ChriMar Systems Inc. et al v. Cisco Systems Inc. et al

Filing 254

CLAIM CONSTRUCTION ORDER. Signed by Judge JEFFREY S. WHITE on 3/18/15. (jjoS, COURT STAFF) (Filed on 3/18/2015)

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1 2 3 4 5 IN THE UNITED STATES DISTRICT COURT 6 7 FOR THE NORTHERN DISTRICT OF CALIFORNIA 8 9 CHRIMAR SYSTEMS INC, et al., Plaintiffs, 12 No. C 13-01300 JSW v. 11 For the Northern District of California United States District Court 10 CISCO SYSTEMS INC, et al., CLAIM CONSTRUCTION ORDER Defendants. 13 / 14 15 The Court has been presented with a technology tutorial and briefing leading up to a 16 hearing pursuant to Markman v. Westview Instruments, Inc., 517 U.S. 370 (1996).1 This Order 17 construes the disputed claim terms selected by the parties, which appear in the patent at issue in 18 this case: United States Patent No. 7,457,250 (“the ‘250 Patent”) called “System for 19 Communicating with Electronic Equipment.” 20 BACKGROUND 21 Plaintiff Chrimar Systems, Inc. (“Plaintiff”) contends that Defendants Cisco Systems, 22 Inc. et al. (“Defendants”) infringe its patent. Plaintiff’s patent relates to communicating 23 information about remotely located electronic equipment on a data network. 24 The Court shall address additional facts as necessary in the remainder of this Order. 25 // 26 // 27 28 On January 28, 2015, Plaintiff filed a statement of recent decision to which Defendants object. Because the Court does not rely upon Plaintiff’s filing in reaching a decision in this matter, that objection is OVERRULED AS MOOT. 1 1 2 3 ANALYSIS A. Legal Standard. “It is a bedrock principle of patent law that the claims of a patent define the invention to Filtration Sys., Inc., 381 F.3d 1111, 1115 (Fed. Cir. 2004). The interpretation of the scope and 6 meaning of disputed terms in patent claims is a question of law and exclusively within the 7 province of a court to decide. Markman, 517 U.S. at 372. The inquiry into the meaning of the 8 claim terms is “an objective one.” Innova/Pure Water, 381 F.3d at 1116. As a result, when a 9 court construes disputed terms, it “looks to those sources available to the public that show what 10 a person of skill in the art would have understood the disputed claim language to mean.” Id. In 11 For the Northern District of California which the patentee is entitled the right to exclude.” Innova/Pure Water, Inc. v. Safari Water 5 United States District Court 4 most cases, a court’s analysis will focus on three sources: the claims, the specification, and the 12 prosecution history. Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995) 13 (en banc), aff’d, 517 U.S. 370 (1996). However, on occasion, it is appropriate to rely on 14 extrinsic evidence regarding the relevant scientific principles, the meaning of technical terms, 15 and the state of the art at the time at the time the patent issued. Id. at 979-81. 16 The starting point of the claim construction analysis is an examination of the specific 17 claim language. A court’s “claim construction analysis must begin and remain centered on the 18 claim language itself, for that is the language that the patentee has chosen to particularly point 19 out and distinctly claim the subject matter which the patentee regards as his invention.” 20 Innova/Pure Water, 381 F.3d at 1116 (internal quotations and citations omitted). Indeed, in the 21 absence of an express intent to impart a novel meaning to a term, an inventor’s chosen language 22 is given its ordinary meaning. York Prods., Inc. v. Cent. Tractor Farm & Family Center, 99 23 F.3d 1568, 1572 (Fed. Cir. 1996). Thus, “[c]laim language generally carries the ordinary 24 meaning of the words in their normal usage in the field of the invention.” Invitrogen Corp. v. 25 Biocrest Mfg., L.P., 327 F.3d 1364, 1367 (Fed. Cir. 2003); see also Renishaw v. Marposs 26 Societa’ per Azioni, 158 F.3d 1243, 1248 (Fed. Cir. 1998) (recognizing that “the claims define 27 the scope of the right to exclude; the claim construction inquiry, therefore, begins and ends in 28 all cases with the actual words of the claim”). A court’s final construction, therefore, must 2 1 accord with the words chosen by the patentee to mete out the boundaries of the claimed 2 invention. 3 The court should also look to intrinsic evidence, including the written description, the 4 drawings, and the prosecution history, if included in the record, to provide context and 5 clarification regarding the intended meaning of the claim terms. Teleflex, Inc. v. Ficosa N. Am. 6 Corp., 299 F.3d 1313, 1324-25 (Fed. Cir. 2002). The claims do not stand alone. Rather, “they 7 are part of ‘a fully integrated written instrument.’” Phillips v. AWH Corp., 415 F.3d 1303, 1315 8 (Fed. Cir. 2005) (en banc) (quoting Markman, 52 F.3d at 978). The specification “may act as a 9 sort of dictionary, which explains the invention and may define terms used in the claims.” Markman, 52 F.3d at 979. The specification also can indicate whether the patentee intended to 11 For the Northern District of California United States District Court 10 limit the scope of a claim, despite the use of seemingly broad claim language. SciMed Life Sys., 12 Inc. v. Advanced Cardiovascular Sys., Inc., 242 F.3d 1337, 1341 (Fed. Cir. 2001) (recognizing 13 that when the specification “makes clear that the invention does not include a particular feature, 14 that feature is deemed to be outside the reach of the claims of the patent, even though the 15 language of the claims, read without reference to the specification, might be considered broad 16 enough to encompass the feature in question”). 17 Intent to limit the claims can be demonstrated in a number of ways. For example, if the 18 patentee “acted as his own lexicographer,” and clearly and precisely “set forth a definition of 19 the disputed claim term in either the specification or prosecution history,” a court will defer to 20 that definition. CCS Fitness, Inc. v. Brunswick Corp., 288 F.3d 1359, 1366 (Fed. Cir. 2002). In 21 order to so limit the claims, “the patent applicant [must] set out the different meaning in the 22 specification in a manner sufficient to give one of ordinary skill in the art notice of the change 23 from ordinary meaning.” Innova/Pure Water, 381 F.3d at 1117. In addition, a court will adopt 24 an alternative meaning of a term “if the intrinsic evidence shows that the patentee distinguished 25 that term from prior art on the basis of a particular embodiment, expressly disclaimed subject 26 matter, or described a particular embodiment as important to the invention.” CCS Fitness, 288 27 F.3d at 1367. For example, the presumption of ordinary meaning will give way where the 28 “inventor has disavowed or disclaimed scope of coverage, by using words or expressions of 3 1 manifest exclusion or restriction, representing clear disavowal of claim scope.” Gemstar-TV 2 Guide Int’l Inc. v. ITC, 383 F.3d 1352, 1364 (Fed. Cir. 2004). The disclaimer in the prosecution 3 history must be “clear and unmistakable.” Omega Eng’g, Inc. v. Raytek Corp., 334 F.3d 1314, 4 1325-26 (Fed. Cir. 2003). Likewise, the specification may be used to resolve ambiguity “where 5 the ordinary and accustomed meaning of the words used in the claims lack sufficient clarity to 6 permit the scope of the claim to be ascertained from the words alone.” Teleflex, 299 F.3d at 7 1325. 8 However, limitations from the specification (such as from the preferred embodiment) 9 may not be read into the claims, absent the inventor’s express intention to the contrary. Id. at 1326; see also CCS Fitness, 288 F.3d at 1366 (“[A] patentee need not ‘describe in the 11 For the Northern District of California United States District Court 10 specification every conceivable and possible future embodiment of his invention.’”) (quoting 12 Rexnord Corp. v. Laitram Corp., 274 F.3d 1336, 1344 (Fed. Cir. 2001)). To protect against this 13 result, a court’s focus should remain on understanding how a person of ordinary skill in the art 14 would understand the claim terms. Phillips, 415 F.3d at 1323. Additionally, “[w]hen 15 consulting the specification to clarify the meaning of claim terms, court must take care not to 16 import limitations into the claims from the specification.” Abbott Laboratories v. Sandoz, Inc., 17 566 F. 3d 1282, 1288 (Fed. Cir. 2009). 18 Similarly, the Federal Circuit has repeatedly cautioned courts against reading limitations 19 into the claims based on a preferred embodiment: “although the specification often describes 20 very specific embodiments of the invention, we have repeatedly warned against confining the 21 claims to these embodiments.” Phillips, 415 F. 3d at 1323. Courts have also “expressly 22 rejected the contention that if a patent describes only a single embodiment, the claims of the 23 patent must be construed as being limited to that embodiment.” Liebel-Flarsheim Co. v. 24 Medrard, Inc., 358 F. 3d 898, 906 (Fed. Cir. 2004). 25 If the analysis of the intrinsic evidence fails to resolve any ambiguity in the claim 26 language, a court then may turn to extrinsic evidence, such as expert declarations and testimony 27 from the inventors. Intel Corp. v. VIA Techs., Inc., 319 F.3d 1357, 1367 (Fed. Cir. 2003) 28 (“When an analysis of intrinsic evidence resolves any ambiguity in a disputed claim term, it is 4 1 improper to rely on extrinsic evidence to contradict the meaning so ascertained.”) (emphasis in 2 original). When considering extrinsic evidence, a court should take care not to use it to vary or 3 contradict the claim terms. Rather, extrinsic evidence is relied upon more appropriately to 4 assist in determining the meaning or scope of technical terms in the claims. Vitronics Corp. v. 5 Conceptronic, Inc., 90 F.3d 1576, 1583-84 (Fed. Cir. 1996). 6 Dictionaries also may play a role in the determination of the ordinary and customary 7 meaning of a claim term. In Phillips, the Federal Circuit reiterated that “[d]ictionaries or 8 comparable sources are often useful to assist in understanding the commonly understood 9 meanings of words . . . .” Phillips, 415 F.3d at 1322. The Phillips court, however, also admonished that district courts should be careful not to allow dictionary definitions to supplant 11 For the Northern District of California United States District Court 10 the inventor’s understanding of the claimed subject matter. “The main problem with elevating 12 the dictionary to . . . prominence is that it focuses the inquiry on the abstract meaning of the 13 words rather than on the meaning of claim terms within in the context of the patent.” Id. at 14 1321. Accordingly, dictionaries necessarily must play a role subordinate to the intrinsic 15 evidence. 16 In addition, a court has the discretion to rely upon prior art, whether or not cited in the 17 specification or the file history, but only when the meaning of the disputed terms cannot be 18 ascertained from a careful reading of the public record. Vitronics, 90 F.3d at 1584. Referring to 19 prior art may make it unnecessary to rely upon expert testimony, because prior art may be 20 indicative of what those skilled in the art generally understood certain terms to mean. Id. 21 B. Claim Construction. 22 1. 23 The term “central module” appears in claims 1, 2, 12, 25, 53, and 61 of the ’250 Patent. 24 Plaintiff argues that the term “central module” must be construed to mean “one or more “Central module” 25 components that have been made part of centralized equipment of the star configuration data 26 network.” Defendants, on the other hand, argue that the term must be construed to mean “a 27 centrally located self-contained hardware component or self-contained collection of hardware 28 5 1 components that functions separately from centralized network equipment to receive 2 information transmitted by a remote module.” 3 The Court finds that the intrinsic evidence does not fully support either construction. 4 Specifically, the Court finds that the evidence does not support Plaintiff’s argument that the 5 central module must operate within a star configuration data network, or Defendants’ argument 6 that the central module must be self-contained and must be limited to receiving information, 7 rather than transmitting information as well. 8 Accordingly, the Court construes “central module” as “a centrally located hardware 9 component or components that receives information from or sends information to a remote module.” 11 For the Northern District of California United States District Court 10 2. 12 The term “remote module” appears in claims 1, 23, 53, and 59 of the ’250 Patent. 13 Plaintiff argues that the term “remote module” must be construed to mean “one or more “Remote module” 14 components that have been made part of a remote object or piece of equipment.” Defendants, 15 on the other hand, argue that the term must be construed to mean “a remotely located self- 16 contained hardware component or self-contained collection of hardware components that 17 functions separately from the first [second] piece of equipment/object to transmit information to 18 a central module.” 19 At the Markman hearing, the parties agreed that the terms “central module” and “remote 20 module” be construed together. For the same reasons stated above, the Court finds that neither 21 parties’ proposed construction is fully consistent with the evidence. 22 Accordingly, the Court construes “remote module” as “a remotely located hardware 23 component or components that receives information from or sends information to a central 24 module.” 25 3. 26 27 28 “A first [second] cable having wires therein connected between the central module and the first [second] piece of equipment” The term “a first [second] cable having wires therein connected between the central module and the first [second] piece of equipment” appears in claim 1 of the ’250 Patent. 6 1 Plaintiff argues that the term “a first [second] cable having wires therein connected 2 between the central module and the first [second] piece of equipment” should be construed to 3 mean “cabling connected between the central module and the first [second] remote piece of 4 equipment that is separate from the cabling connected between the central module and the 5 second [first] piece of equipment in a star network. The cabling may comprise a series of 6 cables.” Defendants do not object to Plaintiff’s proposed construction, so long as the phrase “in 7 a star network” is omitted. 8 9 Defendants argue that it would be improper to construe this term as requiring that the Patent operate in a star network. Defendants contend that the phrase “star network” is mentioned only one time in the intrinsic record, in a statement by the applicant following an 11 For the Northern District of California United States District Court 10 examiner’s interview. Defendants further point out that there is nothing in the Patent or the 12 specifications regarding a star network. Plaintiff counters that a person of ordinary skill in the 13 art would read the Patent and understand that it must function in a star network. 14 15 16 The Court agrees with Defendants and finds that the evidence does not support Plaintiff’s proposed construction. Accordingly, the Court construes “a first [second] cable having wires therein connected 17 between the central module and the first [second] piece of equipment” as “cabling, which may 18 be a series of cables, connected between the central module and the first [second] remote piece 19 of equipment that is separate from the cabling connected between the central module and the 20 second [first] piece of equipment.” 21 22 23 24 25 4. “A separate cable connected between each object and the central module, each having a plurality of connectors therein” The term “a separate cable connected between each object and the central module, each having a plurality of connectors therein” appears in claim 53 of the ’250 Patent. Plaintiff argues that the term “a separate cable connected between each object and the 26 central module, each having a plurality of connectors therein” should be construed to mean 27 “cabling connected between the central module and one remote object that is separate from the 28 cabling connected between the central module and another remote object in a star network. The 7 1 cabling may comprise a series of cable segments.” Defendants do not object to Plaintiff’s 2 proposed construction, so long as the phrase “in a star network” is omitted. 3 For the same reasons set forth above, the Court agrees with Defendants. 4 Accordingly, the Court construes “a separate cable connected between each object and 5 the central module, each having a plurality of connectors therein” as “cabling, which may be a 6 series of cables, connected between the central module and one remote object that is separate 7 from the cabling connected between the central module and another remote object.” 8 5. 9 11 For the Northern District of California United States District Court 10 12 “[Remote module] utilized in connection with the [central module] to alter a flow of current” The term “[remote module] utilized in connection with the [central module] to alter a flow of current” appears in claims 1 and 53 of the ’250 Patent. Plaintiff argues that the term “[remote module] utilized in connection with the [central 13 module] to alter a flow of current” should be construed to mean “a remote module acting 14 together with the central module, to alter a flow of current.” Defendants, on the other hand, 15 argue that it should be construed to mean “remote module that, while connected to the central 16 module, changes a current flow by impressing a low frequency signal on the wires of the cable.” 17 At the Markman hearing, Plaintiff argued that this term should not be limited to low 18 frequency signals because that phrase does not appear in the relevant claims. Plaintiff further 19 contended that some signals may not have a frequency at all. Defendants responded that in the 20 specifications it is made clear that any signal sent must be a low frequency signal, in order not 21 to interfere with the high frequency signals sent by normal network traffic data. The Court 22 agrees with Defendants. (See, e.g., ‘250 Patent at 11:60-65; 12:3-6; 12:22-25.) The Court finds 23 that the signals sent must be low frequency signals, in order that they not interfere with the 24 normal high frequency network traffic data. 25 Accordingly, the Court construes the term “[remote module] utilized in connection with 26 the [central module] to alter a flow of current” as “a remote module working with the central 27 module to alter a flow of current by placing a low frequency signal on the wires.” 28 8 1 6. 2 3 4 5 “The altered current flow communicating information about the first [second] piece of equipment” The term “the altered current flow communicating information about the first [second] piece of equipment” appears in claim 1 of the ’250 Patent. Plaintiff argues that the term “the altered current flow communicating information about 6 the first [second] piece of equipment” should be construed to mean “the altered current flow 7 carrying information about the [first or] second piece of equipment.” Defendants, on the other 8 hand, argue that it should be construed to mean “[information about the first [the second] piece 9 of equipment] transmitted as low frequency changes in the current flow.” 11 For the Northern District of California United States District Court 10 12 At the Markman hearing, the parties agreed that this construction hinged upon the Court’s decision with respect to the construction of disputed claim term number five. Accordingly, the Court construes the term “the altered current flow communicating 13 information about the first [second] piece of equipment” as “the altered current flow 14 communicates information about the first [the second] piece of equipment through low 15 frequency changes.” 16 7. 17 The term “the altered current flow conveying information about an object” appears in 18 19 “The altered current flow conveying information about an object” claim 53 of the ’250 Patent. Plaintiff argues that the term “the altered current flow conveying information about an 20 object” should be construed to mean “the altered current flow representing information about an 21 object.” Defendants, on the other hand, argue that it should be construed as “[information about 22 an object] transmitted as low frequency changes in the current flow.” 23 24 25 At the Markman hearing, the parties agreed that this construction also hinged upon the Court’s decision with respect to the construction of disputed claim term number five. Accordingly, the Court construes the term “the altered current flow communicating 26 information about the first [second] piece of equipment” as “the altered current flow conveys 27 information about an object through low frequency changes.” 28 9 1 8. “alter a flow of current” 2 The term “alter a flow of current” appears in claims 1 and 53 of the ’250 Patent. 3 Plaintiff argues that the term “alter a flow of current” should be construed to mean 4 “change a loop current while it flows.” Defendants argue that this term does not need 5 construction. Alternatively, if it is to be construed, Defendants argue that it should be construed 6 to mean “change a current flow by placing a low frequency signal on the wires of the cable.” 7 At the Markman hearing, the parties agreed that this construction also hinged upon the 8 Court’s decision with respect to the construction of disputed claim term number five and that it 9 should be construed consistently with disputed terms five, six, and seven. 11 For the Northern District of California United States District Court 10 Having construed disputed terms five, six, and seven, the Court concludes that “alter a flow of current” needs no further construction. 12 9. 13 The term “information about the first [second] piece of equipment/an object” appears in 14 “Information about the first [second] piece of equipment/an object” claims 1 and 53 of the ’250 Patent. 15 Plaintiff argues that the term “information about the first [second] piece of equipment/an 16 object” should be construed to mean “predetermined information about each piece of equipment 17 or object.” Defendants, on the other hand, argue that it should be construed to mean 18 “information sufficient to identify or distinguish the first [the second] piece of equipment from 19 another piece of equipment/an object from another object connected to the network.” 20 The Court proposed the following construction: “information sufficient to, but not 21 necessarily limited to, identify or distinguish each piece of equipment or object connected to the 22 network.” At the Markman hearing, Plaintiff suggested that the word “each” be replaced by the 23 phrase “the first and the second.” The Court agrees that this formulation is more consistent with 24 the words of the claim itself and avoids unnecessary ambiguity. Plaintiff also argued that the 25 Court should not include the phrase “connected to the network” or “physically connected to the 26 network” because they are redundant of the language of the claim itself. If the Court were to 27 adopt its proposed construction, the claim would read, for example: the altered current flow 28 communicating information sufficient to, but not necessarily limited to, identify or distinguish 10 1 the first piece of equipment or object connected to the network to the central module while the 2 first piece of equipment is physically connected to the network. (See ‘250 Patent at 17:12-15.) 3 The Court agrees with Plaintiff that this construction creates an unwarranted redundancy. 4 Accordingly, the Court construes “information about the first [second] piece of 5 equipment/an object” as “information sufficient to, but not necessarily limited to, identify or 6 distinguish the first and the second piece of equipment or object.” 7 8 9 Based on the analysis set forth above, the Court adopts the foregoing constructions of the disputed terms. The parties are ORDERED to submit a further joint case management report pursuant to Patent Standing Order ¶ 13 by no later than April 3, 2015. 11 For the Northern District of California United States District Court 10 CONCLUSION 12 IT IS SO ORDERED. 13 14 Dated: March 18, 2015 JEFFREY S. WHITE UNITED STATES DISTRICT JUDGE 15 16 17 18 19 20 21 22 23 24 25 26 27 28 11

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