Apple Inc. v. Samsung Electronics Co. Ltd. et al
Filing
1011
Declaration in Support of #1000 Opposition/Response to Motion, Declaration of Joby Martin In Support of Samsung's Opposition to Apple's Motion to Strike filed bySamsung Electronics America, Inc.(a New York corporation), Samsung Electronics Co. Ltd., Samsung Telecommunications America, LLC(a Delaware limited liability company). (Attachments: #1 Exhibit 2 to Martin Declaration, #2 Exhibit 10 to Martin Declaration, #3 Exhibit 11 to Martin Declaration, #4 Exhibit 18 to Martin Declaration, #5 Exhibit 19 to Martin Declaration)(Related document(s) #1000 ) (Maroulis, Victoria) (Filed on 6/1/2012)
EXHIBIT 11
quinn emanuel
trial lawyers | silicon valley
555 Twin Dolphin Drive, 5th Floor, Redwood Shores, California 94065-2139 | TEL: (650) 801-5000 FAX: (650) 801-5100
SCOTT C. HALL
(650) 801-5027
scotthall@quinnemanuel.com
February 1, 2012
Bloomberg L.P.
c/o Thomas H. Golden
Willkie Farr & Gallagher LLP
787 Seventh Av. New York, NY 10019
Re:
Apple Inc. v. Samsung Electronics Co., Ltd., No. 11-CV-01846-LHK (N.D. Cal.)
Dear Mr. Golden:
Thank you for agreeing to accept service of this subpoena on behalf of Bloomberg L.P.
Enclosed please find a Subpoena to Testify at a Deposition in a Civil Action issued by the United
States District Court for Southern District of New York. This deposition testimony is being
sought by Samsung Electronics, Co., Ltd. in connection with litigation against Apple Inc., Apple
Inc. v. Samsung Electronics Co., Ltd., No. 11-CV-01846-LHK (N.D. Cal.).
Please do not hesitate to contact me with questions or concerns; we look forward to working with
you to make this process as expedient and convenient for you as possible.
Very truly yours,
Scott C. Hall
quinn emanuel urquhart & sullivan, llp
LOS ANGELES |
865 South Figueroa Street, 10th Floor, Los Angeles, California 90017-2543 | TEL (213) 443-3000 FAX (213) 443-3100
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SAN FRANCISCO | 50 California Street, 22nd Floor, San Francisco, California 94111-4788 | TEL (415) 875-6600 FAX (415) 875-6700
CHICAGO | 500 W. Madison Street, Suite 2450, Chicago, Illinois 60661-2510 | TEL (312) 705-7400 FAX (312) 705-7401
WASHINGTON, DC | 1299 Pennsylvania Avenue NW, Suite 825, Washington, District of Columbia 20004-2400 | TEL (202) 538-8000 FAX (202) 538-8100
LONDON | 16 Old Bailey, London EC4M 7EG, United Kingdom | TEL +44(0) 20 7653 2000 FAX +44(0) 20 7653 2100
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NEW YORK |
AO 88A (Rev. 06/09) Subpoena to Testify at a Deposition in a Civil Action
UNITED STATES DISTRICT COURT
for the
__________ District of __________
Southern District of New York
Apple, Inc.
Plaintiff
v.
Samsung Electronics Co., Ltd.
Defendant
)
)
)
)
)
)
Civil Action No. 11-cv-01846-LHK
(If the action is pending in another district, state where:
__________ District of __________
Northern District of California
)
SUBPOENA TO TESTIFY AT A DEPOSITION IN A CIVIL ACTION
To: Bluebird Soft Inc.
120 Sylvan Ave. Suite 301, Englewood Cliffs, NJ 07632
✔
u Testimony: YOU ARE COMMANDED to appear at the time, date, and place set forth below to testify at a
deposition to be taken in this civil action. If you are an organization that is not a party in this case, you must designate
one or more officers, directors, or managing agents, or designate other persons who consent to testify on your behalf
about the following matters, or those set forth in an attachment:
See Attachment A.
Place: Quinn Emanuel Urquhart & Sullivan, LLP
Date and Time:
51 Madison Avenue, 22nd Floor
New York, New York 10010
The deposition will be recorded by this method:
02/15/2012 9:00 am
Videotaped and recorded stenographically
✔
u Production: You, or your representatives, must also bring with you to the deposition the following documents,
electronically stored information, or objects, and permit their inspection, copying, testing, or sampling of the
material:
See Attachment B.
The provisions of Fed. R. Civ. P. 45(c), relating to your protection as a person subject to a subpoena, and Rule
45 (d) and (e), relating to your duty to respond to this subpoena and the potential consequences of not doing so, are
attached.
Date:
02/01/2012
CLERK OF COURT
OR
Signature of Clerk or Deputy Clerk
Attorney’s signature
The name, address, e-mail, and telephone number of the attorney representing (name of party)
, who issues or requests this subpoena, are:
Samsung Electronics Co., Ltd.
Scott C. Hall, Quinn Emanuel Urquhart & Sullivan, LLP, 555 Twin Dolphin Dr., 5th Floor
Redwood Shores, California 94065; Email: scotthall@quinnemanuel.com; Telephone: 650-801-5000
AO 88A (Rev. 06/09) Subpoena to Testify at a Deposition in a Civil Action (Page 2)
Civil Action No. 11-cv-01846-LHK
PROOF OF SERVICE
(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)
This subpoena for (name of individual and title, if any)
was received by me on (date)
.
u I served the subpoena by delivering a copy to the named individual as follows:
on (date)
; or
u I returned the subpoena unexecuted because:
.
Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also
tendered to the witness fees for one day’s attendance, and the mileage allowed by law, in the amount of
$
My fees are $
.
for travel and $
for services, for a total of $
I declare under penalty of perjury that this information is true.
Date:
Server’s signature
Printed name and title
Server’s address
Additional information regarding attempted service, etc:
0.00
.
AO 88A (Rev. 06/09) Subpoena to Testify at a Deposition in a Civil Action (Page 3)
Federal Rule of Civil Procedure 45 (c), (d), and (e) (Effective 12/1/07)
(c) Protecting a Person Subject to a Subpoena.
(1) Avoiding Undue Burden or Expense; Sanctions. A party or
attorney responsible for issuing and serving a subpoena must take
reasonable steps to avoid imposing undue burden or expense on a
person subject to the subpoena. The issuing court must enforce this
duty and impose an appropriate sanction — which may include lost
earnings and reasonable attorney’s fees — on a party or attorney
who fails to comply.
(2) Command to Produce Materials or Permit Inspection.
(A) Appearance Not Required. A person commanded to produce
documents, electronically stored information, or tangible things, or
to permit the inspection of premises, need not appear in person at the
place of production or inspection unless also commanded to appear
for a deposition, hearing, or trial.
(B) Objections. A person commanded to produce documents or
tangible things or to permit inspection may serve on the party or
attorney designated in the subpoena a written objection to
inspecting, copying, testing or sampling any or all of the materials or
to inspecting the premises — or to producing electronically stored
information in the form or forms requested. The objection must be
served before the earlier of the time specified for compliance or 14
days after the subpoena is served. If an objection is made, the
following rules apply:
(i) At any time, on notice to the commanded person, the serving
party may move the issuing court for an order compelling production
or inspection.
(ii) These acts may be required only as directed in the order, and
the order must protect a person who is neither a party nor a party’s
officer from significant expense resulting from compliance.
(3) Quashing or Modifying a Subpoena.
(A) When Required. On timely motion, the issuing court must
quash or modify a subpoena that:
(i) fails to allow a reasonable time to comply;
(ii) requires a person who is neither a party nor a party’s officer
to travel more than 100 miles from where that person resides, is
employed, or regularly transacts business in person — except that,
subject to Rule 45(c)(3)(B)(iii), the person may be commanded to
attend a trial by traveling from any such place within the state where
the trial is held;
(iii) requires disclosure of privileged or other protected matter, if
no exception or waiver applies; or
(iv) subjects a person to undue burden.
(B) When Permitted. To protect a person subject to or affected by
a subpoena, the issuing court may, on motion, quash or modify the
subpoena if it requires:
(i) disclosing a trade secret or other confidential research,
development, or commercial information;
(ii) disclosing an unretained expert’s opinion or information that
does not describe specific occurrences in dispute and results from
the expert’s study that was not requested by a party; or
(iii) a person who is neither a party nor a party’s officer to incur
substantial expense to travel more than 100 miles to attend trial.
(C) Specifying Conditions as an Alternative. In the circumstances
described in Rule 45(c)(3)(B), the court may, instead of quashing or
modifying a subpoena, order appearance or production under
specified conditions if the serving party:
(i) shows a substantial need for the testimony or material that
cannot be otherwise met without undue hardship; and
(ii) ensures that the subpoenaed person will be reasonably
compensated.
(d) Duties in Responding to a Subpoena.
(1) Producing Documents or Electronically Stored Information.
These procedures apply to producing documents or electronically
stored information:
(A) Documents. A person responding to a subpoena to produce
documents must produce them as they are kept in the ordinary
course of business or must organize and label them to correspond to
the categories in the demand.
(B) Form for Producing Electronically Stored Information Not
Specified. If a subpoena does not specify a form for producing
electronically stored information, the person responding must
produce it in a form or forms in which it is ordinarily maintained or
in a reasonably usable form or forms.
(C) Electronically Stored Information Produced in Only One
Form. The person responding need not produce the same
electronically stored information in more than one form.
(D) Inaccessible Electronically Stored Information. The person
responding need not provide discovery of electronically stored
information from sources that the person identifies as not reasonably
accessible because of undue burden or cost. On motion to compel
discovery or for a protective order, the person responding must show
that the information is not reasonably accessible because of undue
burden or cost. If that showing is made, the court may nonetheless
order discovery from such sources if the requesting party shows
good cause, considering the limitations of Rule 26(b)(2)(C). The
court may specify conditions for the discovery.
(2) Claiming Privilege or Protection.
(A) Information Withheld. A person withholding subpoenaed
information under a claim that it is privileged or subject to
protection as trial-preparation material must:
(i) expressly make the claim; and
(ii) describe the nature of the withheld documents,
communications, or tangible things in a manner that, without
revealing information itself privileged or protected, will enable the
parties to assess the claim.
(B) Information Produced. If information produced in response to a
subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any
party that received the information of the claim and the basis for it.
After being notified, a party must promptly return, sequester, or
destroy the specified information and any copies it has; must not use
or disclose the information until the claim is resolved; must take
reasonable steps to retrieve the information if the party disclosed it
before being notified; and may promptly present the information to
the court under seal for a determination of the claim. The person
who produced the information must preserve the information until
the claim is resolved.
(e) Contempt. The issuing court may hold in contempt a person
who, having been served, fails without adequate excuse to obey the
subpoena. A nonparty’s failure to obey must be excused if the
subpoena purports to require the nonparty to attend or produce at a
place outside the limits of Rule 45(c)(3)(A)(ii).
ATTACHMENT A
DEFINITIONS
The requests for production, as well as the Instructions provided above, are subject to and
incorporate the following definitions and instructions as used herein:
1.
The terms “Bloomberg,” “You,” and “Your” shall refer to Bloomberg L.P., and
any predecessor or successor of Bloomberg, and any past or present parent, division, subsidiary,
affiliate, joint venture, associated organization, director, officer, agent, employee, consultant,
staff member, or other representative of Bloomberg.
2.
The term “D’037 Patent” shall mean U.S. Design Patent No. D500,037 and all
parents, progeny, continuations, applications, divisional applications, reexaminations, or reissues
thereof and all foreign counterpart applications and patents which claim the same subject matter.
3.
The term “D’364 Patent” shall mean U.S. Design Patent No. D497,364 and all
parents, progeny, continuations, applications, divisional applications, reexaminations, or reissues
thereof and all foreign counterpart applications and patents which claim the same subject matter.
4.
The term “D’684 Patent” shall mean U.S. Design Patent No. D492,684 and all
parents, progeny, continuations, applications, divisional applications, reexaminations, or reissues
thereof and all foreign counterpart applications and patents which claim the same subject matter.
5.
The term “D’504 Application” shall mean U.S. Design Patent Application
Publication No. 2004/0041504 A1, published on March 4, 2004, and all parents, progeny,
continuations, applications, divisional applications, reexaminations, or reissues thereof and all
foreign counterpart applications and patents which claim the same subject matter.
6.
The term “WO 2004/023272 Application” shall mean the World Intellectual
Property Organization International Publication Number WO 2004/023272 A2, published on
March 18, 2004, and all parents, progeny, continuations, applications, divisional applications,
reexaminations, or reissues thereof and all foreign counterpart applications and patents which
claim the same subject matter.
02198.51855/4576859.1
1
7.
The term “Bloomberg Design Registration” shall mean European Union
Registered Community Design 000048061-0001 and all parents, progeny, continuations,
applications, divisional applications, reexaminations, or reissues thereof and all foreign
counterpart applications and patents which claim the same subject matter.
A copy of the
Bloomberg Design Registration is attached hereto.
8.
The term “Bloomberg Patents” shall mean the D’037 Patent, the D’364 Patent,
and the D’684 Patent. Copies of the Bloomberg Patents are attached hereto.
9.
The term “Bezel-less Electronic Display Applications” shall mean the D’504
Application and the WO 2004/023272 Application.
Copies of the Bezel-less Electronic Display
Applications are attached hereto.
10.
The term “electronic display” shall mean a flat panel monitor for use with a
computer, flat panel television or other image-displaying device.
11.
The terms “Document(s)” shall have the broadest meaning ascribed to it by
Federal Rule of Civil Procedure 34 and Federal Rule of Evidence 1001. The term shall include
within its meaning, by way of example and not limitation, any and all accounts, analyses, books,
CDs, calendars, commercial paper, communications, correspondence, DVDs, process flows,
manuals, e-mail, films, financial statements, floppy disks, hard disks, inter-office memoranda,
invoices, ledgers, letters, licenses, logs, memoranda, microfilms, minutes, notes, notes of
conversations, notes of meetings, notes of telephone calls, office communications, photographs,
printouts, recordings of conversations (whether written or electronic), reports, schedules, storage
tape, task lists, telegrams, telephone bills, videotapes or other video recordings, and any differing
versions of the foregoing whether denominated formal, informal or otherwise, as well as copies
of the foregoing which differ from the original in any way, including handwritten notations or
other written or printed matter.
The foregoing specifically includes information stored
electronically, whether in a computer database or otherwise, regardless of whether such
documents are presently in documentary form or not.
A draft or non-identical copy of a
Document is a separate Document within the meaning of this term.
02198.51855/4576859.1
2
12.
The term “Communication(s)” shall mean, without limitation, any transmittal,
conveyance or exchange of a word, statement, fact, thing, idea, Document, instruction,
information, demand, question or other information by any medium, whether by written, oral or
other means, including but not limited to electronic communications and electronic mail.
13.
“Identify” when used in reference to:
(1)
An individual, means to state his or her full name, present or last known
residential and business addresses, present or last known position and business affiliation, and if
applicable, history of employment of that individual;
(2)
A firm, partnership, corporation, proprietorship, joint venture, association,
or other organization or entity, means to state its full name, present or last known address and
place of incorporation or formation and to identify each agent that acted for it with respect to the
matters relating to the request or answer;
(3)
A Document, means to state the date, title, if any, subject matter, each
author, each addressee or recipient if practicable, and otherwise a general description of the
persons to whom the writing was distributed, the production number, and the type of document,
i.e., publication, letter, memorandum, book, telegram, chart etc., or some other means of
identifying the document, and its present location and custodian;
(4)
A Communication, means to state its date and place, the person(s) who
participated in it or who were present during any part of it or who have knowledge about it;
(5)
A date, means to state the date and set forth the basis for Your contention
that the date is responsive to the request; and
(6)
A product, service, or intellectual property, means to state all names and
numbers related to the product, service, or intellectual property, and the owner, manufacturer,
distributor, licensor, or dealer of the product, service, or intellectual property during the relevant
time period and currently.
For a product, provide all designations for the product, from the
most specific to the most general, including any model numbers or designations, version
numbers or designations, and internal numbers or designations.
02198.51855/4576859.1
3
14.
The term “person(s)” refers to any individual, corporation, proprietorship,
association, joint venture, company, partnership or other business or legal entity, including
governmental bodies and agencies. The masculine includes the feminine and vice versa; the
singular includes the plural and vice versa.
15.
The terms “any,” “all,” “every,” and “each” shall each mean and include the other
as necessary to bring within the scope of these requests for production all responses that might
otherwise be construed to be outside of their scope.
16.
The terms “and,” “or,” and “and/or” shall be construed either disjunctively or
conjunctively as necessary to bring within the scope of these requests for production all
responses that might otherwise be construed to be outside of its scope.
17.
The term “thing” refers to any physical specimen or tangible item in Your
possession, custody or control, including research and development samples, prototypes,
production samples and the like.
18.
The terms “referring to,” “relating to,” “concerning” or “regarding” shall mean
containing, describing, discussing, embodying, commenting upon, identifying, incorporating,
summarizing, constituting, comprising or are otherwise pertinent to the matter or any aspect
thereof.
19.
The use of the singular form of any word includes the plural and vice versa, as
necessary to bring within the scope of these requests for production all responses that might
otherwise be construed to be outside of its scope.
20.
The use of a verb in any tense shall be construed as the use of the verb in all other
tenses.
02198.51855/4576859.1
4
DEPOSITION TOPICS
1.
Objects embodying the invention claimed in the Bloomberg Patents, the
Bloomberg Design Registration, or the Bezel-less Electronic Display Applications, including
documents sufficient to show the date of first use and the scope of use within the first two years
of use.
2.
The identities the persons involved in the design, invention, creation,
development, reduction to practice, ownership, transfer or assignment of the invention claimed
in the Bloomberg Patents, the Bloomberg Design Registration, or the Bezel-less Electronic
Display Applications.
3.
On an annual, monthly or quarterly basis, the quantity of sales in the U.S. since
2005 of any products, either alone or in connection with the sale of related services, that
embody the invention claimed in the Bloomberg Patents, the Bloomberg Design Registration,
or the Bezel-less Electronic Display Applications.
4.
Public disclosure, prior to March 4, 2004, of the technology or designs disclosed
in, described in, or relating to the invention claimed in the Bloomberg Patents, the Bloomberg
Design Registration, or the Bezel-less Electronic Display Applications.
5.
The conception, creation, invention, design, development, reduction to practice,
or first use of any product, device or design featuring a flat-panel electronic display, including,
but not limited to, the Bloomberg Patents, the Bloomberg Design Registration, and the Bezel-less
Electronic Display Applications.
02198.51855/4576859.1
5
ATTACHMENT B
DEFINITIONS
The definitions set forth in Attachment A are incorporated by reference.
INSTRUCTIONS
1.
This subpoena seeks Documents in existence as of the date of service hereof and
to the full extent permitted by the Federal Rules of Civil Procedure.
2.
This subpoena shall apply to all Documents in your possession, custody or control
as of the date of service hereof or coming into your possession, custody, or control before the
date of the production.
3.
In the event that any Document called for by these requests or subsequent
requests has been destroyed or discarded, that Document is to be identified by stating: (i) the
author(s), addressee(s) and any indicated or blind copyee(s); (ii) the Document’s date, number of
pages and attachments or appendices; (iii) the Document’s subject matter; (iv) the date of
destruction or discard, manner of destruction or discard, and reason for destruction or discard; (v)
the persons who were authorized to carry out such destruction or discard; and (vi) whether any
copies of the Document presently exist and, if so, the name of the custodian of each copy.
4.
Should you seek to withhold any Document based on some limitation of
discovery (including privilege), you must supply a list of the Document for which limitation of
discovery is claimed, indicating:
a.
the identity(ies) of each Document’s author(s), writer(s), sender(s), or
initiator(s) and their positions;
b.
the identity(ies) of each Document’s recipient(s), addressee(s), or party(ies)
for whom it was intended and their positions;
c.
the date of creation or transmittal indicated on each Document, or estimate
of that date, indicated as such, if no date appears on the Documents;
02198.51855/4576859.1
6
d.
the general subject matter as described on each Document, or, if such
description does not appear, then some other description sufficient to
identify the Document; and
e.
the claimed ground(s) for limitation of discovery (e.g., “attorney-client
privilege” or “work product privilege”).
5.
If any of the Documents are considered “confidential business information” or
“source code,” as those terms are defined in the protective order attached as Exhibit 1
(“Protective Order”), such Documents should be produced subject to the terms and provisions of
the Protective Order.
6.
If no Documents are responsive to a particular request, you are to state that no
responsive Documents exist.
7.
If you propound any written answers to the requests for Documents to be
Produced, repeat verbatim, immediately before each answer, the request being answered.
8.
Electronic records and computerized information must be produced in an
intelligible format or together with a description of the system from which it was derived
sufficient to permit rendering the materials intelligible.
9.
File folders with tabs or labels identifying Documents called for by these requests
must be produced intact with such Documents.
10.
02198.51855/4576859.1
Documents attached to each other must not be separated.
7
DOCUMENTS AND THINGS TO BE PRODUCED
1.
All documents relating to use in the U.S. of any objects embodying the
invention claimed in the Bloomberg Patents, the Bloomberg Design Registration, or the Bezelless Electronic Display Applications, including documents sufficient to show the date of first
use and the scope of use within the first two years of use.
2.
Documents sufficient to Identify the persons involved in the design, invention,
creation, development, reduction to practice, ownership, transfer or assignment of the invention
claimed in the Bloomberg Patents, the Bloomberg Design Registration, or the Bezel-less
Electronic Display Applications.
3.
Documents sufficient to show, on an annual, monthly or quarterly basis, the
quantity of sales in the U.S. since 2005 of any products, either alone or in connection with the
sale of related services, that embody the invention claimed in the Bloomberg Patents, the
Bloomberg Design Registration, or the Bezel-less Electronic Display Applications.
4.
All documents and things regarding any public disclosure, prior to March 4,
2004, of the technology or designs disclosed in, described in, or relating to the invention
claimed in the Bloomberg Patents, the Bloomberg Design Registration, or the Bezel-less
Electronic Display Applications.
5.
All documents and things regarding the conception, creation, invention, design,
development or reduction to practice of any product, device or design featuring a flat-panel
electronic display, including, but not limited to, the Bloomberg Patents, the Bloomberg Design
Registration, and the Bezel-less Electronic Display Applications.
02198.51855/4576859.1
8
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