Curry v. Hansen Medical, Inc. et al

Filing 109

ORDER by Judge Claudia Wilken Granting 108 Stipulated Protective Order Governing Confidentiality (ndr, COURT STAFF) (Filed on 9/26/2012)

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7 LIONEL Z. GLANCY (#134180) PETER A. BINKOW (#173848) MICHAEL GOLDBERG (#188669) EX KANO S. SAMS II (#192936) ROBERT V. PRONGAY (#270796) GLANCY BINKOW & GOLDBERG LLP 1925 Century Park East, Suite 2100 Los Angeles, California 90067 Telephone: (310) 201-9150 Facsimile: (310) 201-9160 E-mail: info@glancylaw.com 8 Lead Counsel for Plaintiffs 1 2 3 4 5 6 9 [Additional Counsel on Signature Page] 10 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA OAKLAND DIVISION 11 12 13 14 ROBERT CURRY, Individually and on Behalf of All Others Similarly Situated, CLASS ACTION Plaintiff, 15 16 17 18 19 Lead Case No. 4:09-cv-05094-CW v. HANSEN MEDICAL, INC., FREDERIC H. MOLL, STEVEN M. VAN DICK, GARY C. RESTANI, and CHRISTOPHER SELLS 20 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Defendants. 21 22 23 24 ___________________________________ This Document Relates To: ALL ACTIONS. 25 26 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 1 1. PURPOSES AND LIMITATIONS 2 Disclosure and discovery activity in this action may involve production of confidential, 3 proprietary, and/or private information for which special protection from public disclosure and 4 from use for any purpose other than prosecuting or defending this litigation would be warranted. 5 6 Accordingly, the parties hereby stipulate and agree to the following Protective Order (“Order”), 7 subject to Court approval. The parties acknowledge that this Order does not confer blanket 8 protections on all disclosures or responses to discovery and that the protection it affords extends 9 only to the limited information or items that are entitled under the applicable legal principles to 10 treatment as confidential. The parties further acknowledge, as set forth in Section 11, below, that 11 12 this Stipulated Protective Order does not entitle them to file confidential information under seal; 13 Civil Local Rule 79-5 and General Order 62 set forth the procedures that must be followed and 14 the standards that will be applied when a party seeks permission from the court to file material 15 under seal. 16 2. DEFINITIONS 17 18 19 20 21 2.1 Challenging Party: A Party or Non-Party that challenges the designation of information or items under this Order. 2.2 “Confidential” Information or Items: Information (regardless of how it is generated, stored, or maintained) or tangible things that qualify for protection under Federal Rule 22 of Civil Procedure 26(c). 23 24 25 26 27 2.3 Counsel (without qualifier): Outside Counsel of Record and In-House Counsel (as well as their support staffs). 2.4 Designating Party: A Party or Non-Party that designates information or items produced in disclosures or in responses to discovery as “Confidential.” 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 1 1 2.5 Disclosure or Discovery Material: All information or items, regardless of the 2 medium or manner generated, stored, or maintained (including, among other things, testimony, 3 transcripts, or tangible things) that are produced or generated in disclosures or responses to 4 discovery in this matter. 5 6 2.6 Expert and/or Consultant: A person who has been retained by a Party or its 7 Counsel to serve as an expert witness or as a consultant in this action. This definition includes a 8 professional jury or trial consultant retained in connection with this litigation. 9 10 2.7 “Highly Confidential” Information or Items: Extremely sensitive “Confidential” product-, competitive-, or technology-related information or items, disclosure of which to 11 12 13 14 15 16 another Party or Non-Party would create a substantial risk of serious harm that could not be avoided by less restrictive means. 2.8 In-House Counsel: Attorneys who are employees of a Party. In-House Counsel does not include Outside Counsel of Record or any other outside counsel. 2.9 Individual Defendants: Frederic H. Moll, Steven M. Van Dick, Gary C. Restani, 17 18 19 20 21 and Christopher Sells. 2.10 Non-Party: Any natural person, partnership, corporation, association, or other entity not named as a Party to this action. 2.11 Outside Counsel of Record: Attorneys who are not employees of a Party but who 22 are retained to represent or advise a Party in this action or have appeared in this action on behalf 23 24 of that Party or are affiliated with a law firm which has appeared on behalf of that Party, 25 including independent contract attorneys and third-party investigators hired by outside counsel 26 who have signed the “Agreement to Be Bound By Protective Order” (Exhibit A). 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 2 2.12 1 2 consultants, retained experts, and Outside Counsel of Record (and their support staff). 3 4 Party: Any party to this action, including all of its officers, directors, employees, 2.13 Producing Party: A Party or Non-Party that produces Disclosure or Discovery Material in this action. 5 2.14 6 Professional Vendors: Persons or entities that provide litigation support services 7 (e.g., photocopying; videotaping; translating; preparing exhibits or demonstrations; organizing, 8 storing, retrieving data in any form or medium; etc.) and their employees and subcontractors. 9 10 2.15 Protected Material: Any Disclosure or Discovery Material that is designated as “Confidential.” 11 2.16 12 Receiving Party: A Party that receives Disclosure or Discovery Material from a 13 Producing Party. 14 3. 15 16 SCOPE The protections conferred by this Stipulation and Order cover not only Protected Material, but also (1) any information copied or extracted therefrom; (2) all copies, excerpts, 17 18 summaries, or compilations thereof; and (3) any testimony, conversations, or presentations by 19 Parties or Counsel to or in court or in other settings that reveal Protected Material. However, the 20 protections conferred by this Stipulation and Order do not cover information that is in the public 21 domain at the time of disclosure to a Receiving Party or becomes part of the public domain after 22 its disclosure to a Receiving Party as a result of publication not involving a violation of this 23 24 Order, including becoming part of the public record through trial or otherwise. Any use of 25 Protected Material at trial shall be governed by a separate agreement or order. 26 27 4. DURATION Even after the final termination of this litigation, the confidentiality obligations imposed 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 3 1 by this Order shall remain in effect until a Designating Party agrees otherwise in writing or a 2 Court order otherwise directs. Final termination shall be deemed to be the later of (1) dismissal 3 of all claims and defenses in this action, with or without prejudice; and (2) final judgment herein 4 after the completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this 5 6 7 action, including the time limits for filing any motions or applications for extension of time pursuant to applicable law. 8 5. DESIGNATING PROTECTED MATERIAL 9 5.1 Exercise of Restraint and Care in Designating Material for Protection. To the 10 extent it is practical to do so, each Party or Non-Party that designates information or items for 11 12 protection under this Order must take care to limit any such designation to specific material that 13 qualifies under the appropriate standards set forth in Fed. R. Civ. P. 26(c). The Parties have 14 established a procedure to meet and confer to resolve challenges to specific confidentiality 15 designations, as set forth below in Section 6.2. Designations that are shown to be clearly 16 unjustified or made for an improper purpose (e.g., to unnecessarily encumber or delay the case 17 18 19 20 21 development process or to impose unnecessary expenses and burdens on other parties) may expose the Designating Party to sanctions. 5.2 De-Designating Material: If it comes to a Designating Party’s or a Non-Party’s attention that information or items that it designated for protection do not qualify for protection, 22 that Designating Party or Non-Party must promptly notify all other parties that it is withdrawing 23 24 25 26 27 the mistaken designation. 5.3 Manner and Timing of Designations: Except as otherwise provided in this Order, or as otherwise stipulated or ordered, material that qualifies for protection under this Order must be clearly so designated before the material is disclosed or produced. 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 4 1 (a) Information in documentary form (e.g., paper or electronic documents, but 2 excluding transcripts of depositions or other pretrial or trial proceedings). To designate 3 information in documentary form as Protected Material, the Producing Party shall affix the 4 legend “Confidential” to each page that contains protected material. 5 6 A Party or Non-Party that makes original documents or materials available for inspection 7 need not designate them for protection until after the inspecting Party has indicated which 8 material it would like copied and produced. During the inspection and before the designation, all 9 of the material made available for inspection shall be deemed “Confidential.” After the 10 inspecting Party has identified the documents it wants copied and produced, the Producing Party 11 12 must determine which documents, or portions thereof, qualify for protection under this Order. 13 Then, before producing the specified documents, the Producing Party may affix the 14 “Confidential” legend to each page that contains Protected Material. 15 16 A Party may have the right to designate documents produced by another Party or NonParty “Confidential” subject to the terms of this Order including, but not limited, to the 17 18 provisions for challenging confidentiality designations set forth in Section 6, below. Within 21 19 days of receipt of such documents, the Designating Party shall provide notice to all other Parties 20 and the producing Non-Party of such designation. After receiving this notice and upon agreement 21 from the Producing Party, the Designating Party or the Producing Party or Non-Party shall affix 22 the “Confidential” legend to the documents designated. 23 24 (b) Testimony given in deposition or in other pretrial proceedings. To 25 designate testimony given in deposition, pursuant to letters rogatory, or in other pretrial 26 proceedings as Protected Material, any Party or the Non-Party offering the testimony may 27 identify all protected testimony. A Party or Non-Party that offers or gives the testimony shall 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 5 1 have 21 days after receipt of the transcript to identify the specific portions of the testimony as to 2 which protection is sought and to specify the level of protection being asserted. Only those 3 portions of the testimony that are appropriately designated for protection within 21 days after 4 receipt of the transcript shall be covered by the provisions of this Order. All testimony given in 5 6 depositions, pursuant to letters rogatory, or in other pretrial proceedings shall be designated as 7 “Confidential” from the date of the testimony until the expiration of the 21 days following 8 receipt of the transcript. 9 10 To the extent it is practicable to do so, parties shall give the other parties general notice if they reasonably expect a deposition, hearing, or other proceeding to include Protected Material 11 12 so that the other parties can ensure that only authorized individuals who have signed the 13 “Agreement to Be Bound By Protective Order” (Exhibit A) are present at those proceedings. The 14 use of a document as an exhibit at a deposition shall not in any way affect its designation as 15 “Confidential.” 16 Transcript pages containing Protected Material must be separately bound by the court 17 18 19 20 21 reporter, who must affix to the top of each such page the legend “Confidential,” as instructed by the Party or Non-Party designating the testimony. (c) Information produced in some form other than documentary, and any other tangible items. To designate information produced in some form other than documentary 22 and other tangible items as Protected Material, the Producing Party shall affix in a prominent 23 24 place on the exterior of the container or containers in which the information or item is stored 25 the legend “Confidential.” 26 27 A Party may designate non-documentary materials produced by another Party or NonParty as “Confidential,” subject to the same requirements as Section 5.3(a) above. 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 6 5.4 1 Inadvertent Failures to Designate: If timely corrected, an inadvertent failure to 2 designate qualified information or items or testimony as “Confidential” does not, standing alone, 3 waive the Designating Party’s right to secure protection under this Order for such material. Upon 4 timely correction of a designation, the Receiving Party must make reasonable efforts to assure 5 6 that the material is treated in accordance with the provisions of this Order. 5.5 7 “Highly Confidential” Information or Items: A Party may designate “Highly 8 Confidential” information or items pending entry of a suitable supplemental protective order 9 concerning their treatment unless the Court rules the material is not entitled to such protection. 10 Pending entry of a supplemental protective order, or as otherwise agreed to by all Parties, the 11 12 13 14 15 16 Parties will treat such material as “Confidential.” 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 6.1 Timing of Challenges: Any Party or Non-Party may challenge a designation of confidentiality at any time. Unless a prompt challenge to a Designating Party’s confidentiality designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic 17 18 burdens, or a later significant disruption or delay of the litigation, a Party does not waive its right 19 to challenge a confidentiality designation by electing not to mount a challenge promptly after the 20 original designation is disclosed. 21 6.2 Meet and Confer: A Party that elects to initiate a challenge to a confidentiality 22 designation must do so in good faith and must confer directly with Counsel for the Designating 23 24 Party. In conferring, the Challenging Party must explain the basis for its belief that the 25 confidentiality designation was not proper and must give the Designating Party an opportunity to 26 review the designated material, to reconsider the circumstances, and, if no change in designation 27 is offered, to explain the basis for the chosen designation. A Challenging Party may proceed to 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 7 1 the next stage of the challenge process only if it has engaged in this meet and confer process first 2 or establishes that the Designating Party is unwilling to participate in the meet and confer 3 process in a timely manner. Absent good cause, such as a large number of disputed documents 4 for the parties to analyze, the parties shall have 10 days from the initial notification of a 5 6 7 challenge to complete the meet and confer process. 6.3 Judicial Intervention: If the Challenging Party and the Designating Party are 8 unable to resolve a dispute about a confidentiality designation in the manner provided in 9 paragraph 6.2 above, the Challenging Party may contest the confidentiality designation by filing 10 and serving a discovery motion as provided in the Civil Local Rules. Absent good cause, such a 11 12 motion must be made within 45 days of the parties agreeing that the meet and confer process will 13 not resolve their dispute. Each such motion must be accompanied by a statement that affirms that 14 the movant has complied with the meet and confer requirements imposed in the preceding 15 paragraph. Frivolous challenges, and those made for an improper purpose (e.g., to harass or 16 impose unnecessary expenses and burdens on other Parties), may expose the Challenging Party 17 18 to sanctions. 19 The burden of persuasion in any such challenge proceeding shall be on the Designating 20 Party. The Designating Party bears the burden, for each particular document it seeks to protect, 21 of showing that the confidentiality designation is proper under the terms of this Order. 22 Notwithstanding any challenge to the designation of material as Protected Material, all 23 24 such documents shall be treated as such and shall be subject to the provisions of this Order 25 unless and until one of the following occurs: (a) the Designating Party withdraws such 26 designation in writing to all Parties and no other Party has designated that material as Protected 27 Material; or (b) the Court rules the material is not Protected Material. 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 8 1 2 3 4 7. ACCESS TO AND USE OF PROTECTED MATERIAL 7.1 Basic Principles: A Receiving Party may use Protected Material that is disclosed or produced by another Party or by a Non-Party in connection with this case only for prosecuting, defending, or attempting to settle this litigation. Such Protected Material may be 5 6 disclosed only to the categories of persons and under the conditions described in this Order. 7 When the litigation has been terminated, a Receiving Party must comply with the provisions of 8 Section 13 below. 9 10 Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order. 11 12 7.2 Disclosure of “Confidential” Information or Items: Unless otherwise ordered by 13 the Court or permitted in writing by the Designating Party, a Receiving Party may disclose any 14 information or item designated “Confidential” only to: 15 16 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as employees of said Counsel of Record to whom it is reasonably necessary to disclose the 17 18 19 information for this litigation; (b) the officers, directors, and employees (including In-House Counsel) of the 20 Receiving Party to whom disclosure is reasonably necessary for this litigation and who have 21 signed the “Agreement to Be Bound By Protective Order” (Exhibit A); 22 (c) Experts and/or Consultants of the Receiving Party to whom disclosure is 23 24 reasonably necessary for this litigation and who have signed the “Agreement to Be Bound By 25 Protective Order” (Exhibit A); 26 (d) the Court and its personnel; 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 9 (e) 1 court reporters or videographers and their staff, mediators and their staff, 2 professional jury or trial consultants, mock jurors, and Professional Vendors to whom disclosure 3 is reasonably necessary for this litigation and who have signed the “Agreement to Be Bound By 4 Protective Order” (Exhibit A); 5 (f) 6 the author or recipient of a document containing the information or a 7 custodian or other person who otherwise possessed or knew the information and who has signed 8 the “Agreement to Be Bound By Protective Order” (Exhibit A); and 9 10 (g) during their depositions, witnesses in the action to whom disclosure is reasonably necessary and who have signed the “Agreement to Be Bound by Protective Order” 11 12 (Exhibit A), unless otherwise agreed by the Designating Party or ordered by the Court. Pages of 13 transcribed deposition testimony or exhibits to depositions that reveal Protected Material must be 14 separately bound by the court reporter and may not be disclosed to anyone except as permitted 15 under this Order. 16 17 PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER LITIGATION 18 If a Receiving Party is served with a subpoena or an order issued in other litigation that 19 8. compels disclosure of any information or items designated in this action as “Confidential,” the 20 21 Receiving Party must so notify the Designating Party, in writing (by email, if possible) 22 immediately and in no event more than five court days after learning of the receipt of the 23 subpoena or order. Such notification must include a copy of the subpoena or court order. 24 25 The Receiving Party also must inform in writing as soon as reasonably practicable the party who caused the subpoena or order to issue in the other litigation that some or all of the 26 27 material covered by the subpoena or order is the subject of this Order. In addition, the Receiving 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 10 1 2 Party must deliver a copy of this Order promptly to the party in the other action that caused the subpoena or order to issue. 3 4 If the Designating Party timely seeks a protective order, the Party served with the subpoena or court order shall not produce any information designated in this action as 5 6 7 “Confidential” before a determination by the court from which the subpoena or order issued, unless the Party has obtained the Designating Party’s permission. 8 The purpose of imposing these duties is to alert the interested parties to the existence of 9 this Order and to afford the Designating Party in this case an opportunity to try to protect its 10 confidentiality interests in the court from which the subpoena or order issued. The Designating 11 12 Party shall bear the burdens and the expenses of seeking protection in that court of its 13 confidential material – and nothing in these provisions should be construed as authorizing or 14 encouraging a Receiving Party in this action to disobey a lawful directive from another court. 15 9. 16 A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED IN THIS LITIGATION 17 (a) 18 19 The terms of this Order are applicable to information produced by a Non-Party in this action and designated as “Confidential.” Such information produced by a Non-Party in connection with this litigation is protected by the remedies and relief provided by this Order. 20 21 22 23 24 25 Nothing in these provisions should be construed as prohibiting a Non-Party from seeking additional protections. (b) In the event that a Party is required, by a valid discovery request, to produce a Non-Party’s confidential information in its possession, and the Party is subject to an agreement with the Non-Party not to produce the Non-Party’s confidential information, then the Party shall: 26 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 11 1. 1 promptly notify in writing the Requesting Party and the Non-Party that 2 some or all of the information requested is subject to a confidentiality agreement with a Non- 3 Party; 4 2. promptly provide the Non-Party with a copy of this Protective Order, the 5 6 7 relevant discovery request(s), and a reasonably specific description of the information requested; and 3. 8 9 10 (c) make the information requested available for inspection by the Non-Party. If the Non-Party fails to object or seek a protective order from this court within 14 days of receiving the notice and accompanying information, the Receiving Party may produce 11 12 the Non-Party’s confidential information responsive to the discovery request. If the Non-Party 13 timely objects or seeks a protective order, the Receiving Party shall not produce any information 14 in its possession or control that is subject to the confidentiality agreement with the Non-Party 15 before a determination by the court. Absent a court order to the contrary, the Non-Party shall 16 bear the burden and expense of seeking protection in this court of its Protected Material. 17 18 10. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 19 If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected 20 Material to any person or in any circumstance not authorized under this Order, the Receiving 21 Party must immediately (a) notify in writing the Designating Party of the unauthorized 22 disclosures, (b) use its best efforts to retrieve all copies of the Protected Material, (c) inform the 23 24 person or persons to whom unauthorized disclosures were made of all the terms of this Order, 25 and (d) request such person or persons to agree to execute the “Agreement to Be Bound By 26 Protective Order” that is attached hereto as Exhibit A. 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 12 1 11. FILING PROTECTED MATERIAL 2 Without written permission from the Designating Party or a court order secured after 3 appropriate notice to all interested persons, a Party may not file in the public record in this action 4 any Protected Material. A Party that seeks to file under seal any Protected Material must comply 5 6 with Civil Local Rule 79-5 and General Order 62. Protected Material may only be filed under 7 seal pursuant to a court order authorizing the sealing of the specific Protected Material at issue. 8 Pursuant to Civil Local Rule 79-5 and General Order 62, a sealing order will issue only upon a 9 request establishing that the Protected Material at issue is privileged, protectable as a trade 10 secret, or otherwise entitled to protection under the law. 11 Pursuant to Civil Local Rule 79-5(d), within 7 days of the submitting Party’s request for a 12 13 sealing order, the Designating Party must file with the Court and serve a declaration establishing 14 that the designated information is sealable, and must lodge and serve a narrowly tailored 15 proposed sealing order, or must withdraw the designation of confidentiality. If the Designating 16 Party does not file its responsive declaration as required by this subsection, the document or 17 18 proposed filing will be made part of the public record. Alternatively, if any Party’s request to file 19 Protected Material under seal pursuant to Civil Local Rule 79-5(d) and General Order 62 is 20 denied by the Court, the Party may file the information in the public record pursuant to Civil 21 Local Rule 79-5(e) unless otherwise instructed by the Court. 22 23 12. INADVERTENT PRODUCTION PROTECTED MATERIAL 24 12.1 25 OF PRIVILEGED OR OTHERWISE Pursuant to Federal Rules of Evidence 502(d) and (e), the inadvertent production of information that is privileged or otherwise protected will not operate as a waiver of privilege 26 27 28 or work-product protection in this proceeding or in any other federal or state proceeding. For purposes of this Order, an inadvertent production includes a production without prior review of [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 13 1 the information for privilege or work product, or with use of linguistic tools in screening for 2 privilege or work-product protection. Nothing in this Section precludes a Party from otherwise 3 challenging a claim of privilege or work-product protection. 4 12.2 In the event that privileged or otherwise protected information is inadvertently 5 6 7 produced, the following procedures will apply: (a) If a Producing Party discovers that it inadvertently produced information 8 that the Producing Party claims is privileged or otherwise protected work product, the Producing 9 Party will promptly (i) advise the Receiving Party of the inadvertent disclosure in writing (unless 10 written notification is impractical), and (ii) explain the basis for the claim of privilege or work- 11 12 13 14 15 16 product protection. After being notified, the Receiving Party shall treat the information in compliance with the procedures set forth in Federal Rule of Civil Procedure 26(b)(5)(B). (b) If a Receiving Party discovers information that it reasonably believes to be privileged or protected work product, the Receiving Party will treat the information in compliance with Federal Rule of Civil Procedure 26(b)(5)(B) and notify the Producing Party of 17 18 the disclosure and identify the information. The Producing Party then has five (5) business days 19 to (i) confirm whether it intends to assert that the information is privileged or work product and 20 (ii) provide the basis for the claim of privilege or protection. The Receiving Party shall at all 21 times treat the specified information in accordance with the procedures set forth in Federal Rule 22 of Civil Procedure 26(b)(5)(B). 23 24 (c) To extent the Receiving Party challenges the claim of privilege or work 25 product under this Section, the Parties must meet and confer in an attempt to resolve the matter. 26 If the Parties cannot resolve the dispute, the Party challenging the claim of privilege or work 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 14 1 2 product shall have a reasonable amount of time to present the issue to the Court consistent with Federal Rule of Civil Procedure 26(b)(5)(B). 3 4 (d) If a Party receives information that it does not reasonably believe to be privileged or otherwise protected work product, disclosure or use of the information by the 5 6 Receiving Party, including production to a third party before notice from the Producing Party 7 that the information was inadvertently produced, will not be deemed a violation of this Order. 8 However, under these circumstances, the Receiving Party is precluded from arguing that the 9 Producing Party waived privilege or work-product protection based solely on the Receiving 10 Party’s disclosure of the inadvertently produced information to a third party. 11 (e) 12 If the Receiving Party disclosed the inadvertently produced information to 13 a third party before receiving notice of a claim of privilege or work-product protection, it must 14 take reasonable steps to retrieve the information and to return it, sequester it until the claim is 15 resolved, or destroy it. 16 (f) If, during a deposition, the Producing Party asserts for the first time that 17 18 information contained in a marked exhibit was inadvertently produced and is privileged or 19 protected work product and the Receiving Party disputes the assertion, the Receiving Party may 20 present the information to the Court under seal for a determination of the claim on an expedited 21 basis, where appropriate, and reserve the right to seek to question the deponent regarding the 22 challenged information on an expedited basis, if necessary, to the extent not privileged or 23 24 protected. The Producing Party shall make reasonable efforts to cooperate with the Receiving 25 Party regarding additional questioning, if any, on such information to the extent ordered by the 26 Court. 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 15 (g) 1 Compliance with Federal Rule of Civil Procedure 26(b)(5)(B) does not 2 waive the Receiving Party’s right to challenge the Producing Party’s assertion of privilege or 3 work-product protection. 4 13. FINAL DISPOSITION 5 Unless otherwise ordered or agreed in writing by the Producing Party, within 90 days 6 7 after the final termination of this action as defined Section 4, including appellate litigation or the 8 time period therefore, each Receiving Party must return all Protected Material to the Producing 9 Party or destroy such material, at the Receiving Party’s option. As used in this subdivision, “all 10 Protected Material” includes all copies, abstracts, compilations, summaries, or any other form of 11 12 reproducing or capturing any of the Protected Material. Whether the Protected Material is 13 returned or destroyed, the Receiving Party must submit a written certification to the Producing 14 Party (and, if not the same person or entity, to the Designating Party) by the 60 day deadline that 15 identifies (by category, where appropriate) all the Protected Material that was returned or 16 destroyed and that affirms that the Receiving Party has not retained any copies, abstracts, 17 18 compilations, summaries, or other forms of reproducing or capturing any of the Protected 19 Material. Notwithstanding this Provision, Counsel are entitled to retain an archival copy of all 20 pleadings, motion papers, transcripts, legal memoranda, correspondence, deposition and trial 21 exhibits, expert reports or attorney work product, even if such materials contain Protected 22 Material. Any such archival copies that contain or constitute Protected Material remain subject to 23 24 this Order as set forth in Section 4 (DURATION), above. 25 14. 26 27 MISCELLANEOUS 14.1 Right to Further Relief: Nothing in this Order abridges the right of any person to seek modification of this Order by proper application to the Court on notice to the other Parties 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 16 1 hereto for good cause. 14.2 2 3 4 Right to Assert Other Objections: By stipulating to the entry of this Protective Order, no Party waives any right it otherwise would have to object to disclosing or producing any information or item on any ground not addressed in this Order. Similarly, no Party waives 5 6 any right to object on any ground to use in evidence of any of the material covered by this Order. 14.3 7 8 designated as “Confidential,” or otherwise complying with the terms of this Order shall not: 9 10 No Waiver: Entering into, agreeing to, and/or producing or receiving material (a) Operate as an admission by any party that any particular material designated as Protected Material constitutes or does not constitute trade secrets, proprietary or 11 12 commercially sensitive information, or any other type of Protected Material; (b) 13 14 documents they consider not subject to discovery; 15 16 Prejudice in any way the rights of the Parties to object to the production of (c) Prejudice in any way the rights of any Party to object to the authenticity or admissibility into evidence of any document, testimony, or other evidence subject to this 17 18 19 20 21 Order; (d) Prejudice in any way the rights of a Party to petition the Court for a further protective order relating to any purportedly Protected Material; (e) Prevent the Parties to this Order from agreeing in writing or on the record 22 during a deposition or hearing in this action to alter or waive the provisions or protections 23 24 25 26 27 provided for herein with respect to any particular information or material; (f) Be deemed to waive any applicable privilege or work product protection, or to affect the ability of a Party to seek relief for an inadvertent disclosure of material protected by privilege or work product protection; and/or 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 17 (g) 1 Prevent a Party or Non-Party from objecting to discovery that it believes 2 to be improper, including objections based upon the privileged, confidential, or proprietary 3 nature of the Protected Material requested. 4 14.4 Subject to Jurisdiction: All persons who have access to information or material 5 6 7 8 designated as Protected Material under this Order acknowledge that they are bound by this Order and submit to the jurisdiction of this Court for the purposes of enforcing this Protective Order. IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 9 DATED: September 21, 2012 GLANCY BINKOW & GOLDBERG LLP 10 11 12 13 14 15 16 17 18 By: s/ Ex Kano S. Sams II Lionel Z. Glancy Peter A. Binkow Michael Goldberg Ex Kano S. Sams II Robert V. Prongay 1925 Century Park East, Suite 2100 Los Angeles, California 90067 Telephone: (310) 201-9150 Facsimile: (310) 201-9160 Email: info@glancylaw.com Lead Counsel for Plaintiffs 19 20 21 22 23 24 ROBBINS GELLER RUDMAN & DOWD LLP Byron S. Georgiou Willow E. Radcliffe 655 West Broadway, Suite 1900 San Diego, CA 92101-3301 Telephone: (619) 231-1058 27 LAW OFFICES OF HOWARD G. SMITH Howard G. Smith 3070 Bristol Pike, Suite 112 Bensalem, PA 19020 Telephone: (215) 638-4847 28 Additional Counsel for Plaintiffs 25 26 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 18 1 DATED: September 21, 2012 BINGHAM McCUTCHEN LLP 2 3 By: s/ John D. Pernick David M. Balabanian John D. Pernick Charlene Sachi Shimada Lucy Wang Three Embarcadero Center San Francisco, CA 94111-4067 Telephone: (415) 393-2000 Facsimile: (415) 393-2286 4 5 6 7 8 9 Counsel for Defendants Hansen Medical, Inc., Frederic H. Moll, Steven M. Van Dick & Gary C. Restani 10 11 12 DATED: September 21, 2012 PILLSBURY WINTHROP SHAW PITTMAN LLP 13 14 15 16 17 18 By: s/ Sarah A. Good Sarah A. Good Ana N. Damonte Stephen E. Berge 50 Fremont Street San Francisco, CA 94105-2228 Telephone: (415) 983-1000 Facsimile: (415) 983-1200 19 Counsel for Defendant Christopher Sells 20 21 22 23 24 25 26 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 19 1 2 PURSUANT TO STIPULATION, IT IS SO ORDERED. 9/26/2012 Dated: ____________________ 3 4 5 ___________________________________ THE HONORABLE CLAUDIA WILKEN UNITED STATES DISTRICT JUDGE 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 20 1 EXHIBIT A 2 AGREEMENT TO BE BOUND BY PROTECTIVE ORDER 3 I, _______________________ [print or type full name], of _____________________ 4 [print or type full address], declare under penalty of perjury that I have read in its entirety and 5 understand the Protective Order that was issued by the United States District Court for the 6 7 8 Northern District of California on ________ [date] in the case of Robert Curry, et al. v. Hansen Medical, Inc., et al., Lead Case No. CV 09-5094-CW. I understand that the Protective Order, a copy of which has been given to me, prohibits me from disclosing or using in any manner any 9 information or items subject to the Protective Order to any person or entity except in strict 10 11 12 13 compliance with the provisions of the Protective Order. I agree to comply with and to be bound by all the terms of this Protective Order and I understand and acknowledge that failure to so comply could expose me to sanctions and punishment in the nature of contempt. I solemnly 14 promise that I will not disclose or use in any manner any information or item that is subject to 15 this Protective Order to any person or entity except in strict compliance with the provisions of 16 this Protective Order. 17 I further agree to submit to the jurisdiction of the United States District Court for the 18 Northern District of California for the purpose of enforcing the terms of this Protective Order, 19 even if such enforcement proceedings occur after termination of this action. 20 I hereby appoint ___________ [print or type full name] of ____________________ 21 [print or type full address and telephone number] as my agent for service of process in 22 connection with this action or any proceedings related to enforcement of this Protective Order. 23 24 Date: _______________________________ 25 City and state where sworn and signed: _______________________________ Printed name: _______________________________ Signature: _______________________________ 26 27 28 [PROPOSED] STIPULATED PROTECTIVE ORDER GOVERNING CONFIDENTIALITY Case No. 4:09-cv-05094-CW 21

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