Zoho Corporation v. Sentius International, LLC
Filing
88
ORDER by Judge Yvonne Gonzalez Rogers granting 81 Zoho's Motion for Partial Summary Judgment. (fs, COURT STAFF) (Filed on 10/15/2020)
1
2
3
4
UNITED STATES DISTRICT COURT
5
NORTHERN DISTRICT OF CALIFORNIA
6
7
ZOHO CORPORATION,
Plaintiff,
8
9
ORDER GRANTING ZOHO’S MOTION FOR
PARTIAL SUMMARY JUDGMENT
vs.
10
SENTIUS INTERNATIONAL, LLC,
11
United States District Court
Northern District of California
CASE NO. 19-cv-00001-YGR
Defendant.
12
SENTIUS INTERNATIONAL, LLC,
13
14
15
16
Re: Dkt. No. 81
Counterclaim-Plaintiff,
vs.
ZOHO CORPORATION ET AL.,
Counterclaim-Defendants.
17
18
Plaintiff Zoho Corporation brings this declaratory judgment action against defendant
19
Sentius International, LLC (“Sentius”) for judgment that it does not infringe Sentius’ patents.
20
Sentius counterclaims against Zoho Corporation and Zoho Corporation Pvt. Ltd. (collectively,
21
“Zoho”) for infringement of U.S. Patents Nos. RE43,633 (the “’633 Patent”) and 7,672,985 (the
22
“’985 Patent”).
23
Now before the Court is Zoho’s motion for partial summary judgment. Zoho argues that
24
the ’633 Patent is invalid for lack of written description under 35 U.S.C. § 112. Specifically, Zoho
25
claims that the specification provides no written description for the term “the address at which [a]
26
textual source material starts in an electronic database.” Having carefully considered the papers
27
submitted, the arguments of the parties at the hearing, the admissible evidence, and the pleadings
28
in this action, and for the reasons set forth below, the Court GRANTS Zoho’s motion.
1
2
I.
BACKGROUND
The ’633 Patent is titled “System and Method for Linking Streams of Multimedia Data to
3
Reference Material for Display.” (’633 Patent at Cover Page.) The ’633 Patent is a reissue of
4
U.S. Patent No. 5,822,720 (the “’720 Patent”), which was filed on July 9, 1996. (Id.) The Court
5
briefly reviews the technology described in the ’633 Patent and the claim constructions adopted in
6
this case.
7
A.
8
The ’633 Patent is directed to a “novel indexing scheme” for displayed elements. (’633
9
The ’633 Patent
Patent at 1:27-31.) A user attempting to learn a new language may struggle with unfamiliar words
or characters in a text. (Id. at 2:46-56.) To help the user acquire language skills, the ’633 Patent
11
United States District Court
Northern District of California
10
aims to provide an interface where a user can select a word to display its definition, pronunciation,
12
and other useful information. (Id. at 4:14-32.) Figure 3 shows the proposed interface, where the
13
user has selected a Japanese word for translation, below:
14
15
16
17
18
19
20
21
22
23
24
(Id. at Fig. 3, 7:51-53.)
In order to provide this interface, the ’633 Patent must determine which word the user
25
selected and link it to the appropriate reference information. (Id. at 5:20-25.) The patent refers to
26
this co-location process as “indexing.” (See id. at 5:19-25, 6:39-43.) The indexing process uses
27
three steps: word cuts, linking, and compilation. (Id. at 7:1-2.) First, the original source material
28
(such as a text file) is “cut up” or divided into individual words or characters using a visual editor.
2
1
(Id. at 7:3-12, 5:14-20.) The visual editor uses a simple point-and-click system to delineate words.
2
(Id. at 7:4-12.) Second, an index is created to identify the location of each word and link it to
3
external source material (such as translations). (Id. at 7:13-21.) Finally, the text and references
4
are recompiled to create the image that the user sees, which allows the user to click on the image
5
to trigger the supplemental material. (Id. at 7:22-29.)
6
A “key feature” of the system lies in the method of indexing the source material to the
7
supplemental content. (Id. at 7:30-32.) When the image is recompiled, individual words are
8
indexed “based upon the position offset from the beginning of the text.” (Id. at 7:32-34.) The
9
start and end points of the cut text are recorded in a look-up table together with links to external
references. (Id. at 7:34-36.) Then, when the user clicks on the text image, the location of the click
11
United States District Court
Northern District of California
10
is converted into a position offset from the beginning of the text and compared to the start and end
12
values in the look-up table. (Id. at 7:40-49.) The comparison of the offsets indicates which word
13
was selected and the external reference to be displayed. (Id. at 7:47-49.)
14
For example, in Figure 2, shown below, the user clicks on location with coordinates 100
15
horizontal and 75 vertical, which is converted to an offset value of 25 and compared to the start
16
and end points of each word in the look-up table. (Id. at 6:48-59.) Based on the range of the word
17
in the third row (20 to 27), the linked text located at position 200 is returned. (Id. at 6:59-64.)
18
19
20
21
22
23
24
25
26
27
28
3
1
2
(Id. at Fig. 2, 6:48-50.)
Figure 1 provides another view of this indexing system below. (Id. at 5:12-14.) First, a
3
text file (or an audio/video file with synchronized text) is fed into a visual editor. (Id. at 5:15-20.)
4
The visual editor divides the text to create a “wordified database.” (Id.) The database then
5
sources two modules, a grammar parser and a link engine, to build an index. (Id. at 5:19-25.) The
6
index locates each word in the source material and relates it to an external reference located in a
7
relational database. (Id. at 5:19-25.) The selected text and reference material are then output as a
8
word list with linked entities to an “indexor/viewer,” which uses them to build a file. (Id. at 5:26-
9
34.) The file consists of a data resource, an offset index, and linked entities. (Id. at 5:30-34.)
From this file, the electronic viewer provides an interface with the above-described functionality.
11
United States District Court
Northern District of California
10
(Id. at 5:35-39)
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
(Id. at Fig. 1.)
4
1
2
3
4
Sentius asserts independent claims 17, 18, 62, 101, and 146 against Zoho. (Dkt. No. 81-8
(“Infringement Contentions”).) Claim 64 recites:
64. A computer-implemented method for linking textual source material to external
reference materials for display, the method comprising the steps of:
determining a beginning position address of textual source material stored in an
electronic database;
5
6
cutting the textual source material into a plurality of discrete pieces;
7
determining starting point addresses and ending point addresses of the plurality of
discrete pieces based upon the beginning position address;
8
9
recording in a look up table the starting and ending point addresses;
10
13
linking the plurality of discrete pieces to external reference materials by recording
in the look-up table, along with the starting and ending point addresses of the
plurality of discrete pieces, links to the external reference materials, the external
reference materials comprising any of textual, audio, video, and picture
information;
14
selecting a discrete portion of an image of the textual source material;
United States District Court
Northern District of California
11
12
15
determining a display address of the selected discrete portion;
16
converting the display address of the selected discrete portion to an offset value
from the beginning position address;
17
18
comparing the offset value with the starting and ending point addresses recorded in
the look-up table to identify one of the plurality of discrete pieces;
19
selecting one of the external reference materials corresponding to the identified one
of the plurality of discrete pieces; and
20
21
displaying on a computer the selected one of the external reference materials.
22
23
B.
24
The Court held a claim construction hearing on May 8, 2020, and issued a claim
25
construction order on June 12, 2020. (See Dkt. Nos. 80 (“Claim Construction Tr.”), 73 (“Claim
26
Construction Order”).) During claim construction, Sentius argued that the limitations requiring
27
addresses, including the “beginning position address of [a] textual source material,” refer to
28
character positions in a text. (Dkt. No. 49 (“Joint Claim Construction Statement”) at 10, 14.)
Claim Constructions
5
1
Thus, Sentius sought to construe “beginning position address of [a] textual source material” as
2
“[f]irst character position of a textual source material.” (Id. at 10.) Zoho, on the other hand,
3
maintained that the terms must refer to addresses on an electronic database. (Id.) Thus, Zoho
4
sought to construe “beginning position address of [a] textual source material” as “the address at
5
which source material starts in an electronic database.” (Id.)
6
The Court adopted Zoho’s construction. As explained in the claim construction Order,
Sentius had expressly changed “beginning position” to “an address on [an] electronic database for
8
the beginning position” during prosecution to emphasize that the ’633 Patent is not limited to
9
relative positions in a text. (See Claim Construction Order at 12:20-13:14.) Although the reissue
10
proceedings altered the wording of this limitation, the change did not change the meaning of the
11
United States District Court
Northern District of California
7
term. (Id. at 5:23-6:7.) Sentius’ claim that “address” refers to character positions improperly
12
attempted to reverse this distinction and conflate “electronic database” with the “textual source
13
material.” (Id. at 13:24-14:11.) The Court rejected the attempt.
14
As relevant to this Order, the parties had also agreed to construe “database” as “a data
15
structure for accepting, storing and providing, on demand, data for at least one user.” (Joint Claim
16
Construction Statement at 5.) The parties further agreed that the steps recited in the method
17
claims must be performed in the recited order. (Id.) Finally, the Court construed the term “offset”
18
as “a value from a beginning point,” consistent with Sentius’ proposed construction. (Order at
19
16.) Thus, the following table summarizes the claim constructions relevant to this Order:
20
22
Term
“beginning position address of [a] textual
source material”
Construction
the address at which [a] textual source material
starts in an electronic database
23
“database”
a data structure for accepting, storing and
providing, on demand, data for at least one
user
“offset”
value from a beginning point
Method claims of the ’633 Patent
Steps must be performed in the recited order
21
24
25
26
27
28
6
1
II.
LEGAL STANDARD
Summary judgment is appropriate if “there is no genuine issue as to any material fact and
2
3
that the moving party is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c). Factual
4
disputes are only “genuine” if the evidence could cause a reasonable jury to reach a verdict for the
5
other party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986). The movant can meet its
6
burden by “showing . . . there is an absence of evidence to support the nonmoving party’s case.”
7
Fairbank v. Wunderman Cato Johnson, 212 F.3d 528, 531 (9th Cir. 2000) (citation and quotation
8
omitted). Once the movant meets its burden of showing the absence of genuine issues of material
9
fact that burden shifts to the nonmoving party, who must demonstrate the existence of a material
10
issue of fact. Mahdavi v. C.I.A., 898 F.2d 156 (9th Cir. 1990) (citations omitted).
United States District Court
Northern District of California
11
A party opposing summary judgment must “go beyond the pleadings and by [its] own
12
affidavits, or by the depositions, answers to interrogatories, and admissions on file, designate
13
specific facts showing that there is a genuine issue for trial.” Turner v. Brown, 961 F.2d 217 (9th
14
Cir. 1992) (citations omitted). The opposition party “cannot rest on the allegations in his
15
pleadings to overcome a motion for summary judgment.” Id. Defendants “must do more than
16
simply show that there is some metaphysical doubt as to the material facts.” Matsushita Elec.
17
Inudus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986).
18
III.
19
ANALYSIS
Zoho contends that the ’633 Patent is invalid under 35 U.S.C. § 112 because the
20
specification provides no written description for the term “determining a beginning position
21
address of a textual source material stored in an electronic database,” which is present in all
22
asserted claims. The Court reviews the legal requirement for written description and then
23
considers the specification and submitted evidence.
24
A.
25
Section 112, paragraph 1, of the Patent Act, states as follows:
26
27
28
Written Description
The specification shall contain a written description of the invention,
and of the manner and process of making and using it, in such full,
clear, concise, and exact terms as to enable any person skilled in the
art to which it pertains, or with which it is most nearly connected, to
make and use the same, and shall set forth the best mode contemplated
7
by the inventor of carrying out his invention.
1
2
35 U.S.C. § 112 ¶ 1 (pre-AIA); see also 35 U.S.C. § 112(a) (post-AIA). This paragraph imposes
3
three requirements: (1) written description, (2) enablement, and (3) best mode. U. of Rochester v.
4
G.D. Searle & Co., Inc., 358 F.3d 916, 921 (Fed. Cir. 2004). Although the requirements are
5
interrelated, they each provide an independent basis for invalidity. See id.
6
Written description requires the specification to “clearly allow persons of ordinary skill in
7
the art to recognize that the inventor invented what is claimed.” Ariad Pharmas., Inc. v. Eli Lilly
8
& Co., 598 F.3d 1336, 1351 (Fed. Cir. 2010) (en banc). Put differently, the disclosure in the
9
patent must “reasonably convey[] to those skilled in the art that the inventor had possession of the
claimed subject matter as of the filing date.” Id. The purpose is two-fold: first, it “serves a
11
United States District Court
Northern District of California
10
teaching function, as a ‘quid pro quo’ in which the public is given ‘meaningful disclosure in
12
exchange for being excluded from practicing the invention for a limited period of time,” and
13
second, it “ensure[s] that the scope of the right to exclude, as set forth in the claims, does not
14
overreach the scope of the inventor’s contribution to the field of art as described in the patent
15
specification.” U. of Rochester, 358 F.3d at 920, 922 (quoting Enzo Biochem, Inc. v. Gen-Probe
16
Inc., 323 F.3d 956, 970 (Fed. Cir. 2002) and Reffin v. Microsoft Corp., 214 F.3d 1342, 1345 (Fed.
17
Cir. 2000)).
18
As the Federal Circuit recognized, the term “possession” “has never been very
19
enlightening.” Ariad, 598 F.3d at 1351. Nevertheless, it implies a documentary function: the
20
inventor must not only know how to practice the invention, but must prove that understanding
21
through the disclosure in the specification. Id. Otherwise, if written description was not required,
22
a patentee could claim a “mere wish or plan” without having fully invented anything, and thus
23
improperly exclude others from the field. See Regents of the U. of Cal. v. Eli Lilly & Co., 119
24
F.3d 1559, 1566 (Fed. Cir. 1997); Ariad, 598 F.3d at 1352-53 (“[R]equiring a written description
25
of the invention plays a vital role in curtailing claims . . . that have not been invented, and thus
26
cannot be described.”); O’Reilley v. Morse, 56 U.S. 62, 120-21 (1853) (explaining the “evil” of
27
lack of written description as “prevent[ing] others from attempting to improve upon the manner
28
and process which [the patent owner] has described in the specification”). Thus, evidence of
8
1
actual “possession” of the invention is not enough; “the specification itself [] must demonstrate
2
possession.” Ariad, 598 F.3d at 1352.
The precise form of the disclosure may vary. “It is not necessary that the exact terms of a
4
claim be used in haec verba [in these words] in the specification.” Nalpropion Pharmas., Inc. v.
5
Actavis Labs. FL, Inc., 934 F.3d 1344, 1350 (Fed. Cir. 2019). Instead, “equivalent language may
6
be sufficient.” Id. For example, in Blue Calypso, LLC v. Groupon, Inc., 815 F.3d 1331, 1346
7
(Fed. Cir. 2016), the court found sufficient written description, even though the specification did
8
not use the specific words used in the claims, because the words it did use “would express the
9
same concept” if placed in the claims. In other words, the scenario was “simply a case where the
10
patentee used different words to express similar concepts.” Id. (quoting Innova/Pure Water, Inc.
11
United States District Court
Northern District of California
3
v. Safari Water Filtration Sys., Inc., 381 F.3d 1111, 1120 (Fed. Cir. 2004)); see also Vasudevan
12
Software, Inc. v. MicroStrategy, Inc., 782 F.3d 671, 682 (Fed Cir. 2015) (reversing summary
13
judgment where the claims used “disparate databases” and the specification described
14
“incompatible databases”).
15
Moreover, the required level of detail may vary. Ariad, 598 F.3d at 1351. Novel elements
16
require more description, while well-known elements require less description. See id. at 1351-52.
17
Thus, “in the nineteenth century, use of the word ‘automobile’ would not have sufficed to describe
18
a newly invented automobile; an inventor would need to describe what an automobile is, viz., a
19
chassis, an engine, seats, wheels on axles, etc.” U. of Rochester, 358 F.3d at 923. However, use
20
of the word “receiver” may suffice to describe a claimed receiver, where such components were
21
well-known at the time of the filing of the patent. EnOcean GmbH v. Face Int’l Corp., 742 F.3d
22
955, 961 (Fed. Cir. 2014). Inventions in predictable fields may also require less disclosure than
23
inventions in unpredictable fields. Ariad, 598 F.3d at 1351. It is therefore “unnecessary to spell
24
out every detail of the invention in the specification; only enough must be included to convince a
25
person of skill in the art that the inventor possessed the invention.” LizardTech, Inc. v. Earth
26
Resource Mapping, Inc., 424 F.3d 1336, 1345 (Fed. Cir. 2005).
27
The requirements may also change depending on the importance to the invention. “[T]he
28
novel aspects of the invention must be disclosed and not left to inference, that is, a patentee may
9
1
not rely on inference of a person of ordinary skill in the pertinent art to supply such novel
2
aspects.” Crown Ops. Int’l, Ltd. v. Solutia Inc., 289 F.3d 1367, 1380 (Fed. Cir. 2002). For
3
example, in Nuvo Pharmaceuticals (Ireland) Designated Activity Co. v. Dr. Reddy’s Labs. Inc.,
4
923 F.3d 1368, 1375 (Fed. Cir. 2019), the patent owner argued that the invention was non-obvious
5
because “ordinarily skilled artisans would not have expected it to work” to achieve the claimed
6
effectiveness. However, the specification never stated that the invention was effective and had
7
“nothing more than the mere claim that [the compound] might work.” Id. at 1380-81. Thus, the
8
specification did not show that the inventor “possessed and actually invented what he claimed,”
9
and the patent claims were invalid. Id. at 1384.
10
Furthermore, the scope of the written description must be commensurate with the scope of
United States District Court
Northern District of California
11
the claims. Cisco Sys., Inc. v. Cirrex Sys., LLC, 856 F.3d 997, 1007-08 (Fed. Cir. 2017). “[A]
12
broad claim is invalid when the entirety of the specification clearly indicated that the invention is
13
of a much narrower scope.” Id. (quoting Carnegie Mellon U. v. Hoffman-La Roche Inc., 541 F.3d
14
1115, 1127 (Fed. Cir. 2008)). For example, in Gentry Gallery, Inc. v. Berkline Corp., 134 F.3d
15
1473, 1474-75 (Fed. Cir. 1998), the patentee claimed a sectional sofa with two reclining seats and
16
a console. The claims broadly recited that the recliner controls could be located anywhere, but
17
evidence showed that the patent owner never considered placing them anywhere other than the
18
console. Id. at 1478-79. The court found the claims invalid for lack of written description because
19
the “disclosure unambiguously limited the location of the controls to the console,” and the patent
20
owner was “not entitled to claims that were broader.” Id. at 1480.
21
Under a narrow set of circumstances, the specification may “inherently” disclose certain
22
limitations.” Nuvo Pharmas., 923 F.3d at 1382-83. “Under the doctrine of inherent disclosure,
23
when a specification describes an invention that has certain undisclosed but inherent properties,
24
that specification serves as adequate written description.” Yeda Res. & Dev. Co. v. Abbott GmbH
25
& Co. KG, 837 F.3d 1341, 1345 (Fed. Cir. 2016). “Inherent” properties are those that are
26
“necessarily present” in the invention. See Schering Corp. v. Geneva Pharmas., 339 F.3d 1373,
27
1377 (Fed. Cir. 2003). For example, in Yeda, 837 F.3d at 1345, the claims required a particular
28
protein, and the specification described amino acid sequences and traits that could only describe
10
1
that protein. Similarly, in Allergan, Inc. v. Sandoz Inc., 796 F.3d 1293, 1309 (Fed. Cir. 2015), the
2
claims recited compounds that had a particular clinical efficacy and the specification described
3
chemicals that, if implemented, would necessarily have that efficacy.
Thus, “[w]ritten description analyses are highly fact specific” and vary depending on the
4
context and background state of the art. Nuvo Pharmas., 923 F.3d at 1383; see also Ariad, 598
6
F.3d at 1351. What matters is that “‘the essence of the original disclosure’ conveys the necessary
7
information—regardless of how it’ conveys such information and regardless of whether the
8
disclosure’s ‘words [a]re open to different interpretation[s].’” Imphi Corp. v. Netlist, Inc., 805
9
F.3d 1350, 1354 (Fed. Cir. 2015) (emphasis in original) (quoting In re Wright, 866 F.2d 422, 424-
10
25 (Fed. Cir. 1989)). Nevertheless, “[w]hat is claimed by the patent application must be the same
11
United States District Court
Northern District of California
5
as what is disclosed in the specification.” Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co.,
12
535 U.S. 722, 736 (2002). “[O]ne skilled in the art, reading the original disclosure, must
13
immediately discern the limitation at issue.” Purdue Pharma L.P. v. Faulding Inc., 230 F.3d
14
1320, 1323 (Fed. Cir. 2000). Merely rendering the limitation obvious or enabled is not enough.
15
Ariad, 598 F.3d at 1352; see also Lockwood v. Am. Airlines, Inc., 107 F.3d 1565, 1572 (Fed. Cir.
16
1997) (“[A]ll the limitations must appear in the specification.”).
17
Determining whether the patent satisfies written description is a question of fact. Ariad,
18
598 F.3d at 1351. “Patents are presumed to be valid and overcoming this presumption requires
19
clear and convincing evidence.” Centecor Ortho Biotech, Inc. v. Abbott Labs., 636 F.3d 1341,
20
1347 (Fed. Cir. 2011). Nevertheless, summary judgment of lack of written description may be
21
granted “based solely on the language of the patent specification” since “[a]fter all, it is in the
22
patent specification where the written description requirement must be met.” U. of Rochester, 358
23
F.3d at 927. Thus, the test for written description “requires an objective inquiry into the four
24
corners of the specification from the perspective of a person of ordinary skill in the art.” Ariad,
25
598 F.3d at 1351. Expert testimony does not defeat summary judgment where the specification is
26
otherwise insufficient. See id. at 1357-58 & n. 8.
27
//
28
11
1
B.
2
Zoho challenges the written description for the term “determining a beginning position
3
address of a textual source material stored in an electronic database.” Under the Court’s claim
4
construction, this limitation requires determining “the address at which a textual source material
5
starts in an electronic database.” Under the parties’ construction, “database” is a “data structure
6
for accepting, storing and providing, on demand, data for at least one user.”
7
Analysis
The Court considers the issues in turn: first, where does the specification describe a
8
textual source material stored in an electronic database, and second, where does the specification
9
describe determining the address at which that textual source material starts in the database.1
10
United States District Court
Northern District of California
11
12
1.
The specification describes a textual source material in two instances. First, in relation to
Figure 1, the specification states:
13
An electronic book and/or a multi-media source material is provided
as a teaching resource. A text file 10 and/or a multimedia source 14 .
. . is edited during construction of a linked text database by a visual
editor 19 that is used to build a wordified database 20. The database
20 sources a grammar parser 23 and a link engine 22 that builds an
index 21 which, in turn, locates each textual and audio-video
reference in the source material.
14
15
16
17
18
(’633 Patent at 5:14-23; accord ’720 Patent at 5:3-12.)
Second, in relation to Figure 2, the specification states:
19
The original text is provided by a publisher in electronic form in a raw
binary text format (e.g. an ASCII text file or other word processor
file). The text is the divided up into the component word or phrases
in preparation for the next step . . . . The database 20 sources a
grammar parser 23 and a link engine 22 that builds an index 21 which,
in turn, locates each textual and audio/video reference in the source
material.
20
21
22
23
24
“textual source material in an electronic database”
(’633 Patent at 7:8-18; accord ’720 Patent at 7:2-12.)
Based on these two disclosures, and relying on the declaration of Dr. Vijay Madisetti,
25
26
27
28
1
Because the ’633 Patent is a reissue, “the original specification must satisfy the written
description requirement.” Revolution Eyewear, Inc. v. Aspex Eyewear, Inc., 563 F.3d 1358, 1366
(Fed. Cir. 2009). Here, the specification of the ’720 Patent is substantively identical to that of the
’633 Patent. (See Dkt. No. 81-6 (“’720 Patent”).) The Court cross-references both specifications
for convenience.
12
1
Sentius argues that either the electronic document opened by the visual editor or the “wordified
2
database” created by the visual editor represent the “textual source material in an electronic
3
database.” (See Dkt. No. 84-2 (“Madisetti Decl.”) ¶ 49.)
4
Sentius fails to persuade. First, the textual source material cannot itself be the electronic
database. As explained in the claim construction order, Sentius had expressly added the limitation
6
requiring an “electronic database” to distinguish prior art that used relative position in a text for its
7
offset indexing scheme. (See Claim Construction Order at 4:6-5:15.) If textual material was
8
conflated with the electronic database, the distinction would collapse. (Id. at 13:24-14:11.)
9
Sentius’ current argument that the electronic document becomes a “database” when opened is
10
neither supported by the specification—which refers broadly to “editing” and “providing” the
11
United States District Court
Northern District of California
5
document without “opening” it—nor is it meaningful for distinguishing offset indexing systems
12
that use relative positions in a text.
13
Moreover, as shown in Figure 1, the textual source material is not itself a database—it is
14
an input into the visual editor to create the database. (’720 Patent at Fig. 1.) Zoho’s expert, Dr.
15
Weissman confirms that “the text file is an input to a process that creates a database; it is not the
16
database itself.” (Dkt. No. 81-3 (“Weissman Decl.”) ¶ 29 .) Sentius fails to explain how the
17
electronic document satisfies the construction of the term “database,” particularly where the
18
specification uses the word “database” but not to refer to the electronic document.2
19
Second, the “wordified database” cannot be the electronic database because the parties
20
agree that the method claims must be performed in order. Here, the order requires “determining a
21
beginning position address of a textual source material stored in an electronic database” before
22
cutting the textual source material into a plurality of discrete pieces.” (’633 Patent at claims 62,
23
24
25
26
27
28
2
Although neither party raises the issue, the Court doubts whether the text file would meet
the parties’ agreed-to construction for “database.” The parties agreed to construe “database” as a
“data structure for accepting, storing and providing, on demand, data for at least one user.” (Joint
Claim Construction Statement at 5 (emphasis added).) But as Sentius explained at the hearing for
this motion, the compilation step that creates the image that the user sees is not performed until
steps 21 through 29 in Figure 1, by the “viewor indexor,” which operates on “a word list 28
derived from the input text file 10”—not the text file itself. (See ’633 Patent at 5:26-34, 7:23-49.)
Without deciding that the parties’ construction is correct, the Court questions whether the textual
source material provides any information to a user prior to indexing and compilation.
13
1
146.) But the visual editor creates the wordified database, by dividing the text “into components
2
of text” using a point and click system. (Id. at 5:14-19, 7:4-12; accord ’720 Patent at 5:4-9, 6:64-
3
7:6.) Accordingly, the wordified database cannot satisfy the limitation for the method claims
4
because it is created after (and through) the word cut process.
5
Sentius argues that Zoho cannot establish invalidity because the experts disagree over
6
whether the specification demonstrates possession of this term. However, and notably, Dr.
7
Madisetti does not opine that Sentius was in possession of a “textual source material stored in an
8
electronic database.” Instead, Dr. Madisetti opines that “the specification shows that the skilled
9
artisan that inventors had possession of the claimed invention which (a) took an electronic
document” and “(b) created an electronic database by opening the electronic document in a visual
11
United States District Court
Northern District of California
10
editor for parsing.” (Madisetti Decl. ¶ 5; see also id. ¶ 43 (“[An] electronic document opened by
12
the visual editor is considered a database.”), ¶ 49 (“[T]he inventors possessed “a beginning
13
position address in an electronic database.”).) That is not what the claims require. The claims
14
require textual source material stored in the electronic database—not textual source material that
15
becomes the electronic database.
16
Nor does the declaration of the inventor, Marc Bookman, establish otherwise. (Dkt. No.
17
84-1 (“Bookman Decl.”).) Mr. Bookman opines that he invented a system to “cut (parse) an
18
electronic document opened by a visual editor into discrete pieces (words) and to link any given
19
one of the words in that document to external reference material for the word by storing in a look
20
up table the starting and ending point addresses of the words in the open electronic document
21
which are determined relative to a starting address of the text in the open document.” (Id. ¶ 5.)
22
The term “electronic database” is found nowhere in his declaration. Accordingly, Dr. Weissman’s
23
opinion that “the specification does not show that the inventors of the ’633 Patent possessed a
24
‘beginning position address of [a] textual source material” stands unrebutted, and there is no
25
genuine dispute of fact as to lack of apparent possession of this limitation. (Weissman Decl. ¶ 36.)
26
Thus, the Court finds that the ’720 Patent lacks written description for the term “textual
27
source material stored in an electronic database.” The specification consistently refers to the
28
textual source material without suggesting that it is stored in a database, and thus fails to show
14
1
possession of this aspect of the invention (which was key to gaining allowance for the patent).
2
3
2.
“determining a beginning position address of a textual source material”
Nor does the specification describe determining “the address at which a textual source
4
material starts in an electronic database,” as required by the Court’s construction for the second
5
part of this term. Sentius relies on three disclosures to argue otherwise.
6
First, in relation to Figure 1, the specification states that “[t]he [wordified] database 20
sources a grammar parser 23 and a link engine 22 that builds an index 21, which, in turn locates
8
each textual and audio/visual reference in the source material.” (’633 Patent at 5:19-22; accord
9
’720 Patent at 5:9-12.) While this disclosure is probative of identifying references in the text, it
10
does not refer to identifying the beginning position (much less an address) of the text itself. Dr.
11
United States District Court
Northern District of California
7
Weissman confirms—and Dr. Madisetti does not rebut—that this disclosure only “describe[s] to
12
one of ordinary skill in the art . . . that the described system builds an index that records an
13
association between supplemental content and words or phrases in a textual source.” (Weissman
14
Decl. ¶ 38; see also Madisetti Decl. ¶ 44 (opining that this text discloses “determin[ing] the
15
starting and ending addresses of [] each word in the database,” not the address for the starting
16
point of the text).)
17
Second, Sentius relies, as it did during claim construction, on disclosures that words are
18
indexed “based upon position offset from the beginning of the text.” (’633 Patent at 7:30-49;
19
accord ’720 Patent at 7:26-47.) These disclosures were properly considered and rejected during
20
claim construction. (See Claim Construction Order at 11:16-12:4.) As described there, Sentius
21
had amended the claims to change “beginning position” to “an address on said electronic database
22
for the beginning position” in order to narrow the claims.3 (Id. at 4:2-5:15, 12:20-13:14.) Thus,
23
an “address” for a beginning position of the textual material cannot now refer to the “beginning
24
position” of the text itself. (Id. at 13:24-14:3.) Dr. Madisetti does not appear to opine otherwise.
25
(See Madisetti Decl. ¶¶ 46-47 (citing the text without analysis).)
26
27
28
3
When making the amendment, Sentius claimed that “[s]upport for this amendment is
found in the Specification on page 10, line 19 through page 11, line 5, and in Fig. 2.” (Dkt. No.
52-3 (“Amendment”) at 7.) Sentius represented at the hearing for this motion that these citations
refer to the same disclosures cited in its brief, and the Court does not consider otherwise.
15
1
Finally, Sentius relies on disclosures that refer to word cuts indexed by offset values
2
created for the word cuts. (See, e.g., ’720 Patent at 7:29-30 (“[T]he [word] cuts are indexed based
3
upon the position offset from the beginning of the text.”).) Dr. Madisetti opines that “the starting
4
and ending virtual addresses shown in [Figure 2] reasonably conveys to the skilled artisan that the
5
inventor(s) had in mind a beginning position address in the database because these offset index
6
values must necessarily be measured from some arbitrary assigned address.” (Madisetti Decl. ¶
7
48; see also id. ¶ 49 (“The fact that starting and ending addresses . . . are described as indicating
8
offsets from the beginning of the text reasonably alone conveys to the skilled artisan that the
9
inventors had in mind a beginning position address in the database because these offset index
values must necessarily be measured from some arbitrary assigned address for the start of the text
11
United States District Court
Northern District of California
10
in the opened electronic document.”).)
12
Although Sentius does not use this word, this last argument amounts to an inherency
13
argument: Sentius appears to claim that the specification “necessarily possesses” the feature of
14
determining the “the address at which a textual source material starts in an electronic database.”
15
See Nuvo Pharmas, 923 F.3d at 1382-83. That argument fails. Inherency arises only in a “narrow
16
set of circumstances” when the invention necessarily possesses a feature, not where the feature is a
17
plausible variation. See id.; PersonalWeb Techs., LLC v. Apple, Inc., 917 F.3d 1376, 1382 (Fed.
18
Cir. 2019) (“Inherency . . . may not be established by probabilities or possibilities.” (quoting PAR
19
Pharma., Inc. v. TWI Pharma., Inc., 773 F.3d 1186, 1195 (Fed. Cir. 2014))).
20
Here, Zoho expressly argued during claim construction that an “offset value” (including
21
the start and end points of words) may be based on the beginning character position of the text—
22
not the address at which the text begins in an electronic database. (See Joint Claim Construction
23
Statement at 14.) Indeed, the Court expressly adopted Sentius’ proposed construction of “offset
24
value” as “a value from a beginning point”—any beginning point—and rejected Zoho’s proposed
25
construction based on “pure byte offsets.” (Claim Construction Order at 16:21-21:21.) This broad
26
claim construction now precludes Sentius from arguing that an offset necessarily involves
27
determining a beginning address in an electronic database.
28
Accordingly, the Court finds that the specification fails to provide written description for
16
1
the term “determining a beginning position address of a textual source material stored in an
2
electronic database.” Although Sentius correctly argues that summary judgment cannot be granted
3
in the face of expert disputes, there are no disputes here: Dr. Madisetti appears to agree that the
4
specification does not expressly disclose the limitation, and Sentius’ inherent disclosure argument
5
fails as a matter of law.4 Thus, Sentius fails to show disputed issues of fact for trial, and summary
6
judgment is appropriate.5
7
II.
8
9
CONCLUSION
For the foregoing reasons, the Court GRANTS Zoho’s motion for summary judgment of
invalidity for lack of written description of the asserted claims of the ’633 Patent.
10
United States District Court
Northern District of California
11
This Order terminates Docket Number 81.
12
13
IT IS SO ORDERED.
14
15
Dated: October 15, 2020
YVONNE GONZALEZ ROGERS
UNITED STATES DISTRICT COURT JUDGE
16
17
18
19
20
21
22
23
24
25
26
27
28
4
Sentius claims that “Dr. Weismann’s [sp] testimony cannot be credited given that it does
not address what a skilled artisan would understand from the written description.” However, Dr.
Weissman is a skilled artisan, and he opines on his understanding of the written description.
(Weissman Decl. ¶¶ 2-7, 11-13, 26.) Nothing more is required.
5
Sentius cites Centrak, Inc. v. Sonitor Techs., Inc., 915 F.3d 1360 (Fed. Cir. 2019), to
argue that disputed issues remain. However, in that case, the specification disclosed the disputed
limitation, albeit briefly, and the dispute centered on “the level of detail the . . . specification must
contain.” Id. at 1366-67. Here, by contrast, the specification fails to disclose the key limitation
added to obtain allowance, even in the briefest terms. Thus, the closer case is Cisco Systems, 856
F.3d at 1008-09, where the specification described the invention prior to amendment and failed to
support the amended claims.
17
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?