Hampton v. Aqua Metals, Inc. et al
Filing
156
ORDER by Judge Haywood S. Gilliam, Jr. Granting 154 Stipulation to Correct November 16, 2020 Order Granting Motion to Dismiss. (ndrS, COURT STAFF) (Filed on 3/23/2021)
Case 4:17-cv-07142-HSG Document 156 Filed 03/23/21 Page 1 of 6
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Nicole Lavallee (SBN 165755)
Kristin J. Moody (SBN 206326)
A. Chowning Poppler (SBN 272870)
BERMAN TABACCO
44 Montgomery Street, Suite 650
San Francisco, CA 94104
Telephone: (415) 433-3200
Facsimile: (415) 433-6382
Email: nlavallee@bermantabacco.com
kmoody@bermantabacco.com
cpoppler@bermantabacco.com
Counsel for the Lead Plaintiff Plymouth County Group
and Co-Lead Counsel for the Class
[Additional Counsel on Signature Page]
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UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
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IN RE AQUA METALS, INC. SECURITIES
) Lead Case No.: 4:17-cv-07142-HSG
LITIGATION
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) STIPULATION AND [PROPOSED] ORDER
) TO CORRECT NOVEMBER 16, 2020
This document Relates to:
) ORDER GRANTING MOTION TO
All Actions.
) DISMISS
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[4:17-cv-07142-HSG] STIPULATION AND ORDER TO CORRECT NOVEMBER 16, 2020 ORDER GRANTING
MOTION TO DISMISS
Case 4:17-cv-07142-HSG Document 156 Filed 03/23/21 Page 2 of 6
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Pursuant to Local Rule 7-12, the Parties respectfully request the following:
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WHEREAS, the above-captioned action is currently pending before this Court;
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WHEREAS, on August 14, 2019, this Court issued an Order Granting in Part and Denying in Part
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Motion to Dismiss and Motion to Strike (Dkt. 113) (the “August 2019 Order”);
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WHEREAS, the August 2019 Order denied Defendants’ motion to dismiss as to Plaintiff’s Count
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Two for violations of Section 10(b) and Rule 10b-5(a) and (c) scheme liability, and Count Three, Section
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20(a) control liability claim, as the 20(a) claims relates to Count Two;
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WHEREAS, the August 2019 Order also granted the Defendants’ motion to dismiss as to Plaintiff’s
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Count One for violations of Section 10(b) and Rule 10b-5(b) misrepresentation, and Count Three for
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violations of Section 20(a) control liability, as the 20(a) claims relates to Count One, with leave to amend;
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Whereas, on September 20, 2019, Plaintiff filed an amended complaint;
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Whereas, on November 1, 2019, Defendants moved to dismiss the amended complaint as to
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Plaintiff’s Count One for violations of Section 10(b) and Rule 10b-5(b) misrepresentation and Count Three
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for violations of Section 20(a) control liability as the 20(a) claims relates to Count One only (the “Second
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Motion to Dismiss”);
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WHEREAS, on November 16, 2020, this Court issued an Order Granting Motion to Dismiss (Dkt.
141) (the “November 2020 Order”);
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WHEREAS, the first sentence under Section V (titled “CONCLUSION”) on page 31, lines 12-14
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of the November 2020 Order states, in part, that the Court grants “Defendants’ motion to dismiss the Section
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10(b), Rule 10b-5(a) and (c) scheme liability claim and Section 20(a) control person liability claim as it
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relates to Count One . . . .”;
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WHEREAS, the reference to Rule 10b-5(a) and (c) scheme liability claim is a clerical error;
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WHEREAS, in order to correct this clerical error, the aforementioned sentence in the November
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2020 Order should be corrected to delete the words “Rule 10b-5(a) and (c) scheme liability claim” and
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replace them with “Plaintiff’s Count One Section 10(b) and Rule 10b-5(b) misrepresentation claim;”
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THEREBY, IT IS HEREBY STIPULATED AND AGREED, by and among the parties hereto, that:
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[4:17-cv-07142-HSG] STIPULATION AND ORDER TO CORRECT NOVEMBER 16, 2020 ORDER
GRANTING MOTION TO DISMISS
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Case 4:17-cv-07142-HSG Document 156 Filed 03/23/21 Page 3 of 6
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The first sentence under Section V, on page 31, of the November 2020 Order shall be corrected by
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deleting the words “Rule 10b-5(a) and (c) scheme liability claim” and replacing them with “Plaintiff’s Count
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One Section 10(b) and Rule 10b-5(b) misrepresentation claim;”
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IT IS SO STIPULATED.
DATED: March 22, 2021
Respectfully submitted,
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LEVI & KORSINSKY, LLP
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By: /Shannon L. Hopkins
Shannon L. Hopkins
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Stephanie A. Bartone
1111 Summer Street, Suite 403
Stamford, CT 06901
Telephone: (203) 992-4523
Facsimile: (212) 363-7171
Email: shopkins@zlk.com
sbartone@zlk.com
Nicole Lavallee
Kristin J. Moody
A. Chowning Poppler
BERMAN TABACCO
44 Montgomery Street, Suite 650
San Francisco, CA 94104
Telephone: (415) 433-3200
Facsimile: (415) 433-6382
Email: nlavallee@bermantabacco.com
kmoody@bermantabacco.com
cpoppler@bermantabacco.com
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[4:17-cv-07142-HSG] STIPULATION AND ORDER TO CORRECT NOVEMBER 16, 2020 ORDER
GRANTING MOTION TO DISMISS
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Case 4:17-cv-07142-HSG Document 156 Filed 03/23/21 Page 4 of 6
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Leslie R. Stern
BERMAN TABACCO
One Liberty Square
Boston, MA 02109
Telephone: (617) 542-8300
Facsimile: (617) 542-1194
Email: lstern@bermantabacco.com
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Counsel for the Lead Plaintiff Plymouth County Group
and Co-Lead Counsel for the Class
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DATED: March 22, 2021
Respectfully submitted,
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GREENBERG TRAURIG, LLP
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By: __/s/ Michael R. Hogue_______
Michael R. Hogue
4 Embarcadero Center, Suite 3000
San Francisco, CA 94111
Telephone: (415) 655-1300
Facsimile: (415) 707-2010
Email: hoguem@gtlaw.com
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Robert A. Horowitz (pro hac vice)
Met Life Building, 200 Park Avenue
New York, NY 10166
Telephone: (212) 801-9200
Facsimile: (212) 801-6400
Email: horowitzr@gtlaw.com
Counsel for Defendants Aqua Metals, Inc., Thomas
Murphy, and Selwyn Mould
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[4:17-cv-07142-HSG] STIPULATION AND ORDER TO CORRECT NOVEMBER 16, 2020 ORDER
GRANTING MOTION TO DISMISS
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Case 4:17-cv-07142-HSG Document 156 Filed 03/23/21 Page 5 of 6
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DATED: March 22, 2021
Respectfully submitted,
WILSON SONSINI GOODRICH & ROSATI, P.C.
By:
Steven M. Schatz
Steven M. Schatz
Steven M. Schatz
Dylan Grace Savage
Alexander K. Brehnan
650 Page Mill Road
Palo Alto, CA 94304-1050
Telephone: (650) 49-9300
Facsimile: (650) 565-5100
Email: sschatz@wsgr.com
dsavage@wsgr.com
abrehnan@wsgr.com
Counsel for Defendant Stephen R. Clarke
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[4:17-cv-07142-HSG] STIPULATION AND ORDER TO CORRECT NOVEMBER 16, 2020 ORDER
GRANTING MOTION TO DISMISS
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Case 4:17-cv-07142-HSG Document 156 Filed 03/23/21 Page 6 of 6
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[PROPOSED] ORDER
It is hereby ordered that:
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The first sentence under Section V on page 31 of the Court’s November 19, 2020 Order, titled
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“CONCLUSION,” shall be corrected by deleting the words “Rule 10b-5(a) and (c) scheme liability
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claim” and replacing them with “Plaintiff’s Count One Section 10(b) and Rule 10b-5(b)
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misrepresentation claim.”
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PURSUANT TO STIPULATION IT IS SO ORDERED.
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Dated: 3/23/2021
______________________________________
HON. HAYWOOD S. GILLIAM, JR.
UNITED STATES DISTRICT JUDGE
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[4:17-cv-07142-HSG] STIPULATION AND ORDER TO CORRECT NOVEMBER 16, 2020 ORDER
GRANTING MOTION TO DISMISS
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