (Fed. Cir. 2016).
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Delacenserie Decl., Ex. A at 22.
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C.
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Under 35 U.S.C. § 101, certain categories of inventions are eligible for patent protection:
Section 101 and Alice
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“process[es], machine[s], manufacture[s], or composition[s] of matter.” 35 U.S.C. § 101. The
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Supreme Court has “long held that this provision contains an important implicit exception: Laws
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of nature, natural phenomena, and abstract ideas are not patentable.” Alice Corp. Pty. v. CLS Bank
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Int'l, 573 U.S. 208, 216 (2014) (quoting Ass’n for Molecular Pathology v. Myriad Genetics, Inc.,
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569 U.S. 576, 589 (2013)). “These three categories of subject matter are excepted from patent-
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eligibility because ‘they are the basic tools of scientific and technological work,’ which are ‘free to
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all men and reserved exclusively to none.’ ” Procter & Gamble Co. v. QuantifiCare Inc., 288 F.
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Supp. 3d 1002, 1011 (N.D. Cal. 2017) (quoting Mayo Collaborative Servs. v. Prometheus Labs.,
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Inc., 566 U.S. 66, 71 (2012) (citations omitted)). The Court has cautioned, however, that “too
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broad an interpretation of this exclusionary principle could eviscerate patent law” because “all
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inventions at some level embody, use, reflect, rest upon, or apply laws of nature, natural
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phenomena, or abstract ideas.” Mayo, 566 U.S. at 71. Thus, courts must “tread carefully in
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construing this exclusionary principle lest it swallow all of patent law.” Alice, 573 U.S. at 217
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(citing Mayo, 566 U.S. at 71).
The Alice Court applied a two-step framework for determining patent eligibility,
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previously articulated in Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66
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(2012):
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First, we determine whether the claims at issue are directed to one of
those patent-ineligible concepts. If so, we then ask, “[w]hat else is
there in the claims before us?” To answer that question, we consider
the elements of each claim both individually and “as an ordered
combination” to determine whether the additional elements
“transform the nature of the claim” into a patent-eligible application.
We have described step two of this analysis as a search for an
“inventive concept”—i.e., an element or combination of elements that
is sufficient to ensure that the patent in practice amounts to
significantly more than a patent upon the [ineligible concept] itself.
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Alice, 573 U.S. at 217.
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D.
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In the Complaint, Brightex asserts that L’Oreal has willfully infringed Brightex’s ’358 and
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’579 patents. Compl. ¶¶ 83-126. As to the ’358 Patent, Brightex asserts infringement of claims 16
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and 18. Brightex describes in the complaint the development of its “advanced and innovative
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technology relating to the recognition and computerized analysis of facial features” by Raj
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Chhibber. Id. ¶ 13. According to Brightex:
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The Complaint
13. Chhibber . . . determined that there was an unfulfilled need to
improve the ability to scan facial skin features and help identify skin
characteristics and conditions that could be treated or otherwise
remedied. He also realized that the skincare industry was far behind
in using technology to improve its products and services. For
example, at the time of [Brightex’s] founding, the industry was still
visually comparing images before and after product application with
no quantification of skin parameters. Visual grading was used, and
books were published to train staff and dermatologists to align their
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grading scores. This deficient process was known as “blind
dermatology” by many researchers in the field. Chhibber and the team
he assembled at [Brightex] determined that even well-trained
dermatologists could not agree on grading and classification with the
accuracy required to prove product efficacy.
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14. Chhibber researched the matter and determined that inspecting a
face for characteristics and conditions required one to closely
examine the skin for very small imperfections, which was the best
way to conduct a useful diagnosis. This lead Chhibber and his team
to develop software for use in a facial image scanner, which
[Brightex] called the “Clarity Pro” system. This software enabled a
facial image scanner to identify bacteria-clogging pores, show where
wrinkles are forming, and identify skin damage caused by the sun.
Chhibber understood that, with this [Brightex] technology, doctors
and aestheticians would be able to recommend creams, lotions and
other skin treatment products based on skin condition, and then show
patients “before and after” effects of such recommendations. In
addition, companies, such as cosmetic companies, could test and
quantifiably demonstrate the benefits of such products to their
customers.
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15. Although the Clarity Pro facial image scanner was a technology
targeted for use by beauty spas and dermatologists, Chhibber
envisioned refining [Brightex’s] technology to reduce its size and cost
and improve its performance so that it could be used in cellphones
and laptop type devices by ordinary end-users for personal use. The
advanced cameras that smart devices used provided consumers with
the ability to take high-quality photography at home. This, coupled
with advances in artificial intelligence (AI), allowed [Brightex] to
develop technology that could perform advanced skin measurements
and analysis on images or “selfies” taken with commercially available
smartphones in order to accurately assess skin conditions to
recommend the correct cosmetics and skincare treatments.
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Id. ¶¶ 13-15.
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In addition to alleging facts about L’Oreal’s infringement of Brightex’s patents, the
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complaint contains a section entitled: “The Innovation of the Asserted Patents.” Id. ¶¶ 53-77. As
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relevant here, that section alleges as follows:
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53. Claim 16 of the asserted `358 Patent is directed to a novel method
for receiving an image of the skin of a person’s face, then providing
a computer analysis of that image data to identify its skin
characteristics that deviate substantially from a group of reference
data relating to those skin characteristics, and then providing
recommendations to a user for treating those skin conditions based
upon the “severity” of the deviations or “ratings.” The Claim requires
the method to use a “photo guide” to position the capture of the facial
image in the camera display.
54. Thus, the claimed invention is not directed to the abstract idea of
providing recommendations to a user about a product per se.
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55. Moreover, in the claimed invention, a computer is not invoked
merely as a tool, using its generic processes. Instead, it is directed at
a specific computerized process that provides for a particular,
improved way to acquire an image of a person’s face, and then
analyze that image data to identify at least two user skin
characteristics, and then calculate the extent to which the user’s data
for at least these two skin characteristics deviate from stored data
regarding the same type of skin characteristics (i.e. “severity rating”)
for a specific group of people.
56. The provided skin treatment recommendations, therefore, are
based, in part, on the user skin characteristics with highest severity
ratings, as determined by a computerized analysis of photo image
data, and not previously performed by the use of pen and paper. In
particular, the claims require the specified process to be performed
using an “electronic device” that “comprises a camera and display.”
57. The claims focus on a specific computerized method for providing
skin treatment recommendations to a user based, in part, on the extent
of the deviation of the severity of the user’s skin characteristics
compared to the same type to of skin characteristics for a comparable
group of people.
58. The claimed specific computerized process solved the problem of
automatically identifying a user’s most severe skin conditions and
then recommending a treatment for the condition based, in part, on
the highest severity rating of the skin condition. The claims are not
directed at the abstract idea of providing skin treatment
recommendations to users in general, merely by invoking generic
processes and equipment.
59. The asserted claims improved upon the technology for acquiring
and then analyzing facial data for prioritizing product
recommendation to treat skin conditions, based in part on the
perceived severity of skin condition problems. The specific steps set
forth in the asserted claims state how the claims improve the method
for identifying the severity of a skin condition and then
recommending a treatment for improving the condition, not achieving
the recommendation of a product. The asserted claims, therefore,
recite a technical solution to a problem arising in the realm of
computing networks. During prosecution, the Patent and Trademark
Office initially rejected the claims of the `358 Patent under 35 U.S.C.
§ 101, contending that the claimed invention is directed to the abstract
idea of providing recommendations. The `358 Patent issued in 2017,
which means this Patent was examined after, and in view of, the
Supreme Court’s Alice Corp. decision on Section 101 of the Patent
Act.
61. The patentee responded to the aforementioned rejection by
pointing out that the invention is a novel computerized method of
providing prioritized skin treatment recommendations to users based
on a severity rating calculation.
62. The patentee further responded that the pending claims of the
application for the `358 Patent contain meaningful limitations that
represent a sufficiently inventive concept, and that they recite
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specifically how the recommendations are selected and prioritized
based on a specifically calculated severity rating.
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63. In addition, during prosecution, the claims were eventually
amended to require the display of the camera used to perform the
specific process to have a “photo guide indicating how the user’s face
should be positioned with respect to the camera when the image is
obtained.” These limitations also preclude a pen-and-paper method of
implementation.
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64. In view of the patentee’s responses to the PTO’s office actions
and the amendments to the pending claims of the application for the
`358 Patent, the PTO withdrew the rejection of the claims pending
claims, including the now issued Claims 16 and 18, under 35 U.S.C.
§ 101.
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Compl. ¶¶ 53-64.
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E.
United States District Court
Northern District of California
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Contentions of the Parties
1. Motion
In the Motion, L’Oreal contends the claims of the ’358 Patent are invalid under § 101
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because they “are directed to the abstract idea of recommending treatments based on the severity
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of a person’s skin characteristics, and rely solely on generic computer components to carry out that
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idea.” Motion at 12. Applying step one of the Alice test, L’Oreal contends a claim is “directed to”
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an abstract idea if the abstract idea is the “focus” of the claim,” and further asserts that this
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requirement is met as to claim 16. Id. In particular, L’Oreal asserts:
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[C]laim 16 recites nothing more than a method of: (1) obtaining an
image of a user’s face, (2) identifying at least two skin characteristics
of the user, (3) comparing the identified user skin characteristics to
“normal” skin characteristics reference data to calculate severity
ratings, and (4) providing treatment recommendations for user skin
characteristics with the highest severity rating.
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Id. at 13. According to L’Oreal, “[t]hese steps are all logical and conventional aspects of
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recommending treatments based on the severity of a person’s skin characteristics in both the real
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and electronic world.” Id.
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Furthermore, L’Oreal asserts, “because each step is performed by generic computer
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components[,]” “this is not a method ‘necessarily rooted in computer technology in order to
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overcome a problem specifically arising in the realm of’ computerized skin analysis.” Id. (citing
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DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1257 (Fed. Cir. 2014); Credit Acceptance
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United States District Court
Northern District of California
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Corp. v. Westlake Servs., 859 F.3d 1044, 1055 (Fed. Cir. 2017)). L’Oreal makes four specific
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arguments to support this point.
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First, it contends that “for a computer to determine the severity of skin characteristics, it
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logically follows that an image (or ‘image data’) must be obtained [and that] the subject of the
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image—here, ‘the user’s face’-- ‘should be positioned’ in a particular way ‘when the image data is
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obtained.’” Id. at 13. According to L’Oreal, the “use of a photo guide” recited in claim 16 “can be
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achieved without a computer and is incidental to the abstract idea of recommending treatments
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based on the severity of a person’s skin characteristics.” Id. Therefore, L’Oreal asserts, “the use of
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a generic ‘electronic device’—such as a ‘mobile telephone, smart phone, tablet computer, personal
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digital assistant (PDA), laptop or other devices[] with at least a camera, display,’ ’358 Patent at
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2:27-40—to position and capture an image of a user’s face does not make these processes any less
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abstract.” Id. at 14 (citing Elec. Power Grp. v. Alstom S.A., 830 F.3d 1350, 1353 (Fed. Cir. 2016);
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Dental Monitoring, SAS v. Align Tech., Inc., No. C 22-07335 WHA, 2024 WL 2261931, at *4-5
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(N.D. Cal. May 16, 2024); Procter & Gamble Co. v. QuantifiCare Inc., 288 F. Supp. 3d 1002,
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1019 (N.D. Cal. 2017)).
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Second, L’Oreal argues that “the use of a computer to identify skin characteristics and/or
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measurements thereof—i.e., to collect information—does not make these processes any less
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abstract.” Id. at 14-15. According to L’Oreal, “[a]lthough claim 16 specifically requires
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‘transforming via a computer said image data via image processing into measurements in order to
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identify’ such characteristics, ’358 Patent at claim 16, the specification makes clear that the
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purported invention is not directed to a specific or improved type of image processing, nor does
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the claimed ‘image processing’ require the use of a non-generic computer[.]” Id. at 14 (citing ’358
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Patent at 2:58-63 (“In step 102, the user’s image is analyzed to produce measurements. … Any
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sufficient method or means of image processing may be used to analyze the user’s image to
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identify the facial characteristics and features of the user’s face.”).
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Third, L’Oreal argues, the comparison of skin characteristics to the mean value in claim 16
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is simply “the logical way to determine variance of such characteristic from the norm (and thus the
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severity of the characteristic).” Id. at 15. According to L’Oreal, “[t]hese too are merely ideas
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‘that the Federal Circuit has consistently found to be abstract.’” Id. at 15-16 (quoting Procter &
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Gamble, 288 F. Supp. 3d at 1017-1018). Furthermore, L’Oreal argues, “the limitations of claim 16
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‘broadly cover manual determination and comparison of defect severity’ using ‘purely functional
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language.’” Id. at 16 (quoting Procter & Gamble, 288 F. Supp. 3d at 1019–20 (citation omitted)).
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“And Plaintiff readily acknowledges that the purpose of such limitations is to improve upon
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existing ways to ‘identify skin characteristics and conditions that could be treated’—e.g., by
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‘visually’ ‘inspecting a face for characteristics and conditions’—as opposed to improving the
8
functioning of a computer.” Id.
United States District Court
Northern District of California
9
Finally, L’Oreal argues that “providing treatment recommendations for sufficiently severe
10
skin characteristics—here, the ones determined to have ‘the highest severity rating’—is merely
11
incidental to the above-described abstract processes and similarly abstract.” Id. at 17.
12
At step two of the Alice test, L’Oreal argues that “none of the claim elements [of claim 16],
13
assessed individually, supply the requisite ‘inventive concept.’” Id. (citing Procter & Gamble,
14
288 F. Supp. 3d at 1026). As in Procter & Gamble, L’Oreal contends, the specification of the ’358
15
Patent “confirms the generic nature of [the claim] elements.” Id. at 18 (citing Procter & Gamble,
16
288 F. Supp. 3d at 1026). L’Oreal asserts, “The specification does not once mention the claimed
17
‘computer,’ much less suggest that the relevant functions cannot be performed on any general-
18
purpose computer.” Id.
19
L’Oreal also argues that the “inventive concept” requirement is not met because “[t]he
20
elements of claim 16 are . . . arranged in a conventional and generic way.” Id. According to
21
L’Oreal, “[n]othing in the specification supports Plaintiff’s allegation that the claims ‘recite a
22
technical solution to a problem arising in the realm of computing networks.’” Id. at 18-19
23
(quoting Compl. ¶ 59). Instead, “the specification consistently describes the purported invention as
24
‘provid[ing] personalized recommendations that are intended to improve a person’s cosmetic
25
appearance,’ with only sparse references to generic computer components that can be used to
26
achieve this.” Id. at 19 (quoting ’358 Patent at 1:14–18). According to L’Oreal, “[t]he
27
specification is also void of any suggestion that the claimed method would in any way improve the
28
functioning of such generic computer components.” Id. And finally, L’Oreal asserts that
12
1
“‘[r]egardless of whether the steps in claim [16] have previously been combined’ (they have),
2
‘they do not amount to significantly more than acquiring and analyzing information’ and, thus, the
3
combination thereof does not ‘encompass an inventive concept.’ ” Id. (quoting Procter &
4
Gamble, 288 F. Supp. 3d at 1028–29).
5
L’Oreal contends claim 18 also does not contain any “inventive concept” under Alice. Id.
6
In particular, “[i]t does not add any steps to the method of claim 16, nor does it require the use of
7
any new or specialized computer components, nor does it provide any elements that would
8
improve the functioning of the generic computer components recited in claim 16.” Id.
9
10
United States District Court
Northern District of California
11
12
For these reasons, L’Oreal argues that the asserted claims of the ’358 Patent are invalid
under 35 U.S.C. § 101.
2. Opposition
In its Opposition, Brightex rejects L’Oreal’s argument that the asserted claims of the ’358
13
Patent are invalid because they are directed to an abstract idea. Opposition at 1. According to
14
Brightex, L’Oreal has oversimplified the limitations of claim 16, which claims a “patentable,
15
technological solution in the field of computerized skin analysis and an improvement over the
16
existing techniques for obtaining image data for processing measurements to identify skin
17
characteristics.” Id. at 1-2. Brightex further contends “[t]he photo guide is used in a process
18
specifically designed to achieve improved facial data acquisition and subsequently an improved
19
identification of skin defects and the severity of those defects.” Id. at 2. According to Brightex,
20
“[t]he evidence also confirms that the Asserted Claims recite individual limitations that are
21
unconventional and that, taken together, the combination provides an inventive concept that goes
22
far beyond merely claiming the allegedly abstract idea.” Id.
23
Brightex argues that L’Oreal’s characterization of claim 16 as involving four steps is
24
inaccurate, failing to take into account many of the limitations of the claim. Id. at 6. For example,
25
the first step described by L’Oreal – “obtaining an image of the user’s face[,]” Motion at 4 --
26
makes “[n]o mention . . . of a photo guide, an electronic device, image data, and the
27
transformation of image data into measurements.” Id. Furthermore, Brightex contends, “L’Oreal’s
28
factual statements concerning what dermatologists have been doing ‘for decades’ and what
13
1
calculations have been done on images of faces is entirely unsupported.” Id. (citing Motion at 5).
2
Brightex also argues that L’Oreal’s reliance on the prosecution history is improper to the
3
extent it suggests that the Court need only consider the one limitation that the Examiner found was
4
not abstract – the photo guide – in determining whether the claims are invalid. Id. at 6-7. Rather,
5
Brightex contends, the Court must consider the claim as a whole when deciding whether it is
6
directed to an abstract idea. Id. at 7.
United States District Court
Northern District of California
7
Furthermore, Brightex argues, L’Oreal’s assertion “that a photo guide is ‘as generic and
8
conventional when used as claimed’ and cannot provide an inventive concept[,] Motion at 10[,] . .
9
. is as close as L’Oreal gets to discussing why the Examiner was incorrect in his reasons for
10
allowance, and L’Oreal merely provides a conclusory statement to the contrary.” Id. at 7.
11
Brightex contends “this is a factual allegation concerning what was routine, well-understood, or
12
conventional at the time of the invention within the field of computerized skin analysis and
13
personalized recommendations which must be resolved in Brightex’s favor at the 12(b)(6) stage,
14
and for which L’Oreal provides no evidence or prior art support.” Id.at 7-8. Brightex further asserts
15
that at this stage of the case, it “need only show plausibility that individual elements, or that the
16
claimed combination is not well-understood, routine, or conventional activity for questions of fact
17
to preclude dismissal.” Id. (citing Aatrix Software, Inc. v. Green Shades Software, Inc., 882 F.3d
18
1121, 1128 (Fed. Cir. 2018)). Brightex argues that “[t]he photo guide limitation, as claimed,
19
meets this plausibility standard alone and in combination with other limitations of claim 16,
20
precluding dismissal.” Id.
21
Brightex also points to other statements by L’Oreal “concerning the state of the art and
22
what was routine and conventional, each [of] which conflict with the factual statements made in
23
the Complaint:”
24
•
“[L’Oreal’s oversimplified limitations] are all logical and conventional aspects of
25
recommending treatments based on the severity of a person’s skin characteristics in
26
both the real and electronic world.” Id. (citing Motion at 13).
27
28
•
“[I]n order to determine the severity of skin characteristics, it logically [follows]
that at least two skin characteristics must be identified from the image.” Id. (citing
14
Motion at 14).
1
2
“All such ‘measurements’ can be (and have long been) determined visually, e.g.,
3
by a skin care professional, without the use of a computer.” Id. (citing Motion at
4
15).
5
•
“[in] order to determine the severity of a person’s skin characteristics, the variance
6
of such characteristics from the norm must be determined.” Id. (citing Motion at
7
15).
8
9
United States District Court
Northern District of California
•
•
“The elements of claim 16 are also arranged in a conventional and generic way.”
Id. (citing Motion at 18).
10
In addition, Brightex asserts that “the ‘358 Patent has been cited and utilized by examiners as
11
inventive and valid around the world, including against a L’Oreal patent application.” Id. at 9
12
(citing Opposition Ex. A, dkt. no. 28-1 (WO2022/232627)).
13
Applying the Alice test, Brightex argues that at step one, the asserted claims are not
14
directed at an abstract idea because they “do not simply recite the desired result of ‘recommending
15
treatments based on the severity of a person’s skin characteristics,’ but instead recite a specific
16
improved solution for accomplishing that goal and are thus directed to patent eligible subject
17
matter.” Id. at 10. Brightex rejects L’Oreal’s argument that the photo guide limitation “can be
18
achieved without a computer and is merely incidental to the alleged abstract idea.” Id. at 13
19
(citing Motion at 13). According to Brightex, when considering the entirety of the claim, the
20
“photo guide” limitation “transforms the recited electronic device into a specialized device (i.e., a
21
miniaturized version of Brightex’s Clarity Pro device) designed to capture image data in a
22
particular way to better facilitate the skin treatment recommendation process.” Id. at 13-14.
23
Brightex argues that L’Oreal’s reliance on the Procter & Gamble case in its step one
24
analysis is misplaced because in that case, there was no photo guide limitation. Id. at 14-15.
25
Brightex also argues that Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1353 (Fed. Cir.
26
2016) is distinguishable because it “did not concern images or photo guides[.]” Id. at 15. It
27
further asserts that the Dental Monitoring case cited by L’Oreal is not on point because it was
28
decided on summary judgment and therefore, “factual allegations [were] more appropriately
15
United States District Court
Northern District of California
1
presented, such as what orthodontists at the time of the invention considered routine.” Id. at 15-16
2
(citing Dental Monitoring SAS v. Align Tech., Inc., 2024 WL 2261931 (N.D. Cal. May 16, 2024)).
3
In addition, Brightex asserts, a critical difference between the Dental Monitoring case and this
4
case is “the fact that [in Dental Monitoring] ‘the patent’s specification concedes that this analysis
5
was conventionally performed by an orthodontist, via in-person visual inspection or through
6
review of patient-provided images[ ]” whereas “[t]here is no such disclosure in the ‘358
7
specification that the analysis detailed in claim 16 was done by dermatologists back in 2012, nor
8
has L’Oreal identified such disclosure.” Id. at 16.
9
At step two of the Alice test, Brightex argues that it adequately alleged an inventive
10
concept in its complaint and therefore, the case must survive L’Oreal’s motion to dismiss under
11
Aatrix Software, Inc. v. Green Shades Software, Inc., 882 F.3d 1121, 1128 (Fed. Cir. 2018). In
12
particular, Brightex argues that because there are “concrete allegations” in its complaint that
13
“‘individual elements and the claimed combination are not well-understood, routine, or
14
conventional activity,’” questions of fact preclude dismissal at the motion to dismiss stage. Id. at
15
16-17 (quoting Aatrix, 882 F.3d at 1128). According to Brightex, the allegations here, as in
16
Aatrix, “ ‘supplie[d] numerous allegations related to the inventive concepts present in the claimed
17
form file technology,’ and ‘describe[d] the development of the patented invention, including the
18
problems present in prior art.’ ” Id. at 17 (quoting Aatrix, 882 F.3d at 1127). In particular,
19
Brightex points to its allegations relating to “the deficient process of visual grading and training
20
dermatologists to align their grading scores, and their inadequacy, to prove product efficacy[;]”
21
“the development of the patented invention, including the creation of the Clarity Pro facial image
22
scanner and subsequent reduction in size (and advancement in AI technology) allowing for use in
23
commercial cellphones[;]” and the “section in the Complaint entitled Innovation of the Asserted
24
Patents[.]” Id. (citing Compl. ¶¶ 13-15, 53-64). According to Brightex, L’Oreal ignored these
25
allegations in the Motion. Id.
26
Brightex argues that an inventive concept, as disclosed in the Complaint, can be found in
27
two of the claim limitations: “(1) the ‘photo guide’ to position the capture of the facial image . . .
28
and (2) the ‘severity rating’ calculated using the user’s data for at least two skin characteristics and
16
1
their deviation from stored data regarding the same type of skin characteristics.” Id. (citing
2
Compl. ¶¶ 53, 55, 57). According to Brightex, even though the Examiner found that the photo
3
guide limitation provided “significantly more than the abstract idea,” L’Oreal never mentions this
4
limitation in its step two discussion. Id. Brightex further asserts that it will be able to show that
5
the claim elements are arranged in a novel way and that L’Oreal’s conclusory assertion to the
6
contrary is not sufficient to meet its burden. Id. at 17-18.
7
Finally, Brightex argues that L’Oreal’s Motion “threatens the viability of their own
8
patents, including the patent L’Oreal contends its Accused Instrumentalities emanate.” Id. at 18-
9
19.
10
United States District Court
Northern District of California
11
3. Reply
In its Reply, L’Oreal reiterates its argument that the invention claimed in the ’358 Patent
12
boils down to four steps that amount to no more than an abstract idea. Reply at 1. It rejects
13
Plaintiff’s argument that more than an abstract idea is claimed because the patent recites a
14
“technical solution” comprising “specific” requirements that were “unconventional” at the time of
15
the claimed invention. Id. (citing Opposition at 9–13, 16–18). L’Oreal contends Brightex offers
16
no authority to support its “apparent position that a claim is eligible for patent protection simply
17
by virtue of being technical, specific, or unconventional” and “instead cherry-picks language from
18
a handful of cases finding claims directed to improvements in the functioning of computers to
19
recite more than an abstract idea, which are, of course, inapplicable here.” Id.
20
L’Oreal argues that the asserted claims of the ’358 Patent are not directed at improvements
21
in the functioning of a computing device sufficient to transform an abstract idea into patentable
22
subject matter. Id. at 2-4. It asserts that the ’358 Patent describes “two computing devices to
23
carry out the claimed method: (1) an ‘electronic device compris[ing] a camera and a display’—
24
which, according to the specification, ‘may be a mobile telephone, smart phone, tablet computer,
25
personal digital assistant (PDA), laptop or other device’—and (2) a ‘computer’—which the
26
specification does not once mention.” Id. at 2. But as argued in the Motion, “the claimed method
27
is not directed to any improvement in the functioning of either of these generic computing
28
devices[,]” according to L’Oreal. Id. Nor does Brightex rebut L’Oreal’s position, L’Oreal asserts.
17
1
Instead, L’Oreal asserts, “Plaintiff specifically concedes that any improvements provided by the
2
claimed method are to the consumer experience[.]” Id. (citing Opposition at 9).
United States District Court
Northern District of California
3
L'Oreal further asserts that Brightex offers no authority to support its contention that a
4
“technical” or “technological” solution is sufficient to show an “improvement” in the functioning
5
a computer device. Id. at 3. According to L’Oreal, “Plaintiff appears to conflate (or perhaps,
6
confuse) a solution that is ‘technical’ in nature with a ‘specific means or method that improves the
7
relevant technology,’ as discussed in the cited Cardionet and Dental Monitoring cases.” Id.
8
(citing Opposition at 9:25–10:14 )(quoting Cardionet, LLC v. Infobionic, Inc., 955 F.3d 1358,
9
1368 (Fed. Cir. 2020); and citing Dental Monitoring SAS v. Align Tech., Inc., 2024 WL 2261931,
10
at *7). According to L’Oreal, the Cardionet and Dental Monitoring cases on which Brightex
11
relies did not find inventive content based on mere specificity but instead, because both involved
12
claims directed to improving the functioning or operation of a particular device, whereas this case
13
involves no such allegations. Id. at 4.
14
L’Oreal also rejects Brightex’s contention that in the Motion it has oversimplified the
15
claims of the ’358 Patent and ignored limitations relating to “the photo guide, an electronic device,
16
image data and the transformation of image data into measurements.” Id. at 4-5 (citing Opposition
17
at 6:14–16). L’Oreal contends this assertion is untrue, pointing to discussion of these limitations in
18
the Motion. Id. at 5.
19
As to unconventionality, L’Oreal contends Brightex’s reliance on the Aatrix case and
20
Berkheimer v. HP Inc., 881 F.3d 1360 (2018) is misplaced. According to L’Oreal, Brightex
21
mischaracterizes these cases when it suggests that they “stand[] for the proposition that any and all
22
‘factual statements concerning what was well understood, routine, and conventional’ are ‘directly
23
relevant’ to whether claims ‘contain inventive components[.]’” Id. (quoting Opposition at 4)
24
(citing Berkheimer v. HP Inc., 881 F.3d 1360 (2018)). L’Oreal also rejects Brightex’s assertion,
25
based on these cases, that on a 12(b)(6) motion, it “need only show plausibility that individual
26
elements, or that the claimed combination is not well-understood, routine, or conventional activity
27
for questions of fact to preclude dismissal.” Id. at 6 (quoting Opposition at 8) (citing Aatrix, 882
28
F.3d at 1128). Instead, L’Oreal asserts, “in both cases, the Federal Circuit’s findings that factual
18
1
disputes existed regarding what was “conventional” were directly and specifically based on well-
2
pled allegations that the claims constituted improvements to the functioning or operation of a
3
computing device.” Id. at 6 (emphasis in original).
United States District Court
Northern District of California
4
L'Oreal rejects Plaintiff’s assertion that it relies in its Motion on factual statements about
5
what was conventional at the time of the claimed invention that conflict with the allegations in the
6
complaint. Id. at 7 (citing Opposition at 6). According to L’Oreal, although Plaintiff “takes issue
7
with ‘L’Oreal’s factual statements concerning what dermatologists have been doing “for decades”
8
and what calculations have been done on images of faces,’ . . . i.e., that they ‘inspect a person’s
9
face to identify characteristics that vary from the norm and, where the variance is sufficiently
10
great, they prescribe treatment,’ ” “this is entirely consistent with statements in the Complaint.”
11
Id. (citing Opposition at 4, 6). L’Oreal argues further that although Brightex “apparently disputes
12
basic concepts such as whether ‘at least two skin characteristics must be identified,’ and ‘the
13
variance of such characteristics from the norm must be determined,’ to ‘determine the severity of a
14
person’s skin characteristics,’ [it] cannot point to any facts contradicting such logic.” Id.
15
Finally, L’Oreal argues that displaying a “photo guide” does not transform the claimed
16
method into patentable subject matter, even though the examiner reached a contrary conclusion.
17
Id. at 7-10. L’Oreal contends the “photo guide” is a “simple graphic” that does not require a
18
specialized device and does not purport to solve any particular technological problem identified in
19
the patent. Id. at 8. According to L’Oreal, “this is because, according to Plaintiff’s own
20
statements, the whole point of the claimed method is to ‘provid[e] prioritized skin treatment
21
recommendations to a user’ ‘using their own electronic device,’ as opposed to a specialized
22
device.” Id. (citing ’358 Patent claim 16; Opposition at 9; Compl. ¶¶ 14-15). Thus, Plaintiff’s
23
assertion in the Opposition that “the photo guide is a limitation that transforms the recited
24
electronic device into a specialized device (i.e., a miniaturized version of Brightex’s Clarity Pro
25
device)[ ]” is incorrect, L’Oreal asserts, and conflicts with the allegations in the complaint. Id. at
26
9 (citing Compl. ¶ 15; Opposition at 13-14). Furthermore, it argues, “these disclosures (and lack
27
thereof) are on all fours with those the Federal Circuit routinely finds indicative of an abstract idea
28
without any ‘inventive concept.’” Id. at 9-10 (citing In re TLI Commc’ns LLC Patent Litig., 823
19
1
F.3d at 612–14 (internal citations omitted); OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359,
2
1363 (Fed. Cir. 2015)).
L'Oreal also rejects Plaintiff’s argument that the “photo guide” is more than an abstract
United States District Court
Northern District of California
3
4
idea because this limitation “could not be performed by pen-and-paper methods.” Id. at 10
5
(quoting Opposition at 5 (citing Compl. ¶ 63)). L’Oreal asserts that Brightex “misses the point”
6
because “[t]he question is whether the device is ‘invoked merely as a tool’ for carrying out that
7
process.” Id. (quoting Finjan, Inc. v. Blue Coat Sys., Inc., 879 F.3d 1299, 1303 (Fed. Cir. 2018)).
8
According to L’Oreal, “it is evident from the claims and the specification that all the photo guide
9
does is instruct users how to position their face for image capture—just as a dermatologist would
10
instruct a patient how to position their face for a visual inspection—and that a generic ‘electronic
11
device’ can be invoked as a tool for conveying those instructions.” Id. (quoting ’358 Patent at
12
2:27–37). Thus, the claimed “photo guide” is not “in any manner inventive[,]” L’Oreal contends.
13
Id.
14
III.
ANALYSIS
15
A.
16
A complaint may be dismissed under Rule 12(b)(6) of the Federal Rules of Civil Procedure
Legal Standards Under Rule 12(b)(6)
17
for failure to state a claim on which relief can be granted. “The purpose of a motion to dismiss
18
under Rule 12(b)(6) is to test the legal sufficiency of the complaint.” N. Star Int’l v. Ariz. Corp.
19
Comm’n, 720 F.2d 578, 581 (9th Cir. 1983). Generally, a plaintiff’s burden at the pleading stage
20
is relatively light. Rule 8(a) of the Federal Rules of Civil Procedure states that a “pleading which
21
sets forth a claim for relief . . . shall contain . . . a short and plain statement of the claim showing
22
that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a).
23
In ruling on a motion to dismiss under Rule 12(b)(6), the court analyzes the complaint and
24
takes “all allegations of material fact as true and construe[s] them in the light most favorable to the
25
non-moving party.” Parks Sch. of Bus. v. Symington, 51 F.3d 1480, 1484 (9th Cir. 1995).
26
Dismissal may be based on a lack of a cognizable legal theory or on the absence of facts that
27
would support a valid theory. Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir.
28
1990). A complaint must “contain either direct or inferential allegations respecting all the material
20
United States District Court
Northern District of California
1
elements necessary to sustain recovery under some viable legal theory.” Bell Atl. Corp. v.
2
Twombly, 550 U.S. 544, 562 (2007) (citing Car Carriers, Inc. v. Ford Motor Co., 745 F.2d 1101,
3
1106 (7th Cir. 1984)). “A pleading that offers ‘labels and conclusions’ or ‘a formulaic recitation
4
of the elements of a cause of action will not do.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
5
(quoting Twombly, 550 U.S. at 555). “[C]ourts ‘are not bound to accept as true a legal conclusion
6
couched as a factual allegation.’” Twombly, 550 U.S. at 555 (quoting Papasan v. Allain, 478 U.S.
7
265, 286 (1986)). “Nor does a complaint suffice if it tenders ‘naked assertion[s]’ devoid of
8
‘further factual enhancement.’” Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 557)
9
(alteration in original). Rather, the claim must be “‘plausible on its face,’” meaning that the
10
plaintiff must plead sufficient factual allegations to “allow[] the court to draw the reasonable
11
inference that the defendant is liable for the misconduct alleged.” Id. (quoting Twombly, 550 U.S.
12
at 570).
13
B.
14
Whether a claim recites patent-eligible subject matter under § 101 is a question of law.
15
Procter & Gamble Co, 288 F. Supp. 3d at 1010 (citations omitted). While claim construction may
16
sometimes be necessary to determine whether claims are directed to patent-eligible material, it is
17
not an “ ‘inviolable prerequisite to a validity determination under § 101.’ ” Id. (quoting Bancorp
18
Servs., L.L.C. v. Sun Life Assurance Co. of Can. (U.S.), 687 F.3d 1266, 1273 (Fed. Cir. 2012)).
19
Thus, “[w]here the court has a ‘full understanding of the basic character of the claimed subject
20
matter,’ the question of patent eligibility may properly be resolved on the pleadings.” Id. (quoting
21
Content Extraction & Transmission LLC v. Wells Fargo Bank, Nat. Ass’n, 776 F.3d 1343, 1349
22
(Fed. Cir. 2014)).
23
C.
24
25
26
Motion to Dismiss Based on Patent Eligibility Under Section 101
Application of Alice Test to the ’358 Patent
1. Step One: Whether the ’358 Patent is Directed to An Abstract Idea
a. Legal Standards
At step one of the Alice test, courts “consider the claims ‘in their entirety to ascertain
27
whether their character as a whole is directed to excluded subject matter.’ ” CardioNet, LLC v.
28
InfoBionic, Inc., 955 F.3d 1358, 1367 (Fed. Cir. 2020) (quoting McRO, Inc. v. Bandai Namco
21
United States District Court
Northern District of California
1
Games Am. Inc., 837 F.3d 1299, 1312 (Fed. Cir. 2016) (quoting Internet Patents Corp. v. Active
2
Network, Inc., 790 F.3d 1343, 1346 (Fed. Cir. 2015))). “[T]he Court need not individually analyze
3
every claim if certain claims are representative[,]” however. Procter & Gamble, 288 F. Supp. 3d
4
at 1016 (noting that “[o]ften, parties will agree that certain claims are representative for the
5
purposes of a § 101 analysis.”).
6
“Neither the U.S. Supreme Court nor the Federal Circuit has set forth a bright-line test
7
separating abstract ideas from concepts that are sufficiently concrete so as to require no further
8
inquiry under the first step of the Alice framework.” Id. at 1011 (citing Alice, 573 U.S. at 221;
9
DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1256 (Fed. Cir. 2014)). Thus, in
10
determining whether the claims of a patent are directed to excluded subject matter, “courts have
11
generally begun by ‘compar[ing] claims at issue to those claims already found to be directed to an
12
abstract idea in previous cases.’ ” Id. (quoting Enfish, LLC v. Microsoft Corp., 822 F.3d 1327,
13
1334 (Fed. Cir. 2016)).
14
In Procter & Gamble, Judge Koh observed that “[t]wo of the U.S. Supreme Court’s
15
leading cases concerning the ‘abstract idea’ exception involved claims held to be abstract because
16
they were drawn to longstanding, fundamental economic practices.” Id. at 1012 (citing Alice, 573
17
U.S. at 219; Bilski v. Kappos, 561 U.S. 593, 611 (2010)). In particular, in Alice, the Supreme
18
Court found that claims “drawn to the concept of intermediated settlement, i.e., the use of a third
19
party to mitigate settlement risk” were directed to a patent-ineligible abstract idea. Id. (citing
20
Alice, 573 U.S. at 219). In Bilski, the Supreme Court found that “claims drawn to ‘the basic
21
concept of hedging, or protecting against risk’ were directed to a patent-ineligible abstract idea
22
because ‘[h]edging is a fundamental economic practice long prevalent in our system of commerce
23
and taught in any introductory finance class.’” Id. (quoting Bilski, 561 U.S. at 611).
24
Further, because “information itself is intangible[,]” “the Federal Circuit has generally
25
found claims abstract where they are directed to some combination of acquiring information,
26
analyzing information, and/or displaying the results of that analysis.” Id. (citing FairWarning IP,
27
LLC v. Iatric Sys., Inc., 839 F.3d 1089, 1094–95 (Fed. Cir. 2016) (claims “directed to collecting
28
and analyzing information to detect misuse and notifying a user when misuse is detected” were
22
1
drawn to a patent-ineligible abstract idea); Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350,
2
1354 (Fed. Cir. 2016) (claims directed to an abstract idea because “[t]he advance they purport to
3
make is a process of gathering and analyzing information of a specified content, then displaying
4
the results, and not any particular assertedly inventive technology for performing those
5
functions”); In re TLI Commc'ns LLC, 823 F.3d at 611 (claims were “directed to the abstract idea
6
of classifying and storing digital images in an organized manner”)).
In cases involving “other types of computer-implemented claims[,]” courts have “taken
United States District Court
Northern District of California
7
8
varied approaches to determining whether particular claims are directed to an abstract idea.” Id. at
9
1012. In a number of cases, the Federal Circuit has looked to whether the “claims ‘purport to
10
improve the functioning of the computer itself,’ . . . which may suggest that the claims are not
11
abstract, or instead whether ‘computers are invoked merely as a tool’ to carry out an abstract
12
process.” Id. at 1012-1013 (quoting Alice, 573 U.S. at 225 and Enfish, 822 F.3d at 1336; and
13
citing Visual Memory LLC v. NVIDIA Corp., 867 F.3d 1253, 1259–60 (Fed. Cir. 2017); McRO,
14
Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299, 1314 (Fed. Cir. 2016)). Courts have also
15
found that “claims directed to a ‘new and useful technique’ for performing a particular task were
16
not abstract.” Id. (citing Thales Visionix Inc. v. United States, 850 F.3d 1343, 1349 (Fed. Cir.
17
2017); Rapid Litig. Mgmt. Ltd. v. CellzDirect, Inc., 827 F.3d 1042, 1048, 1050 (Fed. Cir. 2016)
18
(holding that claims directed to “a new and useful laboratory technique for preserving
19
hepatocytes,” a type of liver cell, were not abstract); Diamond v. Diehr, 450 U.S. 175, 187
20
(1981)).
21
Judge Koh notes that another “helpful tool” courts have used in conducting the step one
22
abstract idea inquiry “is consideration of whether the claims have an analogy to the brick-and-
23
mortar world, such that they cover a ‘fundamental . . . practice long prevalent in our system.’ ” Id.
24
at 1013 (quoting Alice, 573 U.S. at 219). For example, in Intellectual Ventures I LLC v. Symantec
25
Corp., the Federal Circuit found that “an email processing software program to be abstract through
26
comparison to a ‘brick-and-mortar’ post office.” Id. (citing 838 F.3d 1307, 1317 (Fed. Cir.
27
2016)).
28
Another factor courts consider in conducting Alice’s step one inquiry is whether the claims
23
1
are directed at a “mental process or a process that could be done with pencil and paper.” Id. (citing
2
Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1147 (Fed. Cir. 2016); CyberSource
3
Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1372 (Fed. Cir. 2011) (Mortg. Grader, Inc. v. First
4
Choice Loan Servs. Inc., 811 F.3d 1314, 1324 (Fed. Cir. 2016)).
5
6
United States District Court
Northern District of California
7
b. Application of Legal Standards
Applying the standards set forth above, the Court finds that the asserted claims of the ’358
Patent are directed to an abstract idea at step one of the Alice test.
8
The Court begins its analysis by identifying the character of the asserted claims “as a
9
whole.” The Court finds that claim 16 is directed to: 1) obtaining a digital image of a person’s face
10
using a device with a camera that allows for the display of a photo guide telling the user how to
11
position their face to capture the image; 2) using image processing to identify at least two skin
12
characteristics of the user; 3) using stored information about populations of the same type to
13
determine how far the user’s measurements deviate from the norm as to the particular skin
14
characteristics, that is, the relative severity of the user’s skin characteristics; and 4) providing
15
treatment recommendations for user skin characteristics with the highest severity rating. Claim 18
16
depends from claim 16 and involves the same process but adds limitations by identifying specific
17
skin characteristics, such as wrinkles, age spots and crows feet.
18
These claims are similar to the claims that the Federal Circuit and other Courts have found
19
are directed at an abstract idea. For example, in Electric Power Grp., LLC v. Alstom S.A., the
20
asserted claims described “systems and methods for performing real-time performance monitoring
21
of an electric power grid by collecting data from multiple data sources, analyzing the data, and
22
displaying the results.” 830 F.3d at 1351. The Federal Circuit found that the claims were
23
directed to an abstract idea because “[t]he advance they purport to make is a process of gathering
24
and analyzing information of a specified content, then displaying the results, and not any particular
25
assertedly inventive technology for performing those functions.” Id. at 1354. Similarly, in In re
26
TLI Commc'ns LLC Pat. Litig., the Federal Circuit found that a “patent relating to a method and
27
system for taking, transmitting, and organizing digital images” was invalid under § 101 because it
28
was “directed to the abstract idea of classifying and storing digital images in an organized
24
United States District Court
Northern District of California
1
manner.” 823 F.3d 607, 609 (Fed. Cir. 2016).
2
The Court’s conclusion is also supported by the Procter & Gamble case, which is closely
3
on point. That case involved a patent entitled “Skin Imaging and Analysis Systems and Methods”
4
that “describe[d] and claim[ed] an apparatus and method for ‘determining and displaying the
5
location of one or more analysis areas and defect areas associated with a digital image of human
6
skin.’ ” 288 F. Supp. 3d at 1006–1007. The method described in the patent included 1) a
7
computer device acquiring a digital image of a person; 2) the selection of a “sub-image” for
8
analysis; 3) analysis of the sub-image to identify skin defects and determine their severity, which
9
included comparing the measurements associated with the user with data for similar populations;
10
and 4) displaying the results of the analysis to the user. Id. at 1007-1009. The Court concluded at
11
step one that the asserted claims were directed at the abstract idea of acquiring and analyzing
12
information, citing prior Federal Circuit cases, including Electric Power Grp., LLC v. Alstom S.A.
13
Id. Further, it rejected the patentee’s argument that the claims were directed to an improvement in
14
computer functionality and therefore not abstract. Id. at 1021-1023.
15
As discussed above, Federal Circuit case law points to the conclusion that here, as in
16
Procter & Gamble, the asserted claims are directed to the abstract idea of collecting and analyzing
17
information. The Court also concludes that the ’358 Patent, like the patent in Procter & Gamble,
18
does not claim any improvement in computer functionality. Instead, Brightex asserts that the
19
“solution” the ’358 Patent offers is that it “overcome[s] . . . drawbacks in skin diagnostics and
20
improve[s] the consumer process of cosmetically improving a consumer’s face” by “provid[ing]
21
access to skin diagnostics to address cosmetic improvements of a consumer’s face” without the
22
need for them to undergo “the time-consuming and costly process of seeking advice from a skin
23
expert such as an aesthetician or dermatologist.” Opposition at 9. But the Federal Circuit has held
24
that “improving a user’s experience while using a computer application is not, without more,
25
sufficient to render the claims directed to an improvement in computer functionality.” Customedia
26
Techs., LLC v. Dish Network Corp., 951 F.3d 1359, 1365 (Fed. Cir. 2020) (citing Trading Techs.
27
Int'l, Inc. v. IBG LLC, 921 F.3d 1084, 1092–93 (Fed. Cir. 2019); see also Fortinet, Inc. v.
28
Forescout Techs., Inc., No. 20-CV-03343-EMC, 2020 WL 6415321, at *6 (N.D. Cal. Nov. 2,
25
United States District Court
Northern District of California
1
2020) (“[T]he Federal Circuit has recently explained that’“[t]o be a patent-eligible improvement to
2
computer functionality . . . the claims must be directed to an improvement to the functionality of
3
the computer or network platform itself,’ . . . and so go beyond mere ‘incidental improvements to
4
computer functionality’ via refinement of the abstract idea [.]”) (quoting Customedia Techs., LLC
5
v. Dish Network Corp., 951 F.3d 1359, 1365 (Fed. Cir. 2020)).
6
Dental Monitoring SAS v. Align Tech., Inc., 2024 WL 2261931 (N.D. Cal. May 16, 2024),
7
also supports the Court’s conclusion at step one. That case involved two patents related to remote
8
dentistry and the fitting of dental aligners, which are worn in sequence in order to reposition the
9
patient’s teeth. 2024 WL 2261931, at *1. The court explained that “[t]ypically, a dental
10
practitioner must visually assess a patient’s aligner at regular intervals to evaluate progress and
11
determine if and when a patient should progress to the next aligner in the sequence, revert to a
12
previous aligner, and so forth.” Id. The patents at issue, however, disclosed “a method for
13
acquiring an image of the dental arch of a patient” and “a method for guiding a patient to capture
14
images of their dental arches and aligner fit in order to facilitate remote treatment.” Id. The claims
15
described methods that included: 1) acquisition of an image of the dental arch or the shape of the
16
aligner; 2) analysis of the quality of the image using a “deep learning” device trained by use of a
17
learning base; and 3) sending an information message regarding the quality of the image or the
18
positioning of the “acquisition apparatus” relative to the user’s dental arch or appliance. Id. at *
19
1-2.
20
The court found that although the learning process was described with “a great deal of
21
particularity,” the asserted claims, nonetheless, focused on the abstract idea of gathering and
22
processing information. Id. at *4. It noted that the “[n]either claim nor specification details a
23
novel (or any) algorithm or otherwise discloses an improvement to extant deep learning devices”
24
and further observed that “[i]t is not enough to be the first to apply an abstract idea to a specific
25
technological environment, such as a deep learning device.” Id. The Court also observed that,
26
according to the specification, it was “common practice” for dental practitioners to perform
27
“assessments of aligner treatment via images transmitted to them by patients,” which sometimes
28
required them to notify patients of the need to retake pictures due to their poor quality. Thus, the
26
1
“information message” disclosed in the patents was analogous to the way this always had been
2
done. Id. The court found, “Moving beyond the field of dental aligners, it is beyond cavil that
3
‘capture, analysis, critique, recapture’ is a dialogue as old as photography itself.” Id.
United States District Court
Northern District of California
4
Brightex attempts to distinguish these cases by pointing to the fact that the asserted claims
5
of the ’358 Patent include a “photo guide.” According to Brightex, the photo guide recites a
6
“specific improved solution” that improved the relevant technology, converting the recited
7
electronic device into a specialized device. The Court agrees with L’Oreal, however, that the
8
photo guide limitation, whether considered individually or as part of the claim as a whole, is
9
merely incidental to the acquisition of the digital image and is akin to a dermatologist instructing a
10
client on how to position their face for a visual inspection or to capture an image of the
11
individual’s face. It is, in Judge Alsup’s words, a method that is “as old as photography itself.”
12
There is nothing in the claims or specification that suggests the “photo guide” is directed at
13
solving any technological problem or doing anything more than ensuring the user’s face is
14
positioned so as to obtain a usable digital image. See ’358 Patent at 2:33–37 (“Photo guide 202
15
instructs the user where to place her face in the image. Using photo guide 202, the user is able to
16
take an image of her face with preferred dimensions for use in the recommendation process.”); id.,
17
claim 16 (“display a photo guide indicating how the user’s face should be positioned…”).
18
Therefore, the Court rejects Brightex’s reliance on the “photo guide” to argue that the asserted
19
claims are not directed to an abstract idea.
20
21
For these reasons, the Court finds that the asserted claims of the ’358 Patent are directed to
an abstract idea of collecting and analyzing information.
22
23
24
2. Step Two: Whether the Asserted Claims of the ’358 Patent Contain an
Inventive Concept
a. Legal Standards
25
Having determined that the ’358 Patent is directed to an abstract idea, the Court must next
26
“determine whether the claims do significantly more than simply describe that abstract method.”
27
Ultramercial, Inc. v. Hulu, LLC, 772 F.3d 709, 715 (Fed. Cir. 2014) (citing Mayo Collaborative
28
Servs. v. Prometheus Lab’ys, Inc., 566 U.S. 66, 77 (2012)). In other words, the Court must
27
United States District Court
Northern District of California
1
“examine the limitations of the claims to determine whether the claims contain an ‘inventive
2
concept’ to ‘transform’ the claimed abstract idea into patent-eligible subject matter.” Id. (citing
3
Alice, 573 U.S. at 221) (quoting Mayo, 566 U.S. at 77)).
4
The Supreme Court has “made clear that transformation into a patent-eligible application
5
requires ‘more than simply stat[ing] the [abstract idea] while adding the words ‘apply it.’ ” Alice,
6
573 U.S. at 221 (citing Mayo, 566 U.S. at 72). Thus, “it is . . . now standard for a § 101 inquiry to
7
consider whether various claim elements simply recite ‘well-understood, routine, conventional
8
activit[ies].’ ” Bascom Glob. Internet Servs., Inc. v. AT&T Mobility LLC, 827 F.3d 1341, 1349–50
9
(Fed. Cir. 2016) (quoting Alice, 573 U.S. at 225) (quoting Mayo, 566 U.S. at 73). However, “[t]he
10
inventive concept inquiry requires more than recognizing that each claim element, by itself, was
11
known in the art.” Id. Rather, courts must also consider whether “an inventive concept can be
12
found in the non-conventional and non-generic arrangement of known, conventional pieces.” Id.
13
“The object of the inquiry is the claim language: a district court may not rely on ‘technological
14
details set forth in the patent’s specification and not set forth in the claims to find an inventive
15
concept.’” Dental Monitoring, 2024 WL 2261931, at *7 (quoting Intell. Ventures I LLC v.
16
Symantec Corp., 838 F.3d 1307, 1322 (Fed. Cir. 2016); Two-Way Media Ltd. v. Comcast Cable
17
Commc'ns, LLC, 874 F.3d 1329, 1338 (Fed. Cir. 2017)).
18
Because the court must draw all reasonable inference in favor of the plaintiff at the
19
12(b)(6) stage of the case, a complaint with specific allegations plausibly alleging that the asserted
20
claim discloses a concept that was not “well-understood, routine, or conventional” is sufficient to
21
survive the pleading stage of the case. Aatrix Software, Inc. v. Green Shades Software, Inc., 882
22
F.3d 1121, 1129 (Fed. Cir. 2018); see also Berkheimer v. HP Inc., 881 F.3d 1360, 1369 (Fed. Cir.
23
2018) (“Whether something is well-understood, routine, and conventional to a skilled artisan at the
24
time of the patent is a factual determination.”) Thus, for example, in Aatrix, the Federal Circuit
25
found that the district court had erred in dismissing the plaintiff’s complaint under § 101 where it
26
contained “concrete” factual allegations “that individual elements and the claimed combination
27
[were] not well-understood, routine, or conventional activity” and that “the claimed combination[ ]
28
[offered an] improvement to the functioning of the computer.” Id. at 1128. Likewise, in
28
1
Berkheimer, the complaint was found sufficient to survive a Rule 12(b)(6) motion where it alleged
2
specific facts showing that “the claimed combination improve[d] computer functionality” and
3
pointed to sections of the specification that explained how “the claimed improvement increase[d]
4
efficiency and computer functionality over the prior art systems.” Berkheimer v. HP Inc., 881
5
F.3d at 1369 (Fed. Cir. 2018).
6
b. Application of Legal Standards
Brightex contends the complaint adequately alleges that claim 16 discloses inventive
7
8
concepts based on the “photo guide” and the “severity rating” limitations.2 It argues further that
9
L’Oreal’s challenge under § 101 fails because L’Oreal relies on factual assertions that contradict
10
facts alleged in the complaint. The Court is not persuaded by Brightex’s arguments.
First, the Court rejects Brightex’s contention that L’Oreal’s arguments about what was
United States District Court
Northern District of California
11
12
routine and conventional at the time of the patent’s issuance contradict the allegations in the
13
complaint. In particular, L’Oreal’s statements in its moving papers about what dermatologists
14
were doing at the time of the patent’s issuance, namely, “inspect[ing] a person’s face to identify
15
characteristics that vary from the norm and, where the variance was sufficiently great, . . .
16
prescrib[ing] treatment,” Motion at 5, are entirely consistent with the allegations in the complaint.
17
In particular, the Complaint describes the “deficient process” used by dermatologists in 2005,
18
when “the skincare industry was far behind in using technology to improve its products and
19
services.” Compl. ¶ 13. According to Brightex, at that time “the industry was still visually
20
comparing images before and after product application with no quantification of skin parameters.
21
Visual grading was used, and books were published to train staff and dermatologists to align their
22
grading scores.” Id.; see also id. ¶ 20 (“Prior to the 2007-time-frame, most skin analysis
23
cosmetologists used visual grading techniques.”).
Moreover, in paragraph 14, Brightex reiterates that Chhiber “researched the matter and
24
25
determined that inspecting a face for characteristics and conditions required one to closely
26
27
28
2
At the hearing, the parties agreed that dependent claim 18 does not supply any inventive concept
not found in claim 16 and therefore, that the Court need only address claim 16 in conducting its
step two analysis.
29
United States District Court
Northern District of California
1
examine the skin for very small imperfections, which was the best way to conduct a useful
2
diagnosis.” Id. ¶ 14. There is no allegation that Chhibber’s conclusion represented a discovery of
3
a new method; nor does Brightex contend that it was. Instead, the implication of the allegation is
4
that Chhibber’s conclusion reflected current best practices in the field of cosmetology at the time
5
of the issuance of the ’358 Patent. Therefore, the Court rejects Brightex’s argument that factual
6
questions preclude it from deciding whether the step two test is met on a Rule 12(b)(6) motion.
7
The Court further finds that neither the photo guide nor the severity limitation supplies an
8
inventive concept that transforms claims 16 into patentable subject matter. As discussed above, the
9
examiner found that the “photo guide” was a “technological solution and significantly more than
10
the abstract idea.” Delacenserie Decl., Ex. A at 22 (citing Bascom Global Internet Services v.
11
AT&T Mobility LLC, 827 F.3d 1341 (Fed. Cir. 2016)). Neither the ’358 Patent specification nor
12
the allegations in the complaint support that conclusion, however. The specification describes the
13
“photo guide” in functional terms, as a feature of the “typical electronic device . . . used to capture
14
a user’s image” that “instructs the user where to place her face in the image” so that “the user is
15
able to take an image of her face with preferred dimensions for use in the recommendation
16
process.” ’358 Patent, 2: 33-37. In Fig. 2A, it is depicted as a simple graphic in the shape of a
17
square frame that can be displayed on the device’s camera to show the user where to position her
18
face when capturing an image. Id., Fig. 2A. The specification does not allude to any
19
“technological problem” that the “photo guide” solved or identify anything unconventional about
20
its use in claim 16.
21
Similarly, while the complaint includes conclusory allegations about the “innovation” of
22
claim 16, including the allegation that it “recite a technical solution to a problem arising in the
23
realm of computing networks[,]” Compl. ¶ 59, there are no allegations in the complaint addressing
24
what specific technological problem the photo guide solved or explaining how the use of a photo
25
guide constituted an advance in computer technology. Indeed, the complaint emphasizes that the
26
method disclosed in claim 16 of the ’358 Patent was enabled “by the advanced cameras that smart
27
devices used” and thus did not require a specialized device. See, e.g., Compl. ¶ 15. In short, the
28
the photo guide in claim 16 simply performs a basic computer function that was “known” in the
30
United States District Court
Northern District of California
1
art. Furthermore, other than conclusory statements that the photo guide in combination with the
2
other claim limitations was inventive, Brightex has not explained how the claim as a whole
3
discloses any inventive concept that combined the photo guide with the other limitations in an
4
unconventional or innovative manner. Therefore, the Court rejects Brightex’s assertion that the
5
addition of the photo guide to claim 16 transformed the claim into something that is more than an
6
abstract idea. See In re TLI Commc'ns LLC Pat. Litig., 823 F.3d 607, 613–14 (Fed. Cir. 2016).
7
The Court also rejects Brightex’s assertion that the complaint sufficiently alleges that the
8
photo guide is inventive because it alleges that the function this feature performs “could not be
9
performed by pen-and-paper methods.” Opposition at 5 (citing Comp. ¶63), 13. As Judge Koh
10
explained in Procter & Gamble, to determine whether a claim is directed to an abstract idea,
11
courts consider, “as the facts require[,]” “ whether the claims are, in essence, directed to a mental
12
process or a process that could be done with pencil and paper.” 288 F. Supp. 3d at 1013. This is
13
closely related to “another helpful tool” in which courts consider whether claims “have an analogy
14
to the brick-and-mortar world, such that they cover a fundamental . . . practice long prevalent in
15
our system.” Id. (internal quotation and citation omitted). Here, Brightex’s focus on the pen-and-
16
paper inquiry misses the mark. While taking a picture with an electronic device that uses a photo
17
guide is not a mental process that can be performed using pen and paper, it does have a very
18
obvious real-world analogy of positioning a person’s face so that it can be inspected or
19
photographed by a cosmetologist – a practice that is implicit in the allegations of the complaint.
20
See Compl. ¶ 14 (“Chhibber researched the matter and determined that inspecting a face for
21
characteristics and conditions required one to closely examine the skin for very small
22
imperfections, which was the best way to conduct a useful diagnosis.”).
23
The Court also finds unpersuasive Brightex’s reliance on the “severity rating” to show that
24
claim 16 includes an innovative concept. Brightex makes this argument only in passing in its
25
Opposition brief, see Opposition at 17, but presumably, the argument is based on the allegations in
26
the complaint that the patentee responded to the rejection by the Examiner “by pointing out that
27
the invention is a novel computerized method of providing prioritized skin treatment
28
recommendations to users based on a severity rating calculation.” Compl. ¶ 61; see also id. ¶ 62
31
United States District Court
Northern District of California
1
(“The patentee further responded that the pending claims of the application for the `358 Patent
2
contain meaningful limitations that represent a sufficiently inventive concept, and that they recite
3
specifically how the recommendations are selected and prioritized based on a specifically
4
calculated severity rating.”). The Federal Circuit has recognized, however, that “acquiring,
5
analyzing, and displaying information is an abstract idea. Because information itself is an
6
intangible, amassing information produces an intangible, and applying mathematical algorithms to
7
sort or analyze that information is essentially a mental process.” Procter & Gamble, 288 F. Supp.
8
at 1018 (citing Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1354 (Fed. Cir. 2016)). As
9
the Federal Circuit explained in Electric Power Group, “merely presenting the results of abstract
10
processes of collecting and analyzing information, without more (such as identifying a particular
11
tool for presentation), is abstract as an ancillary part of such collection and analysis.” 830 F.3d at
12
1354. Thus, the Court here concludes that the disclosure in claim 16 of a method to evaluate the
13
severity of the user’s skin characteristics is ancillary to the abstract process of collecting and
14
analyzing data and does not supply an inventive concept that transforms claim 16 into patentable
15
subject matter.
For these reasons, the Court finds that the asserted claims do not disclose an inventive
16
17
concept at step two of the Alice test.
18
IV.
19
CONCLUSION
For the reasons stated above, the Court finds that the asserted claims of the ’358 Patent are
20
invalid under 35 U.S.C. § 101. Therefore, the Motion is GRANTED. Plaintiff’s claim for
21
infringement of the ’358 Patent (Claim One) is dismissed with prejudice.
22
IT IS SO ORDERED.
23
24
Dated: March 6, 2025
25
26
27
______________________________________
JOSEPH C. SPERO
United States Magistrate Judge
28
32
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