Linex Technologies, Inc. v. Hewett-Packard Company et al

Filing 333

ORDER by Judge Claudia Wilken REGARDING CLAIM CONSTRUCTION AND MOTIONS FOR SUMMARY JUDGMENT. (ndr, COURT STAFF) (Filed on 5/20/2014)

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1 IN THE UNITED STATES DISTRICT COURT 2 FOR THE NORTHERN DISTRICT OF CALIFORNIA 3 4 LINEX TECHNOLOGIES, INC., 5 6 7 8 9 Plaintiff, United States District Court For the Northern District of California ORDER REGARDING CLAIM CONSTRUCTION AND MOTIONS FOR SUMMARY JUDGMENT v. HEWLETT-PACKARD COMPANY, APPLE COMPUTER INC., ARUBA NETWORKS, INC., MERU NETWORKS, INC., RUCKUS WIRELESS, INC., (Re: Docket Nos. 235, 268) Defendants. 10 11 No. C 13-159 CW ________________________________/ 12 Plaintiff Linex Technologies, Inc. and Defendants Hewlett13 Packard Company, Apple Computer Inc., Aruba Networks, Inc., Meru 14 Networks, Inc., and Ruckus Wireless, Inc. ask the Court to 15 construe a number of disputed claim terms. Also before the Court 16 are Defendants’ motions for summary judgment on invalidity and 17 non-infringement. On January 23, 2014, the parties appeared for a 18 hearing. Having reviewed the papers and arguments of counsel, the 19 Court construes the terms as follows, GRANTS Defendants’ motion on 20 invalidity in part, and GRANTS Defendants’ motion on 21 non-infringement on the remaining valid claims. 22 BACKGROUND 23 The patents-in-suit relate to the field of wireless data 24 transmissions and spread spectrum technology. Spread spectrum is 25 “a means of transmission in which the signal occupies a bandwidth 26 in excess of the minimum necessary to send the information,” which 27 has the benefit of decreasing the effects of interference during 28 transmission. 2 (Schilling Tutorial)). 3 applying a code to the data to spread said data. 4 detects the code-modified signal, which despreads and recovers the 5 original data stream. 6 spread spectrum technology, including Direct Sequence Spread 7 Spectrum (DSSS), Frequency Hopping (FH), and Time Hopping (TH). 8 Acampora Decl. ¶ 11; Docket No. 235-17. 9 spectrum technology, DSSS, combines a sequence of information 10 United States District Court For the Northern District of California 1 “bits” with a “chip-sequence” spreading code, comprised of a 11 stream of binary values called “chips,” creating a signal with a 12 larger bandwidth than the original data stream. 13 ¶¶ 14-15. 14 Acampora Decl. ¶ 81 (quoting Docket No. 235-17 Spread spectrum technology operates by Id. Id. A receiver There are several different types of One type of spread- Acampora Decl. Linex owns the patents-in-suit: RE 42,219 “Multiple-input and 15 multiple-output (MIMO) spread spectrum system and method” (the 16 ‘219 patent) and RE 43,812 “Multiple-input multiple-output (MIMO) 17 spread-spectrum system and method” (the ‘812 patent). 18 descendant patents of U.S. Patent No. 6,757,322 “Space diversity 19 and coding, spread-spectrum antenna and method” (the ‘322 patent), 20 which was originally in the suit but has now been dropped by 21 Linex. Both are 22 1 23 24 25 26 27 28 On April 17, 2014, Defendants filed a “corrected” declaration from Dr. Acampora without any explanation for why the correction was warranted. Docket No. 330-4. In response, Linex submitted its own additional substantive arguments. Docket No. 332. By now, the parties have long since finished briefing and arguing the present disputed claim terms and motions for summary judgment, which are under submission. See Docket No. 289. The parties improperly submitted these substantive documents after the matter was submitted, without any justification, and so the Court will not consider them. Cf. Civ. L.R. 7-11, 7-13. 2 1 Dr. Schilling invented the parent ‘322 patent, holding a 2 priority date of November 24, 1998, as well as the two descendant 3 patents, the ‘219 patent and the ‘812 patent. 4 patents describe and claim a spread-spectrum communication system 5 with multiple antennas at both the transmitter and receiver that 6 improves the quality of the transmission by minimizing shadowing 7 and multipath effects in a fading environment. 8 61. 9 split, the input data stream. Generally, the ‘322 patent, 1:50- The system uses processing circuits that “demultiplex,” or A plurality of transmitting United States District Court For the Northern District of California 10 antennas radiate the demultiplexed spread spectrum signals through 11 the wireless channel to be received by a plurality of receiver 12 antennas with matched filters. 13 A RAKE and a space-diversity combiner then combine the detected 14 signals to reconstruct the original transmission. 15 ‘219 and ‘812 patents, Abstract. Id. Devices may use diversity, or multiple copies of the same 16 data signal, to improve the reliability of signal transmission. 17 See ‘322 patent, 1:26-32. 18 space diversity and time diversity. 19 diversity if it uses several physically-spaced antennas at the 20 receiver which each detect copies of the same signal sent from a 21 transmitter antenna. 22 ¶ 175. 23 or selects the strongest signal to create the most reliable 24 version of the signal. 25 related to the effects of multipath, which occurs when a 26 transmitted signal unintentionally reflects off obstructions 27 between the transmitting and receiving end, creating multiple 28 copies that travel along different paths and arrive to the same There are different types of diversity: A device practices space Acampora Decl. ¶¶ 81-83; Prucnal Decl. The receiver then adds the plurality of signals together Id. Time diversity, on the other hand, is 3 1 point at different times. 2 Prucnal Supp. Decl. ¶¶ 104, 115. 3 that practices time diversity to reduce the effects of multipath: 4 it separately detects and stores the multiple time-offset copies 5 of the same signal, then either selects the strongest multipath 6 copy of the signal or combines the multiple stored multipath 7 copies to create the most reliable version of the signal. 8 Acampora Decl. ¶ 95. Id. ¶¶ 22, 95; Prucnal Decl. ¶ 19; A RAKE is a type of receiver At the time of claim construction, the asserted claims were: 10 United States District Court For the Northern District of California 9 claims 9-10 of the ‘322 patent; claims 97, 107-109, 119-121, 131- 11 133, and 144-145 of the ‘219 patent; and claim 97-98, 101-102, and 12 106 of the ‘812 patent. 13 construction and summary judgment hearing, a number of the 14 asserted claims have been dismissed with prejudice: claims 9-10 of 15 the ‘322 patent; claims 107, 119-120, 133, and 144-145 of the ‘219 16 patent; and claim 106 of the ‘812 patent. 17 the remaining claims are: claims 107-109, 121, and 131-132 of the 18 ‘219 patent; and claims 97-98 and 101-102 of the ‘812 patent. 19 See id. 20 21 22 See Docket No. 327. Since the claim See id. As a result, DISCUSSION I. Claim Construction “To construe a claim term, the trial court must determine the 23 meaning of any disputed words from the perspective of one of 24 ordinary skill in the pertinent art at the time of filing.” 25 Chamberlain Group, Inc. v. Lear Corp., 516 F.3d 1331, 1335 (Fed. 26 Cir. 2008). 27 record, which includes the claim terms, written description, and 28 prosecution history of the patent. This requires a careful review of the intrinsic 4 Id.; Phillips v. AWH Corp., 1 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en banc) (internal citations 2 omitted). 3 and customary meaning,” the rest of the claim language and the 4 context in which the terms appear “provide substantial guidance as 5 to the meaning of particular claim terms.” 6 1312-15. 7 which they are a part.” 8 F.3d 967, 979 (Fed. Cir. 1995) (en banc), aff’d, 517 U.S. 370 9 (1996). While claim terms “are generally given their ordinary Phillips, 415 F.3d at Claims “must be read in view of the specification, of Markman v. Westview Instruments, Inc., 52 Although the patent’s prosecution history “lacks the United States District Court For the Northern District of California 10 clarity of the specification and thus is less useful for claim 11 construction purposes,” it “can often inform the meaning of the 12 claim language by demonstrating how the inventor understood the 13 invention and whether the inventor limited the invention in the 14 course of prosecution, making the claim scope narrower than it 15 would otherwise be.” 16 quotation marks omitted). 17 evidence, including dictionaries, scientific treatises, and 18 testimony from experts and inventors. 19 “less significant than the intrinsic record in determining the 20 legally operative meaning of claim language.” Id. (internal 21 quotation marks omitted). Phillips, 415 F.3d at 1317 (internal The court may also consider extrinsic Such evidence, however, is 22 The parties present four general categories of disputed claim 23 terms to be construed: (A) “spread spectrum signals,” (B) “codes,” 24 (C) “combining” and “combiner/combining” “circuit/circuitry” 25 terms, and (D) “separating” terms. 26 27 28 5 1 A. 2 Term to be construed “Spread spectrum signals” 3 Spread Spectrum Signals 4 5 6 7 ‘219 patent, claims 121, 131-132 Court’s construction “Signals corresponding to data which has been processed with one or more codes that distribute and increase the bandwidth of the data across the available bandwidth” ‘812 patent, claim 101-102 8 9 United States District Court For the Northern District of California 10 11 12 13 14 This term appears in the following context in claim 121 of the ‘219 patent: 121. A receiver system for recovering data in spread spectrum signals, the data conveyed in data symbols by a plurality of different signals transmitted on separate carrier waves from a single source over a wireless channel, said signals being differentiated by different codes conveyed along with said signals . . . 15 The parties’ main disputes regarding this term are (1) whether 16 spread spectrum signals correspond to data, and (2) whether the 17 data is processed by codes or coding. 18 The Texas court in Linex Technologies v. Belkin 19 International, Inc. et al., considering the same ‘322 patent 20 asserted in this case, construed a similar term of “spread 21 spectrum subchannel signals” to indicate “signals, corresponding 22 to each of the subchannels of data, which have been processed with 23 one or more codes that distributes each signal across the 24 available bandwidth.” 25 propose that this Court adopt a similar construction for the term 26 “spread spectrum signals,” deleting the reference to the term 27 “subchannels.” Docket No. 235-16 at 20. Defendants While the Texas court’s construction regarding a 28 6 1 term of the ‘322 patent is not binding, the Court finds the 2 underlying reasoning to be persuasive and supported by both the 3 intrinsic and extrinsic evidence here. 4 The intrinsic evidence supports the contention that the 5 spread spectrum signals correspond to data. 6 spread spectrum signals are generated, the ‘322 patent refers to a 7 “system for receiving data having symbols, with the data having 8 symbols demultiplexed into a plurality of subchannels of data, 9 with the plurality of subchannels of data spread-spectrum In describing how United States District Court For the Northern District of California 10 processed as a plurality of spread-spectrum-subchannel signals 11 . . .” ‘322 patent, 15:40-44 (emphasis added). 12 are a part of the specification all show data being processed. 13 See ‘322 patent, Figs. 1-5. 14 that the spread spectrum signals are comprised of processed data. 15 The claims of the descendant patents, which were not considered by 16 the Texas court, contain substantially similar language, 17 describing the claimed invention as a system for “recovering data 18 in spread spectrum signals.” 19 claim 121 (emphasis added). 20 describes “the present invention” as a system “for transmitting 21 data having symbols.” 22 describes the features of the ‘present invention’ as a whole, this 23 description limits the scope of the invention.” 24 Corp. v. Vonage Holdings Corp., 503 F.3d 1295, 1308 (Fed. Cir. 25 2007). 26 signals described in the patent. 27 28 The drawings that The Texas court accordingly ruled ‘812 patent, claim 101; ‘219 patent, The specification is consistent and ‘219 patent, 2:1-4. “When a patent thus Verizon Servs. Data is therefore a component of the spread spectrum The parties debate whether the term “data” further denotes “user data,” or must be “unknown” to the recipient. 7 See Docket No. 283-3 at 3. 2 term “data” to be unnecessary and potentially confusing. 3 will be able to understand “data” according to its ordinary 4 meaning in the art, which is the information that is intended to 5 be conveyed to the receiver and is thus unknown to said receiver. 6 The purpose of the invention is to “transmit[] data having 7 symbols,” or in other words, to communicate some information to 8 the receiver. 9 col. 1, ll. 40-41 (describing the process of sending “data” from 10 United States District Court For the Northern District of California 1 “terminal to base, or vice versa,” and encountering the problems 11 of shadowing “by buildings, foliage, vehicles, people, motion of 12 the terminal, etc.”). 13 to recover.” 14 ¶¶ 101-02 (discussing “payload data” as the information intended 15 to be communicated to the receiver). 16 suggestion, the definition of “data” is not broad enough to 17 encompass any “numerical or other information represented in a 18 form suitable for processing by computer.” 19 Dictionary 353 (3d ed. 2000). 20 meaningless in the context of the patent and would engulf the 21 meaning of codes. 22 processing of codes with data, the patentee intended the two to 23 carry a distinct meaning. 24 the invention, data is unknown and is the information intended to 25 be conveyed to the receiver. 26 “predetermined” keys that are known by the receiver and aid in 27 communicating the data. The Court finds additional construction of the See ‘219 patent, 2:8-12. The jury See also ‘812 patent, “Data is what the receiver ultimately hopes Acampora Decl. ¶ 216; see also Prucnal Supp. Decl. Contrary to Linex’s Am. Heritage Such a definition would be Because the patent discusses repeatedly the In the context of the stated goals of By contrast, codes are 28 8 1 The spread spectrum signals of the invention also require the 2 use of codes to process the data. 3 embodiment described in the specification. 4 14-17. 5 sequence signals as the codes used to process the data and 6 generate the spread spectrum signals. 7 ¶¶ 14, 71 (chip-sequence signals are codes). 8 excerpt from the specification illustrates this process: 9 United States District Court For the Northern District of California 10 11 12 13 14 This is true of every See ‘322 patent, 2: The preferred embodiments describe the use of chip- See id.; Acampora Decl. The following The spread-spectrum means spread-spectrum processes the plurality of subchannels of data with a plurality of chipsequence signals, respectively. Each chip-sequence signal is different from other chip-sequence signals in the plurality of chip-sequence signals. The spread-spectrum means thereby generates a plurality of spread-spectrum subchannel signals, respectively. Each spread-spectrum sub-channel signal is defined by the code represented by a respective chip-sequence signal. 15 ‘219 patent, col. 5, ll. 23-31. 16 state that “spread-spectrum processing typically includes 17 multiplying the plurality of subchannels of data by the plurality 18 of chip-sequence signals.” 19 chip-sequence signal is to spread the bandwidth of the data to be 20 transmitted. 21 demonstrates that spread spectrum signals result from the 22 spreading of data with codes. 23 The specification goes on to Id., 7:45-47. The function of the Accordingly, the specification of all three patents Linex proposes that the construction should use the word 24 “coding” instead of “codes.” 25 refers to other “coding” techniques in at least four places. 26 ‘219 patent, 1: 31; 2:3; 4:47-48; 12:16-28. 27 persuaded. Linex argues that the specification The Court is not The specification excerpts cited by Linex use the 28 9 See 1 terms interchangeably, suggesting that, despite the fact that the 2 two terms vary in choice of suffix, they actually carry the same 3 meaning. 4 encompass “coding algorithm,” but provides no explanation for this 5 conclusion. 6 of a coding algorithm at all, nor do they discuss any relevant 7 coding in regards to generating a spread spectrum signal. 8 suggests error correction coding as an example of “coding,” which 9 could possibly be embodied by the Forward Error Correction (FEC) Linex seems to argue that “coding” would somehow Regardless, the patents-in-suit never mention the use Linex United States District Court For the Northern District of California 10 encoder described by the patent. 11 FEC means FEC encodes the data, thereby generating FEC data). 12 the FEC means is not responsible for creating the spread spectrum 13 signal; the “chip sequence signal generator” is responsible. 14 patent, 2:16-28 (“The FEC encoder encodes the data using an error 15 correction code to generate FEC data . . . The plurality of 16 spread-spectrum devices, spread-spectrum processes the plurality 17 of subchannels of data with a plurality of chip-sequence signals, 18 respectively . . . 19 spectrum subchannel signals, respectively.”). 20 purposes of defining the term “spread spectrum signals,” the 21 coding accomplished by the FEC encoder is not relevant. 22 code that results in spread spectrum processing is relevant to 23 construction of the “spread spectrum signals” element. 24 See ‘219 patent, 5:12-35 (“The But ‘219 [and] thereby generates a plurality of spreadTherefore, for Only the Linex attempts to introduce extrinsic evidence to show that 25 coding algorithms are used by other claimed spread spectrum 26 systems, such as multi-carrier spread spectrum (Docket No. 235, 27 Ex. 25), OFDM modulation, CCK, and PBCC. 28 This is not sufficient to overcome the intrinsic evidence 10 Prucnal Decl. ¶¶ 71-72. 1 previously discussed that explicitly discloses the process of 2 generating spread spectrum signals. 3 B. 4 Term to be construed Court’s construction “Codes” “A predetermined sequence of bits and symbols” ‘219 patent, claims 107-109, 121, 131132 5 6 7 8 9 United States District Court For the Northern District of California 10 Codes ‘812 patent, claims 97-98, 101-102 The term “codes” appears in all of the asserted claims of 11 both the ‘219 patent and the ‘812 patent. 12 in the ‘219 patent reads: For example, claim 109 13 14 15 16 17 18 19 109. A method for recovering data conveyed in data symbols by a plurality of different signals transmitted on separate carrier waves from a single source over a wireless channel, said signals being differentiated by different codes conveyed along with said signals, comprising the steps of: Receiving said signals at plural receiving antennas; Demodulating the signals received at each receiving antenna and separating said signals by detecting said different codes conveyed in said signals; [ . . . ] 20 Linex argues that code is a broad term and should be 21 understood according to its plain and ordinary meaning. One 22 skilled in the art of telecommunication systems would understand 23 “code” to mean “a predetermined set of bits or symbols.” See 24 InterDigital Commc’ns, LLC v. Int’l Trade Comm’n, 690 F.3d 1318, 25 1324 (Fed. Cir. 2012). Defendants disagree, contending that 26 although the claim language itself is broad, the emphasis on 27 spread spectrum in the specification mandates that the “codes” of 28 11 1 the claim language can only be spreading codes. 2 F.3d at 979. 3 See Markman, 52 “[T]here is sometimes a fine line between reading a claim in 4 light of the specification, and reading a limitation into the 5 claim from the specification.” 6 Corp., 156 F.3d 1182, 1186 (Fed. Cir. 1998). 7 has repeatedly cautioned against importing limitations from the 8 specification into the claim. 9 example, the claims are not limited to what is in the specific Comark Commc'ns, Inc. v. Harris The Federal Circuit Phillips, 415 F.3d at 1323. For United States District Court For the Northern District of California 10 embodiments of the claimed invention. 11 Commc'ns, Inc. v. Arm Holdings, PLC, 403 F.3d 1364, 1369 (Fed. 12 Cir. 2005) (although the specification may cast light on the 13 meaning of the claims, “the court may conclude that the scope of 14 the various claims may differ, some embracing different subject 15 matter than is illustrated in the specific embodiments in the 16 specification”). 17 beyond the sole disclosed embodiments where such a reading would 18 be contrary to the written description’s guidance as to the 19 meaning of the claims. 20 Cardiovascular Systems, Inc., 242 F.3d 1337, 1344 (Fed. Cir. 2001) 21 (holding that where the specification expressly limited all 22 embodiments of the claimed invention to a coaxial structure and 23 disparaged prior art using dual lumens, the patentee made a clear 24 disavowal of the dual lumen design). 25 to the broad, plain and ordinary meaning of the claim term if he 26 has made a clear disavowal of claim scope or has acted as his own 27 lexicographer in defining the term. 28 Entm't Am. LLC, 669 F.3d 1362, 1367 (Fed. Cir. 2012). Id. (quoting Nazomi On the other hand, a claim should not be read SciMed Life Systems, Inc. v. Advanced 12 A patentee is not entitled Thorner v. Sony Computer “Both 1 exceptions require a clear and explicit statement by the 2 patentee.” 3 Id. Read in the context of the claim language, the codes in 4 question are conveyed along with and in the signals and are used 5 to differentiate said signals. 6 specification uses the term “codes” broadly, referring to codes 7 other than spreading chip-sequence signals. 8 patent, 1:27-31 (“Coding techniques using space diversity as well 9 as time, are known as ‘space-time’ codes”), 4:12-17 (“The FEC See ‘219 patent, claim 109. The See, e.g., ‘219 United States District Court For the Northern District of California 10 means FEC encodes the data, thereby generating FEC data . . . the 11 use of a particular FEC code is a design choice”). 12 of “codes” throughout the specification demonstrates that the 13 patentee did not act as his own lexicographer, but rather freely 14 utilized the accepted meaning of the term in the art. 15 the patentee at times added a modifier to the term “codes.” 16 example, the ‘812 patent contains a number of dependent claims 17 that specify that certain codes that are “spreading codes.” 18 patent, claim 114 (“The receiver system of claim 97 wherein said 19 different codes conveyed along with said signals are spreading 20 codes”) and claim 116 (“The method as recited in claim 99 wherein 21 said different codes conveyed along with said signals are 22 spreading codes”). 23 to “codes” and sometimes to “spreading codes” indicates that the 24 two are different, and that the former should be construed 25 according to its ordinary meaning in the art. 26 claim differentiation is the strongest in this scenario, “where 27 the limitation that is sought to be ‘read into’ an independent 28 claim already appears in a dependent claim.” The varied use Further, For ‘812 The fact that the patentee sometimes referred 13 The doctrine of InterDigital 1 Commc'ns, LLC, 690 F.3d at 1324 (finding that “codes” as 2 unmodified was not a spreading code). 3 Defendants next contend that the patentee made a clear 4 disavowal of claim scope in the prosecution history. 5 prosecution of the reissue of the ‘219 patent, Linex amended the 6 “Detailed Description of the Preferred Embodiments” section of the 7 specification to read, “Each spread-spectrum means thereby 8 generates a plurality of spread-spectrum-subchannel signals, 9 respectively. During Each spread-spectrum-sub-channel signal is defined United States District Court For the Northern District of California 10 by the code represented by a respective chip-sequence signal.” 11 ‘219 patent, 5:26-31 (emphasis added). 12 inserted the phrase “the code represented by.” 13 Office Action, the patentee explained, “This submission includes 14 an amendment to the specification to include the words ‘the code 15 represented by’ which is inherent in spread spectrum processing 16 . . .” 17 Action) at 12. 18 sequence signal is only a nonlimiting example of said code 19 defining the signal. 20 sentence less restrictive. 21 does not amount to the type of clear and unmistakable disclaimer 22 required by Thorner. 23 In its amendment, Linex In its Response to Docket No. 235-14 (Feb. 23, 2010 Response to Office Fairly read, this amendment notes that a chip- If anything, the amendment makes the The statement made during prosecution Additionally, during the prosecution of the same patent the 24 patentee stated his intent to broaden the patent’s scope, not 25 limit it: 26 27 28 This reissue application is broadening to correct errors of claiming less than the patentee had a right to claim. Broadening results from adding new claims “spread spectrum” broadly to cover spread spectrum processing of all types within the conventional meaning of “spread 14 1 2 3 spectrum” in connection with receiver systems and methods for use in MIMO and from adding new claims covering receiver system and methods for processing received signals containing codes indicating transmission of the signals from different transmitting antennas. 4 Docket No. 235-22 at 2. This statement demonstrates the 5 patentee’s intention (1) to broaden the patent to encompass 6 spread spectrum systems “broadly,” and (2) to add new claims 7 for processing “received signals containing codes indicating” 8 their originating antennas, with no mention of these codes 9 necessarily being spreading codes. Because there was no 10 United States District Court For the Northern District of California apparent intent by the patentee to “deviate from the ordinary 11 and accustomed meaning” of “codes” in either the 12 specification or the prosecution history, the patentee is 13 entitled to the full scope of the term in the art. Thorner, 14 669 F.3d at 1366. 15 16 17 18 19 20 21 22 23 24 25 C. Combining and Combiner Circuit Terms to be construed “Combining” Court’s construction “Aggregating” ‘219 patent, claims 107-109, 121, 131132 ‘812 patent, claims 98, 102 “Combiner/combining” No additional construction “circuits/circuitry” necessary. See above. ‘219 patent, claims 107-108, 121 26 27 ‘812 patent, claims 98, 102 28 15 1 2 3 4 5 6 The term “combining” appears in claim 109 of the ‘219 patent in the following context: [ . . . ] Recovering the data symbols conveyed in said signals and combining received data symbols transmitted in signals with the same code and received by different receiving antennas, thereby forming plural streams of combined data symbols; and Multiplexing data derived from said plural streams of combined data symbols to form a single stream of data. 7 8 9 Defendants argue that the term should be construed in line with the Texas court’s construction regarding the ‘322 patent. United States District Court For the Northern District of California 10 The Texas court ruled that “combining” in the context of the 11 invention meant “forming a single aggregated version of the 12 received signal from the multiple versions of the transmitted time 13 and space diverse signals received at the multiple receiver 14 antennas.” 15 the claimed invention required the use of both space and time 16 diversity. 17 meaning of “aggregating time and space diverse signals.” 18 Docket No. 235-16 at 27. That ruling recognized that Accordingly, Defendants urge this Court to adopt a Linex takes issue with this proposed construction because it 19 dictates the components that are to be combined, rendering the 20 rest of the claim language superfluous. 21 claim 98 (“space diversity combiner circuitry for combining 22 signals received on said different receiving antennas, whereby 23 said data inputs to said multiplexer are derived from data symbols 24 generated by combining symbols from each of said receiving 25 antennas”). 26 and should be construed according to its plain and accustomed 27 meaning in the art, or “aggregating.” See, e.g., ‘812 patent, The function of “combining” can be easily understood 28 16 1 Linex correctly notes that “a court must presume that the 2 terms in the claim mean what they say, and, unless otherwise 3 compelled, give full effect to the ordinary and accustomed meaning 4 of claim terms.” 5 Corp., 175 F.3d 985, 989 (Fed. Cir. 1999). 6 that, even if the claim language itself is broad, the term should 7 be construed more narrowly because of the specification and 8 statements made during the prosecution of the ‘322 patent. 9 Thorner, 669 F.3d at 1366. Johnson Worldwide Associates, Inc. v. Zebco Defendants respond Here, the specification repeatedly United States District Court For the Northern District of California 10 emphasizes that the present invention employs both time and space 11 diversity to increase capacity and performance of the system. 12 “The present invention broadly includes an antenna system 13 employing time (RAKE) and space (antenna) diversity.” 14 patent, 4:48-50; ‘322 patent, 4:38-41. 15 that Linex made statements during the prosecution history of the 16 ‘322 patent that constituted a disavowal of a system using only 17 space diversity. 18 application do not automatically limit the scope of a later 19 application; the limiting effect depends on whether the descendant 20 patents use the same language. 21 Raytek Corp., 334 F.3d 1314, 1333 (Fed. Cir. 2003) (disavowal of 22 claim scope during prosecution of parent application applied where 23 patents used same claim term involving same limitation) and 24 Ventana Med. Sys., Inc. v. Biogenex Labs., Inc., 473 F.3d 1173, 25 1182 (Fed. Cir. 2006) (prosecution history disclaimer did not 26 apply to descendant patent because they used different claim 27 language). ‘812 Defendants further argue Statements made during prosecution of a parent Compare Omega Eng’g, Inc. v. 28 17 1 Even if Defendants can show that space and time diversity is 2 required, the Court cannot import limitations into claims that do 3 not contain any textual reference to the limitation. 4 Worldwide Associates, Inc., 175 F.3d at 990. 5 must invite an interpretation that includes the limitation; if 6 courts “begin to include elements not mentioned in the claim in 7 order to limit such claim, [they] should never know where to 8 stop.” 9 antenna system employing time and space diversity to the function Id. Johnson The claim language Here, nothing connects the supposed requirement of an United States District Court For the Northern District of California 10 of “combining.” 11 art would understand the claim terms, it is not clear that such a 12 person would equate “combining” to “aggregating space and time- 13 diverse signals.” 14 of the “combining” term itself is to aggregate different data 15 signals. 16 combining received data symbols . . .”). 17 language elaborates on what exactly is to be combined, which in at 18 least some instances translates to diversity. 19 circuits for combining received data symbols transmitted in 20 signals with the same code and received by different receiving 21 antennas, thereby forming plural streams of combined data 22 symbols”). 23 link between the term “combining” and the space and diversity 24 limitation they argue exists, the Court declines to import that 25 limitation. 26 adequately describes the process. Focusing on how a person of ordinary skill in the See Phillips, 415 F.3d at 1323. The function See ‘219 patent, claim 121 (“Combiner circuits for The rest of the claim See id. (“Combiner Because Defendants have not established the necessary A definition of “combining” as “aggregating” 27 The parties additionally dispute the meaning of three related 28 “combiner circuitry” terms which describe how circuits perform the 18 1 “combining” function. 2 do not require construction, but if the Court chooses to construe 3 them, then Linex proposes simply replacing “combining” with 4 “aggregating” in each of the phrases. Linex alleges that these additional terms See Docket No. 200 at 7. 5 Defendants contend that, although they are each phrased 6 differently, all of the “combiner/combining” “circuits/circuitry” 7 terms should be universally construed as “circuits that combine 8 data symbols in the separated signals originating from different 9 receiving antennas according to the code transmitted with each United States District Court For the Northern District of California 10 signal.” 11 terms do not require any further construction because the function 12 of the combiner circuits is described by the claim language that 13 follows -- the combiner circuit combines the received data symbols 14 transmitted in signals with the same code, which are received by 15 different receiving antennas. 16 D. Separating Terms to be construed “Separating” 17 18 19 ‘219 patent, claims 109, 121, 133 20 21 23 25 26 27 These See, e.g., ‘219 patent, claim 121. Court’s construction “Distinguishing signals based on the codes in each individual signal” ‘812 patent, claims 97, 101. 22 24 The Court has already construed “combining.” This term appears in similar contexts of multiple claims. See ‘219 patent, claims 109, 121, 133; ‘812 patent, claims 97, 101. All of these terms describe the function of “separating” signals as related to the detection of the different codes conveyed in the signals. See, e.g., ‘219 patent, claim 109 28 19 1 (“separating said signals by detecting said different codes 2 conveyed in said signals”); claim 121 (“separating said received 3 spread spectrum signals by detecting said different codes conveyed 4 in said spread spectrum signals”); ‘812 patent, claim 101 5 (“Circuitry for despreading and separating said different spread 6 spectrum signals in response to detections of said different codes 7 conveyed in said signals”). 8 9 Linex’s view is that separating can be understood according to its dictionary definition, which is “distinguishing.” See Am. United States District Court For the Northern District of California 10 Heritage Dictionary 1242 (3d ed. 2000) (“To differentiate or 11 discriminate between; distinguish”). 12 instead to adopt a definition of “separating the received signals 13 into the individual transmitted signals and their multipath 14 components by detecting the codes mixed with the data symbols in 15 each individual transmitted signal.” Defendants urge the Court 16 As they did regarding their proposed construction of the term 17 “combining,” Defendants again emphasize that the claimed invention 18 requires time diversity. 19 hand-in-hand, the same limitations ought to apply here. 20 Defendants allege that Linex disavowed any method or device which 21 does not involve time diversity, or multipath, during the 22 prosecution of the ‘322 patent. 23 of the purported disavowal and its application to the child 24 patents are far from clear. 25 no textual “hook” in the language of the “separating” claim terms 26 that invites insertion of the time diversity limitation. 27 in the specification is there any limitation that connects the Because “combining” and “separating” go As noted previously, the strength More fundamentally, however, there is 28 20 Nowhere 1 function of “separating” with sorting based on multipath 2 components. 3 The claim language explicitly discloses that the codes 4 facilitate “separating” of the transmitted signals. 5 ‘219 patent, claim 121. 6 the signal, is the counterpart to application of the codes at the 7 transmission stage. 8 spread spectrum signals is very similar to its transmission, just 9 run in reverse”). See, e.g., Separating, which occurs upon receipt of See Acampora Decl. ¶ 17 (“Reception of a Upon receipt of the signals, matched filters United States District Court For the Northern District of California 10 identify signals containing a certain code. 11 patent, Abstract. 12 “distinguishing signals based on the codes in each individual 13 signal.” 14 II. Id. ¶¶ 18-19; ‘219 Accordingly, “separating” can be understood as Defendants’ Motions for Summary Judgment 15 A. 16 Summary judgment is appropriate only where the moving party 17 demonstrates there is no genuine dispute as to any material fact 18 such that the moving party is entitled to judgment as a matter of 19 law. 20 317, 323 (1986). 21 outcome of the case, as defined by the framework of the underlying 22 substantive law. 23 248 (1986). 24 reasonable jury could return a verdict for either party. 25 The moving party bears the initial burden of informing the 26 district court of the basis for its motion and identifying those 27 portions of the pleadings, discovery, and affidavits that 28 demonstrate the absence of a disputed issue of material fact. Summary Judgment Standard Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. Material facts are those that might affect the Anderson v. Liberty Lobby, Inc., 477 U.S. 242, A dispute is genuine if the evidence is such that a 21 Id. 1 Celotex, 477 U.S. at 323. 2 party may not rely merely on allegations or denials of its 3 pleadings, but must set forth “specific facts showing that there 4 is a genuine issue for trial.” 5 Fed. R. Civ. P. 56(e)). 6 In opposing the motion, the non-moving Anderson, 477 U.S. at 248 (citing The court must construe the evidence in the light most 7 favorable to the non-moving party, making all reasonable 8 inferences that can be drawn. 9 v. Zenith Radio Corp., 475 U.S. 574, 587 (1986); Intel Corp. v. Matsushita Elec. Indus. Co., Ltd. United States District Court For the Northern District of California 10 Hartford Accident & Indem. Co., 952 F.2d 1551, 1558 (9th Cir. 11 1991); Eisenberg v. Ins. Co. of N. Am., 815 F.2d 1285, 1289 (9th 12 Cir. 1987). 13 B. 14 Patents are presumed valid absent clear and convincing Invalidity 15 evidence of invalidity. 16 S. Ct. 2238, 2242 (2011). 17 invalid if it was disclosed in a patent application or a published 18 patent. 19 party must “explain in detail how each claim element is disclosed 20 in the prior art reference.” 21 308 F.3d 1304, 1315 (Fed. Cir. 2002). 22 relies on prior art that was already considered by the USPTO to 23 prove invalidity, the burden of proof is especially difficult. 24 Hewlett-Packard Co. v. Bausch & Lomb Inc., 909 F.2d 1464, 1467 25 (Fed. Cir. 1990). 26 Microsoft Corp. v. i4i Ltd. P'ship, 131 A patent is anticipated and therefore 35 U.S.C. § 102(a). To show anticipation, the moving Schumer v. Lab. Computer Sys., Inc., When the moving party Defendants claim that U.S. Patent No. 5,345,599 (Paulraj) 27 anticipates each of the asserted claims of the ‘219 and ‘812 28 patents. The USPTO considered Paulraj during prosecution of the 22 1 ‘219 and ‘812 patents. 2 entitled “Increasing capacity in wireless broadcast systems using 3 distributed transmission/directional reception (DTDR),” discloses 4 a method and apparatus for increasing the capacity of a wireless 5 broadcast communications system. 6 demultiplexing or splitting a signal into multiple signals, 7 sending the signals using multiple spatially-separated 8 transmitters, then receiving the signals at a receiving site with 9 multiple antennas and reconstituting the original data signal. Prucnal Supp. Decl. ¶ 63. United States District Court For the Northern District of California 10 Paulraj, Abstract. 11 Paulraj, The invention operates by by Figure 2 of the patent: The invention disclosed by Paulraj is embodied 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 23 1 The parties agree that Paulraj discloses all but three 2 elements in the asserted claims: (1) signals from a single source, 3 (2) codes conveyed along with said signals, and (3) spread 4 spectrum signals.2 5 6 1. Signals from a single source Linex characterizes Paulraj as teaching transmission of data 7 signals from multiple sources rather than a single source as 8 required by the claimed invention. 9 require the signals to originate from “a single source.” United States District Court For the Northern District of California 10 11 12 13 All of the asserted claims For example, claim 109 recites: A method for recovering data conveyed in data symbols by a plurality of different signals transmitted on separate carrier waves from a single source over a wireless channel . . . It is undisputed that the “source” means the origin of data 14 in said signals. Linex’s infringement expert expressly confirms 15 this point, stating, “One of ordinary skill in the art would 16 understand that the plain language of the asserted claims of the 17 ‘219 and ‘812 patents requires that the different ‘signals’ must 18 come from a single source or data source.” Prucnal Supp. Decl. 19 ¶ 73 (emphasis omitted). The specification corroborates that the 20 “source” is “of data.” ‘219 patent, 1:55-56. The claims of the 21 ‘812 patent too demonstrate that the “single source” is the “data 22 source” of the signals. ‘812 patent, claim 97. As discussed in 23 the background of the asserted patents, the data is split into 24 different subchannel signals which are then transmitted by a 25 26 27 28 2 See Docket No. 268-4 at 35 (detailing the parties’ experts’ agreement that all of the elements of the asserted claims except the three identified are disclosed by Paulraj). This agreement was confirmed at the hearing. Docket No. 294 at 47-48. 24 1 plurality of antennas, then received by a plurality of receiving 2 antennas and reconstituted to form the original data stream. 3 As demonstrated by Figure 2, Paulraj also teaches a “single data source.” 5 transmission of a source signal from a plurality of spatially 6 separated transmitters . . .”). 7 embodied by broadcast studio (50). 8 signals originating from broadcast studio (50), which are then 9 transmitted by different transmitting stations to the receiver. 10 United States District Court For the Northern District of California 4 Linex insists that the “transmitted signals in Paulraj are not 11 from a single source because Paulraj requires his transmitting 12 stations 1, 2, and 3 to be dispersed over a wide geographical 13 area.” 14 of the specification of Paulraj discussing the desirability of 15 spatially dispersed transmitting antennas. 16 ¶ 74. 17 the patents-in-suit for a nonexistent requirement that the 18 plurality antennas be closely situated, which does not exist in 19 either of the asserted patents. 20 to the distance between the transmission antennas, requiring only 21 that the receiving signals originate from a single data source. 22 In fact, nothing in any of the claims of the ‘219 or the ‘812 23 patents mandates a maximum separation between the plurality of 24 antennas; the patent elsewhere discloses a minimum distance 25 between the antennas but never a maximum. 26 (“antennas preferably by at least one-quarter (1/4) wavelength, 27 and preferably as far as practicable”) (emphasis added). Paulraj, claim 1 (“A wireless broadcast system for Docket No. 273-4 at 23. The single source in Paulraj is Figure 2 plainly shows the Linex cites to several excerpts Prucnal Supp. Decl. But Linex mistakes the “single data source” limitation of The asserted claims are silent as 28 25 ‘219 patent, 2:49-51 1 2 2. “Codes conveyed along with” and “in” said signals In every asserted claim, the signals are differentiated by 3 “different codes conveyed along with” and “conveyed in said 4 signals.” 5 limitations appear in every asserted claim. 6 Neither party asked the Court to define the terms “conveyed along 7 with” or “in” or “signal.” 8 judgment of non-infringement, Defendants advocate a construction 9 of “conveyed along with” and “in” to mean that the codes and the See, e.g., ‘219 patent, claim 109. Both of these See id. In their separate motion for summary United States District Court For the Northern District of California 10 rest of the signal occupy the same time and frequency. 11 283-3 at 13.3 12 support of this proposed construction. 13 by Defendants is that all of the disclosed preferred embodiments 14 show codes being conveyed at the same time and frequency as the 15 rest of the signal. 16 not limited to what is disclosed in the preferred embodiments. 17 Nazomi Commc'ns, Inc., 403 F.3d at 1369. 18 proposal was offered, and these terms can be understood according 19 to their plain and ordinary meaning, the Court does not assign any 20 special meaning to these terms. 21 Docket No. Defendants present no compelling evidence in The only evidence offered But as previously discussed, the invention is Because no counter According to Linex, Paulraj differs from the claimed 22 invention of the ‘219 and ‘812 patents because Paulraj discloses 23 the transmission of codes that travel independently and separately 24 from signals carrying payload data. Paulraj discloses several 25 26 27 28 3 Defendants reason that if the more specific construction of these terms is adopted, then the accused devices do not infringe; if that construction is not adopted, and this limitation is read broadly, then the claims are invalid. 26 1 methods for “selectively suppress[ing] signals” based on their 2 predefined characteristics, or distinguishing them from each 3 other. 4 spatial information such as the array covariance matrix, the 5 steering vectors,” “array characterizing data,” etc. 6 col. 9, ll. 55-60. 7 characterizing data is directly (or indirectly) updated during 8 signal reception, and the spatial filter parameters updated 9 continuously.” Such known characteristics may include “knowledge of Paulraj, For example, in the “tracking mode, the array Id., col. 9, ll. 66-70; col. 10, ll. 1-2. Because United States District Court For the Northern District of California 10 characterization information is updated continuously “during 11 signal reception,” the codes must be conveyed along with, or 12 adjacent to the signal. 13 Another example of Paulraj disclosing codes conveyed with and in 14 said signals is in describing another embodiment: “In another 15 embodiment, different, but known, signals are transmitted 16 simultaneously from each tower.” 17 describes codes that are “conveyed along with” and “in” each 18 signal that differentiate these signals. 19 Acampora Decl. ¶ 376; Paulraj, 9:66-10:1. Paulraj, 10:15-17. Paulraj thus Linex disagrees, pointing out that “the training signals in 20 Paulraj may be sent from transmit antennas different than those 21 sending payload data.” 22 Supp. Decl. ¶ 71). 23 array characterizing data may be ‘updated during signal 24 reception.’” 25 Defendants’ argument -- that codes continuously update the signal 26 transmission. 27 embodiment, Paulraj “also separately teaches special ‘different, 28 but known’ signals that may be sent to measure array Docket No. 273-4 at 24-25 (citing Prucnal Linex concedes that Paulraj “teaches that Prucnal Supp. Decl. ¶ 70. This is the basis of However, Linex stresses that in describing another 27 1 characterizing data.” 2 training signals, or codes, may possibly be conveyed from 3 different antenna than those that convey the payload data. 4 claim, even if true, does not take away from the excerpts 5 identified by Defendants, which expressly recognizes that the 6 training signals can be “transmitted at regular intervals from one 7 transmitter at a time, or from different transmitters 8 simultaneously.” 9 373-377, 389. Id. (citing Paulraj, 10:3-20). The This Prucnal Validity ¶ 879; Acampora Decl. ¶¶ 371, See also Prucnal Supp. Decl. ¶ 67 (noting that each United States District Court For the Northern District of California 10 receiving antenna will receive “each of the transmitted signals 11 from each of the” transmitting antennas) (citing Paulraj, 7:50-52) 12 (“A receiving station . . . will receive all d signals [i.e., all 13 transmitted data signals] in the same frequency channel”). 14 least the examples raised by Defendants, Paulraj teaches codes 15 that are “conveyed along with” and “in” said signals. 16 17 3. In at Spread spectrum signals Of the asserted claims, some recite “spread spectrum signals” 18 and others recite simply “signals.” 19 Linex’s infringement theory, “there is no material difference 20 between the training signals in Paulraj and those in the Accused 21 Products,” and so the training signals in Paulraj satisfy the 22 “spread spectrum signals” limitation. 23 Paulraj may discuss the use of coding and decoding, it fails to 24 disclose what type of coding is used and how it is used. 25 No. 273-4 at 25. Defendants claim that, under Linex’s responds that while Docket 26 The meaning of “spread spectrum signals” is specific -- the 27 Court construed this term to mean “signals corresponding to data 28 which has been processed with one or more codes that distribute 28 and increase the bandwidth of the data across the available 2 bandwidth.” 3 data in a way that distributes the signal across the available 4 bandwidth. 5 element of the claimed invention not disclosed by Paulraj. 6 Because this element appears in some of the asserted claims 7 (claims 121, 131-132 of the ‘219 patent; claims 101-102 of the 8 ‘812 patent), those claims are valid. 9 claims (claims 107-109 of the ‘219 patent; claims 97-98 of the 10 United States District Court For the Northern District of California 1 ‘812 patent), which read simply “signals” rather than “spread 11 spectrum signals,” are completely anticipated by Paulraj and are 12 thus invalid. 13 C. 14 To establish infringement, each claim limitation must be Nothing in Paulraj describes a code that processes The “spread spectrum signals” limitation is the only The rest of the asserted Non-infringement 15 present in the accused product, literally or equivalently. 16 Equip. Co. v. Kentucky Farms, Inc., 140 F.3d 1009, 1014 (Fed. Cir. 17 1998). 18 first, the court must construe the asserted claims; then, the 19 court must compare the accused products with the construed claims 20 and determine whether the products contain each limitation of the 21 claims, either literally or equivalently. 22 American Seating Co., 420 F.3d 1350, 1356-57 (Fed. Cir. 2005). 23 product literally infringes if it contains each element and 24 limitation of the patent claim as construed. 25 product may also infringe under the doctrine of equivalents, which 26 applies if there is “‘equivalence’ between the elements of the 27 accused product or process and the claimed elements of the 28 patented invention.” Dawn Determining patent infringement is a two-step process: Id. Freedman Seating Co. v. Id. at 1357. Equivalence must be assessed on a 29 A A 1 limitation-by-limitation basis; the standard test for equivalence 2 is whether the accused product performs substantially the same 3 function, in substantially the same way, to obtain substantially 4 the same result for every asserted claim. 5 Laboratories v. Sandoz, Inc., 566 F.3d 1282, 1296-97 (Fed. Cir. 6 2009).4 7 Id. at 1358; Abbott Defendants all practice the wireless standard known as IEEE 8 802.11n, which uses orthogonal frequency division multiplexing 9 (OFDM) and combines that technology with multiple antenna United States District Court For the Northern District of California 10 technology known as “multiple-input multiple-output” (MIMO). 11 Prucnal Supp. Decl. ¶ 79; Docket No. 274, Ex. 74 (IEEE 802.11n 12 Standard). 13 In OFDM, data and other transmission information is 14 transmitted in “packets,” or groups. 15 Rept. ¶¶ 232-239; Prucnal Supp. Decl. ¶ 79-88. 16 consist of: HT-LTF, a P-matrix or a set of P-codes, payload data, 17 and pilot sequences. 18 Prucnal Supp. Decl. ¶ 88. 19 and MIMO equalization. 20 phase, a long training field is sent, which is comprised of an HT- Acampora Non-Infringement The packets Acampora Non-Infringement Rept. ¶ 233; The first phase is channel estimation Prucnal Supp. Decl. ¶ 89. During this 21 4 22 23 24 25 26 27 28 To defeat a summary judgment motion of non-infringement on doctrine of equivalents grounds, a patentee must provide “particularized testimony and linking argument” on a limitationby-limitation basis “that creates a genuine issue of material fact as to equivalents.” AquaTex Indus., Inc. v. Techniche Solutions, 479 F.3d 1320, 1328 (Fed. Cir. 2007). “Generalized testimony as to the overall similarity between the claims and the accused infringer’s product or process will not suffice.” Id. Linex failed completely to address the doctrine of equivalents in response to Defendants’ motion for summary judgment, thus waiving any equivalency theory. The Court therefore considers only whether every limitation is literally present in the accused devices. 30 1 LTF modified mathematically using a P-matrix, or a known set of 1s 2 and -1s in matrix form. 3 Rept. ¶ 236. 4 wireless channel. 5 uses a channel-estimating mechanism to compare the known HT-LTF to 6 the HT-LTF received. 7 Infringement Rept. ¶ 646. 8 entity (H-matrix) documenting the differences between the known 9 HT-LTF stored at the receiver and the modified HT-LTF received; Id. ¶¶ 84-85; Acampora Non-Infringement During transmission, this field is modified by the The receiver knows the HT-LTF information and Prucnal Supp. Decl. ¶ 93; Acampora NonThe receiver creates a mathematical United States District Court For the Northern District of California 10 the differences are those caused by transmission through the 11 wireless channel. 12 Next, after training, the data-bearing OFDM symbols are 13 transmitted. 14 pilot signals, or predetermined sequences of bits, which are also 15 modified by the wireless channel and are used to update channel 16 conditions that may have occurred after the training interval. 17 See id. ¶ 104; Acampora Non-Infringement Rept. ¶ 235. 18 Id.; Acampora Non-Infringement Rept. ¶ 236. Prucnal Supp. Decl. ¶ 86. Accompanying the data are Defendants contend that certain elements of the asserted 19 claims are not satisfied by the accused devices: (1) “spread 20 spectrum signals,” (2) “codes conveyed along with” and “in” the 21 “signals,” and (3) “separating” and “combining.”5 22 Court has already found several claims to be invalid, and validity Because the 23 24 25 26 27 28 5 Defendants’ “separating” and “combining” non-infringement arguments rely on the presumption that the Court would imply space and multipath limitations in its construction of those terms. Because the Court declined to adopt Defendants’ proposed constructions, these non-infringement arguments are now moot. 31 1 is a prerequisite to any infringement claim,6 the Court considers 2 only the accused devices’ potential infringement of the remaining 3 valid claims. 4 Defendants first argue that the accused products do not 5 infringe the limitation “spread spectrum signals,” which appears 6 in all of the remaining valid claims. 7 contends that the OFDM packets produced by the accused devices are 8 in fact spread spectrum signals. Linex disagrees and The Court construed “spread spectrum signals” to mean 10 United States District Court For the Northern District of California 9 “signals corresponding to data which has been processed with one 11 or more codes that distribute and increase the bandwidth of the 12 data across the available bandwidth.” 13 limitation, the OFDM packets must include (1) data, (2) that has 14 been processed by codes to increase the bandwidth of that data. 15 Linex raises two infringement theories regarding the OFDM packet: 16 (1) the P-matrix spreads the bandwidth of HT-LTF data, creating a 17 spread spectrum signal, and (2) pilots spread the bandwidth of the 18 payload data, creating a spread spectrum signal. 19 at 15. 20 To infringe this Docket No. 273-4 Regarding its first infringement theory, Linex claims that 21 the P-matrix is the code that processes the HT-LTF data to double 22 the bandwidth of the HT-LTF data. 23 is undisputed that the P-matrix is a predetermined sequence of Prucnal Decl. ¶¶ 84-88, 91. It 24 25 26 27 28 6 TypeRight Keyboard Corp. v. Microsoft Corp., 374 F.3d 1151, 1157 (Fed. Cir. 2004) (“a judgment of invalidity necessarily moots the issue of infringement”). See also Sandt Technology, Ltd. v. Resco Metal and Plastics Corp., 264 F.3d 1344, 1356 (Fed. Cir. 2001); SSI Sys. Int'l Inc. v. TEK Global S.R.L., 929 F. Supp. 2d 971, 984 (N.D. Cal. 2013). 32 1 bits, which meets the definition of code. 2 not the unknown information that is intended to be conveyed to the 3 receiver. 4 LTF sequences. 5 of data. 6 sends first to the receiver so that the receiver can understand 7 the state of the wireless channel. 8 The HT-LTF, however, is The receiver already has stored copies of the known HTThe HT-LTF therefore does not meet the limitations The HT-LTF is more akin to a code that the transmitter Linex’s infringement expert concedes this point. The HT-LTF is “used to estimate the channel properties for transmission of 10 United States District Court For the Northern District of California 9 the OFDM packets and to control the MIMO equalization process.” 11 Prucnal Supp. Decl. ¶ 93. 12 the channel so that the receiver will know how to interpret the 13 actual data to be conveyed. 14 are information that the [accused] devices use to distinguish 15 which packet was transmitted from which transmit antenna.” 16 Prucnal Supp. Decl. ¶ 88. 17 LTF data is test and control data” and is not the information 18 intended to be conveyed to the recipient. 19 that HT-LTFs are not data, but codes. 20 contention that HT-LTF is not data as defined by the asserted 21 claims is the expert’s attempt to distinguish prior art elsewhere 22 in his declaration. 23 reference on the basis that “Marzetta teaches that ‘training 24 signals’ are sent in a ‘first stage’ -- the training stage, which 25 is separate and independent of a ‘second stage,’ in which ‘message 26 data or other information’ are transmitted . . . Codes are not 27 sent along with and in signals containing the message data during 28 system operation”); ¶¶ 70-71 (distinguishing Paulraj reference The HT-LTF therefore tests and defines Id. “HT-LTFs, P codes, and pilots The expert further admits that the “HT- Id. This demonstrates Further supporting the See id. ¶ 95 (distinguishing Marzetta 33 1 because it “does not teach that the training signals would be 2 conveyed along with and in signals that also carry payload data”). 3 The accused devices work in a fashion similar to the distinguished 4 prior art references Marzetta and Paulraj, sending a training 5 stage separate and apart from the message data. 6 jury could determine that the HT-LTFs constitute data. 7 No reasonable Linex’s next infringement theory is that the pilot codes 8 modify the payload data, creating a spread spectrum signal. 9 contends that pilots are a predetermined sequence of bits that Linex United States District Court For the Northern District of California 10 process and spread the payload data. 11 Linex’s infringement expert explains that the payload data is 12 inserted on certain IDFT subcarriers while pilots are inserted 13 onto separate IDFT subcarriers which are disbursed among the data 14 subcarriers. 15 Docket No. 283-5 (Schilling Depo.) at 443-44 (“I believe the pilot 16 signals have their own unique channel and they do not vary with 17 the data”). 18 are transmitted on separate subcarriers, or frequencies, from the 19 payload data and do not process or spread the payload data across 20 the available bandwidth. 21 second infringement theory also fails to meet the Court’s 22 construction of “spread spectrum signals.” 23 not established that there is a disputed issue of fact regarding 24 whether the accused products meet the limitation of “spread 25 spectrum signals.” 26 must practice every limitation of the asserted claims, Defendants 27 are entitled to summary judgment of non-infringement of the 28 remaining valid claims. Id. Prucnal Supp. Decl. ¶ 98. The inventor agrees with this assessment. In other words, it is undisputed that the pilot codes By the undisputed evidence, Linex’s As a result, Linex has Because, to infringe, the accused products 34 1 2 CONCLUSION The Court has construed the disputed terms of the asserted 3 claims. 4 ‘812 patent are invalid as anticipated by Paulraj. 5 131-132 of the ‘219 patent and claims 101-102 of the ‘812 patent 6 are valid, but are not infringed by the accused devices. 7 Clerk of the Court shall enter judgment in favor of Defendants, 8 who shall recover their costs from Linex. 9 United States District Court For the Northern District of California 10 11 Claims 107-109 of the ‘219 patent and claims 97-98 of the Claims 121, The IT IS SO ORDERED. Dated: 5/20/2014 CLAUDIA WILKEN United States District Judge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 35

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