Trujillo v. Jacquez et al

Filing 222

ORDER by Judge Yvonne Gonzalez Rogers granting in part and denying in part 196 MOTION for Summary Judgment and for Judgment on the Pleadings (ygrlc4, COURT STAFF) (Filed on 1/30/2015)

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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 MARIO TRUJILLO, Case No. 10-cv-05183-YGR Plaintiff, 8 v. ORDER GRANTING IN PART DEFENDANTS’ MOTIONS FOR SUMMARY JUDGMENT AND JUDGMENT ON THE PLEADINGS 9 10 FRANCISCO JACQUEZ, ET AL., Re: Dkt. No. 196 Defendants. United States District Court Northern District of California 11 12 13 Plaintiff Mario Trujillo, a state prisoner incarcerated at Pelican Bay State Prison (“PBSP”), 14 brings this civil rights action pursuant to 42 U.S.C. section 1983 against defendants Francisco 15 Jacquez, Michael Polk, Jose Reynoso, Nicholas White, Jerrold Kay, Cheenong Moua, Andrew 16 Long, David Hickman, and Fernando Avila alleging the following constitutional violations: (i) 17 excessive use of force/failure to intervene (against defendants Polk, Reynoso, Kay, Moua, White, 18 Avila, Long, and Hickman); (ii) maliciously and sadistically causing harm through contraband 19 surveillance watch (“CSW”) (against defendants Polk, Reynoso, and Kay); (iii) deliberate 20 indifference to inhumane conditions of CSW (against defendants Polk, Reynoso, and Kay); (iv) 21 retaliation for exercise of constitutional rights (against defendants Polk, Reynoso, and Kay); (v) 22 conspiracy to deprive plaintiff of constitutional rights (against all defendants); and (vi) supervisor 23 liability (against Jacquez). 24 Defendants move for summary judgment pursuant to Federal Rule of Civil Procedure 56 as 25 to Counts III (conditions of confinement), IV (retaliation), V (conspiracy), and VI (supervisor 26 liability), arguing defendant failed to exhaust available administrative remedies prior to bringing 27 this action. (Dkt. No. 196 (“Mot.”).) 28 Defendants also seek judgment on the pleadings pursuant to Federal Rule of Civil 1 1 Procedure 12(c) as to Count II (causing harm through CSW) for failure to state a claim and Counts 2 II (causing harm through CSW), III (conditions of confinement), IV (retaliation), and V 3 (conspiracy) based on the statute of limitations. (Id.) Plaintiff opposes the motion. (Dkt. No. 204 4 (“Oppo.”).)1 5 The matter came for hearing on January 27, 2015. Having carefully considered the papers 6 submitted, the record in this case, and the arguments of counsel, and good cause shown, the Court 7 GRANTS IN PART AND DENIES IN PART defendants’ motions. 8 9 I. BACKGROUND A. Factual Allegations in the Second Amended Complaint During all relevant times, defendant Jacquez served as warden and the remaining 11 United States District Court Northern District of California 10 defendants as correctional officers at PBSP, where plaintiff was and remains imprisoned. (SAC 12 ¶¶ 4, 7–9.)2 The first incident at issue started on February 16, 2009 at approximately 10:50 a.m. 13 (Id. ¶ 12.) Plaintiff had at that time been imprisoned at PBSP for less than a year. (Id. ¶ 9.) He 14 was generally “scared and concerned about his physical and mental welfare” in light of the 15 “sinister history and reputation of PBSP and its officers . . . .” (Id. ¶ 10). Before February 16, 16 2009, he had never been subjected to an individualized, random cell search. (Id. ¶ 11.) 17 Consequently, when defendants Polk, Reynoso, and Kay approached his cell at Administrative 18 Segregation Unit (“ASU”) 1, Section G, Cell 13 that morning and ordered him to “cuff up”3 19 20 21 22 23 24 25 26 27 28 1 In connection with these motions, both parties filed requests that the Court take judicial notice of various documents pursuant to Federal Rule of Evidence 201(b)(2). (Dkt. Nos. 197 (“Mot. RJN”) and 205 (“Oppo. RJN”).) “[A] court may take judicial notice of ‘matters of public record.’” Lee v. City of Los Angeles, 250 F.3d 668, 689 (9th Cir. 2001). The documents sought to be noticed include various regulations, court filings, and administrative records. The Court grants these requests and notices the existence and contents of the submitted documents, but does not necessarily accept the truth of all matters asserted therein. 2 This subsection simply presents certain factual allegations pled in the Second Amended Complaint, which the Court need not accept as true in all circumstances in light of other evidence or judicially noticed documents submitted in connection with this motion and pursuant to the legal standards provided herein. See, e.g., Yang v. Dar Al-Handash Consultants, 250 F. App’x 771, 772 (9th Cir. 2007). 3 A procedure whereby the prisoner, facing his back to the cell door, places his hands through a slot in the door and submits to handcuffs. (SAC ¶¶ 13, 17.) 2 1 without explanation, plaintiff was fearful of their intentions. (Id. ¶¶ 13, 14.) He was not engaged 2 in any prohibited activity at the time and had received no notice that cell searches or interrogations 3 would take place that day. (Id. ¶ 12.) As a result, he at first refused the order, instead asking Polk 4 why they wanted to search his cell. (Id. ¶ 15.) In lieu of an answer, Polk merely repeated the 5 “cuff up” command. (Id.) Several times, plaintiff asked “why?” and was told in response to “cuff 6 up.” (Id.) Eventually, Polk began to kick the cell door. (Id. ¶ 16.) After Polk threatened to use 7 chemical agents on plaintiff, plaintiff submitted to handcuffs. (Id. ¶¶ 16, 17.) 8 9 The officers removed plaintiff from the cell, now handcuffed behind his back. (Id. ¶ 17– 18.) Polk held plaintiff by his arm and handcuffs. (Id. ¶ 18.) With no warning and without provocation Polk forcefully pushed plaintiff up against the wall, yelling at him to stop “resisting.” 11 United States District Court Northern District of California 10 (Id. ¶ 19.) Plaintiff was not resisting. (Id.) Kay and Reynoso stood by silently while this 12 transpired. (Id.) 13 Defendants Polk, Reynoso, and Kay proceeded to escort plaintiff down the Section G 14 hallway toward the ASU 1 rotunda. (Id. ¶ 20.) Polk continued to grip plaintiff’s cuffed wrists and 15 held his left shoulder. (Id.) Defendants Avila, Hickman, White, Long, and Moua were present in 16 the rotunda and observed Polk, Reynoso, and Kay enter with plaintiff. (Id. ¶ 22.) Polk told 17 plaintiff to wait while Hickman unlocked a holding cell in the rotunda. (Id. ¶ 23.) Suddenly, 18 again without provocation, Polk started yelling at plaintiff to “stop resisting” and pushed him into 19 a waist-level metal food cart. (Id. ¶ 24.) The other defendants present did not speak up or 20 intervene. (Id.) Polk spun plaintiff toward Reynoso, who then used his expandable baton to strike 21 plaintiff in the chest near his collarbone. (Id. ¶ 25.) The other officers still did not intervene and 22 plaintiff still did not resist. (Id.) Reynoso then used his baton to strike near plaintiff’s right knee, 23 which buckled, causing plaintiff to fall to the concrete floor with Polk on his back. (Id. ¶ 26.) 24 Straddled by Polk, plaintiff felt repeated blows to the back of his head. (Id. ¶ 27.) Shoving 25 plaintiff’s face into the floor, Polk yelled, “[w]hen I tell you to cuff up, you cuff up! Do you 26 understand me?” (Id. ¶ 28.) Plaintiff responded “yes, sir,” and Polk relieved the pressure and 27 asked Kay and White to put leg chains on plaintiff. (Id. ¶¶ 29–30.) 28 Plaintiff was then placed in a holding cell where he was monitored by Hickman and Long, 3 1 who despite being present in the rotunda during the incident did not file the required reports; 2 plaintiff believes they instead claimed they were not present in order to abide by the “well-known 3 ‘code of silence’” among PBSP officers. (Id. ¶ 31.) Nurse Molina evaluated plaintiff and 4 completed a report noting the following injuries: “abrasion and swollen area above left eye, 5 abrasion and swollen area on back of head, abrasion and swollen area on right upper torso at 6 pectoral muscle, abrasion on left elbow and abrasion on right knee.” (Id. ¶ 33.) Plaintiff told 7 Molina and Officer Cleary that he had not been resisting and that some of the defendants had used 8 excessive force against him. (Id.) 9 Polk, Reynoso, and Kay covered up their actions and retaliated against defendant—perhaps in anger over his report to Molina and Cleary—by filing false reports. (Id. ¶¶ 33, 35.) They 11 United States District Court Northern District of California 10 claimed they instituted the morning’s search after seeing plaintiff “fishing”—using banned string 12 and paper to communicate with another inmate. (Id. ¶ 35.) No “fishing” equipment was found 13 during the search. (Id.) Plaintiff alleges the false reports were a result of a conspiracy between 14 Polk, Reynoso, and Kay, instigated by ranking officer Polk. (Id. ¶ 36.) 15 As a result of their report, plaintiff was placed on contraband surveillance watch, “a brutal 16 and humiliating surveillance program” approved by Warden Jacquez. (Id. ¶ 37.) During CSW, 17 “inmates are stripped of their clothes, chained up and caged like animals, and made to defecate 18 into a bucket in front of prison staff for 72 hours so that prison staff can sift through their feces in 19 search of the alleged contraband.” (Id. ¶ 38.) Plaintiff was segregated in a small, concrete cell for 20 72 hours with only a bucket and a plastic mattress during the night. (Id. ¶ 39.) Due to wearing 21 “Hand Isolation Devices,” he lost sensation in his hands. (Id.) By the conclusion of the CSW, no 22 contraband had been found. (Id. ¶ 41.) 23 In an additional attempted cover-up, Polk later claimed plaintiff had “battered” Polk’s 24 finger with plaintiff’s head while plaintiff was pinned under him on the floor of the rotunda. (Id. ¶ 25 42.) As a result, PBSP staff found plaintiff guilty of battery on a peace officer, a disciplinary 26 charge. (Id. ¶ 43.) 27 28 On March 1, 2009, plaintiff filed a complaint of staff misconduct with Warden Jacquez. He alleged Jacquez failed to (i) investigate plaintiff’s allegations properly, (ii) discipline the 4 1 officers involved, and (iii) ensure the officers were properly trained in reasonable use of force. 2 (Id. ¶ 44.) Plaintiff also alleged that the complaint process itself involved an “inherent conflict of 3 interest” because defendant Hickman, who witnessed and failed to stop some of the accused 4 conduct and who reported to Polk, was appointed as plaintiff’s investigative employee and tasked 5 with assisting him in prosecuting his case. (Id. ¶ 46.) Additionally, the procedure was inherently 6 biased because Polk, as supervising officer, was both the “primary alleged perpetrator” and the 7 individual tasked with preparing an “Incident Supervisor’s Review,” which concluded that all 8 force used during the incident complied with relevant procedures. (Id. ¶ 48.) 9 10 B. Administrative Appeals On March 1, 2009, plaintiff submitted the administrative grievance noted above in United States District Court Northern District of California 11 connection with the use of force incident. (SAC ¶ 51; Answer ¶ 51.) The second level review 12 found no staff violations. (SAC ¶ 52; Answer ¶ 52.) Plaintiff then appealed to the final-level 13 “director’s review,” which was denied. (SAC ¶ 53; Answer ¶ 53.) The Court has judicially 14 noticed Institutional Log. No. PBSP-S-09-00716 in connection with this grievance, which includes 15 both the underlying grievance and appeals documents. (Oppo. RJN, Ex. B (the “’716 Appeal 16 File”).) This grievance generally relates to the February 16, 2009 incident, specifically the 17 purported “excessive use of force” by Polk, the failure to intervene by other officers, retaliation by 18 Polk and Reynoso in sending plaintiff to CSW based on a “fabricated” report, and “inhumane” 19 conditions of confinement in CSW. (Id. at 2, 4–5.) 20 Plaintiff also appealed, through director’s level review, the rules violation resulting from 21 his purported battery on a peace officer, discussed above. The Court noticed Institutional Log. 22 No. PBSP-S-09-01308 in connection with this grievance, which includes both the underlying 23 grievance and appeals documents. (Oppo. RJN, Ex. C (the “’1308 Appeal File”).) In this 24 grievance, plaintiff generally complained of being found guilty of battering Polk during the 25 February 16, 2009 incident, based on allegedly false reports and due process violations in 26 connection with the related investigation and hearing. (Id. at 2, 4–5.) 27 C. 28 Plaintiff initiated the instant action on November 16, 2010. (Dkt. No. 1.) At the time he Procedural Background 5 1 filed the initial complaint, he was pro se. After reviewing the complaint, the Court found 2 cognizable Eighth Amendment claims for excessive use of force, failure to intervene, and 3 supervisory liability. (Dkt. No. 3.) On March 15, 2012, the Court granted in part and denied in 4 part defendants’ motion for summary judgment. (Dkt. No. 75.) Plaintiff filed his amended 5 complaint on May 31, 2012. (Dkt. No. 84.) On September 17, 2013, the Court denied defendants’ 6 motion to dismiss all claims and granted plaintiff’s renewed motion for appointment of counsel. 7 (Dkt. No. 119.) Plaintiff, now represented by legal counsel (Dkt. No. 120), was granted leave to 8 amend on June 26, 2014. (Dkt. No. 158.) He then filed his Second Amended Complaint. 9 Defendants filed an answer thereto. (Dkt. No. 165 (“Answer”).) The instant motion followed. 10 II. RULE 56(a) MOTION United States District Court Northern District of California 11 A. 12 Summary judgment is proper where the pleadings, discovery, and affidavits show that 13 there is “no genuine dispute as to any material fact and the movant is entitled to judgment as a 14 matter of law.” Fed. R. Civ. P. 56(a). Material facts are those which may affect the outcome of 15 the case. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute as to a 16 material fact is genuine if there is sufficient evidence for a reasonable jury to return a verdict for 17 the nonmoving party. See id. 18 Legal Standard The moving party for summary judgment bears the initial burden of identifying those 19 portions of the pleadings, discovery, and affidavits that demonstrate the absence of a genuine issue 20 of material fact. See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Where the moving party 21 will have the burden of proof on an issue at trial, it must affirmatively demonstrate that no 22 reasonable trier of fact could find other than for the moving party. See id. at 322–23. But on an 23 issue for which the opposing party will have the burden of proof at trial, the moving party need 24 only point out “that there is an absence of evidence to support the nonmoving party’s case.” Id. at 25 325. If the evidence in opposition to the motion is “merely colorable, or is not significantly 26 probative, summary judgment may be granted.” Anderson, 477 U.S. at 249–50 (citations omitted). 27 However, “self-serving affidavits are cognizable to establish a genuine issue of material fact so 28 long as they state facts based on personal knowledge and are not too conclusory.” Rodriguez v. 6 1 2 Airborne Express, 265 F.3d 890, 902 (9th Cir. 2001). Once the moving party meets its initial burden, “the burden then shifts to the non-moving party to designate specific facts demonstrating the existence of genuine issues for trial.” In re 4 Oracle Corp. Securities Litigation, 627 F.3d 376, 387 (9th Cir. 2010) (citing Celotex Corp., 477 5 U.S. at 324). “This burden is not a light one. The non-moving party must show more than the 6 mere existence of a scintilla of evidence.” Id. (citing Liberty Lobby, 477 U.S. at 252). “The non- 7 moving party must do more than show there is some ‘metaphysical doubt’ as to the material facts 8 at issue.” Id. (citing Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 586 9 (1986)). “In fact, the non-moving party must come forth with evidence from which a jury could 10 reasonably render a verdict in the non-moving party’s favor.” Id. (citing Liberty Lobby, 477 U.S. 11 United States District Court Northern District of California 3 at 252). If the nonmoving party fails to make this showing, “the moving party is entitled to 12 judgment as a matter of law.” Celotex Corp., 477 U.S. at 322. 13 At summary judgment, the judge must view the evidence in the light most favorable to the 14 nonmoving party: if evidence produced by the moving party conflicts with evidence produced by 15 the nonmoving party, the judge must assume the truth of the evidence set forth by the nonmoving 16 party with respect to that fact. See Tolan v. Cotton, 134 S. Ct. 1861, 1866 (2014); Leslie v. Grupo 17 ICA, 198 F.3d 1152, 1158 (9th Cir. 1999). A court may not disregard direct evidence on the 18 ground that no reasonable jury would believe it. See Leslie, 198 F.3d at 1158 (where nonmoving 19 party’s direct evidence raises genuine issues of fact but is called into question by other unsworn 20 testimony, district court may not grant summary judgment to moving party on ground that direct 21 evidence is unbelievable). The district court may not resolve disputed issues of material fact by 22 crediting one party’s version of events and ignoring another. See Wall v. County of Orange, 364 23 F.3d 1107, 1111 (9th Cir. 2004) (“By deciding to rely on the defendants’ statement of fact [in 24 deciding a summary judgment motion], the district court became a jury.”) But when the parties 25 tell conflicting stories, “one of which is blatantly contradicted by the record, so that no reasonable 26 jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a 27 motion for summary judgment.” Scott v. Harris, 550 U.S. 372, 380–83 (2007). 28 It is not the task of the district court to “scour the record in search of a genuine issue of 7 1 triable fact.” Keenan v. Allan, 91 F.3d 1275, 1279 (9th Cir. 1996). The nonmoving party has the 2 burden of “identify[ing] with reasonable particularity the evidence that precludes summary 3 judgment.” Id. If the nonmoving party fails to do so, the district court may properly grant 4 summary judgment in favor of the moving party. See id.; see, e.g., Carmen v. San Francisco 5 Unified School District, 237 F.3d 1026, 1028–29 (9th Cir. 2001) (even if there is evidence in the 6 court file which creates a genuine issue of material fact, a district court may grant summary 7 judgment if the opposing papers do not include or conveniently refer to that evidence). Although 8 the district court has discretion to consider materials in the court file not referenced in the 9 opposing papers, it need not do so. Id. at 1029. “The district court need not examine the entire 10 file for evidence establishing a genuine issue of fact.” Id. at 1031. United States District Court Northern District of California 11 B. 12 Defendants argue plaintiff failed to exhaust his available administrative remedies prior to Exhaustion 13 filing this action in connection with Counts III (conditions of confinement), IV (retaliation), V 14 (conspiracy), and VI (supervisor liability). Defendants do not dispute that plaintiff exhausted the 15 administrative review process as to Counts I (use of force) and II (causing harm through CSW). 16 Plaintiff argues he exhausted the administrative process as to all six claims. 17 18 1. Legal Framework a. Prison Litigation Reform Act 19 The Prison Litigation Reform Act of 1995, Pub. L. No. 104-134, 110 Stat. 1321 (1996) 20 (“PLRA”), amended 42 U.S.C. section 1997e to provide that “[n]o action shall be brought with 21 respect to prison conditions under [section 1983], or any other Federal law, by a prisoner confined 22 in any jail, prison, or other correctional facility until such administrative remedies as are available 23 are exhausted.” 42 U.S.C. § 1997e(a). The exhaustion requirement applies equally to prisoners 24 held in private or government facilities. See Roles v. Maddox, 439 F.3d 1016, 1017–18 (9th Cir. 25 2006). Exhaustion is not always required, however. If the court determines that a claim is, “on its 26 face, frivolous, malicious, fails to state a claim upon which relief can be granted, or seeks 27 monetary relief from a defendant who is immune from such relief,” the claim may be dismissed 28 without first requiring exhaustion. 42 U.S.C. § 1997e(c)(2). The exhaustion requirement only 8 1 applies to cases filed after the PLRA’s passage on April 26, 1996. See Bennett v. King, 293 F.3d 2 1096, 1097–98 (9th Cir. 2002) (exhaustion requirement applied to case refiled after PLRA 3 enacted); Bishop v. Lewis, 155 F.3d 1094, 1096 (9th Cir. 1998); accord Wright v. Morris, 111 4 F.3d 414, 418 (6th Cir. 1997); In re Smith, 114 F.3d 1247, 1249 n.1 (D.C. Cir. 1997) (citing 5 Wright). 6 Exhaustion is mandatory and no longer left to the discretion of the district court. 7 Woodford v. Ngo, 548 U.S. 81, 85 (2006) (citing Booth v. Churner, 532 U.S. 731, 739 (2001)). 8 “Prisoners must now exhaust all ‘available’ remedies, not just those that meet federal standards.” 9 Woodford, 548 U.S. at 85. Even when the relief sought cannot be granted by the administrative process, e.g., monetary damages, a prisoner must still exhaust administrative remedies. Woodford, 11 United States District Court Northern District of California 10 548 U.S. at 85 (citing Booth, 532 U.S. at 734). The mandatory exhaustion of available 12 administrative remedies is not limited to suits under section 1983, but to any suit challenging 13 prison conditions. Woodford, 548 U.S. at 85 (citing Porter v. Nussle, 534 U.S. 516, 524 (2002)). 14 The PLRA’s exhaustion requirement requires “proper exhaustion” of available administrative 15 remedies. Woodford, 548 U.S. at 93. 16 While the PLRA itself does not define prison conditions, the Supreme Court construes the 17 term broadly. See Roles, 439 F.3d at 1018. “[T]he PLRA’s exhaustion requirement applies to all 18 inmate suits about prison life, whether they involve general circumstances or particular episodes, 19 and whether they allege excessive force or some other wrong.” Porter, 534 U.S. at 532; see, e.g., 20 Roles, 439 F.3d at 1018 (exhaustion requirement applies to claim that private prison employee 21 confiscated prisoner’s magazines); Bennett, 293 F.3d at 1097–98 (exhaustion requirement applies 22 to claims of harassment by prison officials in retaliation for prisoner’s religious expression). 23 The obligation to exhaust persists as long as some remedy is available; when that is no 24 longer the case, the prisoner need not further pursue the grievance. Brown v. Valoff, 422 F.3d 926, 25 934–35 (9th Cir. 2005). 26 The PLRA’s exhaustion requirement cannot be satisfied “by filing an untimely or 27 otherwise procedurally defective administrative grievance or appeal.” Woodford, 548 U.S. at 84. 28 “The text of 42 U.S.C. § 1997e(a) strongly suggests that the PLRA uses the term ‘exhausted’ to 9 1 mean what the term means in administrative law, where exhaustion means proper exhaustion.” Id. 2 at 92. Therefore, the PLRA exhaustion requirement requires proper exhaustion. Id. “Proper 3 exhaustion demands compliance with an agency’s deadlines and other critical procedural rules 4 because no adjudicative system can function effectively without imposing some orderly structure 5 on the course of its proceedings.” Id. at 90–91 (footnote omitted). 6 To “properly exhaust” under the PLRA, a prisoner need only comply with the prison’s 7 grievance procedures, which define the boundaries of proper exhaustion. Jones v. Bock, 549 U.S. 8 199, 218 (2007). The Court has judicially noticed California Code of Regulations Title 15, 9 sections 3084–3084.7 (2008 version). (Mot. RJN, Ex. A.) The regulation requires the prisoner “to lodge his administrative complaint on CDC form 602 and ‘to describe the problem and action 11 United States District Court Northern District of California 10 requested.’” Morton v. Hall, 599 F.3d 942, 946 (9th Cir. 2010) (quoting Cal. Code Regs. tit. 15 § 12 3084.2(a)). 13 Where a prison’s grievance procedures do not specify the requisite level of factual 14 specificity, “a grievance suffices if it alerts the prison to the nature of the wrong for which redress 15 is sought.” Griffin v. Arpaio, 557 F.3d 1117, 1120 (9th Cir. 2009) (quoting Strong v. David, 297 16 F.3d 646, 650 (7th Cir. 2002)). It is not necessary for the grievance to include legal terminology 17 or legal theories, unless they are “needed to provide notice of the harm being grieved.” Griffin, 18 557 F.3d at 1120. Nor must a grievance include “every fact necessary to prove each element of an 19 eventual legal claim.” Id. The purpose of a grievance is to alert the prison to a problem and 20 facilitate its resolution, not to lay groundwork for litigation. Id. The grievance should include 21 sufficient information “to allow prison officials to take appropriate responsive measures.” Id. 22 (citation and internal quotation omitted) (no exhaustion where grievance complaining of upper 23 bunk assignment failed to allege, as the complaint had, that nurse had ordered lower bunk but 24 officials disregarded that order); see Wilkerson v. Wheeler, 772 F.3d 834, 840 (9th Cir. 2014) 25 (claim properly exhausted where inmate described nature of the wrong and identified defendant as 26 a responding officer who applied pressure to inmate’s ankle deliberately to inflict pain). 27 28 Administrative remedies may not be exhausted where the grievance, liberally construed, does not have the same subject and same request for relief. See, e.g., Morton, 599 F.3d at 946 10 1 (grievance that complained of visitation restrictions, and did not mention an assault or theorize 2 that the visitation restriction imposed was related to the assault, was insufficient to put prison 3 officials on notice that staff conduct contributed to the assault); O’Guinn v. Lovelock Correctional 4 Center, 502 F.3d 1056, 1062–63 (even with liberal construction, grievance requesting a lower 5 bunk due to poor balance resulting from a previous brain injury was not equivalent to, and 6 therefore did not exhaust administrative remedies for, claims of denial of mental health treatment 7 in violation of the ADA and Rehabilitation Act). 8 9 The plaintiff is not required to plead or demonstrate exhaustion of administrative remedies; rather, failure to exhaust is an affirmative defense under the PLRA. Jones, 549 U.S. at 216. The “appropriate device” to raise the issue is a motion for summary judgment. Albino v. Baca, 747 11 United States District Court Northern District of California 10 F.3d 1162, 1168 (9th Cir. 2014). Defendants may produce evidence proving failure to exhaust in 12 a motion for summary judgment under Rule 56. Id. at 1166, 1169. “If undisputed evidence 13 viewed in the light most favorable to the prisoner shows a failure to exhaust, a defendant is 14 entitled to summary judgment under Rule 56.” Id. at 1166. But “[i]f material facts are disputed, 15 summary judgment should be denied and the district judge rather than a jury should determine the 16 facts in a preliminary proceeding.” Id. 17 b. California Department of Corrections Administrative Remedies 18 The California Department of Corrections and Rehabilitation (“CDCR”) provides inmates 19 and parolees the right to appeal administratively “any departmental decision, action, condition, or 20 policy which they can demonstrate as having an adverse effect upon their welfare.” Cal. Code 21 Regs. tit. 15, § 3084.1(a). It also provides inmates the right to file administrative appeals alleging 22 misconduct by correctional officers. See id. § 3084.1(e). Under the regulations that existed before 23 amendments effective January 28, 2011, in order to exhaust available administrative remedies 24 within this system, a prisoner was required to submit his complaint on CDCR Form 602 (referred 25 to as a “602”) and proceed through several levels of appeal: (1) informal level grievance filed 26 directly with any correctional staff member, (2) first formal level appeal filed with one of the 27 institution’s appeal coordinators, (3) second formal level appeal filed with the institution head or 28 designee, and (4) third formal level appeal filed with the CDCR director or designee (director’s 11 1 level review). Id. §§ 3084.2, 3084.5; Brodheim v. Cry, 584 F.3d 1262, 1264–65 (9th Cir. 2009); 2 Barry v. Ratelle, 985 F. Supp. 1235, 1237 (S.D. Cal. 1997). This satisfies the administrative 3 remedies exhaustion requirement under section 1997e(a). See Barry, 985 F. Supp. at 1237–38. 4 A prisoner is not required to exhaust state judicial remedies before filing a section 1983 5 claim. See Rumbles v. Hall, 182 F.3d 1064, 1070 (9th Cir. 1999), overruled on other grounds by 6 Booth, 532 U.S. 731. Nor is a prisoner required to comply with the California Tort Claims Act 7 and present his claims to the State Board of Control in order to fulfill the exhaustion requirement. 8 Rumbles, 182 F.3d at 1070. 9 10 2. Analysis The parties submitted separate statements of undisputed facts pursuant to this Court’s United States District Court Northern District of California 11 standing order. However, those statements largely contain disputed interpretations of the contents 12 of various documents, namely the institutional logs relating to plaintiff’s administrative appeals. 13 On summary judgment, for purposes of determining whether plaintiff exhausted his administrative 14 appeals as to certain claims, the Court may consider the judicially noticed documentary evidence 15 itself and need not credit unreasonable interpretations of the contents thereof. 16 17 At issue as to exhaustion are Counts III (conditions of confinement), IV (retaliation), V (conspiracy), and VI (supervisor liability). The Court addresses each in turn. 18 a. Count III: Deliberate Indifference to Conditions of CSW 19 Plaintiff contends the grievance memorialized in the ’716 Appeal File exhausted Count III, 20 wherein plaintiff challenges the constitutionality of his conditions of confinement while placed on 21 CSW. Specifically, plaintiff points to the following written statements he made in connection 22 with that appeal: 23  “This was all fabricated just to get me sent to contraband watch, which for the 24 record had NEGATIVE RESULTS! I was placed in inhumane living conditions 25 because of their lies.” (’716 Appeal File at 5 (emphasis added).) 26  “Its [sic] clear my rights were violated. For one the force used against me. Two[,] 27 placed in Contraband Watch as retaliation which produced negative results.” 28 (Id. at 3.) 12 1 2  Seeking as relief “$500.00 dollars [sic] a day for every day I spent in Contraband Watch.” (Id. at 5.) 3 Defendants do not dispute that this grievance exhausted plaintiff’s excessive use of force 4 claim. However, they argue it did not properly put the administration on notice that plaintiff was 5 also complaining about the conditions of his confinement during CSW. The Court disagrees. 6 While plaintiff admittedly focused the bulk of his grievance on detailing the excessive use 7 of force incident, he plainly stated that the CSW conditions he was subjected to were “inhumane.” 8 In terms of relief sought, he also specifically requested $500 per day for each day he spent in 9 CSW. Liberally construed, the grievance therefore encompassed the subject of the conditions of plaintiff’s confinement during CSW. The prison should have been alerted based on these 11 United States District Court Northern District of California 10 statements that plaintiff was complaining of those conditions. Indeed, the prison at least realized 12 that CSW generally was at issue. On second level review, in a section entitled “appeal issue,” 13 Warden Jacquez noted that “Trujillo states he was placed on Contraband Surveillance Watch as a 14 form of punishment.” (Id. at 7.) 15 Defendants contend that plaintiff failed at that time to allege the specific details about the 16 conditions of his confinement now included in the Second Amended Complaint. As noted above, 17 however, such specificity is not required in order to exhaust the administrative process. 18 Therefore, the motion on this ground is DENIED as to Count III. 19 20 b. Count IV: Retaliation Count IV alleges Polk, Reynoso, and Kay retaliated against plaintiff for his complaint 21 about their purported excessive use of force by issuing false statements which caused him to (1) be 22 sent to CSW and (2) receive a rules violation for battery on Polk. As to the first, defendant 23 concedes that plaintiff sufficiently exhausted his complaint based on the ’716 Appeal File. 24 Plaintiff’s description of the problem included a statement that “they also retaliated against me by 25 getting me sent to Contraband Watch.” (’716 Appeal File at 5.) Moreover, his request for a 26 director’s level review stated one of the ways in which his rights had been violated was being 27 “placed in Contraband Watch as retaliation which produced negative results.” (Id. at 3.) 28 As to the second, plaintiff points to aspects of both the ’1308 Appeal File and the ’716 13 1 Appeal File as exhausting his claim of retaliation in connection with the battery charge. In the 2 ’1308 Appeal File, plaintiff described his grievance as being wrongly punished for a purported 3 battery that he did not commit—where, in fact, he had been the victim of a battery. (’1308 Appeal 4 File at 4.) This grievance does not allege that the battery charge was brought in retaliation for 5 plaintiff’s complaint about the purported excessive use of force. It thus put the prison on notice 6 that plaintiff was complaining about the rules violation report and the investigation and hearing 7 process that led to him being found guilty of the violation. It did not, however, adequately alert 8 the prison to this retaliation charge. In the ’716 Appeal File, plaintiff arguably (and obliquely) 9 raised this retaliation issue—but not until his director’s level appeal—by stating Polk and Reynoso “charged me with a false and frivolous [battery charge] as a cover up to justify their actions.” 11 United States District Court Northern District of California 10 (’716 Appeal File at 3.) However, plaintiff did not raise this issue in the underlying grievance.4 12 Consequently, plaintiff did not adequately exhaust the administrative process in connection with 13 this claim. 14 Thus, the motion as to Count IV on this ground is GRANTED and Count IV is DISMISSED 15 only insofar as it alleges retaliation by issuance of a rules violation report against plaintiff for 16 battery against Polk. 17 c. Count V: Conspiracy 18 In Count V, plaintiff alleges a wide-ranging conspiracy by defendants. First, he alleges a 19 conspiracy by Polk, Reynoso, and Kay to fabricate stories about (1) his possession of contraband 20 (that sent plaintiff to CSW) and (2) his alleged battery on Polk (which resulted in a rules 21 violation). (SAC ¶ 69.) 22 Second, it alleges a conspiracy by all defendants: 23 to deprive Plaintiff of his constitutional rights to due process and to be free of cruel and unusual punishment by fabricating reports, 24 25 26 27 28 4 Plaintiff argues he failed to raise this issue in the grievance because the rules violation report—which issued on February 27, 2009—did not resolve until March 30, 2009, a month after he filed the grievance. This argument is unavailing, however, because the retaliation claim alleges that the officers retaliated against him simply by filing the false report. Thus, plaintiff should have raised the issue in his initial grievance (or subsequently filed a separate grievance addressing the issue) to exhaust his administrative remedies properly. 14 failing to properly report the true facts regarding the incidents of February 16, 2009, failing to properly investigate Plaintiff’s allegations, conducting, supervising and/or participating in an incomplete and hopelessly biased “investigation” into the subject incidents, and—on defendant Jacquez’s part—failing to rectify any of these deficiencies. 1 2 3 4 5 (Id.) In opposing the motion, plaintiff argues (without providing specific page number citations to the relevant portions of his appeal logs) that he properly grieved his conspiracy claim by 7 generally alleging: (1) Polk wrongfully accused plaintiff, in front of other officers, of resisting in 8 order to justify Polk’s use of force (’716 Appeal File at 4); (2) other officers observed that 9 wrongful use of force and did not intervene (id. at 2); (3) Polk and Reynoso made false statements 10 about contraband which sent plaintiff to CSW (id. at 5); (4) correctional officers “fabricated” their 11 United States District Court Northern District of California 6 reports regarding the use of force incident (id. at 6); (5) some officers present failed to file reports 12 (id. at 6); and (6) plaintiff was charged with a false and frivolous battery claim as part of a “cover 13 up” (id. at 3). (Oppo. at 10–11.) Plaintiff failed to note that issues 4–6 were not raised until the 14 director’s level appeal. See Sapp v. Kimbrell, 623 F.3d 813, 825 (9th Cir. 2010) (“[A]n inmate 15 must first present a complaint at the first level of the administrative process.”). However, even 16 considering only the issues raised in the initial grievance, plaintiff put the prison on notice that he 17 was complaining, in part, of a possible conspiracy by Polk and Reynoso. The grievance claimed 18 Polk and Reynoso made false statements about contraband which sent plaintiff to CSW, strongly 19 implying they were conspiring together in order to concoct a purportedly false story about 20 plaintiff’s “fishing” activities. 21 Plaintiff also points generally to several aspects of the ’1308 Appeal File without specific 22 citation and without specifying which were included in the initial grievance. The Court finds that 23 the relevant allegations in the initial grievance underlying that appeal are as follows: (1) out of six 24 officers who filed initial reports about the excessive use of force incident, only Polk and Reynoso 25 purportedly saw plaintiff’s “battery” of Polk (’1308 Appeal File at 4); (2) another officer present, 26 Hickman, failed to file an incident report (id. at 5); and (3) plaintiff was not allowed to bring in as 27 witnesses other inmates who witnessed that event during the ensuing investigation (id. at 4). The 28 director’s level decision in the ’1308 Appeal File purported to screen out any further conspiracy 15 1 allegations by noting it was processed solely as a disciplinary complaint and other issues had to be 2 addressed in a separate appeal. (Id. at 26.) However, the grievance itself put the prison on notice 3 that plaintiff was complaining of a possible conspiracy by suggesting Polk and Reynoso together 4 falsified the “battery” story. 5 In light of the foregoing, the prison should have been reasonably alerted to a possible claim 6 of conspiracy against Polk and Reynoso in connection with the events at issue. Otherwise, the 7 Court finds that these grievances failed to exhaust plaintiff’s wide-ranging conspiracy claim in 8 Count V. Therefore, the motion on this ground as to Count V is GRANTED IN PART, and Count V 9 is DISMISSED except as to Polk and Reynoso. 10 United States District Court Northern District of California 11 d. Count VI: Supervisor Liability Finally, the motion argues Count VI, alleging supervisor liability against Jacquez (for 12 failure to take disciplinary action, train officers, fairly preside over unbiased investigations, etc., in 13 a manner appropriate under the circumstances) was not administratively exhausted. Plaintiff first 14 argues that because this claim relates to Jacquez’s handling of plaintiff’s other grievances, plaintiff 15 was prohibited pursuant to California Code of Regulations Title 15, section 3084.4 from filing a 16 successive appeal regarding his handling of the initial grievance. (Oppo. at 11–12.) Second, 17 plaintiff argues that he did not need to “spell out” this claim for supervisory liability against 18 Jacquez because Jacquez has ultimate responsibility for the actions of the officers involved. (Id. at 19 12.) Finally, plaintiff points to requested action in connection with the ’716 Appeal File that 20 relevant staff be ordered to undergo “proper training” and his statement that the officers did not 21 follow relevant policies. (Id.) He also points to his descriptions in the ’1308 Appeal File of a 22 flawed investigation and hearing which resulted in his due process rights being violated. (Id.) 23 Plaintiff’s arguments do not persuade. First, as defendants correctly point out, the version 24 of the cited regulation section in effect at the relevant time and of which this court has taken 25 judicial notice does not generally prohibit the filing of a separate grievance regarding the handling 26 of an earlier appeal. Second, plaintiff has failed to present any legal authority supporting the 27 argument that a supervisor liability claim against a warden is always exhausted whenever an 28 inmate exhausts complaints regarding conduct of any officer by virtue of the warden’s role as the 16 1 officer’s superior. The Court therefore declines to credit that argument, which would 2 automatically subject the entire chain of command to liability whenever a low-level officer was 3 accused of improper conduct. Finally, and for similar reasons, the aspects of the grievances 4 referenced by plaintiff were not specifically targeted at Jacquez and so did not did not 5 administratively exhaust this claim against the warden. Plaintiff needed to file a separate 6 grievance addressing Jacquez’s handling of the initial grievance(s) and/or staff supervision in 7 order to exhaust his administrative remedies properly in connection with those issues. Because he 8 failed to do so, the motion on this ground is GRANTED as to Count VI and that count is therefore 9 DISMISSED. 10 III. RULE 12(c) MOTION United States District Court Northern District of California 11 A. 12 Under Federal Rule of Civil Procedure 12(c), judgment on the pleadings may be granted Legal Standard 13 when, accepting as true all material allegations contained in the nonmoving party’s pleadings, the 14 moving party is entitled to judgment as a matter of law. Chavez v. United States, 683 F.3d 1102, 15 1108 (9th Cir. 2012). The applicable standard is essentially identical to the standard for a motion 16 to dismiss under Rule 12(b)(6). United States ex rel. Cafasso v. Gen. Dynamics C4 Sys., Inc., 637 17 F.3d 1047, 1054 n.4 (9th Cir. 2011). Thus, although the Court must accept well-pleaded facts as 18 true, it is not required to accept mere conclusory allegations or conclusions of law. See Ashcroft v. 19 Iqbal, 556 U.S. 662, 678–79. 20 In ruling on a motion for judgment on the pleadings, the Court may consider documents 21 incorporated by reference in the pleadings and “may properly look beyond the complaint to 22 matters of public record” that are judicially noticeable. Mack v. South Bay Beer Distrib., Inc., 798 23 F.2d 1279, 1282 (9th Cir. 1986), abrogated on other grounds by Astoria Fed. Sav. & Loan Ass’n 24 v. Solimino, 501 U.S. 104 (1991); Durning v. First Boston Corp., 815 F.2d 1265, 1267 (9th Cir. 25 1987). The Court “need not . . . accept as true allegations that contradict matters properly subject 26 to judicial notice or by exhibit” attached to the complaint. Sprewell v. Golden State Warriors, 266 27 F.3d 979, 988 (9th Cir. 2001) (citation omitted). 28 17 1 B. 2 Defendants seek judgment on the pleadings as to Counts II (causing harm through CSW), 3 III (conditions of confinement), IV (retaliation), and V (conspiracy), arguing they are time-barred 4 because plaintiff did not amend his complaint to include them prior to the expiration of the 5 relevant statute of limitations. The Court will address each in turn. 6 Statute of Limitations 1. Legal Framework Section 1983 does not contain its own limitations period. The appropriate period is that of 7 the forum state’s statute of limitations for personal injury torts. See Wilson v. Garcia, 471 U.S. 9 261, 276 (1985); TwoRivers v. Lewis, 174 F.3d 987, 991 (9th Cir. 1999); Elliott v. City of Union 10 City, 25 F.3d 800, 802 (9th Cir. 1994); see also Usher v. City of Los Angeles, 828 F.2d 556, 561 11 United States District Court Northern District of California 8 (9th Cir. 1987) (articulating uniform rule of Wilson’s retroactive effect). If the state has multiple 12 statutes of limitations for different torts, “courts considering section 1983 claims should borrow 13 the general or residual statute for personal injury actions.” See Silva v. Crain, 169 F.3d 608, 610 14 (9th Cir. 1999). In California, the general residual statute of limitations for personal injury actions 15 is the two-year period set forth at California Civil Procedure Code section 335.1 and is the 16 applicable statute in section 1983 actions. See Maldonado v. Harris, 370 F.3d 945, 954 (9th Cir. 17 2004); see also Silva, 169 F.3d at 610 (limitations period for filing section 1983 action in 18 California governed by residual limitations period for personal injury actions in California, which 19 was then one year and was codified at Cal. Civ. Proc. Code § 340(3)); Cal. Civ. Proc. Code § 20 335.1 (current codification of residual limitations period, which is now two years; enacted in 21 2002). 22 A federal court must give effect to a state’s tolling provisions. See Hardin v. Straub, 490 23 U.S. 536, 543–44 (1989). California Civil Procedure Code section 352.1 recognizes imprisonment 24 as a disability that tolls the statute of limitations. See Cal. Civ. Proc. Code § 352.1(a). The tolling 25 is not indefinite, however; the disability of imprisonment delays the accrual of the cause of action 26 for a maximum of two years. See id. Thus, an inmate has four years to bring a section 1983 claim 27 for damages in California, i.e., the regular two year period under section 335.1 plus two years 28 during which accrual was postponed due to the disability of imprisonment. 18 1 Federal law determines when a cause of action accrues and the statute of limitations begins 2 to run in a section 1983 action. Wallace v. Kato, 549 U.S. 384, 388 (2007). Under federal law, a 3 claim generally accrues when the plaintiff knows or has reason to know of the injury which is the 4 basis of the action. See TwoRivers, 174 F.3d at 991–92. 5 Federal Rule of Civil Procedure 15(c) provides that “[a]n amendment to a pleading relates 6 back to the date of the original pleading when . . . the law that provides the applicable statute of 7 limitations allows relation back [or] the amendment asserts a claim or defense that arose out of the 8 conduct, transaction, or occurrence set out—or attempted to be set out—in the original pleading.” 9 In California, an amended complaint relates back to the original complaint “so long as recovery is sought in both pleadings on the same general set of facts.” Smeltzley v. Nicholson Mfg. Co., 18 11 United States District Court Northern District of California 10 Cal. 3d 932 (1977). 12 13 2. Analysis Plaintiff does not dispute that the statute of limitations would have run in connection with 14 the events of February 16, 2009 by the time the Second Amended Complaint was filed on June 26, 15 2014. Instead, plaintiff argues in the alternative that (1) the original complaint in this action 16 encompassed all of the causes of action brought in the Second Amended Complaint; (2) any new 17 causes of action relate back to the original filing; or (3) any new causes of action are subject to 18 equitable tolling. The Court resolves this issue in favor of plaintiff pursuant to the second 19 argument and so need not reach his alternative arguments. 20 The Court is mindful of plaintiff’s pro se status at the time he filed his initial complaint 21 (Dkt. No. 1 (“Complaint”)) in this action. Federal courts must construe pro se complaints 22 liberally. See Hughes v. Rowe, 449 U.S. 5, 9 (1980); Haines v. Kerner, 404 U.S. 519, 520 (1972); 23 Hearns v. Terhune, 413 F.3d 1036, 1040 (9th Cir. 2005). A pro se plaintiff need only provide 24 defendants with fair notice of his claims and the grounds upon which they rest. See Hearns, 413 25 F.3d at 1043. He need not plead specific legal theories “so long as sufficient factual averments 26 show that [he] may be entitled to some relief.” Id. at 1041 (citing Fontana v. Haskin, 262 F.3d 27 871, 876–77 (9th Cir. 2001)). But courts should not undertake to infer another cause of action 28 when a pro se complaint clearly states a claim under a specified cause of action. See Bogovich v. 19 1 2 Sandoval, 189 F.3d 999, 1001 (9th Cir. 1999). In liberally construing the initial complaint, all of the four causes of action challenged on 3 statute of limitations grounds—Counts II (causing harm through CSW), III (conditions of 4 confinement), IV (retaliation), and V (conspiracy)—relate back to the original complaint to the 5 extent they remain intact in light of this Order. Both the original complaint (including attachments 6 thereto incorporated by reference) and the operative complaint seek recovery based on the same 7 general set of facts—the February 27, 2009 cell search, use of force, CSW, and surrounding 8 circumstances, including a purported cover up. (See Complaint at ¶¶ 25, 27, 30, 32, 39; see also 9 Complaint, Ex. A (’716 Appeal File).) Thus, the motion on this ground is DENIED. 11 United States District Court Northern District of California 10 C. 12 Defendants argue Count II (maliciously and sadistically causing harm through CSW) seeks 13 14 15 Failure to State a Claim relief under a non-cognizable legal theory and therefore must be dismissed. 1. Legal Framework “[T]he treatment a prisoner receives in prison and the conditions under which he is 16 confined are subject to scrutiny under the Eighth Amendment.” Helling v. McKinney, 509 U.S. 17 25, 31 (1993). “After incarceration, only the unnecessary and wanton infliction of pain . . . 18 constitutes cruel and unusual punishment forbidden by the Eighth Amendment.” Whitley v. 19 Albers, 475 U.S. 312, 319 (1986) (ellipsis in original) (internal quotation and citation omitted); 20 cf. Graham v. Connor, 490 U.S. 386, 395 n.10 (1989) (pretrial detainee protected from use of 21 excessive force by Due Process Clause of Fourteenth Amendment); Pierce v. Multnomah Cnty., 22 Oregon, 76 F.3d 1032, 1043 (9th Cir. 1996) (Fourth Amendment protects arrestees from use of 23 excessive force until release or arraignment). A prison official violates the Eighth Amendment 24 when two requirements are met: (1) the deprivation alleged must be, objectively, sufficiently 25 serious, Farmer v. Brennan, 511 U.S. 824, 834 (1994) (citing Wilson v. Seiter, 501 U.S. 294, 298 26 (1991)), and (2) the prison official possesses a sufficiently culpable state of mind, i.e., the 27 offending conduct was wanton, Farmer, 511 U.S. at 834 (citing Wilson, 501 U.S. at 297). 28 What is required to establish an unnecessary and wanton infliction of pain varies according 20 1 to the nature of the alleged constitutional violation. Whitley, 475 U.S. at 320. Where an inmate 2 alleges that the conditions of confinement inflict unnecessary suffering upon him, to establish 3 wantonness the inmate must show that prison officials were deliberately indifferent to the inmate’s 4 suffering. Jordan v. Gardner, 986 F.2d 1521, 1528 (9th Cir. 1993); see, e.g., Farmer, 511 U.S. at 5 837 (inmate safety); Helling, 509 U.S. at 32–33 (inmate health); Wilson, 501 U.S. at 302–03 6 (general conditions of confinement); Estelle v. Gamble, 429 U.S. 97, 104 (1976) (inmate health). But whenever prison officials stand accused of using excessive force in violation of the 7 8 Eighth Amendment, the deliberate indifference standard is inappropriate. Hudson v. McMillian, 9 503 U.S. 1, 6 (1992). Instead, the core judicial inquiry is “whether force was applied in a goodfaith effort to maintain or restore discipline, or maliciously and sadistically to cause harm.” Id. at 11 United States District Court Northern District of California 10 6–7; Whitley, 475 U.S. at 320–21; Jeffers v. Gomez, 267 F.3d 895, 912–13 (9th Cir. 2001) 12 (applying “malicious and sadistic” standard to claim that prison guards used excessive force when 13 attempting to quell a prison riot, but applying “deliberate indifference” standard to claim that 14 guards failed to act on rumors of violence to prevent the riot). 15 2. Analysis Plaintiff argues Count II (maliciously and sadistically causing harm through CSW) can be 16 17 construed as either an excessive use of force claim or a deliberate indifference to conditions of 18 confinement claim. (Oppo. at 19.) However, Count III already addresses the latter claim. 19 Therefore, Count II is either duplicative of Count III or premised upon excessive use of force. But 20 plaintiff has failed to present legal authority supporting his contention that a use of force claim is 21 cognizable under the circumstances alleged, where the gravamen of the claim relates to the 22 conditions of plaintiff’s confinement during CSW. For instance, plaintiff cites Hope v. Pelzer as 23 involving similar circumstances, however the Supreme Court in that case applied the “deliberate 24 indifference” standard appropriate to a conditions of confinement claim. 536 U.S. 730, 737–38 25 (2002). 26 In the absence of any apposite authority from plaintiff applying the “maliciously and 27 sadistically causing harm” standard in a similar factual context, the motion on this ground is 28 GRANTED and Count II is DISMISSED. 21 1 2 3 4 IV. CONCLUSION For the foregoing reasons, the Court rules as follows: 1. Defendants’ Motion for Summary Judgment for failure to exhaust administrative remedies is: 5 a. DENIED as to Count III (conditions of confinement). 6 b. GRANTED as to Count IV (retaliation) insofar as that claim alleges 7 retaliation through issuance of a false rules violation report. 8 c. GRANTED as to Count V (conspiracy) except as to Polk and Reynoso. 9 d. GRANTED as to Count VI (supervisor liability). 10 e. Other than as provided herein, DENIED. United States District Court Northern District of California 11 2. Defendants’ Motion for Judgment on the Pleadings is GRANTED only as to Count II 12 (maliciously and sadistically causing harm through CSW) on the ground that it fails 13 to state a cognizable claim for relief and is otherwise DENIED. 14 This Order terminates Docket No. 196. 15 IT IS SO ORDERED. 16 17 18 Dated: January 30, 2015 ______________________________________ YVONNE GONZALEZ ROGERS UNITED STATES DISTRICT COURT JUDGE 19 20 21 22 23 24 25 26 27 28 22

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