Applied Materials, Inc. v. Advanced Micro-Fabrication Equipment (Shanghai) Co, LTD et al

Filing 339

PRELIMINARY PRETRIAL CONFERENCE SCHEDULING ORDER - (JURY TRIAL). Close of All Discovery due by 10/19/2009. Last Date to Hear Dispositive Motions by 11/16/2009. Pretrial Conference set for 12/15/2009 11:00 AM, Jury Selection set for 1/19/2010 09:00 AM, Jury Trial set for 1/20/2010 08:00 AM in Courtroom 8, 4th Floor, San Jose. Please see Order for further specifics. Signed by Judge James Ware on 6/16/2009. (ecg, COURT STAFF) (Filed on 6/17/2009)

1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Final Pretrial Conference (¶4 ) (3) (2) On June 15, 2009, the Court conducted a case management conference. Counsel for the respective parties were present. The Special Master was also present. In light of the discussion at the conference, the Court orders as follows: (1) The close of discovery in this case is extended to October 19, 2009. In light of this change, the last date for hearing dispositive motions is extended to November 16, 2009 at 9 a.m. The parties shall confer with the Special Master to determine a final list of trade secrets and procedure for tendering that list to the parties' experts; The Court adopts the following modified trial schedule: TRIAL SCHEDULE December 15, 2009 at 11 a.m. v. Advanced Micro-Fabrication Equipment (Shanghai) Co., et al., Defendants. / Applied Materials, Inc., Plaintiff, IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION No. C 07-05248 JW PRELIMINARY PRETRIAL CONFERENCE SCHEDULING ORDER - (JURY TRIAL)

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Joint Pretrial Conference Statement, In Limine Motions, and Proposed Jury Instructions Due (.30 days before Final Pretrial Conference) Once the in limine binders are lodged with the Court (¶3(b)), the Court will determine whether a hearing is necessary for the motions in advance of the Final Pretrial Conference and set the hearing accordingly. Jury Selection Jury Trial Date and Sessions1 Sessions 1-3 Sessions 4-7 Sessions 8 - 11 Sessions 12 - 15 Sessions 16 -19 Sessions 20 - 23 Sessions 24 - 27 Argue & Submit Jury Deliberations

November 16, 2009

January 19, 2010 at 9 a.m. Jan. 20 - Jan. 22, 2010; 8 a.m. - 12 p.m. Jan. 26 - Jan. 29, 2010; 8 a.m. - 12 p.m. Feb. 2 - Feb. 5, 2010; 8 a.m. - 12 p.m. Feb. 9 - Feb. 12, 2010; 8 a.m. - 12 p.m. Feb. 16 - Feb. 19, 2010; 8 a.m. - 12 p.m. Feb. 23 - Feb. 26, 2010; 8 a.m. - 12 p.m. Mar. 2 - Mar. 5, 2010; 8 a.m. - 12 p.m. March 9, 2010 at 8 a.m. March 10 - 12, 2010

Meet and Confer Requirement 1. No later than 30 days prior to the Final Pretrial Conference, the parties shall meet and

confer with respect to the Joint Pretrial Conference Statement, submission of a joint list of witnesses, a joint list of trial exhibits and a joint list of discovery material which each party intends to offer in evidence as a part of its case-in-chief. Unless objections are made in accord with this Order, all witnesses, exhibits and discovery material contained on the joint submission shall be deemed admissible into evidence by stipulation.

Jury trials are held in afternoon sessions from 1:00pm to 4:00pm, Tuesdays through Fridays unless the Court otherwise specifies. At the Final Pretrial Conference, the Court reserves the right to fold the afternoon sessions into morning sessions (9:00 a.m. - 12:00 p.m.) thus creating full days for trial. The final trial schedule will be confirmed at the Final Pretrial Conference.
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Objections and Lodging Disputed Material with the Court If a party objects to receipt into evidence of a witness, exhibits or discovery response,

the party shall advise all opposing parties during the conference described in Paragraph 1, and attempt to resolve the dispute. If the parties are unsuccessful in resolving the dispute, any party wishing to object to receipt of the testimony of any witness, any exhibit or discovery response into evidence shall lodge with Chambers a copy of the disputed material at the commencement of trial. Attached to the submission shall be a brief statement of the objection and any response by the proffering party. The Court will indicate on the submitted copy whether the objection is overruled or sustained and return the material to counsel. Lodging Joint Pretrial Conference Statement, In Limine Motions and Proposed Jury Instructions Pursuant to the date set forth in the Case Schedule, the parties shall file and lodge

with Chambers the following: a. Joint Pretrial Conference Statement: The parties shall file a joint pretrial statement which shall contain the following information: (1) a brief description of the substance of claims and defenses which remain to be decided; (2) a detailed statement of all the relief claimed, particularly itemizing all elements of damages claimed as well as witnesses, documents or other evidentiary material to be presented concerning the amount of those damages; (3) a plain and concise statement of all relevant facts not reasonably disputable, as well as which facts the parties will stipulate for incorporation into the trial record without the necessity of supporting testimony or exhibits; (4) a plain and concise statement of all disputed factual issues which remain to be decided; (5) a statement assessing whether all or part of the action may be presented upon an agreed statement of facts; (6) a statement of stipulations requested or proposed for pretrial or trial purposes; (7) without extended legal argument, a concise statement of each disputed point of law concerning 3

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liability or relief, citing supporting statutes and decisions; (8) a list of all witnesses likely to be called at trial; (9) a list of evidence the parties intend to present at trial through use of excerpts from depositions, from interrogatory answers, or from responses to requests for admission; and (10) any other subjects relevant to the trial of the action, or material to its just, speedy and inexpensive determination. Counsel are directed to meet and confer in advance of the date for submission of pretrial material with respect to the pretrial conference statement. In Limine Motions: Any In limine motions shall be filed in writing and submitted along with the Joint Final Pretrial Conference Statement. Any opposition shall be filed in writing and served no later than ten (10) days after the opening briefs have been filed and served. Fifteen (15) days before the date of the Final Pretrial Conference, the parties shall organize their in limine motions as follows: (1) Each side shall be responsible for producing a combined folder with all of their in limine motions, oppositions to their motions (if any), and replies (if any), respectively. The motion papers shall be clearly marked and separated in one single binder. The binder shall contain a table of contents, listing each motion with a short sentence regarding the grounds for in limine and a short sentence regarding the opposition; all statements must be supported by proper citations to the motions. The table of contents shall also be saved on a 3½ floppy disk or a CD in MS Word or WordPerfect format to be attached inside the binder. Please note that this binder is not a substitute for filing the motions and related papers via ECF; it is designed for the Court to evaluate the motions. Two copies of the binder shall be delivered to the Court (by way of the Clerk's Office) no later than fifteen (15) days before the date of the Final Pretrial Conference by 3 PM. The parties must also bring the binder to the Final Pretrial Conference for their own references. These motions will be deemed submitted without oral argument, unless the Court orders otherwise. The parties shall filed their Proposed Jury

(2)

(3)

Proposed Jury Instructions:

Instructions thirty (30) days before the date of the Final Pretrial Conference. The parties shall bring to the Final Pretrial Conference their Proposed 4

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Jury Instructions on a 3½ floppy disk or a CD in MS Word or WordPerfect format. Final Pretrial Conference The Court will conduct a Final Pretrial Conference on the date set forth in the Case

Schedule. The trial attorneys must attend the conference. At the final pretrial conference, the Court will consider issues raised in the Final Pretrial Conference Statement, motions in limine and discuss the procedures for trial of the case. Lodging Witness Lists and Exhibit Lists At the Final Pretrial Conference, the parties shall lodge with Chambers the joint list

of witnesses, and a joint list of exhibits. Unless otherwise ordered, all exhibits shall be in a format compatible with either the video or digital evidence presentation system utilized by the Court. The proffering party shall retain custody of all exhibits, schedules, summaries, diagrams or charts to be used at the trial. 6. To accommodate consideration of electronic exhibits, as the trial progresses, the

parties will load images of the admitted exhibits onto a stand alone hard drive or CD or DVD in "pdf" format. The parties shall ensure that, apart from whatever technical material is necessary to operate the system, the CD, DVD or hard drive contains only the items specified in this order and nothing else. The images will be placed in a folder labeled "Admitted Exhibits" that shall contain all trial exhibits received into evidence. In addition to the exhibits, themselves, the folder shall contain a file labeled "List of Admitted Exhibits by Exhibit Number." The "List" shall list in numerical order by Trial Exhibit Number, each admitted exhibit, along with the date of the document (where available), and a brief description of the exhibit. To the extend practicable, the "List" shall be text searchable and hyperlinked to the Exhibits, themselves. The folder shall contain a second filed labeled "List of Admitted Exhibits by Date." This second "List" shall contain the same information, except that the exhibits will be listed in chronological order, according to the date the document was prepared. The external stand alone hard drive or CD or DVD and a printed copy of the exhibit lists will be marked as exhibits and placed in evidence as demonstrative exhibits. 5

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7.

Before the case is submitted for decision, each party will be deemed to have had an

opportunity to review the material described in the previous paragraph to ensure their accuracy. Unless a party objects before the case is submitted for decision to the judge or jury, the party will be deemed to have waived any and all objections to the submitted materials. 8. To accommodate review of electronic exhibits, the parties will jointly provide the

jury with the following equipment: a laptop computer, the external stand alone hard drive, CD or DVD, a printer (and, if practicable, an LCD projector). 9. During its closing instructions, the Court will advise the jury of the form in which

exhibits will be submitted to them. The jury will also be instructed that, unless impracticable, upon a juror's written request, a printed copy of any exhibit received in evidence will be provided to the jury. Before the jury retires to deliberate, the parties will provide a tutorial to the jurors on how to operate the equipment, how to view the exhibits, and how to print the exhibits if the jury wishes to do so. A written set of instructions on operations of the equipment will be sent into the jury room. 10. When the jury is deliberating, at least one lawyer for each side shall remain in close

proximity to the courtroom. In the event of any technical problem, or if the jurors have questions about how to operate the equipment, the jurors shall pass a note to the clerk, just as with any other questions they may have. The Court will read the note to the lawyers. Those lawyers shall consult with each other and with their respective technicians, and propose to the Court how they wish to address the technical problem. 11. The parties shall maintain a backup laptop computer and a backup hard drive with

identical images and data at the courthouse such that, in the event of a technical problem that cannot be quickly and easily remedied, the equipment can be replaced. 12. Unless the Court orders otherwise for good cause shown, the expense of the

equipment and the costs of preparation of the Lists and Exhibits will be shared equally among the parties. 13. This Standing Order also applies to cases tried to the Court sitting without a jury,

except that paragraphs 8-11 do not apply. 6

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14.

The parties are ordered to meet and confer in advance of trial to establish a procedure

for complying with this Order with respect to electronic exhibits. 15. Upon request, in non-complex cases the Court will excuse the parties from using

electronic formatted documents. In that event on the first day of trial, the parties shall submit exhibits as follows: a. b. c. A copy for the trial judge; A copy for the witness stand. No duplicates of a document shall be submitted, unless the duplicate copy has independent evidentiary value to prove some disputed issue of material fact (e.g., date stamp to prove receipt on a particular date, where date of receipt is a disputed issue of a material fact). Jury Trial Schedule 16. The time allowed for trial shall be divided equally between the plaintiff's side and the

defendant's side. Co-parties are ordered to meet, confer and agree to an allocation among themselves. A party may spend its allocated time presenting its own case or on cross-examination of witnesses called by other parties or for presentation of a counterclaim. When a party's allocated time period has expired, unless otherwise ordered for good cause shown, no further time will be allowed to that party if it would interfere with the ability of the opposing party to present its case. Trial Procedure 17. In opening statements, counsel shall not express personal knowledge or opinion

concerning any matter in issue. 18. Counsel must question witnesses from the podium, using the microphone. Without

requesting permission, counsel may approach witnesses for any proper purposes. 19. 20. Address all remarks to the Court, not to opposing counsel. Refer to all persons, including witnesses, other counsel and the parties by their

surnames and not by their first or given names.

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21. witness. 22. 23.

In examining a witness, counsel shall not repeat or echo the answer given by the

Counsel must stand when making an objection. Conferences at the bench or sidebar are not favored by the Court. Any sidebar

conferences which are allowed will be off the record. If any counsel wishes to place matters on the record, he or she may so request, and the Court will make a responsive order. 24. Counsel have full responsibility to arrange for the appearance of witnesses during the

presentation of their case so as to eliminate delay caused by waiting for witnesses who have been placed on call by counsel. 25. Unless an agreement to the contrary is entered into by opposing counsel, all nonparty

or nonexpert witnesses will be excluded from the courtroom when not testifying. When a witness has completed his or her testimony, the witness is excused unless counsel indicates that he or she wishes the witness to remain subject to being recalled. Any witness who has been excused from further testimony may remain as a spectator. It will be the responsibility of counsel to make an announcement at the time the witness steps down that he or she should remain in the environs of the Court for a reasonable time to permit such counsel an opportunity to secure and serve a subpoena upon the witness and assume responsibility for his or her per diem and other expenses as provided by governing rule or statute. 26. Counsel shall admonish all persons at counsel table that gestures, facial expressions,

audible comments, or the like, as manifestations of approval or disapproval during the testimony of witnesses, or at any other time, are prohibited. 27. Witness examination shall consist of direct examination, cross-examination and re-

direct examination. No recross-examination will be allowed without prior approval of the Court specifically indicating the area for recross-examination. When there are multiple defense counsel, they are directed to confer and designate to the Court the sequence in which they wish to be recognized during trial for purposes of presenting opening statements and conducting crossexamination of witnesses. If one counsel conducts the direct examination of a witness, that same 8

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counsel must make objections when the witness is cross-examined. Counsel who will conduct the cross-examination should object while the witness is on direct. 28. After the commencement of trial testimony, upon request of co-parties, any objection,

motion or other application for relief made by any co-party, orally or in writing, shall be deemed to be adopted and joined in by every other co-party, without announcement by counsel to that effect, and the rulings of the Court shall be deemed applicable to each party unless otherwise stated at the time the ruling is made. Accordingly, it shall be regarded as unnecessary and improper for counsel to rise to "join in" an objection or motion. Rather, counsel should rise to be heard only for the purpose of expressly opting out of an objection or motion if that is his or her position. 29. Counsel are directed to deliver to opposing counsel at the end of each trial day (if not

earlier) a list of witnesses counsel anticipates calling the next trial day. 30. Counsel calling a non-client witness to testify should have no further discussions with

that witness concerning the case or any aspect of his or her testimony after the witness has been tendered for cross-examination and until such time as the witness has been tendered back for redirect examination. At all other times, within the bounds of governing ethics and the law, counsel may engage in discussions with witnesses during trial. 31. Any time taken away from presentation of evidence to the trier of fact due to, for

example, lengthy legal motions made during the time allocated to the presentation of evidence, or delays in the commencement of proceedings due to circumstances within the control of counsel, will be deducted from the time allocated for the presentation of evidence. Upon timely application based upon good cause, the Court may relieve a party of its stipulation to the agreed schedule. 32. It is the practice of the Court periodically to inform counsel of the Court's record of

how much time each side has remaining for the presentation of evidence based upon the stipulated trial schedule.

Dated: June 16, 2009

JAMES WARE United States District Judge

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THIS IS TO CERTIFY THAT COPIES OF THIS ORDER HAVE BEEN DELIVERED TO: Brian Paul Gearing [e-mail] Colette R. Verkuil [e-mail] D. Stuart Bartow [e-mail] Daryl Stuart Bartow [e-mail] Douglas C Doskocil [e-mail] Harold J. McElhinny [e-mail] James C. Rehnquist [e-mail] John C. Englander [e-mail] Kenneth Alexander Kuwayti [e-mail] Marc David Peters [e-mail] Michael G. Strapp [e-mail] Paul Forrest Coyne [e-mail] Thomas F. Fitzpatrick [e-mail] Thomas H R Denver [e-mail]

Dated: June 16, 2009

Richard W. Wieking, Clerk By: /s/ JW Chambers Elizabeth Garcia Courtroom Deputy

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