Meneweather v. Powell et al
Filing
86
ORDER by Judge ARMSTRONG granting 80 Motion to Compel (lrc, COURT STAFF) (Filed on 12/13/2011)
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UNITED STATES DISTRICT COURT
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FOR THE NORTHERN DISTRICT OF CALIFORNIA
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OAKLAND DIVISION
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TOMAS LOPEZ MENEWEATHER,
Case No: C 07-4204 SBA (PR)
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Plaintiff,
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vs.
ORDER GRANTING PLAINTIFF’S
ADMINISTRATIVE MOTION TO
COMPEL INITIAL DISCLOSURES
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B. POWELL, et al.,
Dkt. 80
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Defendants.
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This is a prisoner civil rights action under 42 U.S.C. § 1983 in which counsel has
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been appointed to represent Plaintiff. The parties are presently before the Court on
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Plaintiff’s administrative motion to compel initial disclosures pursuant to Federal Rule of
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Civil Procedure 26. Having read and considered the papers filed in connection with this
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matter and being fully informed, the Court hereby GRANTS the motion for the reasons set
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forth below.
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I.
BACKGROUND
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Plaintiff commenced the instant action pro se on August 16, 2007. On September
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27, 2011, the Court appointed the law firm of Sheppard, Mullin, Richter & Hampton and
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attorneys Otis McGee Jr. and James Higgins to represent Plaintiff. Dkt. 72. At the initial
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Case Management Conference held on November 17, 2011, Plaintiff raised the issue of
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Defendants’ refusal to provide initial disclosures under Rule 26. Defendants countered that
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because Plaintiff initiated the action pro se, they were exempt from the initial disclosure
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requirements of Rule 26(a)(1)(B)(iv). The Court indicated that if the parties were unable to
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reach an agreement on the initial disclosure issue, Plaintiff could file an administrative
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motion to compel said disclosures. Accordingly, Plaintiff has filed an administrative
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motion to compel Defendants to provide initial disclosures. Dkt. 80. Defendants have filed
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an opposition to the motion. Dkt. 82.
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II.
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DISCUSSION
Federal Rule of Civil Procedure 26 requires the parties to provide initial disclosures
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to the opposing party “without awaiting a discovery request[.]” Fed. R. Civ. P. 26(a)(1).
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The purpose of Rule 26 initial disclosures is to accelerate the exchange of basic
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information, encourage counsel to evaluate the case, and enhance settlement opportunities.
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Schwarzer, et al., Cal. Practice Guide: Fed. Civ. P. Before Trial (The Rutter Group 2011)
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¶ 1:190, at 11-27 (citing Notes of Advisory Committee on 1993 Amendments to Fed. R.
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Civ. P. 26(a)).
Various types of proceedings are exempt from the initial disclosure requirement,
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including “an action brought without an attorney by a person in the custody of the United
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States, a state, or a state subdivision[.]” Fed. R. Civ. P. 26(a)(1)(B)(iv). Defendants rely on
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this provision as the basis for their refusal to provide initial disclosures to Plaintiff.
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However, this exemption no longer applies because Plaintiff is now represented by counsel.
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See Harris v. Hogle, No. 1:05-cv-815, 2010 WL 2302309, at *2 (W.D. Mich. June 4, 2010)
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(finding that the Rule 26(a)(1)(B)(iv) exemption “no longer applied” once plaintiff became
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represented by counsel).
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Defendants cite Vaden v. Summerhill, 449 F.3d 1047 (9th Cir. 2006) for the
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proposition that where an action is commenced by a pro se prisoner, it is forever exempt
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from Rule 26. Defs.’ Opp’n at 3. This contention lacks merit. Vaden concerned whether a
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prisoner civil rights action was subject to the exhaustion requirement under the Prisoner
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Litigation Reform Act—not whether the initial disclosure requirement is triggered where
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counsel is appointed to represent a prisoner. Moreover, Defendants overlook the Advisory
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Committee Notes following Rule 26 which provide that even if a case is exempt under Rule
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26(a)(1)(B), “the court can order exchange of similar information in managing the action
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under Rule 16.” Fed. R. Civ. P. 26, Advisory Comm. Note (2000 Am.).
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Finally, Defendants argue that requiring initial disclosures at this juncture is not an
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efficient use of the parties’ time and resources. Defs.’ Opp’n at 5. Again, the Court is not
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persuaded. Although this case has been pending for some time, it is important to note that
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counsel was only recently appointed. Thus, unlike a pro se plaintiff, an attorney will be
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able to utilize the initial disclosures in a manner consistent with the purposes of Rule 26;
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namely, to promote counsel’s evaluation of the case and enhance settlement opportunities.
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Thus, the underlying purposes of Rule 26 will be served by requiring the exchange of initial
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disclosures, notwithstanding the length of time that the action has been pending.
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III.
CONCLUSION
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For the reasons stated above,
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IT IS HEREBY ORDERED THAT:
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Plaintiff’s administrative motion to compel initial disclosures is GRANTED.
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The parties are directed to provide their respective initial disclosures under
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Rule 26(a) by no later than January 10, 2012.
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3.
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IT IS SO ORDERED.
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This Order terminates Docket 80.
Dated: December 13, 2011
_______________________________
SAUNDRA BROWN ARMSTRONG
United States District Judge
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