Carr v. Allied Waste Systems of Alameda County et al
Filing
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ORDER by Judge Hamilton granting 100 Motion to Dismiss; granting 112 Motion to Dismiss; denying 117 Motion for Leave to File; denying 121 Motion to Amend/Correct ; (pjhlc1, COURT STAFF) (Filed on 9/8/2011) (Additional attachment(s) added on 9/8/2011: # 1 Certificate/Proof of Service) (vlk, COURT STAFF).
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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FRED C. CARR, JR.,
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Plaintiff,
No. C 10-0715 PJH
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v.
ORDER
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ALLIED WASTE SYSTEMS OF
ALAMEDA COUNTY, et al.,
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For the Northern District of California
United States District Court
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Defendants.
_______________________________/
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Before the court are the motions to dismiss the second amended complaint1 filed by
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defendants Allied Waste Systems of Alameda County, LLC (sued as Allied Waste Systems
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of Alameda County), Ray Atkinson, and Fred Penning (collectively, “Allied defendants”),
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Brotherhood of Teamsters Union Local No. 70 (“the Union”), and David A. Rosenfeld, and
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Weinberg, Roger & Rosenfeld (“Law Firm defendants). Also before the court is plaintiff’s
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motion to amend the complaint. Having read the parties’ papers and carefully considered
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their arguments and the relevant legal authority, and good cause appearing, the court
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hereby GRANTS the motions to dismiss and DENIES the motion for leave to amend.
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BACKGROUND
The factual and procedural background of this case has been set forth in some detail
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in the court’s prior orders of November 23, 2010, and May 16, 2011. Briefly, on April 8,
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2009, plaintiff Fred C. Carr, Jr., who was employed as a driver by defendant Allied Waste
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Systems of Alameda County (“Allied”), reported for work and found a problem with his
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truck. Plaintiff’s manager, defendant Ray Atkinson (“Atkinson”), told him to take another
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In the November 23, 2010 order granting the motion to dismiss the first amended
complaint, the court granted leave to file an amended complaint, which it mistakenly referred
to as the “third” amended complaint, rather than the “second” amended complaint.
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truck, but plaintiff refused, insisting that the mechanic fix the blade on his truck instead.
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Plaintiff was terminated for insubordination.
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At the time plaintiff was discharged, his employment was governed by the
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“Agreement Between Brotherhood of Teamsters, Local No. 70 and BFI Waste Systems of
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Alameda County” (“the collective bargaining agreement” or “CBA”), entered into between
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Allied and the Union (plaintiff’s bargaining representative). The Union grieved the
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termination, pursuant to the CBA. Because the grievance panels were deadlocked, the
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Union on June 22, 2009, requested arbitration pursuant to the CBA.
of Alameda, against Allied, Atkinson, Fred Penning (“Penning” – another Allied manager),
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For the Northern District of California
On September 1, 2009, plaintiff filed suit in the Superior Court of California, County
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United States District Court
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alleging claims arising out of his termination. On October 1, 2009, Allied removed the case
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to this court, as case No. C-09-4675. Plaintiff subsequently filed a first amended complaint,
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which Allied moved to dismiss.
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On December 11, 2009, the court granted the motion, on the ground that plaintiff’s
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state law claims were preempted by § 301 of the Labor Management Relations Act
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(“LMRA”), 29 U.S.C. § 185, as they were based on alleged violations of the collective
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bargaining agreement (“CBA”) that governed plaintiff’s employment at Allied, and because
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plaintiff had not exhausted the remedies required under the CBA. Plaintiff filed a notice of
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appeal, and on March 8, 2011, the Ninth Circuit issued an order affirming the dismissal.
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Plaintiff sought re-hearing en banc, and that request was denied.
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Meanwhile, on February 2, 2010, plaintiff filed the present action in Alameda County
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Superior Court, alleging numerous state law claims against the Allied defendants, and
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against the Union and Union officials Dominic Chiovare and Joe Silva (collectively, “the
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Union defendants”). On February 19, 2010, defendants removed the case to this court.
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The Allied defendants filed a motion to dismiss.
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The arbitration went forward as scheduled on March 10, 2010. The Union
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represented plaintiff at the arbitration. On April 23, 2010, the Arbitrator issued an
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Arbitration Opinion and Award. The Arbitrator denied the grievance and upheld in its
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entirety the dismissal of plaintiff from his employment.
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On May 6, 2010, six days before the date noticed for hearing on the Allied
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defendants’ motion to dismiss, plaintiff filed a 53-page first amended complaint (“FAC”),
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alleging 19 state law causes of action against the Allied defendants, the Union defendants,
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and the Law Firm defendants. The Allied defendants withdrew their motion to dismiss the
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original complaint.
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The Allied defendants and the Union defendants (joined by the Law Firm
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defendants) each filed a motion to dismiss. Following the completion of briefing, the court
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issued a 29-page order on November 23, 2010, dismissing all the state law claims asserted
against the Allied defendants and the Union, with leave to amend to allege a hybrid §
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For the Northern District of California
United States District Court
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301/duty of fair representation claim. In addition, the claims against Union officials Dominic
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Chiovare and Joe Silva were dismissed with prejudice, and the motion to dismiss the
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claims against the Law Firm defendants was denied, based on defendants’ having failed to
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make any argument regarding those specific claims.
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On February 15, 2011, after failing to meet two previous court-imposed deadlines,
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plaintiff filed the second amended complaint, asserting claims against Allied, the Union, and
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the Law Firm defendants. Plaintiff alleged three causes of action – breach of good faith
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and fair dealing pertaining to the CBA, against Allied, Atkinson, Penning, and David
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Rosenfeld (a member of the law firm of Weinburg, Roger, and Rosenfeld, counsel for the
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Union); breach of the duty of fair representation, against the Union and the Law Firm
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defendants; and declaratory relief, against all defendants.
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Also on February 15, 2011, plaintiff filed a motion for leave to file a third amended
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complaint, to add Allied employee Dan Lydon and Allied attorney Scott Gore as
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defendants, as “agents” for defendant Allied, and also requesting a “determination that
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Dominic Chiovare was acting as agent” for the Union.
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A week later, on February 23, 2011, plaintiff filed another motion for leave to amend
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the complaint, seeking to add allegations that the Union had a duty to provide information
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to its members regarding their legal rights under the collective bargaining agreement, and
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that such failure constituted denial of the duty of fair representation. The court issued an
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order advising plaintiff that it would not consider another request for leave to amend until
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the motion filed on February 15, 2011 had been resolved. On March 1, 2011, plaintiff filed
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yet another request for leave to amend the complaint to add Dan Lydon, Scott Gore, and
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Dominic Chiovare as defendants. That request was denied on March 3, 2011, for the same
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reason that the motion filed on February 23, 2011 was denied.
On May 16, 2011, the court issued an order denying the motion for leave to amend
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that was filed on February 15, 2011. The court noted that it had dismissed Mr. Chiovare
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with prejudice in its November 23, 2010 order, and that neither Mr. Lydon nor Mr. Gore was
an “employer” against whom an LMRA § 301 claim could be asserted.
On June 6, 2011, the Allied defendants filed a motion to dismiss the SAC for failure
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For the Northern District of California
United States District Court
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to state a claim. On June 21, 2011, the Union and Law Firm defendants filed a motion to
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dismiss the SAC for failure to state a claim. On July 8, 2011, plaintiff filed a motion for
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leave to file a third amended complaint, adding new claims and also adding Dominic
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Chiovare as a defendant.
DISCUSSION
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A.
Legal Standard
A motion to dismiss under Rule 12(b)(6) tests for the legal sufficiency of the claims
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alleged in the complaint. Ileto v. Glock, Inc., 349 F.3d 1191, 1199-1200 (9th Cir. 2003).
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Review is limited to the contents of the complaint. Allarcom Pay Television, Ltd. v. Gen.
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Instrument Corp., 69 F.3d 381, 385 (9th Cir. 1995). To survive a motion to dismiss for
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failure to state a claim, a complaint generally must satisfy only the minimal notice pleading
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requirements of Federal Rule of Civil Procedure 8.
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Rule 8(a)(2) requires only that the complaint include a “short and plain statement of
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the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Specific
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facts are unnecessary – the statement need only give the defendant “fair notice of the claim
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and the grounds upon which it rests.” Erickson v. Pardus, 551 U.S. 89, 93 (2007) (citing
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Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)).
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All allegations of material fact are taken as true. Id. at 94. However, legally
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conclusory statements, not supported by actual factual allegations, need not be accepted.
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See Ashcroft v. Iqbal, 556 U.S. __, 129 S.Ct. 1937, 1949-50 (2009). A plaintiff's obligation
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to provide the grounds of his entitlement to relief “requires more than labels and
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conclusions, and a formulaic recitation of the elements of a cause of action will not do.”
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Twombly, 550 U.S. at 555 (citations and quotations omitted). Rather, the allegations in the
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complaint “must be enough to raise a right to relief above the speculative level.” Id.
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A motion to dismiss should be granted if the complaint does not proffer enough facts
to state a claim for relief that is plausible on its face. See id. at 558-59. “[W]here the
well-pleaded facts do not permit the court to infer more than the mere possibility of
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For the Northern District of California
United States District Court
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misconduct, the complaint has alleged – but it has not ‘show[n]’ – ‘that the pleader is
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entitled to relief.’” Iqbal, 556 U.S. __, 129 S.Ct. at 1950.
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In addition, when resolving a motion to dismiss for failure to state a claim, the court
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may not generally consider materials outside the pleadings, although the court may
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consider a matter that is properly the subject of judicial notice. Lee v. City of Los Angeles,
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250 F.3d 668, 688-89 (9th Cir. 2001); see also Mack v. South Bay Beer Distributors, Inc.,
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798 F.2d 1279, 1282 (9th Cir. 1986) (on a motion to dismiss, a court may properly look
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beyond the complaint to matters of public record and doing so does not convert a Rule
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12(b)(6) motion to one for summary judgment). Additionally, the court may consider
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exhibits attached to the complaint, see Hal Roach Studios, Inc. V. Richard Feiner & Co.,
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Inc., 896 F.2d 1542, 1555 n.19 (9th Cir. 1989), and documents referenced by the complaint
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and accepted by all parties as authentic. See Van Buskirk v. Cable News Network, Inc.,
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284 F.3d 977, 980 (9th Cir. 2002).
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A.
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Defendants’ Motions
In the SAC, plaintiff alleges that the Allied defendants breached the CBA by not
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selecting an arbitrator within 30 days after the deadlock of the grievance panels. Plaintiff
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also asserts that the Union breached the duty of fair representation at the arbitration
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because it failed to raise or emphasize certain points during the arbitration. Specifically,
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plaintiff contends that the Union should have notified the Arbitrator of the following:
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(1) that plaintiff was entitled to Union representation on April 9, 2009, the day his manager
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suspended him; (2) that Allied representative Dan Lydon’s testimony during an
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unemployment hearing, to the effect that plaintiff had been suspended, was inconsistent
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with defendant Atkinson’s testimony at the arbitration that plaintiff had been terminated; and
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(3) that Allied could not proceed to arbitration because it failed to choose an arbitrator
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within 30 days of a deadlock, which, according to plaintiff, entitles him to be reinstated to
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his position.
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Defendants argue that the duty of fair representation claim is untimely. The statute
of limitations for a duty of fair representation claim is six months. Del Costello v.
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For the Northern District of California
United States District Court
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International Bhd. of Teamsters, 462 U.S. 151, 172 (1983). Here, the claim, which plaintiff
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asserts based on his alleged treatment by the Union during the March 2010 arbitration,
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accrued when the arbitrator ruled in Allied’s favor on April 23, 2010. Thus, defendants
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assert, plaintiff had until October 20, 2010, to file a timely duty of fair representation claim.
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However, he did not file the SAC until February 15, 2011, which was ten months after the
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arbitrator had ruled against him. Thus, defendants assert, the claim was untimely.
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It is true that the SAC, in which plaintiff asserted the LMRA § 301 claim for the first
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time, was filed more than six months after the date of accrual of the claim. In this case,
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however, given the plaintiff’s pro se status, the somewhat inadequate briefing of the
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relevant issues by the defendants in the prior motions to dismiss, the length of time
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required for the court to come to a decision on the prior motions to dismiss, and the fact
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that the court granted leave to amend more than six months after the claim had accrued,
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the court finds that the limitations period should be equitably tolled.
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Defendants also contend that the SAC should be dismissed for failure to state a
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claim because plaintiff fails to plead facts sufficient to allege a claim for breach of the duty
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of fair representation. To plead a “hybrid” § 301 breach of contract/duty of fair
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representation claim, the plaintiff must allege not only facts showing that the employer
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breached the collective bargaining agreement, but also facts showing breach of the duty of
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fair representation by the union, before alleging that the employer breached the CBA. Vaca
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v. Sipes, 386 U.S. 171, 186 (1967); Hines v. Anchor Motor Freight, Inc., 424 U.S. 554, 570-
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71 (1976); see also DelCostello v. Int'l Brotherhood of Teamsters, 462 U.S. 151, 165 (1983)
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(“To prevail against either the company or the Union, . . . [employee-plaintiffs] must not only
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show that their discharge was contrary to the contract but must also carry the burden of
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demonstrating a breach of duty by the Union.”).
“arbitrary, discriminatory, or in bad faith.” Vaca, 386 U.S. at 190; Beck v. United Food and
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Comm’l Workers Union Local 99, 506 F.3d 874, 879 (9th Cir. 2007). Thus, in this case, to
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allege that the Union’s conduct was arbitrary, plaintiff must plead facts showing that it was
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For the Northern District of California
A union breaches its duty to fairly represent its members when its conduct is
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United States District Court
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“irrational,” and “without a rational basis or explanation.” See Marquez v. Screen Actors
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Guild, Inc., 525 U.S. 33, 46 (1998); see also Tenorio v. N.L.R.B., 680 F.2d 598, 601 (9th
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Cir. 1982). This deferential standard for arbitrary conduct “gives the union room to make
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discretionary decisions and choices, even if those judgments are ultimately wrong.”
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Marquez, 525 U.S. at 45-46.
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To allege that the Union’s conduct was discriminatory, plaintiff must plead facts
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showing discrimination that was “intentional, severe, and unrelated to legitimate union
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objectives.” See Amalgamated Ass'n of St., Elec. Ry. & Motor Coach Employees of Am. v.
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Lockridge, 403 U.S. 274, 301 (1971); see also Vaca, 386 U.S. at 177. To allege that the
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Union acted in bad faith, plaintiff must plead facts showing fraud, deceitful action, or
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dishonest conduct on the part of the union. See Amalgamated Ass'n, 403 U.S. at 299.
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Here, defendants argue that the SAC fails to allege facts sufficient to show that the
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Union’s conduct was arbitrary, discriminatory, or in bad faith. Defendants contend that
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plaintiff’s allegations do not establish that the Union’s conduct was so outside the range of
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reasonableness as to be irrational, or that the Union’s actions were discriminatory or in bad
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faith. Defendants assert that at most, plaintiff’s allegations consist of attempts to second-
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guess the decisions made by the Union’s counsel, who affirmatively represented him at the
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arbitration.
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The court finds that the motions must be GRANTED. Plaintiff alleges no actions by
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the Union that can be considered arbitrary – that is, without any rational basis or
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explanation. So long as a union exercises its judgment, no matter how mistakenly, it will
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not be deemed to be wholly irrational. Marquez, 525 U.S. at 46; Beck, 506 F.3d at 879.
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Here, the Union pursued grievances on plaintiff’s behalf, and when the grievance
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panels were deadlocked, pursued arbitration on his behalf. The fact that the Union’s
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counsel may not have raised a particular argument in the course of the arbitration does not
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transform the Union’s representation of plaintiff into “arbitrary” conduct. None of the three
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points – whether factual or not – that plaintiff argues should have been raised by the Union
at the arbitration are relevant to the question the parties agreed was to be decided by the
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For the Northern District of California
United States District Court
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arbitrator – whether plaintiff’s discharge by Allied violated provisions of the CBA, and if so,
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what was the appropriate remedy. Nor has plaintiff alleged facts showing that the Union’s
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representation of him was in any way discriminatory or in bad faith.
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C.
Plaintiff’s Motion
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Plaintiff seeks leave to amend the complaint to allege “additional facts” that he
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asserts support his claim of breach of the duty of fair representation. He alleges that
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“defendants” failed to conduct a “ministerial investigation” on April 8, 2009 and prior to the
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grievance hearings; that they never met with him prior to the grievance hearings to hear his
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point of view; that they “changed their story” regarding the reason for his termination; that
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despite knowing it was not in his interest to proceed to arbitration, they engaged in
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selecting an arbitrator without his knowledge and consent; and that they failed to represent
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him before the Unemployment Appeals Board. He also appears to be attempting to add
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Union official Dominic Chiovare back into the complaint, despite having been advised by
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the court on at least two occasions that Mr. Chiovare has been dismissed with prejudice.
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The Allied defendants oppose the motion, arguing that plaintiff unduly delayed in
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seeking to add these “additional facts,” and has offered no explanation as to why he did not
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allege these facts in the SAC, and furthermore, that even with the “additional facts,” plaintiff
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still fails to state a claim for breach of the duty of fair representation.
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The court finds that the motion must be DENIED, for the reasons argued by
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defendants. First, plaintiff has provided no explanation as to why he failed to allege the
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“additional facts” in his SAC. In evaluating undue delay, the court should inquire “whether
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the moving party knew or should have known the facts and theories raised by the
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amendment” as of the time it filed the original pleading. Jackson v. Bank of Hawai’i, 902
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F.2d 1385, 1388 (9th Cir. 1990). Here, plaintiff alleges only that the “additional facts” came
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to his attention “in replying to [d]efendants[‘] FRCP 12(b)(6) [m]otions.” However, the
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“additional facts” were clearly within plaintiff’s knowledge many months – or even two or
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more years – ago.
Second, the proposed amendment would be futile. While it is true that a union’s
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For the Northern District of California
United States District Court
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duty requires some minimal investigation of employee grievances, “only an egregious
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disregard for union members’ rights constitutes a breach of the union’s duty.” Castelli v.
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Douglas Aircraft Co., 752 F.2d 1480, 1482 (9th Cir. 1985). None of the “additional facts”
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that plaintiff seeks to add with regard to the Union are sufficient to transform his claim
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against the Union into a viable claim for breach of the duty of fair representation.
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The proposed third amended complaint alleges no conduct on the part of the Union
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that shows an egregious disregard for his rights. Even if any of the actions alleged rises to
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the level of negligence – which is doubtful – negligent conduct does not constitute a breach
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of the duty of fair representation unless the union’s failure to perform a ministerial act
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completely extinguishes the employee’s right to pursue his claim. See Galindo v. Stoody
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Co., 793 F.2d 1502, 1514 (9th Cir. 1986); see also Eichelberger v. N.L.R.B, 765 F.2d 851,
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855 (9th Cir. 1985). Here, the Union affirmatively represented plaintiff throughout both
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levels of grievances and the Arbitration. Plaintiff has alleged no conduct on the part of the
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Union that constitutes an arbitrary, discriminatory, or bad faith action.
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CONCLUSION
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In accordance with the foregoing, the defendants’ motions are GRANTED. The
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dismissal is WITH PREJUDICE, as the court finds that further amendment would be
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FUTILE. Because the court finds that plaintiff cannot state a hybrid § 301 claim, any claims
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against the Law Firm defendants are also dismissed.
Plaintiff’s motion for leave to file a third amended complaint is DENIED, and the
September 14, 2011 date for the hearing on that motion is VACATED.
Finally, plaintiff’s “Request to File Additional Information to Address Misleading Facts
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Made by Defendant Such as to Provide a Fair Hearing,” filed June 29, 2011, is DENIED as
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an improper attempt to submit a surreply.
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IT IS SO ORDERED.
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Dated: September 8, 2011
______________________________
PHYLLIS J. HAMILTON
United States District Judge
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For the Northern District of California
United States District Court
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