ADT Security Services, Inc. v. Security One International, Inc. et al
Filing
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TRIAL ORDER NO. 1 re: Plaintiff's Motion to Preclude Certain Questions. Signed by Judge Yvonne Gonzalez Rogers on 09/16/2013. (ygrlc3S, COURT STAFF) (Filed on 9/16/2013)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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ADT SECURITY SERVICES,
United States District Court
Northern District of California
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Plaintiff,
Case No.: 11-CV-5149 YGR
TRIAL ORDER NO. 1 RE: PLAINTIFF’S
MOTION TO PRECLUDE CERTAIN QUESTIONS
v.
SECURITY ONE INTERNATIONAL, INC., et al.,
Defendants.
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This case centers on allegations that Defendants Security One International, Inc. and
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Claudio Hand employed telemarketers who called customers of Plaintiff ADT Security Services
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and made certain misrepresentations to them. At trial on September 16, 2013, one of Plaintiff’s
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witnesses, John Scharfeld, testified to having received such a call. On cross-examination, defense
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counsel asked Scharfeld a question that assumed the existence of a different company named
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Security One, thereby suggesting that the other company might have been responsible for the call
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he received.
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Plaintiff orally moves to preclude Defendants from (1) questioning witnesses as to their
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awareness of the existence of other security companies named “Security One,” and (2) suggesting
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the existence of such companies through question or otherwise, including by argument. Plaintiff
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further moves the Court to admonish the jury that questions assuming the existence of a fact do not
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establish that fact. The Court held argument on the oral motion outside the presence of the jury
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following the September 16, 2013 trial proceedings.
Plaintiff’s motion is GRANTED. The Court’s Standing Order on Pretrial Instructions in Civil
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Cases requires parties to include in their Pretrial Conference Statement “[a] brief description of the
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substance of . . . defenses which remain to be decided . . . .” One purpose of this Order is to
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effectuate the policies underlying Federal Rule of Civil Procedure 26, which requires disclosure of
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“information customarily needed in final preparation for trial.” Fed. R. Civ. P. 26, Commentary to
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1993 Amendments. The Court’s Standing Order imposes an additional requirement that parties
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disclose the legal claims and defenses they intend to present at trial, so that trial is orderly, speedy,
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and devoid of unwarranted surprise and gamesmanship.
Here, the Joint Pretrial Conference Statement does not include a description of the defense
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Defendants intend to pursue at present, i.e., that there are other companies named Security One who
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United States District Court
Northern District of California
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may be responsible for calls received by ADT’s witnesses. See Dkt. No. 251 at 1. Neither does the
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Joint Pretrial Conference Statement identify a factual question as to whether Defendant Security
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One, as opposed to some other company named Security One, made the calls. See id. at 12-15.1
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Further, Defendants have not proffered competent evidence that such companies exist2, so any
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question or argument premised on the existence of those companies lacks evidentiary foundation.
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The list of disputed factual issues includes multiple disputes about what Defendants’
telemarketers did or did not do, e.g., “Whether defendants’ telemarketing sales agents followed the
sales script when they called consumers on defendants’ behalf,” but none as to whether the calls
were placed by telemarketers other than Defendants’.
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Even if Defendants did provide competent evidence of the bare fact of such companies’ existence,
the Court would be inclined to grant Plaintiff’s motion. ADT persuasively argues that the existence
of such companies does not, without more, tend to show that those companies made calls to ADT’s
witnesses. Those other companies would have to not only exist, but also to engage in
telemarketing. Defendants have made no representation that the other alleged companies did so.
Accordingly, even if the Court were to admit evidence, or take judicial notice of, the other
companies’ existence, in the absence of evidence that those companies also engaged in
telemarketing, the probative value of the evidence would be minimal at best. The risk of confusing
the issues, however, would be high: jurors could be misdirected into a largely irrelevant inquiry into
whether particular witnesses had been contacted by non-party companies whose conduct is not at
issue in this case. Accordingly, even if the Court were to rule that Defendants had satisfied their
pretrial disclosure requirements, the Court would be inclined to exclude evidence of the existence
of companies with similar names to Security One pursuant to Federal Rule of Evidence 403.
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At oral argument, Defendants suggested that they should be excused from their disclosure
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obligations because their questions amount to impeachment or, in the alternative, rebuttal. Both
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arguments are misguided. Impeachment is an attack on the credibility of a witness, not a method of
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providing alternate explanations for the perceptions of an otherwise credible witness. See Rutter
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Group Prac. Guide Fed. Civ. Trials & Ev. § 10:181. Defense counsel acknowledged that they had
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no ground to doubt the truthfulness of Mr. Scharfeld. As to rebuttal, rebuttal is typically offered by
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a plaintiff when a defendant has offered new evidence or theories. Id. § 9:376. Defendants’
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arguments misapprehend the nature of both impeachment and rebuttal at trial.
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Defendants are hereby ORDERED to refrain from asking questions or otherwise suggesting
to the jury the existence of other companies named Security One, or another, similar name.
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United States District Court
Northern District of California
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Nothing in this Order, however, prevents Defendants from exploring the basis of a witness’s belief
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that the person who called the witness was an agent of Defendant Security One, or, if applicable,
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from pointing out the circumstantial nature of evidence tending to show that a call was placed by
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Defendant Security One. The Court RESERVES as to whether further admonishment is necessary.
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The jury has already been instructed that lawyers’ questions are not evidence.
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IT IS SO ORDERED.
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Dated: September 16, 2013
_______________________________________
YVONNE GONZALEZ ROGERS
UNITED STATES DISTRICT COURT JUDGE
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