Espinosa et al v. City and County of San Francisco et al

Filing 369

COURT'S INTENDED FINAL JURY INSTRUCTIONS. Signed by Judge JEFFREY S. WHITE on 8/4/14. (jjoS, COURT STAFF) (Filed on 8/4/2014)

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1 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE NORTHERN DISTRICT OF CALIFORNIA 8 9 KATHLEEN ESPINOSA, et al., No. C 06-04686 JSW 11 For the Northern District of California United States District Court 10 12 Plaintiffs, v. CITY AND COUNTY OF SAN FRANCISCO, et al., COURT’S INTENDED FINAL JURY INSTRUCTIONS 13 Defendants. 14 / 15 16 The parties are HEREBY NOTIFIED that the following constitute the Court’s Intended 17 Final Jury Instructions. The Court shall provide the parties with deadlines and additional 18 instructions regarding the intended final instructions at the pretrial conference. 19 IT IS SO ORDERED. 20 21 August 4, 2014 22 JEFFREY S. WHITE 23 U.S. DISTRICT JUDGE 24 25 26 27 28 1 DUTIES OF JURY TO FIND FACTS AND FOLLOW LAW 2 3 Members of the jury, now that you have heard all the evidence, it is my duty to instruct 4 you on the law which applies to this case. A copy of these instructions will be available in the jury 5 room for you to consult if you find it necessary. 6 It is your duty to find the facts from all the evidence in the case. To those facts you will 7 apply the law as I give it to you. You must follow the law as I give it to you whether you agree 8 with it or not. You must not be influenced by any personal likes or dislikes, opinions, prejudices, 9 or sympathy. That means that you must decide the case solely on the evidence before you. You will recall that you took an oath promising to do so at the beginning of the case. 11 For the Northern District of California United States District Court 10 In following my instructions, you must follow all of them and not single out some and 12 ignore others; they are all equally important. You must not read into these instructions or into 13 anything the court may have said or done any suggestion as to what verdict you should return – that 14 is a matter entirely up to you. 15 16 17 18 19 20 21 22 23 24 25 26 27 28 2 1 WHAT IS EVIDENCE 2 3 The evidence from which you are to decide what the facts are consists of: 4 (1) the sworn testimony of any witness; 5 (2) the exhibits which have been received into evidence; and 6 (3) any facts to which the lawyers have agreed or stipulated. 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 3 1 WHAT IS NOT EVIDENCE 2 3 In reaching your verdict, you may consider only the testimony and exhibits received into 4 evidence. Certain things are not evidence, and you may not consider them in deciding what the 5 facts are. I will list them for you: 6 (1) Arguments and statements by lawyers are not evidence. The lawyers are not 7 witnesses. What they have said in their opening statements, will say in their closing arguments, and 8 at other times is intended to help you interpret the evidence, but it is not evidence. If the facts as 9 you remember them differ from the way the lawyers have stated them, your memory of them 11 For the Northern District of California United States District Court 10 controls. (2) Questions and objections by lawyers are not evidence. Attorneys have a duty to 12 their clients to object when they believe a questions is improper under the rules of evidence. You 13 should not e influenced by the objection or by the court’s ruling on it. 14 15 16 17 (3) Testimony that has been excluded or stricken, or that you have been instructed to disregard, is not evidence and must not be considered. (4) Anything you may have seen or heard when the court was not in session is not evidence. You are to decide the case solely on the evidence received at trial. 18 19 20 21 22 23 24 25 26 27 28 4 1 DIRECT AND CIRCUMSTANTIAL EVIDENCE 2 3 Evidence may be direct or circumstantial. Direct evidence is direct proof of a fact, such 4 as testimony by a witness about what the witness personally saw or heard or did. Circumstantial 5 evidence is proof of one or more facts from which you could find another fact. You should consider 6 both kinds of evidence. The law makes no distinction between the weight to be given to either 7 direct or circumstantial evidence. It is for you to decide how much weight to give to any evidence. 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 5 1 BURDEN OF PROOF — PREPONDERANCE OF THE EVIDENCE 2 3 4 When a party has the burden of proof on any claim or affirmative defense by a 5 preponderance of the evidence, it means you must be persuaded by the evidence that the claim 6 or affirmative defense is more probably true than not true. Put another way, “preponderance of 7 the evidence” means evidence that has more convincing force than that opposed to it. If the 8 evidence is so evenly balanced that you are unable to say that the evidence on either side of an 9 issue predominates, your finding on that issue must be against the party who had the burden of 11 For the Northern District of California United States District Court 10 12 proving it. You should base your decision on all of the evidence, regardless of which party presented it. 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 6 1 CREDIBILITY OF WITNESSES 2 3 In deciding the facts in this case, you may have to decide which testimony to believe and 4 which testimony not to believe. You may believe everything a witness says, or part of it, or none 5 of it. 6 In considering the testimony of any witness, you may take into account: 7 (1) the opportunity and ability of the witness to see or hear or know the things 9 (2) the witness’ memory; 10 (3) the witness’ manner while testifying; 11 (4) the witness’ interest in the outcome of the case and any bias or prejudice; 12 (5) whether other evidence contradicted the witness’ testimony; 13 (6) the reasonableness of the witness’ testimony in light of all the evidence; (7) any other factors that bear on believability. For the Northern District of California United States District Court 8 14 15 testified to; and 16 17 18 The weight of the evidence as to a fact does not necessarily depend on the number of witnesses who testify. 19 20 21 22 23 24 25 26 27 28 7 1 OPINION EVIDENCE, EXPERT WITNESSES 2 3 4 You have heard testimony from persons who, because of education or experience, are permitted to state opinions and the reasons for those opinions. 5 Opinion testimony should be judged just like any other testimony. You may accept it or 6 reject it, and give it as much weight as you think it deserves, considering the witness’ education and 7 experience, the reasons given for the opinion, and all the other evidence in the case. 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 8 1 TWO OR MORE PARTIES—DIFFERENT LEGAL RIGHTS 2 3 4 You should decide the case as to each defendant separately. Unless otherwise stated, the instructions apply to all parties. 5 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 9 1 DEPOSITION AS SUBSTANTIVE EVIDENCE 2 3 When a person is unavailable to testify at trial, the deposition of what person may be used 4 at the trial. A deposition is the sworn testimony of a witness taken before trial. The witness is 5 placed under oath to tell the truth and lawyers for each party may ask questions. The questions and 6 answers are recorded. 7 The deposition of Margarita Wynn was presented to you. Deposition testimony is entitled 8 to the same consideration and is to be judged, insofar as possible, in the same way as if the witness 9 had been present to testify. 11 For the Northern District of California United States District Court 10 Do not place any significance on the behavior or tone of voice of any person reading the questions or answers. 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 10 1 VIOLATIONS OF FEDERAL CIVIL RIGHTS 2 3 The Estate of Mr. Sullivan brings its claims under the federal statute, 42 U.S.C. § 1983, 4 which provides that any person or persons who, under color of law, deprives another of any rights, 5 privileges, or immunities secured by the Constitution of the United States or the laws of the United 6 States shall be liable to the injured party. 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 11 1 VIOLATIONS OF FEDERAL CIVIL RIGHTS — ELEMENTS AND BURDEN OF PROOF 2 3 4 5 In order to prevail on its §1983 claims, the Estate of Mr. Sullivan has the burden of proving each of the following elements by a preponderance of the evidence for each defendant: 1. 6 7 Defendant Officers Paul Morgado, John Keesor, and/or Michelle Alvis acted under color of law; 2. the acts or omissions of Defendant Officers Paul Morgado, John Keesor, and/or 8 Michelle Alvis were the cause of the deprivation of Mr. Sullivan’s rights 9 protected by the Fourth Amendment of the United States Constitution as explained in later instructions. 11 For the Northern District of California United States District Court 10 A person acts under “color of law” when the person acts or purports to act in the 12 performance of official duties under any state, county, or municipal law, ordinance or regulation. 13 The parties have stipulated that the defendants acted under color of law. 14 If you find that the Estate of Mr. Sullivan has proved each of these elements, and if you 15 find that the Estate of Mr. Sullivan has proved all of the elements it is required to prove under the 16 instructions for unreasonable search and/or unreasonable seizure, your verdict should be for the 17 Estate of Mr. Sullivan on each claim for which the Estate of Mr. Sullivan met its burden of proof. 18 If, on the other hand, the Estate of Mr. Sullivan has failed to prove any one or more of these 19 elements as to any defendant, your verdict should be for each defendant that the Plaintiff did not 20 meet its burden of proof as to each claim. 21 22 23 24 25 26 27 28 12 1 LIABILITY FOR EACH DEFENDANT OFFICER 2 3 In order to be individually liable under §1983, an individual must personally participate in 4 the violation of the constitutional right or fail to intercede in a fellow officer’s violation. An officer 5 has a duty to intercede to stop a constitutional violation only where they know or have reason to 6 know of the constitutional violation and have a realistic opportunity to intercede. 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 13 1 CAUSATION 2 3 In order to establish that the acts of the Defendant Officers deprived Mr. Sullivan of his 4 particular rights under Fourth Amendment of the United States Constitution as explained in later 5 instructions, the Estate of Mr. Sullivan must prove by a preponderance of the evidence that the acts 6 were so closely related to the deprivation of Mr. Sullivan’s rights as to be the moving force that 7 caused the ultimate injury. 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 14 1 PARTICULAR RIGHTS – FOURTH AMENDMENT – UNREASONABLE SEARCH – GENERALLY 2 3 As previously explained, the Estate of Mr. Sulliavan has the burden to prove that the acts 4 of Defendant Officers Morgado, Officer Keesor, and/or Officer Alvis deprived Mr. Sullivan of 5 particular rights under the United States Constitution. In this case, the Estate of Mr. Sullivan alleges 6 that the defendants deprived Mr. Sullivan of his rights under the Fourth Amendment to the 7 Constitution when they entered and searched 2 Garces Drive. 8 Under the Fourth Amendment, a person has the right to be free from an unreasonable 9 search. In order to prove each defendant deprived Mr. Sullivan of this Fourth Amendment right, the 11 For the Northern District of California United States District Court 10 Estate of Mr. Sullivan must prove the following elements by a preponderance of the evidence: 1. 12 That the tenants of 2 Garces Drive, Mr. Schank and Mr. Gudor, did not abandon 2 Garces Drive before June 6, 2006; 13 2. That Mr. Sullivan had a legitimate expectation of privacy; 14 3. That the Defendant Officers searched 2 Garces Drive; 15 4. That in conducting the search, the Defendant Officers acted intentionally; and 16 5. That the search was unreasonable. 17 A person acts “intentionally” when the person acts with a conscious objective to engage in 18 particular conduct. Thus, to prove that a defendant acted intentionally in conducting the search, 19 the Estate of Mr. Sullivan must prove that the Defendant Officers meant to search 2 Garces Drive. 20 Although the Estate of Mr. Sullivan does not need to prove the Defendant Officers intended to violate 21 Mr. Sullivan’s Fourth Amendment rights, it is not enough if the Estate of Mr. Sullivan only proves 22 the Defendant Officers acted negligently, accidentally or inadvertently in conducting the search. 23 24 25 26 27 28 15 1 ACTUAL ABANDONMENT 2 3 In order to prove that the Defendant Officers violated Mr. Sullivan’s Fourth Amendment 4 right to be free from unreasonable searches when they entered and searched 2 Garces Drive, the 5 Estate of Mr. Sullivan must prove by a preponderance of the evidence that the tenants, Jarrett Schank 6 and Bryant Gudor did not abandon their lease at 2 Garces Drive before June 6, 2006. before June 6, 2006, you must determine whether Mr. Schank and Mr. Gudor demonstrated an intent 9 to abandon 2 Garces Drive before that date. In determining whether they demonstrated an intent to 10 abandon 2 Garces, you should consider the totality of the circumstances as of June 6, 2006, including 11 For the Northern District of California In determining whether Mr. Schank and Mr. Gudor abandoned their lease at 2 Garces Drive 8 United States District Court 7 their words, actions, and other objective facts. 12 Factors that you should consider include but are not limited to: Mr. Schank and Mr. 13 Gudor’s communications with the landlord, payment or nonpayment of rent, whether they maintained 14 security or control regarding the occupancy and use of 2 Garces Drive, whether they were living 15 elsewhere, whether they moved their personal property elsewhere, their statements or declarations 16 about where they resided, and any other objective facts that logically bear on their intentions. 17 18 19 20 21 22 23 24 25 26 27 28 16 1 APPARENT ABANDONMENT 2 3 Alternatively, even if Mr. Schank and Mr. Gudor did not actually abandon 2 Garces Drive 4 by June 6, 2006, the entry and search of 2 Garces Drive was reasonable if the Defendant Officers had 5 reasonable grounds to believe: 6 1. That 2 Garces Drive had been abandoned by the legitimate tenants; and 7 2. That the landlord, or an authorized agent of the landlord, consented to the entry 8 and search. of Mr. Sullivan must demonstrate by a preponderance of the evidence that the Defendant Officers 11 For the Northern District of California In order to prevail on the Fourth Amendment Claim of an unreasonable search, the Estate 10 United States District Court 9 did not have reasonable grounds to believe that 2 Garces Drive had been abandoned and/or that the 12 landlord, or an authorized agent of the landlord, did not consent to the entry and search. 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 17 1 LEGITIMATE EXPECTATION OF PRIVACY 2 In order to prove that the Defendant Officers violated Mr. Sullivan’s Fourth Amendment 3 right to be free from unreasonable searches when they entered and searched 2 Garces Drive, the 4 Estate of Mr. Sullivan must also prove by a preponderance of the evidence that Mr.Sullivan had a 5 legitimate expectation of privacy at 2 Garces Drive on June 6, 2006. To establish that Mr. Sullivan 6 had a legitimate expectation of privacy, the Estate must prove: 7 1. 8 9 at 2 Garces Drive on June 6, 2006; and 2. 10 That Mr. Sullivan’s expectation of privacy was one that society is prepared to recognize. 11 For the Northern District of California United States District Court That Mr. Sullivan had an actual subjective expectation that he would have privacy In making these determinations, you should consider the totality of the circumstances. 12 Relevant facts include but are not limited to the objective facts about: whether Mr. Sullivan was 13 invited to stay at 2 Garces Drive by Mr. Schank and/or Mr. Gudor; whether Mr. Sullivan took 14 precautions to ensure his privacy at 2 Garces Drive; the extent of control by Mr. Sullivan over who 15 had access to 2 Garces Drive; the number of persons who used 2 Garces Drive and their relationships 16 with each other, and the uses to which the property at 2 Garces Drive was put. 17 [If the evidence at trial is sufficient to allow a jury to consider the common areas of 18 the property separate from the room or rooms Mr. Sullivan stayed in, the Court will 19 consider amending this jury instruction to require the Estate to show Mr. Sullivan had a 20 legitimate expectation of privacy in the common areas of 2 Garces Drive, including the 21 entry way.] 22 23 24 25 26 27 28 18 1 2 3 4 EMERGENCY OR COMMUNITY-CARETAKER CIRCUMSTANCES Alternatively, the entry and search of 2 Garces Drive was reasonable if, under all of the circumstances: 1. The Defendant Officers had reasonable grounds to believe that there was an 5 emergency at hand and there was an immediate need for their assistance for the 6 protection of life or property; and 7 2. 8 In order to prevail on the Fourth Amendment Claim of an unreasonable search, the Estate 9 of Mr. Sullivan must demonstrate by a preponderance of the evidence that the above circumstances did not exist. 11 For the Northern District of California United States District Court 10 the search’s scope and manner were reasonable to meet the need. 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 19 1 EXCESSIVE FORCE—UNREASONABLE SEIZURE 2 3 In general, a seizure of a person is unreasonable under the Fourth Amendment if a police 4 officer uses excessive force in making a lawful arrest or in defending himself or herself or others. 5 Thus, in order to prove an unreasonable seizure by an officer in this case, the Estate of Mr. Sullivan 6 must prove by a preponderance of the evidence that the defendant officers used excessive force. 7 There are two excessive force claims in this case. First, the Estate of Mr. Sullivan claims 8 that each of the Defendant Officers used excessive force in pointing their firearms at Mr. Sullivan. 9 Second, the Estate claims that Officer Alvis and Officer Keesor used excessive force when they used deadly force against Mr. Sullivan. 11 For the Northern District of California United States District Court 10 Under the Fourth Amendment, a police officer may only use such force as is “objectively 12 reasonable” under all of the circumstances. An unreasonable seizure occurs when a law enforcement 13 officer uses excessive force in making a lawful arrest. Whether force is reasonably necessary or 14 excessive is measured by the force a reasonable and prudent law enforcement officer would use 15 under the totality of the circumstances. The reasonableness of a particular use of force must be 16 judged objectively from the information available at the time from the perspective of a reasonable 17 officer on the scene, rather than with the 20/20 vision of hindsight. 18 19 In determining whether any of the Defendant Officers used excessive force in this case, consider all of the circumstances known to the officers on the scene, including: 20 1. The severity of the circumstances to which the officers were responding; 21 2. Whether Mr. Sullivan posed an immediate threat to the safety of the officers or to 22 23 others; 3. 24 25 by flight; 4. 26 27 Whether Mr. Sullivan was actively resisting arrest or attempting to evade arrest The amount of time and any changing circumstances during which the officers had to determine the type and amount of force that appeared to be necessary; 5. The type and amount of force used; 28 20 1 2 6. The availability of alternative methods to take Mr. Sullivan into custody or to subdue him. 3 4 5 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 21 1 PROVOKING A CONFRONTATION 2 3 Where a police officer intentionally or recklessly provokes a violent confrontation, and the 4 provocation is an independent constitutional violation, then the officer may be held liable for his or 5 her otherwise reasonable defensive use of force. 6 Here the Estate of Mr. Sullivan alleges two other Fourth Amendment violations by each 7 Defendant Officer that preceded the deadly use of force: (1) the entry and search of 2 Garces Drive; 8 and (2) the pointing of firearms at Mr. Sullivan. You should find Defendant Officers Paul Morgado, 9 John Keesor, and/or Michelle Alvis liable for the deadly use of force if you find that: 1. Based on the previous instructions, any of the Defendants Officers violated Mr. Sullivan’s 11 For the Northern District of California United States District Court 10 Fourth Amendment rights by the entry and search of 2 Garces Drive or by the pointing 12 of firearms at Mr. Sullivan; and 13 14 2. The Defendant Officer intentionally or recklessly provoked a violent response from Mr. Sullivan when he or she violated his Fourth Amendment Rights. 15 16 17 18 19 20 21 22 23 24 25 26 27 28 22 1 DEFINING “INTENTIONALLY” AND “RECKLESSLY” PROVOKING A VIOLENT CONFRONTATION 2 3 4 “Intentionally provoking a violent confrontation” means that the officer acted with a conscious objective to provoke a violent confrontation. 5 “Recklessly provoking a violent confrontation” means that the officer consciously 6 disregarded a substantial and unjustifiable risk that a violent confrontation would result from his or 7 her conduct. 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 23 1 NO SPECIFIC INTENT REQUIRED 2 3 It is not necessary to find that the defendants had any specific intent to deprive Mr. Sullivan 4 of his constitutional rights, or that they acted with malice or ill will in order to find for the Estate of 5 Mr. Sullivan. The Estate of Mr. Sullivan is entitled to relief if the Defendant Officers intended the 6 actions which resulted in a violation of Mr. Sullivan’s constitutional rights. Whether the Defendant 7 Officers acted with subjective good faith is irrelevant, and the Estate of Mr. Sullivan need not prove 8 that the Defendant Officers had an evil heart. you should disregard the officers’ underlying intent or motivation, regardless of whether that intent 11 For the Northern District of California Because you are to determine whether the officers’ use of force was objectively reasonable, 10 United States District Court 9 or motivation was good or evil. 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 24 1 NEGLIGENT USE OF DEADLY FORCE 2 Plaintiff A.S alleges that Officers Kessor and Alvis were negligent in their use of deadly 3 force. To establish this claim, A.S. must prove all of the following: 4 1. That Officer Kessor and/or Officer Alvis were negligent in using deadly force 5 against Mr. Sullivan; 6 2. That A.S. was harmed; and 3. That Officer Kessor’s and/or Officer Alvis’s negligence was a substantial factor 7 8 in causing A.S.’ harm. 9 Negligence is the doing of something which a reasonably prudent person would not do, or 10 to those shown by the evidence. It is the failure to use ordinary or reasonable care. Ordinary or For the Northern District of California United States District Court the failure to do something which a reasonably prudent person would do, under circumstances similar 11 12 reasonable care is that care which persons of ordinary prudence would use in order to avoid injury 13 to themselves or others under circumstances similar to those shown by the evidence. 14 The amount of caution required of a person in the exercise of ordinary care depends upon 15 the conditions that are apparent or that should be apparent to a reasonably prudent person under 16 circumstances similar to those shown by the evidence. 17 In determining whether Officer Kessor and/or Officer Alvis exercised reasonable care in 18 using deadly force, you should consider the totality of the circumstances surrounding the use of 19 deadly force, including the officer’s tactical conduct and decisions before the use of force, the 20 severity of the circumstances to which the officers were responding, whether Mr. Sullivan posed an 21 immediate threat to the safety of the officers or to others, whether Mr. Sullivan was actively resisting 22 arrest or attempting to evade arrest by flight, the amount of time and any changing circumstances 23 during which the officers had to determine the type and amount of force that appeared to be 24 necessary, the type and amount of force used, and the availability of alternative methods to take Mr. 25 Sullivan into custody or to subdue him. An officer in making a decision to use deadly force is 26 entitled to rely on circumstances as they reasonably appear to him or her. An officer who makes or 27 attempts to make an arrest is not required to retreat or cease from his or her efforts because of the 28 resistance or threatened resistance of the person being arrested. 25 1 Moreover, the reasonableness of a particular use of force must be judged from the 2 perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight. In 3 addition, as long as an officer’s conduct falls within the range of conduct that is reasonable under the 4 circumstances, there is no requirement that he or she choose the most reasonable action or the 5 conduct that is the least likely to cause harm and at the same time the most likely to result in the 6 successful apprehension of a violent suspect, in order to avoid liability for negligence. 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 26 1 2 3 COMPARATIVE FAULT Defendants claim that Mr. Sullivan’s own negligence contributed to his death. To succeed on this claim, Defendants must prove both of the following: 4 1. That Mr. Sullivan was negligent; and 5 2. That Mr. Sullivan’s negligence was a substantial factor in causing his death. 6 If Defendants prove the above, A.S.’s damages will be reduced by your determination of 7 the percentage of Mr. Sullivan’s responsibility. You will determine the percentage of 8 responsibility attributable to Mr. Sullivan, if any. If you do attribute some percentage of 9 responsibility to Mr. Sullivan, I will calculate the actual reduction in damages. 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 27 1 PRESUMPTION OF NEGLIGENCE PER SE 2 3 California Penal Code section 834a states that “[i]f a person has knowledge, or by the 4 exercise of reasonable care, should have knowledge, that he is being arrested by a peace officer, it 5 is the duty of such person to refrain from using force or any weapon to resist such arrest.” 6 If you decide 7 1. That Mr. Sullivan violated this law, and 8 2. That this violation was a substantial factor in bringing about the harm, 9 If you find that Mr. Sullivan did not violate this law or that the violation was not a 11 For the Northern District of California United States District Court 10 then you must find that Mr. Sullivan was negligent. substantial factor in bringing about the harm, then you must still decide whether Mr. Sullivan was 12 negligent in light of the other instructions. 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 28 1 2 CALIFORNIA CIVIL CODE SECTION 52.1 The Estate of Mr. Sullivan contends that the Defendant Officers intentionally interfered 3 with or attempted to interfere with Mr. Sullivan’s civil rights by threatening or committing 4 violent acts under California Civil Code Section 52.1. To establish this claim, the Estate of Mr. 5 Sullivan must prove all of the following: 6 1. That the Defendant Officers interfered with or attempted to interfere with Mr. 7 Sullivan’s right to be free from unreasonable searches or seizures under the 8 Fourth Amendment to the United States Constitution by threatening or 9 committing violent acts; 2. That Mr. Sullivan was harmed; and 11 For the Northern District of California United States District Court 10 3. That the Defendant Officers’ conduct was a substantial factor in causing Mr. 12 Sullivan’s harm. 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 1 LIMITING INSTRUCTION REGARDING MR. SULLIVAN’S BACKGROUND 2 AND HISTORY 3 4 You have heard evidence regarding Mr. Sullivan’s background and history. This 5 evidence is relevant and may be considered in support of Defendants’ contentions regarding 6 “suicide by cop” and in your assessment of any damages. However, when you are considering 7 whether the Defendant Officers’ conduct was reasonable in terms of their search and/or seizure, 8 you may only consider the information they knew at the time. The reasonableness of the 9 Defendant Officers’ conduct must be judged objectively from the information available at the time from the perspective of a reasonable officer on the scene. 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 30 1 PROOF / MEASURE OF DAMAGES 2 3 It is the duty of the Court to instruct you about the measure of damages. By instructing 4 you on damages, the Court does not mean to suggest for which party your verdict should be 5 rendered. 6 If you find for the plaintiffs, you must determine the plaintiffs’ damages. The plaintiffs 7 have the burden of providing damages by a preponderance of the evidence. Damages means the 8 amount of money which will reasonably and fairly compensate the plaintiffs for any injury you find 9 was caused by the defendant. You should consider the following: 11 For the Northern District of California United States District Court 10 The Estate of Mr. Sullivan claims the following economic damages: Funeral and burial expenses. 12 The Estate of Mr. Sullivan claims the following non-economic damages: The pain, 13 suffering, disfigurement, loss of enjoyment of life, mental, physical, and emotional pain and 14 suffering experienced by Mr. Sullivan from any initial violation you found up to the time of his 15 death. The parties have stipulated that Mr. Sullivan died of gunshot wounds at 2 Garces. 16 17 Minor Plaintiff A.S. claims the following economic damages: The loss of gifts or benefits that Minor Plaintiff A.S. would be expected to receive from Mr. Sullivan. 18 19 20 Your award of any future economic damages must be reduced to the present cash value. Minor Plaintiff A.S. claims the following non-economic damages: the loss of Mr. 21 Sullivan’s love, companionship, comfort, care, assistance, protection, affection, society, moral 22 support, training and guidance. 23 In determining A.S’s loss, do not consider: 24 1. The grief, sorrow or mental anguish of A.S. or anyone else; 25 2. Any pain and suffering of Mr. Sullivan; or 26 3. The poverty or wealth of A.S. 27 28 31 1 No fixed standard exists for deciding the amount of noneconomic damages. You must 2 use your judgment to decide a reasonable amount based on the evidence and your common 3 sense. 4 It is for you to determine what damages, if any, have been proved. 5 Your award must be based upon evidence and not upon speculation, guesswork or 6 conjecture. 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 32 1 DAMAGES ARISING IN THE FUTURE – DISCOUNT TO PRESENT CASH VALUE 2 3 Any award future economic damages must be for the present cash value of those damages. 4 Non-economic damages such as pain and suffering are not reduced to present cash value. 5 Present cash value means the sum of money needed now, which, when invested at a 6 reasonable rate of return, will pay future damages at the times and in the amounts that you find the 7 damages will be incurred. can reasonably be expected from safe investments that can be made by a person of ordinary produce, 10 who has ordinary financial experience and skill. You should also consider decreases in the value of 11 For the Northern District of California The rate of return to be applied in determining present cash value should be the interest that 9 United States District Court 8 money which may be caused by future inflation. 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 33 1 NOMINAL DAMAGES 2 The law which applies to this case authorizes an award of nominal damages. If you find 3 for the Estate of Mr. Sullivan but you find that the plaintiff has failed to prove damages as defined 4 in these instructions, you must award nominal damages. Nominal damages may not exceed one 5 dollar. 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 34 1 ELECTION OF FOREPERSON – SPECIAL VERDICT 2 3 Upon retiring to the jury room, you will select one of your number to act as your 4 foreperson. The foreperson will preside over your deliberations, and will be your spokesperson here 5 in Court. A form of Special Verdict has been prepared for your convenience. You will take this 6 form to the jury room. answer to each question must be the unanimous answer of the jury. Your foreperson will write the 9 unanimous answer of the jury in the space provided below each question. As you will note from the 10 wording of the questions, it will not be necessary to consider or answer any subsequent questions if 11 For the Northern District of California You will note that each of the interrogatories or questions calls for a yes or no answer. The 8 United States District Court 7 your answer to the yes/no questions is “no.” 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 35 1 DUTY TO DELIBERATE 2 3 4 5 6 When you begin your deliberations, you should elect one member of the jury as your presiding juror. That person will preside over the deliberations and speak for you here in court. You will then discuss the case with your fellow jurors to reach agreement if you can do so. Your verdict must be unanimous. 7 Each of you must decide the case for yourself, but you should do so only after you have 8 considered all of the evidence, discussed it fully with the other jurors, and listened to the views of 9 your fellow jurors. 11 For the Northern District of California United States District Court 10 Do not be afraid to change your opinion if the discussion persuades you that you should. Do not come to a decision simply because other jurors think it is right. 12 It is important that you attempt to reach a unanimous verdict but, of course, only if each 13 of you can do so after having made your own conscientious decision. Do not change an honest 14 belief about the weight and effect of the evidence simply to reach a verdict. 15 16 17 18 19 20 21 22 23 24 25 26 27 28 36 1 CONSIDERATION OF EVIDENCE—CONDUCT OF THE JURY 2 3 Because you must base your verdict only on the evidence received in the case and on 4 these instructions, I remind you that you must not be exposed to any other information about the 5 case or to the issues it involves. Except for discussing the case with your fellow jurors during 6 your deliberations: 7 8 Do not communicate with anyone in any way and do not let anyone else communicate 9 with you in any way about the merits of the case or anything to do with it. This includes discussing the case in person, in writing, by phone or electronic means, via email, text 11 For the Northern District of California United States District Court 10 messaging, or any Internet chat room, blog, website or other feature. This applies to 12 communicating with your family members, your employer, the media or press, and the 13 people involved in the trial. If you are asked or approached in any way about your jury 14 service or anything about this case, you must respond that you have been ordered not to 15 discuss the matter and to report the contact to the court. 16 17 Do not read, watch, or listen to any news or media accounts or commentary about the 18 case or anything to do with it; do not do any research, such as consulting dictionaries, 19 searching the Internet or using other reference materials; and do not make any 20 investigation or in any other way try to learn about the case on your own. 21 22 The law requires these restrictions to ensure the parties have a fair trial based on the 23 same evidence that each party has had an opportunity to address. A juror who violates these 24 restrictions jeopardizes the fairness of these proceedings. If any juror is exposed to any outside 25 information, please notify the court immediately. 26 27 28 37 1 USE OF NOTES 2 3 Some of you have taken notes during the trial. Whether or not you took notes, you should 4 rely on your own memory of what was said. Notes are only to assist your memory. You should 5 not be overly influenced by the notes. 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 38 1 COMMUNICATION WITH COURT 2 a note through the clerk or court security officer, signed by your presiding juror or by one or more 5 members of the jury. No member of the jury should ever attempt to communicate with me except 6 by a signed writing, and I will communicate with any member of the jury on anything concerning 7 the case only in writing, or here in open court. If you send out a question, I will consult with the 8 parties before answering it, which may take some time. You may continue your deliberations while 9 waiting for the answer to any question. Remember that you are not to tell anyone – including me 10 – how the jury stands, numerically or otherwise, until after you have reached a unanimous verdict 11 For the Northern District of California If it becomes necessary during your deliberations to communicate with me, you may send 4 United States District Court 3 or have been discharged. Do not disclose any vote count in any note to the court. 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 39 1 RETURN OF VERDICT 2 3 A verdict form has been prepared for you. After you have reached unanimous agreement 4 on a verdict, your presiding juror will fill in the form that has been given to you, sign and date it, 5 and advise the court that you are ready to return to the courtroom. 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 40

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