Salinas et al v. City of San Jose et al

Filing 62

ORDER GRANTING IN PART AND DENYING IN PART THE MOTION OF THE CITY OF SAN JOSE DEFENDANTS FOR SUMMARY JUDGMENT AND DENYING THE MOTION OF DEFENDANT TASER, INTERNATIONAL FOR SUMMARY JUDGMENT. 47 MOTION for Summary Judgment (CORRECTED VERSION - DOC # 44) MOTION for Summary Judgment (CORRECTED VERSION - DOC # 44) filed by City of San Jose, 43 MOTION for Summary Judgment filed by Taser International, Inc. Further Case Management Conference set for 6/2/2011 10:00 AM in Courtroom 3, 17th Floor, San Francisco. Signed by Judge Richard Seeborg on 5/2/11. (cl, COURT STAFF) (Filed on 5/2/2011)

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**E-filed 5/2/2011** 1 2 3 4 5 6 7 IN THE UNITED STATES DISTRICT COURT 8 FOR THE NORTHERN DISTRICT OF CALIFORNIA 9 SAN JOSE DIVISION 11 For the Northern District of California United States District Court 10 12 No. C 09-04410 RS NOREEN SALINAS, et al., Plaintiffs, v. 13 14 CITY OF SAN JOSE, et al., 15 Defendant. ____________________________________/ ORDER GRANTING IN PART AND DENYING IN PART THE MOTION OF THE CITY OF SAN JOSE DEFENDANTS FOR SUMMARY JUDGMENT AND DENYING THE MOTION OF DEFENDANT TASER, INTERNATIONAL FOR SUMMARY JUDGMENT 16 17 18 I. INTRODUCTION 19 20 21 22 23 24 25 26 27 28 Steven Salinas died after an encounter with San Jose police officers in which a Taser device was used against him. In this action, plaintiffs seek to impose liability for Salinas’ death against the individual police officers involved in the incident, the police chief, the City of San Jose (“the City defendants”) and Taser International, Inc. The City defendants move for summary judgment contending that the undisputed facts establish there was no constitutional violation and that the officers are entitled to qualified immunity in any event. Taser moves for summary judgment contending that the warnings it provided as to the risks arising from use of its products are sufficient as a matter of law, and that plaintiffs cannot show causation. Although summary judgment will be 1 entered on some aspects of plaintiffs’ claims against the City defendants, the motions will largely be 2 denied, as explained in more detail below. 3 II. BACKGROUND 4 5 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 In the early evening of May 25, 2007, San Jose Police received a report of a disturbance involving a male and a female at the Vagabond Inn, a motel located on North First Street in San Jose. Police were advised that a woman had possibly fallen out of a window. Defendants Sgt. Jason Woodall, Sgt. Michael McLaren, Officer Barry Chikayasu, and Officer Roderick Smith responded to the scene. Sgt. McLaren arrived first, and made contact with Herbert Howard, who was standing outside the room where the disturbance had been reported, and who was later determined to be the person who had called the police. Sgt. McLaren heard yelling between a male and female from within the room, which plaintiffs characterize as a “verbal disturbance.” Sgt. McLaren was unable to discern what the occupants were saying, and as plaintiffs argue, did not specifically hear any threatening statements. Conversely, defendants point out, Sgt. McLaren was not able to determine that the situation was benign. Howard reported that he had been hearing moaning and groaning from the room. Sgt. McLaren observed broken window glass on the ground, but saw no indication that anyone had fallen through the window. He knocked on the room door, identifying himself as a police officer, and demanded that the occupants open the door. There was no response, but Sgt. McLaren heard a woman trying to calm a man down, and continued groaning from the man. Officer Chikayasu arrived on the scene, and the officers discussed the fact that Sgt. McLaren had heard arguing. Sgt. McLaren, who had continued to knock on the door with no response, then slid open one of the room windows by five or six inches. Officer Chikayasu pulled the curtain aside and looked into the room, where he saw a female who he instructed to open the door. The woman, later identified as Lenore Salazar, said that everything was fine, but she opened the door. Around this time, Sgt. Woodall and Officer Smith arrived. Through the open door, the police officers saw Salinas for the first time. He was naked, but did not appear injured in any way. Officer Chikayasu and Sgt. McLaren pulled Salazar from the room. She was handcuffed and seated by the curb. Although Salazar appeared uninjured, Sgt. McLaren believed she was in 2 1 potential danger from Salinas, who was still yelling, and that she might be under the influence of a 2 drug, possibly PCP. 3 At this point, there are two versions of what transpired. Salazar testified that when the 4 officers entered the motel room, they instructed Salinas to turn around and place his hands behind 5 his back, and that he immediately complied. Salinas was then handcuffed, and pulled to the ground 6 by the handcuffs. According to Salazar, at least four police officers then proceeded to beat Salinas 7 with batons and, “kept hitting him and hitting him,” despite the fact that he was not struggling. 8 Salazar contends Salinas was tased after being handcuffed and beaten. 9 The police officers describe a markedly different scenario. After Salazar was removed from the room, they yelled various commands at Salinas, who was unresponsive. Because Salinas was 11 For the Northern District of California United States District Court 10 naked, grunting, agitated, and enraged, and possibly under the influence of PCP, the officers 12 believed it was unsafe to approach him. At the direction of Sgt. Woodall, Officer Chikayasu fired 13 his Taser device at Salinas, in “dart” mode. The police officers then rushed him, and attempted to 14 handcuff him. A fairly lengthy struggle ensued, and he was tased several more times. Eventually 15 Salinas was brought under control and handcuffed. He was not tased after the officers gained 16 control, and was never beaten with batons. The testimony of Herbert Howard, who had reported the 17 disturbance, and that of the motel manager, who also witnessed the events, both generally 18 corroborate the police officers’ version of the incident. 19 After Salinas was handcuffed, paramedics entered the room. Salinas suffered cardiac arrest. 20 CPR was unsuccessful, and he died at the scene. An autopsy concluded that Salinas, “most likely 21 did of a lethal cardiac arrhythmia . . . due to a violent struggle . . . during PCP intoxication, in the 22 presence of significant natural heart disease.” The autopsy did not reveal any bruising that the 23 medical examiner believed would be characteristic of baton strikes. 24 The Taser device used against Salinas was a TASER Model X26 ECD, purchased by and 25 shipped to the San Jose Police Department in August of 2006. It was packaged with a Training 26 DVD and Operating Manual, and a hard copy of Taser’s then current product warnings dated June 8, 27 2006. The warnings in these documents repeatedly cautioned that risk of injury and death is 28 inherent in the circumstances under which Taser devices are likely to be used, and included various 3 1 suggestions for minimizing those risks, including avoiding prolonged or excessive discharges of the 2 device against a subject. The warnings did not state that use of a Taser device could in itself cause 3 or contribute to death, suggesting instead that the devices “have been found to be a safer and more 4 effective alternative when used as directed [compared] to other traditional use of force tools and 5 techniques.” 6 III. LEGAL STANDARD 7 affidavits, if any, show that there is no genuine issue as to any material fact and that the moving 10 party is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c). The purpose of summary 11 For the Northern District of California Summary judgment is proper “if the pleadings and admissions on file, together with the 9 United States District Court 8 judgment “is to isolate and dispose of factually unsupported claims or defenses.” Celotex v. Catrett, 12 477 U.S. 317, 323-24 (1986). The moving party “always bears the initial responsibility of 13 informing the district court of the basis for its motion, and identifying those portions of the 14 pleadings and admissions on file, together with the affidavits, if any which it believes demonstrate 15 the absence of a genuine issue of material fact.” Id. at 323 (citations and internal quotation marks 16 omitted). If it meets this burden, the moving party is then entitled to judgment as a matter of law 17 when the non-moving party fails to make a sufficient showing on an essential element of the case 18 with respect to which he bears the burden of proof at trial. Id. at 322-23. 19 The non-moving party “must set forth specific facts showing that there is a genuine issue for 20 trial.” Fed. R. Civ. P. 56(e). The non-moving party cannot defeat the moving party’s properly 21 supported motion for summary judgment simply by alleging some factual dispute between the 22 parties. To preclude the entry of summary judgment, the non-moving party must bring forth 23 material facts, i.e., “facts that might affect the outcome of the suit under the governing law . . . . 24 Factual disputes that are irrelevant or unnecessary will not be counted.” Anderson v. Liberty Lobby, 25 Inc., 477 U.S. 242, 247-48 (1986). The opposing party “must do more than simply show that there 26 is some metaphysical doubt as to the material facts.” Matsushita Elec. Indus. Co. v. Zenith Radio, 27 475 U.S. 574, 588 (1986). 28 The court must draw all reasonable inferences in favor of the non-moving party, including 4 1 questions of credibility and of the weight to be accorded particular evidence. Masson v. New Yorker 2 Magazine, Inc., 501 U.S. 496 (1991) (citing Anderson, 477 U.S. at 255); Matsushita, 475 U.S. at 3 588 (1986). It is the court’s responsibility “to determine whether the ‘specific facts’ set forth by the 4 nonmoving party, coupled with undisputed background or contextual facts, are such that a rational 5 or reasonable jury might return a verdict in its favor based on that evidence.” T.W. Elec. Service v. 6 Pacific Elec. Contractors, 809 F.2d 626, 631 (9th Cir. 1987). “[S]ummary judgment will not lie if 7 the dispute about a material fact is ‘genuine,’ that is, if the evidence is such that a reasonable jury 8 could return a verdict for the nonmoving party.” Anderson, 477 U.S. at 248. However, “[w]here the 9 record taken as a whole could not lead a rational trier of fact to find for the non-moving party, there is no ‘genuine issue for trial.’” Matsushita, 475 U.S. at 587. 11 For the Northern District of California United States District Court 10 12 13 14 15 IV. DISCUSSION A. The City Defendants 1. The entry Plaintiffs contend that the police acted unconstitutionally at the outset by opening the motel 16 room window and pulling back the curtain to look in. It is well-settled that “[t]he Fourth 17 Amendment protection against unreasonable searches and seizures is not limited to one’s home, but 18 also extends to such places as hotel or motel rooms.” United States v. Cormier, 220 F.3d 1103, 19 1108-09 (9th Cir. 2000). Law enforcement officers, however, need not obtain a warrant before 20 initiating a search where, “the exigencies of the situation make the needs of law enforcement so 21 compelling that the warrantless search is objectively reasonable under the Fourth Amendment.” 22 United States v. Snipe, 515 F.3d 947, 950 (9th Cir. 2008) (quoting Mincey v. Arizona, 437 U.S. 385 23 (1978). The propriety of a search conducted pursuant to claimed “exigent circumstances” is 24 measured under, “a two-pronged test that asks whether: (1) considering the totality of the 25 circumstances, law enforcement had an objectively reasonable basis for concluding that there was an 26 immediate need to protect others or themselves from serious harm; and (2) the search’s scope and 27 manner were reasonable to meet the need.” Snipe, 515 F.3d at 952. 28 5 1 Here, plaintiffs contend that the police lacked an objectively reasonable basis to conclude coming from the motel room that indicated the existence of a threat, (2) there was no sign of any 4 violence, or that a crime had been committed “apart from some sort of vandalism” related to the 5 broken window, and (3) Salazar had informed them everything was alright. Plaintiffs’ 6 characterization of the facts, the essence of which they do not dispute, is unduly strained, however. 7 While the officers may not have heard specific words that could have confirmed a threatening 8 incident was in progress, the yelling and moaning they heard, and that Howard had reported, was 9 sufficient to cause legitimate concern for the safety of the room’s occupants, even under plaintiffs’ 10 label that it was only a “verbal disturbance.” Additionally, plaintiffs’ insistence that there were no 11 For the Northern District of California there was an immediate need to act because (1) the officers had not heard any specific words 3 United States District Court 2 signs of violence or any crime other than vandalism is not a fair assessment of the potential import 12 of the broken glass the officers observed. Although the police may have been able to conclude that 13 it was unlikely the report of a woman falling through the window was accurate, the circumstances 14 suggested it was quite possible that the window had been broken through an act of violence of some 15 sort, not merely by accident, or for no purpose other than “vandalism.” 16 Finally, under the circumstances presented, the officers had every reason not to take 17 Salazar’s reassurance at face value. Indeed, on this undisputed factual record, had the officers left 18 the scene upon hearing Salazar’s assertion that everything was alright—either permanently or even 19 to go obtain a warrant—they surely would have been faulted for any harm that thereafter came to 20 Salazar and/or Salinas, a possible outcome that does not seem remote, given the events that actually 21 were unfolding in the room. 22 Plaintiffs suggest that if the officers were “truly concerned” that this was a domestic violence 23 situation, the appropriate course of action would have been to ask Salazar to step outside and to 24 question her before proceeding. This argument overlooks the fact that the officers did attempt to 25 speak to Salazar at the door, and only opened and looked in the window when she declined to open 26 it. Once Salazar did open the door, the officers acted on the basis of what they observed as to 27 Salinas’ condition. Accordingly, the undisputed facts establish that under the totality of the 28 circumstances, the police had an objectively reasonable basis to proceed without a warrant and that 6 1 the scope and manner of their search was reasonable to meet the need. Partial summary judgment 2 will therefore enter in the City defendants’ favor on plaintiffs’ claim that the entry was unlawful. 3 2. Detention 4 Plaintiffs effectively concede that the police officers’ visual observations of Salinas’s 5 6 conduct would, standing alone, justify the attempt to detain and/or arrest him. Plaintiffs contend, 7 however, that the officers were only able to make those observations as a result of their prior illegal 8 entry and visual search of the room.1 Quoting United States v. Washington, 387 F.3d 1060 (9th Cir. 9 2004), plaintiffs assert that, “police officers may only gain visual access to a hotel room if (1) the room’s occupant voluntarily opens the hotel room door in response to a request (but not a threat or a 11 For the Northern District of California United States District Court 10 command), (2) the officers have a warrant, or (3) the officers have probable cause and one of the 12 exceptions to the warrant requirement exists.” 387 F.3d at 1070. In this case, there is no contention 13 that the officers had a warrant, and there likely is at least a question of fact as to whether Salazar 14 opened the door by “request” as opposed to a “threat or a command.” Plaintiffs argue, therefore, 15 that the visual search of the room that allowed the officers to observe Salinas’ conduct was improper 16 because the officers lacked probable cause and no exceptions to the warrant requirement existed. 17 As discussed above, the undisputed facts establish exigent circumstances sufficient to render 18 a warrant unnecessary. While plaintiffs may be correct that the City defendants have not argued that 19 the officers had probable cause to suspect a crime had been committed at any time prior to the door 20 being opened, no requirement of such probable cause exists under current law. In Snipe, which 21 plaintiffs elsewhere acknowledge sets out the relevant standards, the Ninth Circuit applied 22 intervening Supreme Court precedent to reject prior formulations that suggested there is a separate 23 probable cause element required when conducting a search pursuant to exigent circumstances. 24 Snipe, 515 F.3d at 951-952. Rather, “in an emergency, the probable cause element may be satisfied 25 where officers reasonably believe a person is in danger.” Id. at 952 (quoting United States v. 26 27 28 1 The officers did not see Salinas through the window when they opened it and drew back the curtain, so that event is not relevant to the analysis. Even if it were, however, that conduct was not improper, as discussed above. 7 1 Holloway, 290 F.3d 1331, 1338 (11th Cir.2002)). Thus, to the extent Washington can be read as 2 requiring probable cause apart from and in addition to the exigent circumstances, it does not reflect 3 the present state of the law. Accordingly, the undisputed facts establish that the decision to attempt 4 to detain Salinas was not unlawful. Even under the version of events recounted by Salazar, there 5 would have been no constitutional violation in instructing Salinas to turn around with his hands 6 behind his back, and in thereafter handcuffing him. Accordingly, partial summary judgment will 7 enter in the City defendants’ favor on this aspect of plaintiffs’ claim as well. 8 9 A claim that a police officer employed excessive force implicates the Fourth Amendment’s 11 For the Northern District of California United States District Court 10 3. Excessive force prohibition on unreasonable seizures. Graham v. Connor, 490 U.S. 386, 394-95 (1989). 12 Accordingly, a police officer’s actions are measured by a standard of objective reasonableness. Id. 13 at 397. The reasonableness of the force used to effect a particular seizure, in turn, is determined by 14 “careful[ly] balancing . . . ‘the nature and quality of the intrusion on the individual’s Fourth 15 Amendment interests’ against the countervailing governmental interests at stake.” Graham, 490 16 U.S. at 396 (quoting Tennessee v. Garner, 471 U.S. 1, 8 (1985)). More simply, “[t]he force which 17 [i]s applied must be balanced against the need for that force.” Liston v. County of Riverside, 120 18 F.3d 965, 976 (9th Cir. 1997). See also Alexander v. City and County of San Francisco, 29 F.3d 19 1355, 1367 (9th Cir. 1994). The strength of the governmental interests depends on the “severity of 20 the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or 21 others, and whether he is actively resisting arrest.” Graham, 490 U.S. at 396. It is also important to 22 appreciate that police officers “are often forced to make split-second judgments,” and that therefore 23 “not every push or shove, even if it may seem unnecessary in the peace of a judge’s chambers” is a 24 violation of the Fourth Amendment. Id. (quoting Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir. 25 1973)). It is equally true, though, that even where some force is justified, the amount actually used 26 may be excessive. Santos v. Gates, 287 F.3d 846, 853 (9th Cir. 2002) (citing P.B. v. Koch, 96 F.3d 27 1298, 1303-04 (9th Cir. 1996)). 28 The Ninth Circuit has emphasized that the balancing test just described “requires careful 8 1 attention to the facts and circumstances of each particular case . . . .” Santos, 287 F.3d at 853 2 (quoting Graham, 490 U.S. at 396). See also Deorle v. Rutherford, 272 F.3d 1272, 1279-81 (9th 3 Cir. 2001). Because an excessive force claim “nearly always requires a jury to sift through disputed 4 factual contentions, and to draw inferences therefrom,” the Ninth Circuit has also instructed that 5 summary judgment in excessive force cases should be granted sparingly. Santos, 287 F.3d at 853 6 (citing Liston, 120 F.3d at 976 n.10). “This is because police misconduct cases almost always turn 7 on a jury’s credibility determinations.” Id. 8 In bringing this motion, the City defendants recognize that summary judgment in their favor 9 on the excessive force claim is simply unavailable on the present factual record unless the testimony of Salazar is wholly disregarded. Citing Scott v. Harris, 550 U.S. 372 (2007), however, the City 11 For the Northern District of California United States District Court 10 defendants contend this is the rare case where a witness’s testimony is so implausible and 12 contradicted by the other evidence that it may be ignored, on grounds that it could not be accepted 13 by any reasonable jury. In Scott, the plaintiff’s account of a high speed auto pursuit was “clearly 14 contradicted” by a videotape of the events. There was no suggestion the video tape was “doctored 15 or altered in any way, nor any contention that what it depict[ed] differ[ed] from what actually 16 happened.” 550 U.S. 378. The Supreme Court held that the plaintiff’s version of events was “so 17 utterly discredited by the record that no reasonable jury could have believed him,” and that in 18 assessing the propriety of summary judgment, the court below, “should not have relied on such 19 visible fiction; it should have viewed the facts in the light depicted by the videotape.” Id. at 380- 20 381. 21 However unlikely it may presently seem that a jury will accept Salazar as more credible than 22 the police officers and the lay witnesses, this is not an instance of the testimony of an individual 23 pitted against a mechanically-recorded visual depiction of the events. Additionally, just as the jury 24 will hear some discrepancies in the officers’ and lay witnesses various descriptions of what 25 occurred, it will not necessarily have to credit all of what Salazar says to arrive at an overall view of 26 the incident that could differ in some significant degree from the picture presented by the City 27 defendants in this motion. In short, this is not a case where one version of events can just be 28 disregarded, and summary judgment therefore would be inappropriate. Furthermore, defendants do 9 1 not, and could not, contend that qualified immunity would apply were Salazar’s version of events to 2 be found true. Accordingly summary judgment must be denied as to the excessive force claim, both 3 because there exist factual disputes as to whether the force exercised was reasonable and as to 4 whether qualified immunity would apply. In opposing the motion, plaintiffs have minimized the degree to which they rely on Salazar’s 5 6 testimony, arguing instead that even if events unfolded more or less as described by the police 7 officers, they still exercised excessive force, particularly in deploying a Taser device. Plaintiffs’ 8 argument is based both on their view that Salinas did not pose a significant immediate threat, and 9 that Taser devices represent a level of force and a degree of risk that should not be employed absent more extreme circumstances. Careful consideration has been given to whether it would serve a 11 For the Northern District of California United States District Court 10 useful purpose to engage in a complete analysis of these additional points of controversy between 12 the parties at this juncture. If the conclusion of such an analysis were to favor plaintiffs, it could 13 serve as an additional basis for denying summary judgment on the excessive force claim. A 14 conclusion in defendants’ favor, however, would only be advisory, particularly given that the factual 15 record at trial likely will differ in at least some details from that presently before the Court. Moreover, it appears likely that by the time this action proceeds to trial, the Ninth Circuit 16 17 will have issued its en banc opinions in Brooks v. City of Seattle, 08-15567EB, and Mattos v. 18 Agarano, 08-35526EB, both of which may provide important further guidance on how the 19 constitutionality of the use of a Taser device should be evaluated, and when qualified immunity 20 applies to such uses. Accordingly, the Court declines to consider the extent to which the City 21 defendants might be able to show either that there was no constitutional violation or that the officers 22 are entitled to qualified immunity if the facts prove to be substantially consistent with their version 23 of the events. 24 4. 25 Other claims Plaintiffs have conceded that summary judgment on their Monell2 claim is appropriate, so 26 27 that prong of the City defendants’ motion will be granted. The City defendants contend that 28 2 See Monell v. New York City Dept. of Social Services, 436 U.S. 658 (1978). 10 1 plaintiffs’ claim under the Fourteenth Amendment involves a higher standard of culpability than the 2 Fourth Amendment claims, and that therefore they would be entitled to summary judgment on that 3 claim even if triable issues of fact exists as to whether the use of force was objectively reasonable 4 under their version of the facts. The City defendants do not contend, however, that the Fourteenth 5 Amendment claim would not be viable upon proof of Salazar’s version of events, so that prong of 6 their motion must be denied. Finally, the City defendants challenge plaintiffs’ claims under state 7 law, but again that aspect of the motion must be denied because Salazar’s testimony cannot be 8 ignored. 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 B. Taser 1. Adequacy of warnings Plaintiffs’ claims against Taser sound in products liability, breach of warranty, and negligence. Taser contends it is entitled to summary judgment because the undisputed facts show that it provides the very warnings plaintiffs contend it should give, and those warnings are sufficient as a matter of law. Taser’s fundamental theory of defense in this action, as reflected in its prior Daubert challenges to plaintiffs’ expert witnesses, and in the prong of its current motion directed at the causation element of plaintiffs’ claims, are that its products have never been scientifically shown to cause death, and in fact have never been a legally cognizable contributing factor in any death. Taser recognizes that use of a Taser device produces pain and stress on the human body, and that some individuals have died in close temporal proximity to having been tased. It also understands that application of a Taser device can cause a person to fall down, and that there is therefore a risk that an injury, potentially even a fatal injury, might result from the fall. Taser also acknowledges that there is some evidence for a phenomenon sometimes referred to as “sudden in-custody death syndrome” or “excited delirium” in which a person may die from a combination of factors that are not fully understood, and that in some (but not all) such instances, a Taser device may have been used. In all of these circumstances, however, Taser steadfastly maintains that use of its devices do not cause the deaths in any legal sense. 11 1 Taser also insists that the availability of its devices has given law enforcement an important 2 additional tool that has in fact saved hundreds, if not thousands, of lives. When an officer 3 successfully uses a Taser device to incapacitate a suspect under circumstances where the use of 4 deadly force would have been justified, the benefit is apparent. Taser also claims, and it is likely 5 true, that in many cases use of its device brings a situation under control more quickly and with less 6 risk of injury to the suspect, officers, and bystanders than might arise from a more prolonged 7 struggle using only other forms of non-deadly force. 8 Plaintiffs’ theory in this action, however, is that Taser’s products are not as safe and free 9 from the potential of causing or contributing to death as it would have law enforcement and the public believe. While plaintiffs presumably would see nothing wrong with a police officer 11 For the Northern District of California United States District Court 10 deploying a Taser device under circumstances where use of a gun would otherwise be warranted, 12 they believe that Taser has created a false sense of security that leads law enforcement to resort to 13 using its products under circumstances that do not call for immediate use of force at all, or at least 14 not force that carries any substantial risk of causing death. By expressly marketing its products as 15 non-lethal, Taser has, in plaintiffs’ view, led law enforcement to understand that the devices can be 16 used safely to bring quick closure to situations, thereby shortcutting an appropriate balancing of the 17 actual risks inherent in the product against the exigencies presented by a particular incident. 18 Plaintiffs also contend that when a Taser device is deployed under certain conditions, it is the 19 particular effects of the electrical charge on the body that can cause or contribute in a legally 20 significant sense to death, not merely the generic stress of the violent confrontation. 21 Particularly given the limitations imposed on the scope of the testimony that plaintiffs’ 22 experts will be allowed to offer, it may be that they face an uphill battle to prove that Taser’s 23 products in fact can be lethal and that the use of one was a contributing factor in Salinas’s death. 24 The warnings on which Taser bases this motion, however, are not directed to preventing or reducing 25 the risks that plaintiffs contend exist. Taser’s warnings are consistent with its view that its devices 26 do not in fact cause or contribute to death in any meaningful sense. Rather, Taser offers such 27 warnings as there is “risk that someone will get hurt or may even be killed due to physical exertion, 28 unforeseen circumstances and individual susceptibilities,” and that officers should endeavor to gain 12 1 control of situations as promptly as possible and without excessive use of Taser devices, “in order to 2 minimize the total duration of exertion and stress experienced by the subject.” While Taser’s 3 warnings and training discuss sudden in-custody death syndrome at some length, the overall 4 message is that Taser devices are not responsible for such deaths, and that an officer’s priority 5 should be to exert control over subjects and place them as necessary in the care of medical 6 professionals as quickly as possible. As such, it cannot be concluded as a matter of law that Taser 7 adequately warns against the particular risks plaintiffs contend its products pose.3 8 2. Causation 9 Relying on case law from toxic tort litigation, Taser contends that plaintiffs must establish 11 For the Northern District of California United States District Court 10 both “general” (or “generic”) causation and “specific” (or “individual”) causation. See In re 12 Hanford Nuclear Reservation Litig., 292 F.3d 1124 (9th Cir. 2002). As explained in Hanford, 13 “[g]eneral, or ‘generic’ causation has been defined by courts to mean whether the substance at issue 14 had the capacity to cause the harm alleged, while ‘individual causation’ refers to whether a 15 particular individual suffers from a particular ailment as a result of exposure to a substance.” Id. at 16 1133. In the context of toxic substances, the distinction between general and specific causation is 17 useful, because the capability of a particular substance to cause a particular disease through 18 prolonged exposure often must be shown by epidemiological evidence. See id. at 1136-1137. 19 Where the mechanism by which the injury is caused can be shown more directly, however, the 20 distinction is less important. Id. 21 3 22 23 24 25 26 27 28 In Marquez v. City of Phoenix, 2010 WL 3342000 (D.Ariz. 2010) Taser obtained summary judgment that its warnings were adequate. It is not entirely clear from the opinion what the Marquez plaintiffs may have been contending the inadequacies of the warnings were, but to the extent their claims were not distinguishable from those made by plaintiffs here, the Court is not persuaded that summary judgment is appropriate, for the reasons set out above. Taser also argues that plaintiffs cannot show that the police officers in this case would have acted any differently had other warnings been provided. While there is evidence that Officer Chikayasu was aware that Taser devices have been alleged to cause death in some instances and that he believed that to be true, it would be unduly speculative to conclude, as a matter of law, that he and the other officers on the scene would have taken the same actions had Taser not consistently marketed its products as nonlethal, but instead warned explicitly that they can cause or contribute to death in some circumstances. 13 1 Here, plaintiffs will indeed have to prove both that Taser’s products are capable of causing 2 or contributing to death and that one did so in Salinas’ particular case. Plaintiffs insist they will 3 carry that burden, not by introducing epidemiological studies, but by direct evidence of how they 4 contend the electrical charge produced by a Taser device acts on the body. In this motion, Taser 5 effectively renews arguments it made in its Daubert challenges to plaintiffs’ experts. As reflected in 6 the rulings on those motions, there may be some gaps in plaintiffs’ proof that will be difficult to fill, 7 but it cannot be determined at this juncture that the evidence will be insufficient to permit a jury to 8 find causation. Accordingly, Taser’s motion must be denied. 9 V. CONCLUSION 11 For the Northern District of California United States District Court 10 Partial summary judgment is hereby granted in favor of the City defendants on plaintiffs’ 12 Monell claim, their claim for unlawful entry, and their contention that the police officers lacked a 13 basis to attempt to detain and/or arrest Salinas. The motions are otherwise denied. A further Case 14 Management Conference shall be held on June 2, 2011, at 10:00 a.m. 15 16 IT IS SO ORDERED. 17 18 19 Dated: 5/2/11 RICHARD SEEBORG UNITED STATES DISTRICT JUDGE 20 21 22 23 24 25 26 27 28 14

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