Securities And Exchange Commission v. Heinen et al

Filing 18

Securities And Exchange Commission v. Heinen et al

Doc. 18

Case 5:07-cv-02214-JF

Document 18

Filed 08/30/2007

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MILES EHRLICH (Bar No. 237954) [e-mail] ISMAIL RAMSEY (Bar No. 189820) [e-mail] RAMSEY & EHRLICH LLP 803 Hearst Avenue Berkeley, CA 94710 [phone] (Tel) [phone] (Fax) Attorneys for Defendant Nancy R. Heinen UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION SECURITIES AND EXCHANGE COMMISSION, PLAINTIFF,
VS.

NANCY R. HEINEN, DEFENDANT.

) CASE NO.: C-07-2214-JF ) ) ) CERTIFICATION OF INTERESTED ) ENTITIES OR PERSONS ) ) ) ) ) ) ) ) )

Pursuant to Civil L.R. 3-16, the undersigned certifies that the following listed persons, associations of persons, firms, partnerships, corporations (including parent corporations) or other entities (i) have a financial interest in the subject matter in controversy or in a party to the

CERTIFICATION OF INTERESTED ENTITIES OR PERSONS SEC V. HEINEN, NO. C-07-2214 JF -1

Dockets.Justia.com

Case 5:07-cv-02214-JF

Document 18

Filed 08/30/2007

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proceeding, or (ii) have a non-financial interest in that subject matter or in a party that could be substantially affected by the outcome of this proceeding:

In re Apple Derivative Litigation, Case No. C-06-4128 (JF), is a private securities action against Apple Computer, Ms. Heinen, and others, based upon allegations that are similar to the SEC's allegations against Ms. Heinen. The parties to that action may have an interest in the subject matter of this lawsuit that could be substantially affected by its outcome.

DATED: August 30, 2007

RAMSEY & EHRLICH LLP

//S// Miles Ehrlich Ismail Ramsey Attorneys for Defendant Nancy R. Heinen

CERTIFICATION OF INTERESTED ENTITIES OR PERSONS SEC V. HEINEN, NO. C-07-2214 JF -2

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