Nazemian et al v. NVIDIA Corporation

Filing 99

PROTECTIVE ORDER. Signed by Judge Jon S. Tigar on 01/08/2025. (dms, COURT STAFF) (Filed on 1/8/2025)

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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 ABDI NAZEMIAN, et al., Plaintiffs, 8 9 10 Re: ECF No. 73, 88, 89 NVIDIA CORPORATION, Defendant. United States District Court Northern District of California ANDRE DUBUS III, et al., 13 14 15 16 PROTECTIVE ORDER v. 11 12 Case No. 24-cv-01454-JST Case No. 24-cv-02655-JST Plaintiffs, vs. NVIDIA Corp., Defendant. 17 18 19 20 The Court, having considered the parties’ proposals for a protective order in this case, hereby orders as follows: 21 Disclosure and discovery activity in this action are likely to involve production of 22 confidential, proprietary, or private information for which special protection from public 23 disclosure and from use for any purpose other than prosecuting this litigation may be warranted. 24 Accordingly, the Parties hereby stipulate to and petition the Court to enter the following Stipulated 25 Protective Order. The Parties acknowledge that this Order does not confer blanket protections on 26 all disclosures or responses to discovery and that the protection it affords from public disclosure 27 and use extends only to the limited information or items that are entitled to confidential treatment 28 under the applicable legal principles. The Parties further acknowledge, as set forth in Section 14.4, 1 below, that this Stipulated Protective Order does not entitle them to file confidential information 2 under seal; Civil Local Rule 79-5 sets forth the procedures that must be followed and the standards 3 that will be applied when a party seeks permission from the Court to file material under seal. 4 1. 5 6 7 2.1 Challenging Party: a Party or Non-Party that challenges the designation of information or items under this Order. 2.2 “CONFIDENTIAL” Information or Items: information (regardless of how it is 8 generated, stored or maintained) or tangible things that qualify for protection under Federal Rule 9 of Civil Procedure 26(c). 10 11 United States District Court Northern District of California DEFINITIONS 12 13 14 2.3 Counsel (without qualifier): Outside Counsel of Record and House Counsel (as well as their support staff). 2.4 Designated House Counsel: House Counsel who seek access to “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” information in this matter. 2.5 Designating Party: a Party or Non-Party that designates information or items that 15 it produces in disclosures or in responses to discovery as “CONFIDENTIAL” or “HIGHLY 16 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY CONFIDENTIAL – SOURCE 17 CODE”. 18 2.6 Disclosure or Discovery Material: all items or information, regardless of the 19 medium or manner in which it is generated, stored, or maintained (including, among other things, 20 testimony, transcripts, and tangible things), that are produced or generated in disclosures or 21 responses to discovery in this matter. 22 2.7 Expert: a person with specialized knowledge or experience in a matter pertinent to 23 the litigation who (1) has been retained by a Party or its counsel to serve as an expert witness or as 24 a consultant in this action, (2) is not a past or current employee of a Party or of a Party’s 25 competitor, and (3) at the time of retention, is not anticipated to become an employee of a Party or 26 of a Party’s competitor. 27 28 2.8 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” Information or Items: Information may be designated as “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 2 United States District Court Northern District of California 1 ONLY” by the Producing Party if it contains extremely sensitive “Confidential Information or 2 Items,” disclosure of which to another Party or Non-Party would create a substantial risk of 3 serious harm that could not be avoided by less restrictive means. “HIGHLY CONFIDENTIAL – SOURCE CODE” Information or Items: 4 2.9 5 Information may be designated “Highly Confidential – Source Code” if it constitutes or 6 contains extremely sensitive “Confidential Information or Items” representing computer code, non- 7 public machine learning models, large language models, or associated comments and revision 8 histories, non-public or proprietary model Training Data, engineering specifications, build scripts 9 and configurations, proprietary model architecture information, trained model weight files, 10 hyperparameter configurations, or schematics that define or otherwise describe in detail the 11 formulas, algorithms or structure of software or hardware designs, disclosure of which to another 12 Party or Non-Party would create a substantial risk of serious harm that could not be avoided by less 13 restrictive means. 14 2.10 15 16 17 18 House Counsel: attorneys who are employees of a Party to this action. House Counsel does not include Outside Counsel of Record or any other outside counsel. 2.11 Non-Party: any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action. 2.12 Outside Counsel of Record: attorneys who are not employees of a Party to this 19 action but are retained to represent or advise a Party to this action and have appeared in this action 20 on behalf of that Party or are affiliated with a law firm which has appeared on behalf of that Party. 21 22 2.13 Party: any party to this action, including all of its officers, directors, employees, consultants, retained experts, and Outside Counsel of Record (and their support staffs). 23 2.14 Producing Party: a Party or Non-Party that produces Disclosure or Discovery 24 Material in this action. 25 2.15 Professional Vendors: persons or entities that provide litigation support services 26 (e.g., photocopying, videotaping, translating, preparing exhibits or demonstrations, and 27 organizing, storing, or retrieving ESI, documents, or data in any form or medium) and their 28 employees and subcontractors. 3 2.16 1 2 “CONFIDENTIAL,” or as “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or as 3 “HIGHLY CONFIDENTIAL – SOURCE CODE.” 4 2.17 5 Producing Party. 6 2.18 Receiving Party: a Party that receives Disclosure or Discovery Material from a Source Code: Source code is the human readable set of instructions written in a 7 programming language that defines the operations of a software application, including the 8 algorithms, model weights, model parameters, logic, and functions that shape the program’s 9 behavior. 2.19 10 United States District Court Northern District of California Protected Material: any Disclosure or Discovery Material that is designated as Training Data: Training Data means any information or dataset in any form that is 11 used, processed, ingested, or referenced to develop, improve, refine, or validate machine learning 12 models or artificial intelligence systems, including but not limited to collections of text, images, or 13 other content used to train such systems to recognize patterns, generate outputs, or make 14 predictions. This includes both raw data and any preprocessed, transformed, or derivative versions 15 of such data used during the training process. 16 2. SCOPE 17 The protections conferred by this Stipulation and Order cover not only Protected Material 18 (as defined above), but also (1) any information copied or extracted from Protected Material; (2) 19 all copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony, 20 conversations, or presentations by Parties or their Counsel that might reveal Protected Material. 21 However, the protections conferred by this Stipulation and Order do not cover the following 22 information: (a) any information that is in the public domain at the time of disclosure to a 23 Receiving Party or becomes part of the public domain after its disclosure to a Receiving Party as a 24 result of publication not involving a violation of this Order, including becoming part of the public 25 record through trial or otherwise; and (b) any information known to the Receiving Party prior to 26 the disclosure or obtained by the Receiving Party after the disclosure from a source who obtained 27 the information lawfully and under no obligation of confidentiality to the Designating Party. Any 28 use of Protected Material at trial shall be governed by a separate agreement or order. 4 1 3. Even after final disposition of this litigation, the confidentiality obligations imposed by this 2 United States District Court Northern District of California DURATION 3 Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order 4 otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims 5 and defenses in this action, with or without prejudice; and (2) final judgment herein after the 6 completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this action, 7 including the time limits for filing any motions or applications for extension of time pursuant to 8 applicable law. 9 4. DESIGNATING PROTECTED MATERIAL 10 5.1 Exercise of Restraint and Care in Designating Material for Protection. 11 Each Party or Non-Party that designates information or items for protection under this 12 Order must take care to limit any such designation to specific material that qualifies under the 13 appropriate standards. To the extent it is practical to do so, the Designating Party must designate 14 for protection only those parts of material, documents, items, or oral or written communications 15 that qualify – so that other portions of the material, documents, items, or communications for 16 which protection is not warranted are not swept unjustifiably within the ambit of this Order. 17 Mass, indiscriminate, or routinized designations are prohibited. Designations that are 18 shown to be clearly unjustified or that have been made for an improper purpose (e.g., to 19 unnecessarily encumber or retard the case development process or to impose unnecessary 20 expenses and burdens on other parties) expose the Designating Party to sanctions. 21 If it comes to a Designating Party’s attention that information or items that it designated 22 for protection do not qualify for protection at all or do not qualify for the level of protection 23 initially asserted, that Designating Party must promptly notify all other parties that it is 24 withdrawing the mistaken designation. 25 5.2 Manner and Timing of Designations. Except as otherwise provided in this Order 26 (see, e.g., second paragraph of section 5.2(a) below), or as otherwise stipulated or ordered, 27 Disclosure or Discovery Material that qualifies for protection under this Order must be clearly so 28 designated before the material is disclosed or produced. 5 1 Designation in conformity with this Order requires: 2 (a) for information in documentary form (e.g., paper or electronic documents, but 3 excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing Party 4 affix the legend “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 5 ONLY” or “HIGHLY CONFIDENTIAL – SOURCE CODE” to each page that contains protected 6 material. If only a portion or portions of the material on a page qualifies for protection, the 7 Producing Party also must clearly identify the protected portion(s) (e.g., by making appropriate 8 markings in the margins) and must specify, for each portion, the level of protection being asserted. United States District Court Northern District of California 9 A Party or Non-Party that makes original documents or materials available for inspection 10 need not designate them for protection until after the inspecting Party has indicated which material 11 it would like copied and produced. During the inspection and before the designation, all of the 12 material made available for inspection shall be deemed “HIGHLY CONFIDENTIAL – 13 ATTORNEYS’ EYES ONLY.” After the inspecting Party has identified the documents it wants 14 copied and produced, the Producing Party must determine which documents, or portions thereof, 15 qualify for protection under this Order. Then, before producing the specified documents, the 16 Producing Party must affix the appropriate legend (“CONFIDENTIAL” or “HIGHLY 17 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY CONFIDENTIAL – SOURCE 18 CODE) to each page that contains Protected Material. If only a portion or portions of the material 19 on a page qualifies for protection, the Producing Party also must clearly identify the protected 20 portion(s) (e.g., by making appropriate markings in the margins) and must specify, for each 21 portion, the level of protection being asserted. 22 (b) for testimony given in deposition or in other pretrial or trial proceedings, that the 23 Designating Party identify on the record, before the close of the deposition, hearing, or other 24 proceeding, all protected testimony and specify the level of protection being asserted. When it is 25 impractical to identify separately each portion of testimony that is entitled to protection and it 26 appears that substantial portions of the testimony may qualify for protection, the Designating Party 27 may invoke on the record (before the deposition, hearing, or other proceeding is concluded) a right 28 to have up to 21 days to identify the specific portions of the testimony as to which protection is 6 1 sought and to specify the level of protection being asserted. Only those portions of the testimony 2 that are appropriately designated for protection within the 21 days shall be covered by the 3 provisions of this Stipulated Protective Order. Alternatively, a Designating Party may specify, at 4 the deposition or up to 21 days afterwards if that period is properly invoked, that the entire 5 transcript shall be treated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – 6 ATTORNEYS’ EYES ONLY.” United States District Court Northern District of California 7 Parties shall give the other parties notice if they reasonably expect a deposition, hearing or 8 other proceeding to include Protected Material so that the other parties can ensure that only 9 authorized individuals who have signed the “Acknowledgment and Agreement to Be Bound” 10 (Exhibit A) are present at those proceedings. The use of a document as an exhibit at a deposition 11 shall not in any way affect its designation as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL 12 – ATTORNEYS’ EYES ONLY.” 13 Transcripts containing Protected Material shall have an obvious legend on the title page 14 that the transcript contains Protected Material, and the title page shall be followed by a list of all 15 pages (including line numbers as appropriate) that have been designated as Protected Material and 16 the level of protection being asserted by the Designating Party. The Designating Party shall inform 17 the court reporter of these requirements. Any transcript that is prepared before the expiration of a 18 21-day period for designation shall be treated during that period as if it had been designated 19 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” in its entirety unless otherwise 20 agreed. After the expiration of that period, the transcript shall be treated only as actually 21 designated. 22 (c) for information produced in some form other than documentary and for any other 23 tangible items, that the Producing Party affix in a prominent place on the exterior of the container 24 or containers in which the information or item is stored the legend “CONFIDENTIAL” or 25 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY CONFIDENTIAL – 26 SOURCE CODE.” If only a portion or portions of the information or item warrant protection, the 27 Producing Party, to the extent practicable, shall identify the protected portion(s) and specify the 28 level of protection being asserted. 7 5.3 1 2 designate qualified information or items does not, standing alone, waive the Designating Party’s 3 right to secure protection under this Order for such material. Upon timely correction of a 4 designation, the Receiving Party must make reasonable efforts to assure that the material is treated 5 in accordance with the provisions of this Order. 6 5. 7 United States District Court Northern District of California Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to CHALLENGING CONFIDENTIALITY DESIGNATIONS 6.1 Timing of Challenges. Any Party or Non-Party may challenge a designation of 8 confidentiality at any time. Unless a prompt challenge to a Designating Party’s confidentiality 9 designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic 10 burdens, or a significant disruption or delay of the litigation, a Party does not waive its right to 11 challenge a confidentiality designation by electing not to mount a challenge promptly after the 12 original designation is disclosed. 13 6.2 Meet and Confer. The Challenging Party shall initiate the dispute resolution 14 process by providing written notice of each designation it is challenging and describing the basis 15 for each challenge. To avoid ambiguity as to whether a challenge has been made, the written 16 notice must recite that the challenge to confidentiality is being made in accordance with this 17 specific paragraph of the Protective Order. The parties shall attempt to resolve each challenge in 18 good faith and must begin the process by conferring directly (in voice to voice dialogue; other 19 forms of communication are not sufficient) within 14 days of the date of service of notice. In 20 conferring, the Challenging Party must explain the basis for its belief that the confidentiality 21 designation was not proper and must give the Designating Party an opportunity to review the 22 designated material, to reconsider the circumstances, and, if no change in designation is offered, to 23 explain the basis for the chosen designation. A Challenging Party may proceed to the next stage of 24 the challenge process only if it has engaged in this meet and confer process first or establishes that 25 the Designating Party is unwilling to participate in the meet and confer process in a timely 26 manner. 27 28 6.3 Judicial Intervention. If the Parties cannot resolve a challenge without Court intervention, the Designating Party shall file and serve a motion to retain confidentiality under 8 United States District Court Northern District of California 1 Civil Local Rule 7 (and in compliance with Civil Local Rule 79-5, if applicable) within 21 days of 2 the initial notice of challenge or within 14 days of the parties agreeing that the meet and confer 3 process will not resolve their dispute, whichever is earlier. Each such motion must be 4 accompanied by a competent declaration affirming that the movant has complied with the meet 5 and confer requirements imposed in the preceding paragraph. Failure by the Designating Party to 6 make such a motion including the required declaration within 21 days (or 14 days, if applicable) 7 shall automatically waive the confidentiality designation for each challenged designation. In 8 addition, the Challenging Party may file a motion challenging a confidentiality designation at any 9 time if there is good cause for doing so, including a challenge to the designation of a deposition 10 transcript or any portions thereof. Any motion brought pursuant to this provision must be 11 accompanied by a competent declaration affirming that the movant has complied with the meet 12 and confer requirements imposed by the preceding paragraph. 13 The burden of persuasion in any such challenge proceeding shall be on the Designating 14 Party. Frivolous challenges and those made for an improper purpose (e.g., to harass or impose 15 unnecessary expenses and burdens on other parties) may expose the Challenging Party to 16 sanctions. Unless the Designating Party has waived the confidentiality designation by failing to 17 file a motion to retain confidentiality as described above, all parties shall continue to afford the 18 material in question the level of protection to which it is entitled under the Producing Party’s 19 designation until the Court rules on the challenge. 20 6. 21 ACCESS TO AND USE OF PROTECTED MATERIAL 7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed 22 or produced by another Party or by a Non-Party in connection with this case only for prosecuting, 23 defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to 24 the categories of persons and under the conditions described in this Order. When the litigation has 25 been terminated, a Receiving Party must comply with the provisions of section 15 below (FINAL 26 DISPOSITION). 27 28 Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order. 9 1 Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise 2 ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may 3 disclose any information or item designated “CONFIDENTIAL” only to: 4 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as employees of 5 said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for 6 this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” that is 7 attached hereto as Exhibit A; 8 (b) the officers, directors, and employees (including House Counsel) of the Receiving 9 Party to whom disclosure is reasonably necessary for this litigation and who have signed the 10 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 11 United States District Court Northern District of California 7.2 (c) Experts (as defined in this Order) of the Receiving Party to whom disclosure is 12 reasonably necessary for this litigation and who have signed the “Acknowledgment and 13 Agreement to Be Bound” (Exhibit A); 14 (d) the Court and its personnel; 15 (e) court reporters and their staff, professional jury or trial consultants, and Professional 16 Vendors to whom disclosure is reasonably necessary for this litigation and who have signed the 17 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 18 (f) during their depositions, witnesses in the action to whom disclosure is reasonably 19 necessary and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A), 20 unless otherwise agreed by the Parties or ordered by the Court. Pages of transcribed deposition 21 testimony or exhibits to depositions that reveal Protected Material must be separately bound by the 22 court reporter and may not be disclosed to anyone except as permitted under this Stipulated 23 Protective Order; and 24 25 26 (g) the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information. 7.3 Disclosure of “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” and 27 “HIGHLY CONFIDENTIAL – SOURCE CODE” Information or Items. Unless otherwise 28 ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may 10 1 disclose any information or item designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ 2 EYES ONLY” or “HIGHLY CONFIDENTIAL – SOURCE CODE” only to: 3 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as employees of 4 said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for 5 this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” that is 6 attached hereto as Exhibit A; United States District Court Northern District of California 7 (b) Designated House Counsel of the Receiving Party (1) who has no involvement in 8 competitive decision-making, (2) to whom disclosure is reasonably necessary for this litigation, 9 (3) who has signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A), and (4) as to 10 whom the procedures set forth in paragraph 7.4(a)(1), below, have been followed; 11 (c) Experts of the Receiving Party (1) to whom disclosure is reasonably necessary for this 12 litigation, (2) who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A), 13 and (3) as to whom the procedures set forth in paragraph 7.4(a)(2), below, have been followed; 14 (d) the Court and its personnel; 15 (e) court reporters and their staff, professional jury or trial consultants, and Professional 16 Vendors to whom disclosure is reasonably necessary for this litigation and who have signed the 17 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 18 (f) during their depositions, witnesses in the action to whom disclosure is reasonably 19 necessary and to whom disclosure will not create a substantial risk of serious harm to the 20 Designating Party. Pages of transcribed deposition testimony or exhibits to depositions that reveal 21 Protected Material must be separately bound by the court reporter and may not be disclosed to 22 anyone except as permitted under this Stipulated Protective Order; and 23 24 (g) the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information. 25 7.4 Procedures for Approving or Objecting to Disclosure of “HIGHLY 26 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY CONFIDENTIAL – 27 SOURCE CODE” Information or Items to Designated House Counsel or Experts. 28 11 (a)(1) Unless otherwise ordered by the Court or agreed to in writing by the Designating 1 2 Party, a Party that seeks to disclose to Designated House Counsel any information or item that has 3 been designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” pursuant to 4 paragraph 7.3(b) first must make a written request to the Designating Party that (1) sets forth the 5 full name of the Designated House Counsel and the city and state of his or her residence, and (2) 6 describes the Designated House Counsel’s current and reasonably foreseeable future primary job 7 duties and responsibilities in sufficient detail to determine if House Counsel is involved, or may 8 become involved, in any competitive decision-making. (a)(2) Unless otherwise ordered by the Court or agreed to in writing by the Designating United States District Court Northern District of California 9 10 Party, a Party that seeks to disclose to an Expert (as defined in this Order) any information or item 11 that has been designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or 12 “HIGHLY CONFIDENTIAL– SOURCE CODE” pursuant to paragraph 7.3(c) first must disclose 13 the identity of the Expert to the Designating Party in a writing that (1) identifies the general 14 categories of “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY 15 CONFIDENTIAL – SOURCE CODE” information that the Receiving Party intends to disclose to 16 the Expert, (2) sets forth the full name of the Expert and the city and state of his or her primary 17 residence, (3) attaches a copy of the Expert’s current resume, (4) identifies the Expert’s current 18 employer(s), (5) identifies each person or entity from whom the Expert has received compensation 19 or funding for work in his or her areas of expertise or to whom the expert has provided 20 professional services, including in connection with a litigation, at any time during the preceding 21 five years,1 and (6) identifies (by name and number of the case, filing date, and location of court) 22 any litigation in connection with which the Expert has offered expert testimony, including through 23 a declaration, report, or testimony at a deposition or trial, during the preceding five years. 24 (b) A Party that discloses and provides the information specified in the preceding 25 respective paragraphs may disclose the subject Protected Material to the identified Designated 26 27 28 1 If the Expert believes any of this information is subject to a confidentiality obligation to a thirdparty, then the Expert should provide whatever information the Expert believes can be disclosed without violating any confidentiality agreements, and the Party seeking to disclose to the Expert shall be available to meet and confer with the Designating Party regarding any such engagement. 12 United States District Court Northern District of California 1 House Counsel or Expert unless, within ten (10) days of the disclosure, the Party receives a 2 written objection from the Designating Party. Any such objection must set forth in detail the 3 grounds on which it is based. 4 (c) A Party that receives a timely written objection must meet and confer with the 5 Designating Party (through direct voice to voice dialogue) to try to resolve the matter by 6 agreement within seven days of the written objection. If no agreement is reached, the Designating 7 Party may file a motion as provided in Civil Local Rule 7 (and in compliance with Civil Local 8 Rule 79-5, if applicable) for a protective order. Any such motion must describe the circumstances 9 with specificity and set forth in detail the reasons why the disclosure to Designated House Counsel 10 or the Expert would result in a risk of harm that the provisions of this Order are insufficient to 11 protect against.. If the Designating Party does not file such a motion for a protective order within 12 7 days of its written objection, the Receiving Party may disclose information designated as 13 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY CONFIDENTIAL – 14 SOURCE CODE” to the identified expert(s). In any such proceeding, the Party opposing disclosure to Designated House Counsel or the 15 16 Expert shall bear the burden of proving that the risk of harm that the disclosure would entail 17 (under the safeguards proposed) outweighs the Receiving Party’s need to disclose the Protected 18 Material to its Designated House Counsel or Expert. 19 7. 20 PROSECUTION BAR Absent written consent from the Producing Party, any individual who receives access to 21 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY CONFIDENTIAL – 22 SOURCE CODE” information shall not be involved in the prosecution of patents or patent 23 applications relating to artificial intelligence, machine learning, neural networks, or large language 24 models including without limitation the patents asserted in this action and any patent or 25 application claiming priority to or otherwise related to the patents asserted in this action, before 26 any foreign or domestic agency, including the United States Patent and Trademark Office (“the 27 Patent Office”). For purposes of this paragraph, “prosecution” includes directly or indirectly 28 drafting, amending, advising, or otherwise affecting the scope or maintenance of patent claims. To 13 1 avoid any doubt, “prosecution” as used in this paragraph does not include representing a party 2 challenging a patent before a domestic or foreign agency (including, but not limited to, a reissue 3 protest, ex parte reexamination or inter partes reexamination). This Prosecution Bar shall begin 4 when access to “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY 5 CONFIDENTIAL – SOURCE CODE” information is first received by the affected individual and 6 shall end two (2) years after final termination of this action. 7 8. United States District Court Northern District of California 8 SOURCE CODE (a) To the extent production of source code becomes necessary in this case, a Producing 9 Party may designate source code as “HIGHLY CONFIDENTIAL - SOURCE CODE” as provided 10 in Section 2.9. 11 (b) Protected Material designated as “HIGHLY CONFIDENTIAL – SOURCE CODE” 12 shall be subject to all of the protections afforded to “HIGHLY CONFIDENTIAL – 13 ATTORNEYS’ EYES ONLY” information including the Prosecution Bar set forth in Paragraph 8, 14 and may be disclosed only to the individuals to whom “HIGHLY CONFIDENTIAL – 15 ATTORNEYS’ EYES ONLY” information may be disclosed, as set forth in Paragraphs 7.3 and 16 7.4, with the exception of Designated House Counsel. 17 (c) A Party that designated Protected Material as “HIGHLY CONFIDENTIAL – 18 SOURCE CODE” may restrict the production to the following procedure. The designated material 19 shall be made available for inspection, in a format allowing it to be reasonably reviewed and 20 searched, during normal business hours or at other mutually agreeable times, at an office of the 21 Producing Party’s counsel or another mutually agreed upon location. Access to source code shall be 22 provided, at the Producing Party’s election, (1) on a secured computer having disk encryption and 23 password protection in a secured room without Internet access or network access to other computers, 24 such that all persons entering the secured room containing the source code are subject to reasonable 25 security measures to ensure they are not carrying any prohibited items before they will be given 26 access to the secured room; or (2) on a networked computer configured to connect (via a Virtual 27 Private Network or Virtual Network Computing connection) to a source code review environment 28 hosted on a remote server maintained by the Producing Party. Both the (1) secured computer and 14 United States District Court Northern District of California 1 (2) the networked computer are referenced herein as “Source Code Computer.” Use or possession 2 of any input/output device (e.g., USB memory stick, mobile phone or tablet, camera or any camera- 3 enabled device, CD, floppy disk, portable hard drive, laptop, or any device that can access the 4 Internet or any other network or external system, etc.) is prohibited while accessing the Source Code 5 Computer. The Receiving Party shall not copy, remove, or otherwise transfer any portion of the 6 source code onto any recordable media or recordable device. The Source Code Computer will be 7 made available for inspection upon reasonable notice to the Producing Party, which shall not be less 8 than 10 business days in advance of the initial requested inspection. Following the initial inspection, 9 the Receiving Party must give notice at least 48 hours in advance of additional review. The 10 Producing Party may visually monitor the activities of the Receiving Party’s representatives during 11 any source code review, but only to ensure that there is no unauthorized recording, copying, or 12 transmission of the source code. 13 (d) The Receiving Party may request paper copies of limited portions of source code that 14 are reasonably necessary for the preparation of court filings, pleadings, expert reports, or other 15 papers, or for deposition or trial, but shall not request paper copies for the purposes of reviewing the 16 source code other than electronically as set forth in paragraph (c) in the first instance. The Producing 17 Party shall provide all such source code in paper form including bates numbers and the label 18 “HIGHLY CONFIDENTIAL - SOURCE CODE.” The Producing Party may challenge the amount 19 of source code requested in hard copy form pursuant to the dispute resolution procedure and 20 timeframes set forth in Paragraph 6 whereby the Producing Party is the “Challenging Party” and the 21 Receiving Party is the “Designating Party” for purposes of dispute resolution. 22 (e) The Receiving Party shall maintain a record of any individual who has inspected any 23 portion of the source code in electronic or paper form. The Receiving Party shall maintain all paper 24 copies of any printed portions of the source code in a secured, locked area. The Receiving Party 25 shall not create any electronic or other images of the paper copies and shall not convert any of the 26 information contained in the paper copies into any electronic format. The Receiving Party shall only 27 make additional paper copies if such additional copies are (1) necessary to prepare court filings, 28 pleadings, or other papers (including a testifying expert’s expert report), (2) necessary for 15 1 deposition, or (3) otherwise necessary for the preparation of its case. Any paper copies used during 2 a deposition shall be retrieved by the Producing Party at the end of each day and must not be given 3 to or left with a court reporter or any other unauthorized individual. 4 9. 5 OTHER LITIGATION 6 If a Party is served with a subpoena or a court order issued in other litigation that compels 7 disclosure of any information or items designated in this action as “CONFIDENTIAL” or 8 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY CONFIDENTIAL – 9 SOURCE CODE” that Party must: (a) promptly notify in writing the Designating Party. Such notification shall include a copy 10 11 United States District Court Northern District of California PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN of the subpoena or court order; 12 (b) promptly notify in writing the party who caused the subpoena or order to issue in the 13 other litigation that some or all of the material covered by the subpoena or order is subject to this 14 Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and 15 (c) cooperate with respect to all reasonable procedures sought to be pursued by the 16 Designating Party whose Protected Material may be affected.2 If the Designating Party timely seeks a protective order, the Party served with the subpoena 17 18 or court order shall not produce any information designated in this action as “CONFIDENTIAL” 19 or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” or “HIGHLY 20 CONFIDENTIAL – SOURCE CODE” before a determination by the court from which the 21 subpoena or order issued, unless the Party has obtained the Designating Party’s permission. The 22 Designating Party shall bear the burden and expense of seeking protection in that court of its 23 confidential material – and nothing in these provisions should be construed as authorizing or 24 encouraging a Receiving Party in this action to disobey a lawful directive from another court. 25 26 27 28 2 The purpose of imposing these duties is to alert the interested parties to the existence of this Protective Order and to afford the Designating Party in this case an opportunity to try to protect its confidentiality interests in the court from which the subpoena or order issued. 16 1 10. 2 THIS LITIGATION 3 (a) The terms of this Order are applicable to information produced by a Non-Party in 4 this action and designated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – 5 ATTORNEYS’ EYES ONLY” or “HIGHLY CONFIDENTIAL – SOURCE CODE.” Such 6 information produced by Non-Parties in connection with this litigation is protected by the 7 remedies and relief provided by this Order. Nothing in these provisions should be construed as 8 prohibiting a Non-Party from seeking additional protections. (b) 9 United States District Court Northern District of California A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED IN In the event that a Party is required, by a valid discovery request, to produce a Non- 10 Party’s confidential information in its possession, and the Party is subject to an agreement with the 11 Non-Party not to produce the Non-Party’s confidential information, then the Party shall: 1. 12 promptly notify in writing the Requesting Party and the Non-Party that 13 some or all of the information requested is subject to a confidentiality agreement with a Non- 14 Party; 2. 15 promptly provide the Non-Party with a copy of the Stipulated Protective 16 Order in this litigation, the relevant discovery request(s), and a reasonably specific description of 17 the information requested; and 18 3. (c) 19 make the information requested available for inspection by the Non-Party. If the Non-Party fails to object or seek a protective order from this Court within 14 20 days of receiving the notice and accompanying information, the Receiving Party may produce the 21 Non-Party’s confidential information responsive to the discovery request. If the Non-Party timely 22 seeks a protective order, the Receiving Party shall not produce any information in its possession or 23 control that is subject to the confidentiality agreement with the Non-Party before a determination 24 by the Court.3 Absent a court order to the contrary, the Non-Party shall bear the burden and 25 expense of seeking protection in this Court of its Protected Material. 26 27 28 3 The purpose of this provision is to alert the interested parties to the existence of confidentiality rights of a Non-Party and to afford the Non-Party an opportunity to protect its confidentiality interests in this Court. 17 1 11. If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected 2 United States District Court Northern District of California UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 3 Material to any person or in any circumstance not authorized under this Stipulated Protective 4 Order, the Receiving Party must immediately (a) notify in writing the Designating Party of the 5 unauthorized disclosures, (b) use its best efforts to retrieve all unauthorized copies of the Protected 6 Material, (c) inform the person or persons to whom unauthorized disclosures were made of all the 7 terms of this Order, and (d) request such person or persons to execute the “Acknowledgment and 8 Agreement to Be Bound” that is attached hereto as Exhibit A. 9 12. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE 10 PROTECTED MATERIAL 11 When a Producing Party gives notice to Receiving Parties that certain inadvertently 12 produced material is subject to a claim of privilege or other protection, the obligations of the 13 Receiving Parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This 14 provision is not intended to modify whatever procedure may be established in an e-discovery order 15 that provides for production without prior privilege review. Pursuant to agreement of the parties, 16 the inadvertent production of material subject to a claim of privilege or other protection shall not 17 constitute a waiver of that privilege or other protection under Federal Rule of Evidence 502(d). 18 13. 19 20 21 MISCELLANEOUS 14.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future. 14.2 Right to Assert Other Objections. By stipulating to the entry of this Protective 22 Order no Party waives any right it otherwise would have to object to disclosing or producing any 23 information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no 24 Party waives any right to object on any ground to use in evidence of any of the material covered 25 by this Protective Order. 26 14.3 Export Control. Disclosure of Protected Material shall be subject to all applicable 27 laws and regulations relating to the export of technical data contained in such Protected Material, 28 including the release of such technical data to foreign persons or nationals in the United States or 18 1 elsewhere. The Producing Party shall be responsible for identifying any such controlled technical 2 data, and the Receiving Party shall take measures necessary to ensure compliance. 14.4 United States District Court Northern District of California 3 Filing Protected Material. Without written permission from the Designating Party 4 or a court order secured after appropriate notice to all interested persons, a Party may not file in 5 the public record in this action any Protected Material. A Party that seeks to file under seal any 6 Protected Material must comply with Civil Local Rule 79-5. Protected Material may only be filed 7 under seal pursuant to a court order authorizing the sealing of the specific Protected Material at 8 issue. Pursuant to Civil Local Rule 79-5, a sealing order will issue only upon a request 9 establishing that the Protected Material at issue is privileged, protectable as a trade secret, or 10 otherwise entitled to protection under the law. If a Receiving Party’s request to file Protected 11 Material under seal pursuant to Civil Local Rule 79-5 is denied by the Court, then the Receiving 12 Party may file the Protected Material in the public record pursuant to Civil Local Rule 79-5 unless 13 otherwise instructed by the Court. 14 14. FINAL DISPOSITION 15 Within 60 days after the final disposition of this action, as defined in paragraph 4, each 16 Receiving Party must return all Protected Material to the Producing Party or destroy such material. 17 As used in this subdivision, “all Protected Material” includes all copies, abstracts, compilations, 18 summaries, and any other format reproducing or capturing any of the Protected Material. Whether 19 the Protected Material is returned or destroyed, the Receiving Party must submit a written 20 certification to the Producing Party (and, if not the same person or entity, to the Designating Party) 21 by the 60-day deadline that (1) identifies (by category, where appropriate) all the Protected 22 Material that was returned or destroyed and (2) affirms that the Receiving Party has not retained 23 any copies, abstracts, compilations, summaries or any other format reproducing or capturing any 24 of the Protected Material. Notwithstanding this provision, Counsel are entitled to retain an archival 25 copy of all pleadings, motion papers, trial, deposition, and hearing transcripts, legal memoranda, 26 correspondence, deposition and trial exhibits, expert reports, attorney work product, and 27 consultant and expert work product, even if such materials contain Protected Material. Any such 28 19 1 archival copies that contain or constitute Protected Material remain subject to this Protective Order 2 as set forth in Section 4 (DURATION). 3 15. 4 When a Producing Party gives notice to Receiving Parties that certain inadvertently 5 produced material is subject to a claim of privilege or other protection, the obligations of the 6 Receiving Parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This 7 provision is not intended to modify whatever procedure may be established in an e-discovery order 8 that provides for production without prior privilege review. 9 10 11 United States District Court Northern District of California CLAWBACK & RULE 502(D) ORDER 12 IT IS SO ORDERED. Dated: January 8, 2025 ______________________________________ JON S. TIGAR United States District Judge 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 20 EXHIBIT A United States District Court Northern District of California 1 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 I, _____________________________ [print or type full name], of 4 ____________________________________ [print or type full address], declare under penalty of 5 perjury that I have read in its entirety and understand the Stipulated Protective Order that was 6 issued by the United States District Court for the Northern District of California on 7 ___________[date] in the cases of Nazemian v. NVIDIA Inc., 4:24-cv-01454-JST (N.D. Cal.) 8 and/or Dubus v. NVIDIA Inc., 4:24-cv-02655-JST (N.D. Cal.). I agree to comply with and to be 9 bound by all the terms of this Stipulated Protective Order and I understand and acknowledge that 10 failure to so comply could expose me to sanctions and punishment in the nature of contempt. I 11 solemnly promise that I will not disclose in any manner any information or item that is subject to 12 this Stipulated Protective Order to any person or entity except in strict compliance with the 13 provisions of this Order. 14 I further agree to submit to the jurisdiction of the United States District Court for 15 the Northern District of California for the purpose of enforcing the terms of this Stipulated 16 Protective Order, even if such enforcement proceedings occur after termination of this action. 17 I hereby appoint __________________________ [print or type full name] of 18 _______________________________________ [print or type full address and telephone number] 19 as my California agent for service of process in connection with this action or any proceedings 20 related to enforcement of this Stipulated Protective Order. 21 22 Date: _________________________________ 23 City and State where sworn and signed: _________________________________ 24 Printed name: ______________________________ [printed name] 25 26 Signature: __________________________________ [signature] 27 28 21

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