Apple Inc. v. Samsung Electronics Co. Ltd. et al
Filing
1286
Exhibit List Apple's Revised Exhibit List by Apple Inc... (Jacobs, Michael) (Filed on 7/23/2012)
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HAROLD J. MCELHINNY (CA SBN 66781)
hmcelhinny@mofo.com
RACHEL KREVANS (CA SBN 116421)
rkrevans@mofo.com
MICHAEL A. JACOBS (CA SBN 111664)
mjacobs@mofo.com
JENNIFER LEE TAYLOR (CA SBN 161368)
jtaylor@mofo.com
ALISON M. TUCHER (CA SBN 171363)
atucher@mofo.com
RICHARD S.J. HUNG (CA SBN 197425)
rhung@mofo.com
JASON R. BARTLETT (CA SBN 214530)
jasonbartlett@mofo.com
MORRISON & FOERSTER LLP
425 Market Street
San Francisco, California 94105-2482
Telephone: (415) 268-7000
Facsimile: (415) 268-7522
WILLIAM F. LEE
william.lee@wilmerhale.com
WILMER CUTLER PICKERING
HALE AND DORR LLP
60 State Street
Boston, MA 02109
Telephone: (617) 526-6000
Facsimile: (617) 526-5000
MARK D. SELWYN (SBN 244180)
mark.selwyn@wilmerhale.com
WILMER CUTLER PICKERING
HALE AND DORR LLP
950 Page Mill Road
Palo Alto, California 94304
Telephone: (650) 858-6000
Facsimile: (650) 858-6100
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Attorneys for Plaintiff and
Counterclaim-Defendant APPLE INC.
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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SAN JOSE DIVISION
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APPLE INC.,
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Case No.
11-cv-01846 LHK (PSG)
Plaintiff,
v.
SAMSUNG ELECTRONICS CO., LTD., a
Korean business entity; SAMSUNG
ELECTRONICS AMERICA, INC., a New York
corporation; SAMSUNG
TELECOMMUNICATIONS AMERICA, LLC, a
Delaware limited liability company,
APPLE’S REVISED EXHIBIT
LIST (EXHIBIT 5 TO JOINT
PRETRIAL CONFERENCE
STATEMENT)
Place:
Judge:
Courtroom 4, 5th Floor
Hon. Lucy H. Koh
Defendants.
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02198.51855/4844969.1 APPLE’S REVISED EXHIBIT LIST
CASE NO. 11-cv-01846 LHK (PSG)
sf-3173764
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Pursuant to the July 19, 2012 Minute Order and Case Management Order (Docket No.
1267) Apple submits herewith as Exhibit 1 its revised exhibit list, previously submitted as Exhibit
5 to the Joint Pretrial Conference Statement (Docket No. 1189-5).
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Samsung informed Apple this morning that Samsung intends to voluntarily dismiss the
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’604 patent from its counterclaims. Apple has not had adequate time to evaluate fully the impact
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of that change on Apple’s exhibit list or determine which exhibits should be substituted for the
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exhibits to be removed. Accordingly, Apple submits this list with exhibits 69, 89, 90, 109, and
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191 left blank. Apple will identify substitutes for those exhibits as soon as practicable.
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Dated: July 23, 2012
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MORRISON & FOERSTER LLP
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By:
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/s/ Michael A. Jacobs
Michael A. Jacobs
Attorneys for Plaintiff
APPLE INC.
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02198.51855/4844969.1 APPLE’S REVISED EXHIBIT LIST
CASE NO. 11-cv-01846 LHK (PSG)
sf-3173764
1
Exhibit 1
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
SPONSORING
WITNESS
TRIAL
EXHIBIT NO.
DEPO
EX. NO.
DATE
1
N/A
N/A
Photographs of Apple Phone Models
N/A
N/A
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
2
N/A
N/A
Photographs of Apple Tablet Models
N/A
N/A
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
3
N/A
N/A
Apple and Samsung Smartphones
N/A
N/A
Peter Bressler;
Russell Winer
Offered in support of Apple's trade
dress and design patent claims
4
N/A
N/A
Apple and Samsung Tablets
N/A
N/A
Peter Bressler;
Russell Winer
Offered in support of Apple's trade
dress and design patent claims
5
N/A
N/A
Summary of Press Reports Regarding
Samsung Tablet Designs
N/A
N/A
Peter Bressler;
Russell Winer
Offered in support of Apple's trade
dress and design patent claims
6
N/A
N/A
Summary of Press Reports Regarding
Samsung Phone Designs
N/A
N/A
Peter Bressler;
Russell Winer
Offered in support of Apple's trade
dress and design patent claims
DESCRIPTION
BEGBATES
ENDBATES
7
N/A
N/A
Photographs of accused Samsung devices
N/A
N/A
8
N/A
N/A
Photographs of Apple products
N/A
N/A
Philip Schiller;
Peter Bressler;
Susan Kare
Christopher
Stringer; Philip
Schiller; Scott
Forstall; Peter
Bressler
PURPOSE
MARKED
ADMITTED
Offered in support of Apple's trade
dress and design patent claims
Offered in support of Apple's trade
dress and design patent claims
9
N/A
N/A
Translation of email from Dong Jin Koh
dated September 16, 2008
SAMNDCA11374409
SAMNDCA11374414
Damages, willfulness, secondary
considerations, utility patent claims,
Karan Singh; Gee‐ trade dress and design patent claims,
Sung Choi
copying.
10
N/A
N/A
Design alternatives considered by Peter
Bressler
N/A
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
11
N/A
N/A
iPhone and iPad Advertisements
N/A
N/A
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
12
N/A
N/A
iPhone Television Advertisements
N/A
N/A
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
1
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
SPONSORING
WITNESS
TRIAL
EXHIBIT NO.
DEPO
EX. NO.
DATE
13
N/A
N/A
iPad Television Advertisements
N/A
N/A
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
14
N/A
N/A
iPhone & iPad Media Clips
N/A
N/A
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
Offered to establish public awareness
of the designs of the iPhone and iPad;
secondary considerations.
DESCRIPTION
BEGBATES
ENDBATES
PURPOSE
15
N/A
N/A
Apple’s Sales of iPhone and iPad
N/A
N/A
Philip Schiller;
Russell Winer
16
N/A
N/A
iPhone and iPad Advertising Expenditures
N/A
N/A
Philip Schiller;
Russell Winer
MARKED
ADMITTED
Offered to establish public awareness
of the designs of the iPhone and iPad
17
N/A
N/A
Summary of iPhone and iPad News Coverage N/A
N/A
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad,
secondary considerations of non‐
obviousness, damages.
18
N/A
N/A
Fox, The Simpsons , January 31, 2010
APLNDC0000359537
APLNDC0000359537
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
19
N/A
N/A
Designs Considered by Apple
N/A
N/A
Scott Forstall
Offered in support of Apple's trade
dress and design patent claims
20
N/A
N/A
Design alternatives considered by A. Hedge
N/A
N/A
Alan Hedge
Offered in support of Apple's trade
dress and design patent claims
21
N/A
N/A
Screen captures considered by S. Kare
N/A
N/A
Susan Kare
Offered in support of Apple's trade
dress and design patent claims
22
N/A
N/A
Design alternatives considered by S. Kare
N/A
N/A
Susan Kare
Offered in support of Apple's trade
dress and design patent claims
23
N/A
N/A
Summary of Hal Poret's Secondary
Meanings Surveys
N/A
N/A
Hal Poret; Russell Offered in support of Apple's trade
Winer
dress and design patent claims
24
N/A
N/A
Summary of Kent Van Liere's
Association/Confusion Surveys
N/A
N/A
Kent Van Liere;
Russell Winer
Offered in support of Apple's trade
dress and design patent claims
2
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
25
26
DEPO
EX. NO.
N/A
N/A
DATE
DESCRIPTION
BEGBATES
N/A
Summary of Apple's damages calculations
N/A
N/A
Summary of selected documents reflecting
comments on demand for Apple's
intellectual property
N/A
ENDBATES
SPONSORING
WITNESS
PURPOSE
Terry Musika
Offered in support of Apple's trade
dress and design patent claims,
damages and secondary
considerations
N/A
Terry Musika
ADMITTED
Offered in support of Apple's trade
dress and design patent claims,
damages and secondary
considerations
Terry Musika
MARKED
Offered in support of Apple's trade
dress and design patent claims,
damages and secondary
considerations
N/A
N/A
27
N/A
N/A
Summary of selected documents reflecting
comments on the smartphone and tablet
marketplace
N/A
28
N/A
N/A
Summary of Samsung’s fixed, variable, and
non‐product costs
N/A
N/A
Terry Musika
Damages
N/A
N/A
Terry Musika
Damages
29
N/A
N/A
Summary and comparison of Samsung
financial data from different sources in
Samsung's production
30
N/A
N/A
Summary of survey conducted by J. Hauser
N/A
N/A
John Hauser
Damages and secondary
considerations.
SAMNDCA‐C000002368;
SAMNDCA‐C000002440;
SAMNDCA‐C000002481;
SAMNDCA‐C000002559;
SAMNDCA‐C000002807;
SAMNDCA‐C000003597;
SAMNDCA‐C000005715;
SAMNDCA‐C000006084;
SAMNDCA‐C000006277;
SAMNDCA‐C000003501;
SAMNDCA‐C000007702;
SAMNDCA‐C000007890;
SAMNDCA‐C000008045
SAMNDCA‐C000002420;
SAMNDCA‐C000002476;
SAMNDCA‐C000002529;
SAMNDCA‐C000002636;
SAMNDCA‐C000002968;
SAMNDCA‐C000003714;
SAMNDCA‐C000005969;
SAMNDCA‐C000006166;
SAMNDCA‐C000006331;
SAMNDCA‐C000003549;
SAMNDCA‐C000007786;
SAMNDCA‐C000008007;
SAMNDCA‐C000008180
Karan Singh;
Ravin
Balakrishnan
Offered in support of Apple's utility
patent claims.
31
N/A
N/A
Selection of Samsung source code from
Bates range SAMNDCA‐C000000001 ‐
SAMNDCA‐C000009221
32
N/A
N/A
Samsung Blackjack i607
N/A
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
33
N/A
N/A
iPhone and iPad Advertising Expenditures
APLNDC‐Y0000051623
APLNDC‐Y0000051623
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
3
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
DEPO
EX. NO.
34
Ex. 1733; Ex.
2012; Ex.
2148
35
Ex. 1394
36
Ex. 2006
Ex. 1654
37
38
Ex. 2009
Ex. 2151
N/A
DATE
9/1/2007
DESCRIPTION
Translation of Presentation: Feasibility
Review on Standalone AP Business for Smart
Phone Market
SAMNDCA10809390
12/14/2008
Email from J. Boltello re: Additional
wallpapers for Genie
12/17/2008
Presentation: Touch Portfolio Rollout
Strategy Recommendation Based on
Consumer Insight
12/24/2008
BEGBATES
Translation of presentation:
Touch Portfolio Key Takeaways
SAMNDCA10247689
SAMNDCA00191811
SAMNDCA10805169
SAMNDCA00191987
Peter Bressler;
Russell Winer;
Justin Denison
Damages, secondary considerations,
design and trade dress claims,
copying.
SAMNDCA10805175
Seogguen Kim;
Sungsik Lee; Dong
Hoon Chang;
Won Pyo Hong; Damages, secondary considerations,
Dale Sohn; Justin design and trade dress claims,
copying.
Denison
SAMNDCA11104139
Damages, willfulness, secondary
Karan Singh; Terry considerations, utility patent claims,
trade dress and design patent claims,
Musika; Justin
copying.
Denison
SAMNDCA20012942
Russell Winer;
Justin Denison
Russell Winer;
Terry Musika;
Justin Denison
9/9/2011
SAMNDCA10247373
SAMNDCA10247378
SAMNDCA11030081
SAMNDCA11030359
SAMNDCA00044700
ADMITTED
Damages, secondary considerations,
Wong Pyo Hong; design and trade dress claims,
copying.
Justin Denison
SAMNDCA10167857
MARKED
Damages, secondary considerations,
design and trade dress claims,
copying.
Damages, secondary considerations,
Susan Kare; Justin design and trade dress claims,
copying.
Denison
Damages, secondary considerations,
Wong Pyo Hong; design and trade dress claims,
copying.
Justin Denison
40
2/11/2010
Translation of Email from Bong‐Hee Kim
regarding Summary of Executive‐Level
Meeting Supervised by Head of Division
(February 10)
41
Ex. 1667
7/30/2012
Presentation: Samsung TN GUI Framework
Final Presentation
2/16/2010
Translation of Email from Hyun Kim
regarding PI/P3 Division Head Design Report
Meeting Minutes, dated February 16, 2010 SAMNDCA00044700
2/23/2010
Translation of Email from Ki Hyun Seo
regarding Team Leader's Directives at the
Executives' Meeting 2/22 (Mon)
Ex. 1751
Damages, secondary considerations,
design and trade dress claims,
copying.
Translation of Presentation:
Alkon Instructions from the CEO
Ex. 1352
Ex. 1372
Ex. 1977
Ex. 2153
43
SAMNDCA10247704
Susan Kare;
Russell Winer;
Justin Denison
Presentation: Browser Zooming Methods UX
Exploration Study
SAMNDCA11104115
Ex. 2641
Ex. 2709
Damages, secondary considerations,
design and trade dress claims,
copying.
PURPOSE
4/17/2009
39
42
SAMNDCA10809460
SPONSORING
WITNESS
Terry Musika;
Seogguen Kim;
Dong Hoon
Chang; Sungsik
Lee; Justin
Denison
ENDBATES
SAMNDCA20012936
SAMNDCA10167856
Damages, secondary considerations,
design and trade dress claims,
copying.
4
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
44
DEPO
EX. NO.
Ex. 1194; Ex.
1506; Ex.
2007; Ex.
2126; Ex.
2155
3/2/2010
45
N/A
N/A
46
47
48
49
Ex. 2008
Ex. 2164
N/A
N/A
50
N/A
51
Ex. 11;
Wagner Ex. 8
52
Ex. 5
53
Ex. 2022
Ex. 2117
54
Ex. 2652
DATE
DESCRIPTION
BEGBATES
PURPOSE
Translation of Presentation: Relative
Evaluation Report on S1, iPhone
SAMNDCA00203880
SAMNDCA00204010
Samsung Beat DJ
N/A
N/A
Peter Bressler;
Alan Hedge
SAMNDCA00508400
Ravin
Balakrishnan;
Russell Winer;
Terry Musika
Damages, secondary considerations,
design and trade dress claims,
copying.
SAMNDCA11290652
SAMNDCA00387585
Karan Singh;
Justin Denison
ADMITTED
Damages, willfulness, secondary
considerations, utility patent claims,
trade dress and design patent claims,
copying.
Dong Hoon
Chang; Justin
Denison
Dong Hoon
Chang; Ravin
Balakrishnan;
Justin Denison
MARKED
Offered in support of Apple's trade
dress and design patent claims
5/10/2010
5/24/2010
Translation of Email from Saejin Cha
regarding China GDI evaluation and
attachments
7/5/2010
Presentation: Wave & Galaxy S Expert &
regular users UX Critique
SAMNDCA00508318
SAMNDCA10159856
SAMNDCA11290567
N/A
Apple Intelligence Report: Samsung Telecom
Research Israel
SAMNDCA00387536
N/A
Best Buy Advertisement, "Samsung Galaxy
Tab included with Selected Samsung HDTVs" N/A
10/5/2010
Presentation: Samsung‐Apple Licensing
Discussion, October 5, 2010
8/4/2010
Presentation: Samsung's Use of Apple
Patents in Smartphones
11/1/2010
SPONSORING
WITNESS
Karan Singh;
Susan Kare;
Russell Winer;
Justin Denison
Translation of selected pages from
Presentation: Behold3 Usability Evaluation
Results
S/W Verification Group
2011
ENDBATES
APLNDC0000010886
APLNDC00001103
Translation of Presentation: Comparison of
Galaxy S and iPhone 4
SAMNDCA11010883
Presentation: Lessons from Apple
Boston Consulting Group
SAMNDCA00274819
SAMNDCA10159871
Damages, secondary considerations,
design and trade dress claims,
copying.
Damages, secondary considerations,
design and trade dress claims,
copying.
Damages, willfulness, secondary
considerations, utility patent claims,
copying.
Damages, secondary considerations,
design and trade dress claims,
copying.
APLNDC0000010903
Terry Musika;
Justin Denison
Boris Teksler;
Richard Lutton;
Jun Won Lee;
Philip Schiller;
Justin Denison
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
APLNDC00001192
Boris Teksler;
Richard Lutton;
Jun Won Lee
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
SAMNDCA11010884
Seogguen Kim;
Minhyouk Lee;
Justin Denison
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
SAMNDCA00274854
Terry Musika;
Justin Denison
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
N/A
5
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
DEPO
EX. NO.
SAMNDCA20007208
SAMNDCA20007222
SAMNDCA00526887
SAMNDCA00526993
SAMNDCA10765466
Ravin
Balakrishnan;
Justin Denison
SAMNDCA10375662
Terry Musika;
Justin Denison
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
SAMNDCA10154053
Peter Bressler;
Sangeun Lee;
Justin Denison
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
SAMNDCA11547470
Terry Musika;
Justin Denison
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
SAMNDCA10998232
Ravin
Balakrishnan;
Sungsik Lee;
Justin Denison
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
S‐ITC‐003351759
Terry Musika;
Justin Denison
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
2011
56
N/A
2/11/2011
Presentation: Samsung Q4 '10 Deep Dive
4/9/2011
Translation of selected pages from
Presentation: P5 Usability Evaluation
Results
S/W Verification Group 1
6/17/2011
Email from Justin Denison regarding GS
Choi's Direction and Request to STA
57
58
Ex. 2651
59
Ex. 1261
Ex. 1353
Ex. 1628
60
Ex. 2647
61
Ex. 1982
62
Vander Veen
Ex. 9
ADMITTED
Damages, willfulness, secondary
considerations, design and trade
dress claims, copying.
Ex. 1391
Ex. 2005
Ex. 1517
MARKED
Damages, willfulness, secondary
Susan Kare; Justin considerations, design and trade
dress claims, copying.
Denison
Peter Bressler;
Russell Winer;
Timothy Benner; Damages, willfulness, secondary
considerations, design and trade
Terry Musika;
dress claims, copying.
Justin Denison
55
August, 2011
SAMNDCA00176053
SAMNDCA10375640
Translation of Presentation: North America
P4(P7510 WiFi) BBY Retail Store Visit T/F
Report
SAMNDCA10154003
2/16/2012
Presentation: STA Competitive Situation
Paradigm Shift
4/2/2012
Translation of Presentation: Next Phase UX
Direction through iPhone and TouchWiz
Competitiveness Analysis
SAMNDCA10998213
3/25/2011
Presentation: iPhone 5 Counter Strategy
SAMNDCA11547401
S‐ITC‐003351732
ENDBATES
PURPOSE
DESCRIPTION
Presentation: Samsung mobile icon design
for 2011
BEGBATES
SPONSORING
WITNESS
DATE
63
N/A
N/A
Source Code
APLNDC0000014245
APLNDC0000014252
Bas Ording; Scott
Forstall; Ravin
Balakrishnan;
Offered in support of Apple's utility
Justin Denison
patent claims.
64
N/A
N/A
Video of Samsung infringement of ‘381
patent
N/A
N/A
Ravin
Balakrishnan
Offered in support of Apple's utility
patent claims.
65
N/A
N/A
Video of Samsung infringement of ‘163
patent
N/A
N/A
Karan Singh
Offered in support of Apple's utility
patent claims.
6
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
DEPO
EX. NO.
DATE
66
N/A
N/A
67
N/A
68
Sung Ho Choi
6, 7; Seung
Gun Park 12
4/4/2012
DESCRIPTION
Video of Samsung infringement of ‘915
patent
BEGBATES
N/A
Apple Inc. Launch Date Net Sales by Adam Id
(with ITS Billings) from 4/1/10 To 4/4/12
APLNDC‐WH‐A0000029886
69
Samsung WCDMA Release 7 Standardization
Research Project Completion Report and
SAMNDCA00166606;
English translation
APLNDC‐WH‐A0000032261
[Exhibit to be replaced ‐ removed as a result
of Samsung's withdrawn assertion of the
'604 patent]
70
3GPP TSG‐RAN WG1 Meeting #42, R1‐
050995 London, UK, 29 August – 2
September, 2005, Approved Report of 3GPP
TSG RAN WG1 #41 in Athens (Athens,
Greece, 09 – 13 May, 2005)
APLNDC‐WH‐A0000011139
71
72
N/A
N/A
N/A
73
Rosenbrock
12; Stasik 13;
Teece 18
74
Sung Ho Choi
8; Korea 1;
Lichaber 10;
Stasik 3;
Teece 7
75
Lichaber 12
N/A
5/1/2005
N/A
5/1/2005
Samsung Spreadsheet re: IPRs
SAMNDCA00136215
SPONSORING
WITNESS
PURPOSE
Karan Singh
Terry Musika;
Mark Buckley
This exhibit is being offered as
evidence of revenue earned by
downloaded applications cited in Dr.
O'Brien's expert report.
SAMNDCA00166622;
APLNDC‐WH‐A0000032278
Sung Ho Choi or
other Samsung
Witness
This exhibit is being offered as
evidence of Samsung's IPR policies
and practices
APLNDC‐WH‐A0000011202
ADMITTED
Offered in support of Apple's utility
patent claims.
APLNDC‐WH‐A0000029891
MARKED
This exhibit is being offered as
Michael Walker; evidence of Samsung’s failure to
timely disclose IPR to ETSI and 3GPP
Hyong Kim
N/A
SAMNDCA00136296
Soeng Hun Kim
This exhibit is being offered as
evidence of Samsung's contractual
obligations and its failure to timely
disclose IPR to ETSI and3GPP
TSG‐RAN WG2 Meeting #48, R2‐052063,
This exhibit is being offered as
London, 29 August ‐ 02 Sep 2005, Approved
minutes of the 47 TSG‐RAN WG2 meeting
Michael Walker; evidence of Samsung’s failure to
(Athens Greece, 09‐13 May 2005)
APLNDC‐WH‐A0000008857 APLNDC‐WH‐A0000008935 Edward Knightly timely disclose IPR to ETSI and 3GPP
N/A
1st Expert Report of Hillebrand & Partners
on FRAND
N/A
Addendum 1 ETSI/GA 29(97)/SCM/3,
Amendments to the ETSI Interim Intellectual
Property Rights Policy
APLNDC‐WH‐A0000012542
11/27/2008
ENDBATES
ETSI Guide on Intellectual Property Rights
(IPRs), dated November 27, 2008
SAMNDCA00393932
APLNDC‐WH‐A0000012460
SAMNDCA00393945
Karl Heinz
Rosenbrock or
other Samsung This exhibit is being offered as
Witness; Richard evidence concerning the ETSI IPR
policy and FRAND licensing
Donaldson
APLNDC‐WH‐A0000012547
Michael Walker;
Sung Ho Choi or
other Samsung
Witness
This exhibit is being offered as
evidence of Samsung's contractual
obligations and its failure to timely
disclose IPR to ETSI and3GPP
Michael Walker
This exhibit is being offered as
evidence of Samsung's contractual
obligations and its failure to timely
disclose IPR to ETSI and3GPP
APLNDC‐WH‐A0000012477
7
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
76
77
78
DEPO
EX. NO.
N/A
N/A
Intel Invoices to Apple (12/22/11‐12/29/11) APL794‐N0000003905
4/30/2012
Letter from B. Teksler to SW Kim, dated April
30, 2012
APL794‐N0000015789
7/25/2011
Letter from SW Kim to B. Teksler, dated July
25, 2011
SAMNDCA00322740
80
82
N/A
Seongwoo
Kim 57;
Stasik 12;
Teece 14;
Donaldson 9
83
Van Lieshot
3; Van Der
Velde 2;
Soeng‐Hun
Kim 4;
Holmes 5
N/A
N/A
N/A
5/2/2005
8/15‐20/2004
FRE 1006 Summary of Samsung Licenses
N/A
12/22/2011‐
12/29/2011
Seongwoo
Kim 6, 82
85
FRE 1006 Summary of Apple Licenses
BEGBATES
N/A
N/A
84
N/A
DESCRIPTION
N/A
79
81
DATE
Patent Cross License Agreement between
Intel and Samsung with Amendments 1 & 2
N/A
S‐794‐ITC‐000000021
Samsung presentation titled "Samsung ‐
Motorola Licensing Discussions," dated May
2, 2005
S‐794‐ITC‐005280718
3GPP TSG‐RAN WG2 Meeting #43, R2‐
021645, Prague, Czech Republic, August 15‐
20, 2004, L2 Considerations for VoIP Support APLNDC‐WH0000017799
N/A
3GPP Website Screenshots
N/A
Samsung Re‐Amended Defence and
Counterclaim; High Court of Justice, HC06‐
C00618 (United Kingdom)
ENDBATES
SPONSORING
WITNESS
N/A
N/A
MARKED
ADMITTED
This exhibit is being offered as
Boris Teksler; BJ evidence of Apple's licenses and
Watrous; Richard Samsung's failure to offer FRAND
terms
Donaldson
Richard
Donaldson;
Seongwoo Kim or This exhibit is being offered as
other Samsung evidence of Samsung's licenses and its
Witness
failure to offer FRAND terms
This exhibit is being offered as
evidence of Apple's purchases from
Intel
APL794‐N0000003910
Tony Blevins
APL794‐N0000015791
This exhibit is being offered as
Boris Teksler; BJ evidence of Samsung's failure to offer
Watrous
FRAND terms
SAMNDCA00322741
Boris Teksler; BJ This exhibit is being offered as
evidence of Samsung's failure to offer
Watrous;
FRAND terms
Seongwoo Kim
S‐794‐ITC‐005280737
Richard
Donaldson;
Seongwoo Kim or
other Samsung
Witness
Richard
Donaldson;
Seongwoo Kim or
other Samsung
Witness
APLNDC‐WH0000017802
Michael Walker;
This exhibit is being offered as
Gert Jan Van
Lieshot or other evidence of the existence of
Samsung Witness alternative technologies
S‐794‐ITC‐000000049
APLNDC‐WH‐A0000022859; APLNDC‐WH‐A0000022861;
APLNDC‐WH‐A0000022862 APLNDC‐WH‐A0000022864;
APLNDC‐WH‐A0000022943 APLNDC‐WH‐A0000022945 Michael Walker
APLNDC‐WH‐A0000022602
PURPOSE
APLNDC‐WH‐A0000022649
This exhibit is being offered as
evidence of Samsung's license with
Intel
This exhibit is being offered as
evidence of the value of Samsung's
IPR and Samsung's failure to offer
FRAND terms
This exhibit is being offered as
evidence of Samsung's failure to
timely disclose IPR to ETSI and 3GPP
Samsung
Witness; Richard This exhibit is being offered as
Donaldson
evidence concerning FRAND licensing
8
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
86
DEPO
EX. NO.
N/A
DATE
4/18/2007
DESCRIPTION
Samsung Statement of Surreply in the
Principal Action; The Hauge District Court
(April 18, 2007)
BEGBATES
SAMNDCA00393808
ENDBATES
SAMNDCA00393820
nd
87
N/A
N/A
2 Expert Report of Hillebrand & Partners
on Ericsson’s Cross‐License Offer to
Samsung
88
N/A
N/A
U.S. Patent Pub. No. 2004/0077340 to
Forsyth
89
SAMNDCA00393953
APLNDC‐WH‐A0000005313
APLNDC‐WH‐A0000005332
PURPOSE
MARKED
ADMITTED
Samsung
Witness; Richard This exhibit is being offered as
Donaldson
evidence concerning FRAND licensing
Karl Heinz
Rosenbrock or
other Samsung This exhibit is being offered as
Witness; Richard evidence concerning the ETSI IPR
Policy and FRAND licensing
Donaldson
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
Tony Givargis
7,698,711
[Exhibit to be replaced ‐ removed as a result
of Samsung's withdrawn assertion of the
'604 patent]
90
SAMNDCA00393946
SPONSORING
WITNESS
[Exhibit to be replaced ‐ removed as a result
of Samsung's withdrawn assertion of the
'604 patent]
91
N/A
N/A
U.S. Patent No. 6,928,648 Wong
APLNDC‐WH0000006750
APLNDC‐WH0000006765
Tony Givargis
92
N/A
N/A
U.S. Patent Pub. No. 2003/0236814 to
Miyasaka
APLNDC‐WH0000008163
APLNDC‐WH0000008196
93
N/A
N/A
iSight User's Guide
APLNDC‐WH‐A0000005379
APLNDC‐WH‐A0000005395
Tony Givargis
Apple engineer
Emilie Kim, Apple
Expert Paul
Dourish, Mark
Buckley
94
N/A
N/A
“We Believe” TV ad for iPad 2
APLNDC‐X0000007713
N/A
Philip Schiller;
Russell Winer
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,698,711
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,698,711
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,456,893
Offered to establish public awareness
of the designs of the iPhone and iPad
95
Williams 14
N/A
PCT Patent Application Publication No.
02/43332 ‐ Petersen
APLNDC‐WH0000019792
APLNDC‐WH0000019853
Edward Knightly
96
Williams 19
N/A
U.S. Patent App. Pub. No. 2005/0213605 ‐
Kim et al.
APLNDC‐WH‐A0000029791
APLNDC‐WH‐A0000029812
Edward Knightly
This exhibit is being offered as
invalidiating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,675,941
This exhibit is being offered as
evidence of noninfringement of
Samsung patent‐in‐suit U.S. Patent
No. 7,675,941
Edward Knightly
This exhibit is being offered as
invalidiating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,675,941
97
Knightly 14
N/A
U.S. Patent No. 6,819,658 ‐ Agarwal
APLNDC‐WH0000019765
APLNDC‐WH0000019791
9
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
98
DEPO
EX. NO.
Young Bum
Kim 10
99
N/A
100
H. Kim 8;
Williams 9
101
Seong Hun
Kim 12; Van
Der Velde 6
102
103
104
N/A
N/A
N/A
DATE
N/A
DESCRIPTION
3GPP TR 25.896 v.6.0.0
BEGBATES
APLNDC‐WH0000010911
ENDBATES
APLNDC‐WH0000011089
N/A
Hyong Kim
PURPOSE
MARKED
ADMITTED
This exhibit is being offered as
invalidiating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,447,516
This exhibit is being offered as
invalidiating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,447,516
This exhibit is being offered as
invalidiating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,447,516
N/A
3GPP TS 25.214 v.6.1.0
APLNDC‐WH0000013124
APLNDC‐WH00000013187
Hyong Kim
N/A
Japanese Patent Application No. 2002‐
190774 and English translation
APLNDC‐WH0000011737;
APLNDC‐WH0000032288;
APLNDC‐WH0000012266
APLNDC‐WH0000011760;
APLNDC‐WH0000032288;
APLNDC‐WH0000012277
Hyong Kim
APLNDC‐WH‐A9310
Edward Knightly; This exhibit is being offered as
Michael Walker; evidence of Samsung's failure to
Samsung witness timely disclose IPR to ETSI and 3GPP
5/9‐13/2005
N/A
N/A
N/A
3GPP TSG‐RAN WG2 Meeting #47 Tdoc R2‐
051680, Athens, Greece, May 9‐13, 2005,
Change Request
iPhone Sales Summary
iPad and iPod Touch Sales Summary
APLNDC‐WH‐A9301
APLNDC0003149809
APLNDC0003149779
Email from Juho Lee to 3GPP, dated June 18,
2004, attaching R1‐040697, R1‐040689, R‐
1040690, and R1‐040696
S‐ITC‐001057684
Philip Schiller;
Russell Winer;
Mark Buckley
Offered to establish public awareness
of the designs of the iPhone and in
further suport of trade dress and
design patent claims; damages;
secondary considerations.
APLNDC0003149794
Philip Schiller;
Russell Winer;
Mark Buckley
Offered to establish public awareness
of the designs of the iPad and in
further suport of trade dress and
design patent claims; damages;
secondary considerations.
S‐ITC‐001057701
This exhibit is being offered as
evidence of Samsung's failure to
timely disclose IPR to ETSI and 3GPP
Hyong Kim;
and the existence of alternative
Samsung Witness technologies
APLNDC0003149814
“Apple Unveils Its Tablet Computer, the
iPad,” by Ryan Kim, SF Chronicle , January
105
SPONSORING
WITNESS
N/A
28, 2010
N/A
N/A
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad,
secondary considerations of non‐
obviousness, damages.
10
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
DEPO
EX. NO.
DATE
DESCRIPTION
106
N/A
N/A
“Waiting for the Latest in Wizardry,” by Katie
Haffner, New York Times , June 27, 2007
107
N/A
N/A
Excerpt of ABC, Modern Family (March 31,
2010)
108
N/A
3/15/2005
111
112
113
114
N/A
APLNDC‐X0000359613
APLNDC‐WH000003689
ENDBATES
SPONSORING
WITNESS
PURPOSE
N/A
Philip Schiller;
Russell Winer
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
Paul Dourish
ADMITTED
Offered to establish public awareness
of the designs of the iPhone and iPad,
secondary considerations of non‐
obviousness, damages.
N/A
MARKED
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,456,893.
APLNDC‐WH000003711
[Exhibit to be replaced ‐ removed as a result
of Samsung's withdrawn assertion of the
'604 patent]
109
110
U.S. Patent No. 6,867,807 ‐ Malloy
Desormeaux
BEGBATES
N/A
N/A
Dourish 9
N/A
Givargis 13
2003
Apple schematics ‐ P72C/73C Rev B & Q8
Main Logic Board Rev 05
Dates between
7/17/2003 and
2005
iBook/iSight Sales Data
2/14/2004
3/8/2012
3/18/2012
Emilie Kim; Paul
APLNDC‐WH‐A0000000001, APLNDC‐WH‐A0000000050, Dourish; Mark
APLNDC‐WH‐A0000000255 APLNDC‐WH‐A0000000266 Buckley
APLNDC‐WH‐A24824
APLNDC‐WH‐A24845
This exhibit is being offered as
invalidating prior art to Samsung
Emilie Kim; Mark patent‐in‐suit U.S. Patent No.
7,456,893.
Buckley
APLNDC‐WH‐A0000009255; APLNDC‐WH‐A0000009261;
KR 10‐2004‐0013792 and English translation APLNDC‐WH‐A0000032322 APLNDC‐WH‐A0000032329 Paul Dourish
Sony Ericsson Affidavit of Lee Hill with
Attachment
APLNDC‐WH‐A000026930,
APLNDC‐WH‐A000024792
J2ME Tutorial: Introduction to J2ME, dated
March 18, 2012
APLNDC‐WH‐A25000
APLNDC‐WH‐A000026932,
APLNDC‐WH‐A000024793
APLNDC‐WH‐A25006
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,456,893.
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,456,893.
Tony Givargis, Lee This exhibit is being offered to
Hill, or Keeper of corroborate on sale date(s) of
the Records, Sony invalidating prior art to Samsung
Mobile
patent‐in‐suit U.S. Patent No.
Communications 7,698,711.
Tony Givargis
This exhibit is being offered to
corroborate the plain‐meaning
understanding of invalidating prior art
to patent‐in‐suit U.S. Patent No.
7,698,711.
11
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
115
116
117
118
119
120
121
122
DEPO
EX. NO.
Givargis 12
N/A
N/A
Srivastava ‐
14
Srivastava ‐ 7
Srivastava ‐
22
N/A
N/A
DATE
6/1/2003
3/1/2004
3/9/2004 and
3/21/2004
12/28/1999
5/30/2000
2/10/2004
N/A
N/A
DESCRIPTION
Mahmoud, “The J2ME Mobile Media API”
published online at http://developers.
sun.com/mobility/ midp/articles/
mmapioverview (June 2003)
Sony Ericsson Mobile Comm. AB, “Sony
K700 User Guide” (1st Ed.) March 2004
Sony Press Releases, dated March 9, 2004
and March 21, 2004
U.S. Patent No. 6,009,336 ‐ Harris
U.S. Patent No. 6,069,648 ‐ Suso
U.S. Patent No. 6,690,417 ‐ Yoshida
BEGBATES
APLNDC‐WH6738
APLNDC‐WH8725
APLNDC‐WH0000008506,
APLNDC‐WH0000005351
APLNDC‐WH6330
APLNDC‐WH5303
APLNDC‐WH5026
ENDBATES
SPONSORING
WITNESS
PURPOSE
MARKED
ADMITTED
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,698,711.
APLNDC‐WH6749
Tony Givargis
APLNDC‐WH8828
Tony Givargis, Lee
Hill, or Keeper of This exhibit is being offered as
the Records, Sony invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
Mobile
Communications 7,698,711.
APLNDC‐WH0000008507,
APLNDC‐WH0000005352
Tony Givargis, Lee This exhibit is being offered to
Hill, or Keeper of corroborate on sale date(s) of
the Records, Sony invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
Mobile
Communications 7,698,711.
Mani Srivastava
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,577,460.
Mani Srivastava
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,577,460.
APLNDC‐WH5067
Mani Srivastava
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,577,460.
This exhibit is being offered to
demonstrate the cameras and photo
and associated functionality of the
accused Apple products.
This exhibit is being offered as
evidence of Samsung's contractual
obligations and its failure to timely
disclose IPR to ETSI and3GPP
APLNDC‐WH6346
APLNDC‐WH5317
Source Code Files, Camera and Photos
Functionality (See Appendix 1 for Bates
Numbers)
N/A
N/A
Emilie Kim; Paul
Dourish; Mani
Srivastava
Samsung ETSI IPR Statements
APLNDC‐WH‐A0000009374;
APLNDC‐WH‐A0000009375;
APLNDC‐WH‐A0000009415;
S‐794‐ITC 0005517177;
APLNDC‐WH‐A0000009482
APLNDC‐WH‐A0000009374;
APLNDC‐WH‐A0000009396;
APLNDC‐WH‐A0000009431;
S‐794‐ITC 0005517181;
APLNDC‐WH‐A0000009486
Seung Gun Park,
Seung‐Ho Ahn,
Sung Ho Choi, or
other Samsung
Witness; Michael
Walker
12
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
123
124
125
126
127
128
129
130
DEPO
EX. NO.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
DATE
DESCRIPTION
N/A
U.S. Patent No. 6,510,148 ‐ Honkasalo
2003
Apple iBook G3 800MHz laptop (2003)
configured with an iSight video webcam
(2003) running the Mac OS X 10.3 Panther
(2003), and including Chat AV 2, iPhoto 2
and Preview 2.1.0
3/1/2004
N/A
N/A
N/A
N/A
N/A
Sony Ericsson K700i mobile phone
"Hello" TV ad for original iPhone
"How To" TV ad for original iPhone
"iPad Is Iconic" TV ad for first‐generation
iPad
Original iPhone print ad
iPhone 3G print ad
BEGBATES
APLNDC‐WH0000012254
N/A
N/A
APLNDC‐X0000007528
APLNDC‐X0000007535
APLNDC‐X0000007703
APLNDC‐X0000007531
APLNDC‐X0000007557
ENDBATES
SPONSORING
WITNESS
PURPOSE
APLNDC‐WH0000012265
Hyong Kim
N/A
Emilie Kim; Paul
Dourish; Mark
Buckley
ADMITTED
This exhibit is being offered as
invalidating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,456,893.
N/A
MARKED
This exhibit is being offered as
invalidiating prior art to Samsung
patent‐in‐suit U.S. Patent No.
7,447,516
Tony Givargis, Lee
Hill, or Keeper of This exhibit is being offered as
the Records, Sony invalidating prior art to Samsung
Mobile
patent‐in‐suit U.S. Patent No.
Communications 7,698,711.
APLNDC‐X0000007528
APLNDC‐X0000007535
APLNDC‐X0000007703
APLNDC‐X0000007531
APLNDC‐X0000007557
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims.
13
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
131
132
133
134
135
136
137
DEPO
EX. NO.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
DATE
N/A
N/A
1/11/2007
6/27/2007
11/1/2007
6/18/2009
6/20/2010
DESCRIPTION
First‐generation iPad outdoor ad
iPad2 outdoor ad
“Apple Waves Its Wand at the iPhone,” by
David Pogue, New York Times , January 11,
2007
BEGBATES
APLNDC‐X0000007635
APLNDC‐X0000007699
APLNDC‐Y0000235973
“Testing Out the iPhone,” by Walter S.
Mossberg and Katherine Boehert, The Wall
Street Journal , June 27, 2007
APLNDC‐Y0000234932
“Best Inventions of 2007,” by Lev Grossman,
Time , November 1, 2007 (including photo of
cover)
APLNDC‐Y0000146961
“Upgrade Makes Great iPhone Even Better,”
by Edward Baig, USA Today , June 18, 2009 N/A
“Thinner, Faster, Smarter iPhone Raises the
Stakes,” by Walter S. Mossberg, The Wall
Street Journal , June 20, 2010
N/A
ENDBATES
APLNDC‐X0000007635
APLNDC‐X0000007699
APLNDC‐Y0000235976
APLNDC‐Y0000234936
APLNDC‐Y0000146961
N/A
N/A
SPONSORING
WITNESS
PURPOSE
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
ADMITTED
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims.
Philip Schiller;
Russell Winer
MARKED
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
14
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
138
139
140
141
142
143
144
DEPO
EX. NO.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
DATE
1/25/2010
11/11/2010
4/2/2010
4/1/2010
N/A
N/A
N/A
DESCRIPTION
BEGBATES
“Apple Takes Big Gamble on New iPad,” by
Yukari Iwatani Kane, The Wall Street
Journal , January 25, 2010
APLNDC‐Y0000236031
“The 50 Best Inventions of 2010,” by Harry
McCracken, Time , November 11, 2010
APLNDC‐Y0000233376
“Verdict Is in on Apple iPad: It’s a Winner,”
by Edward Baig, USA Today , April 2, 2010
APLNDC‐Y0000233386
“Laptop Killer? Pretty Close,” by Walter S.
Mossberg, The Wall Street Journal , April 1,
2010
APLNDC‐Y0000233381
“Patent Office Highlights Jobs’s
Innovations,” New York Times
iPhone Buyer Survey, FY10‐Q4
iPhone Buyer Survey, FY11‐Q1
APLNDC‐Y0000233352
APLNDC‐Y0000027256
APLNDC‐Y0000027341
ENDBATES
APLNDC‐Y0000236034
APLNDC‐Y0000233378
APLNDC‐Y0000233392
APLNDC‐Y0000233385
APLNDC‐Y0000233352
APLNDC‐Y0000027340
APLNDC‐Y0000027422
SPONSORING
WITNESS
PURPOSE
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; damages;
secondary considerations.
Philip Schiller;
Russell Winer
ADMITTED
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; secondary
considerations.
Philip Schiller;
Russell Winer
MARKED
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; damages;
secondary considerations.
15
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
145
146
DEPO
EX. NO.
N/A
N/A
DATE
N/A
N/A
DESCRIPTION
iPhone Buyer Survey, FY11‐Q2
iPhone Buyer Survey, FY11‐Q3
BEGBATES
APLNDC‐Y0000027423
APLNDC‐Y0000027506
ENDBATES
APLNDC‐Y0000027505
APLNDC‐Y0000027599
SPONSORING
WITNESS
PURPOSE
Philip Schiller;
Russell Winer
ADMITTED
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; damages;
secondary considerations.
Philip Schiller;
Russell Winer
MARKED
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; damages;
secondary considerations.
147
N/A
N/A
Sony Xperia Arc S
N/A
N/A
Peter Bressler;
Alan Hedge
Offered to establish public awareness
of the designs of the iPhone and iPad
and in further support of trade dress
and design patent claims; damages;
secondary considerations.
148
N/A
N/A
Nokia Lumia 800
N/A
N/A
Peter Bressler;
Alan Hedge
Offered in support of Apple's trade
dress and design patent claims
149
N/A
N/A
Pantech Crossover
N/A
N/A
Peter Bressler;
Alan Hedge
Offered in support of Apple's trade
dress and design patent claims
150
N/A
N/A
Casio G’zOne Commando
N/A
N/A
Peter Bressler;
Alan Hedge
Offered in support of Apple's trade
dress and design patent claims
151
N/A
N/A
LG Optimus T
N/A
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
152
N/A
N/A
Blackberry 8700G
N/A
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
153
N/A
N/A
HTC Hero
N/A
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
154
N/A
N/A
Barnes and Noble Nook Tablet
N/A
N/A
Peter Bressler;
Alan Hedge
Offered in support of Apple's trade
dress and design patent claims
16
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
SPONSORING
WITNESS
TRIAL
EXHIBIT NO.
DEPO
EX. NO.
DATE
155
N/A
N/A
Sony Tablet S
N/A
N/A
Peter Bressler;
Alan Hedge
Offered in support of Apple's trade
dress and design patent claims
156
N/A
N/A
Samsung Q1
N/A
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
Offered in support of Apple's trade
dress and design patent claims
DESCRIPTION
BEGBATES
ENDBATES
PURPOSE
157
N/A
N/A
D&AD Design award
N/A
N/A
Peter Bressler;
Christopher
Stringer
158
N/A
N/A
Photos of Blackberry Torch GUI
N/A
N/A
N/A
N/A
Photos of Nokia N9 GUI
N/A
N/A
Susan Kare; Alan Offered in support of Apple's trade
Hedge
dress and design patent claims
160
N/A
N/A
Screenshot of Meizu M8 GUI
N/A
N/A
Susan Kare
Offered in support of Apple's trade
dress and design patent claims
161
N/A
N/A
Screenshot of GUI designs
N/A
N/A
Susan Kare
Offered in support of Apple's trade
dress and design patent claims
162
N/A
N/A
iPhone CAD
N/A
N/A
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
APLNDC1278008
Peter Bressler;
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
N/A
Peter Bressler;
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
N/A
Peter Bressler;
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
N/A
Peter Bressler;
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
N/A
Peter Bressler;
Christopher
Stringer
ADMITTED
Susan Kare; Alan Offered in support of Apple's trade
Hedge
dress and design patent claims
159
MARKED
Offered in support of Apple's trade
dress and design patent claims
163
164
165
166
167
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Sketch of phone
Phone CAD
Phone model 1017
Phone model 1015
Phone model 956
APLNDC1278008
N/A
N/A
N/A
N/A
17
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
168
169
170
171
172
173
174
175
176
177
178
179
DEPO
EX. NO.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
DATE
N/A
N/A
N/A
N/A
DESCRIPTION
Phone model 961
Tablet CAD
Tablet model 1202
Tablet model 874
BEGBATES
N/A
N/A
N/A
N/A
3/22/2011
“Samsung’s Anti‐iPad 2 Policy: Clone the
Heck Out of It,” by Kit Eaton; Fast Company,
March 22, 2011
APLNDC‐Y0000148152
6/8/2011
“Samsung Galaxy Tab 10.1 Wi‐Fi: A Worthy
Rival to the iPad 2,” by Melissa J. Perenson;
PCWorld, June 8, 2011
APLNDC‐Y0000233431
7/15/2010
“First Look: Samsung Vibrant Rips Off iPhone
3G Design,” by Priya Ganapati, Wired, July
15, 2010
APLNDC‐Y0000236157
6/29/2010
“Samsung Galaxy S: How Does It Measure
Up to the Competition,” by Ginny Mies;
PCWorld, June 29, 2010
5/10/2011
“Unboxing the Samsung Galaxy Tab 10.1,” by
Michael Muchmore, PCMag, May 10, 2011 APLNDC‐Y0000233430
11/23/2010
“Samsung Mesmerize: A Top‐Notch Galaxy
Phone,” by Armando Rodriguez, PC World,
November 23, 2010
N/A
N/A
N/A
Mobile UX Forecast Report
Study of Competitor GUI Design
APLNDC‐Y0000233445
SAMNDCA00214969
SAMNDCA11112967
ENDBATES
SPONSORING
WITNESS
PURPOSE
N/A
Peter Bressler;
Christopher
Stringer
N/A
Offered in support of Apple's trade
dress and design patent claims
N/A
Peter Bressler;
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
N/A
Peter Bressler;
Christopher
Stringer
Offered in support of Apple's trade
dress and design patent claims
APLNDC‐Y0000148153
Peter Bressler;
Russell Winer;
Phillip Schiller
Offered in support of Apple's trade
dress and design patent claims
APLNDC‐Y0000233441
Peter Bressler;
Russell Winer;
Phillip Schiller
Offered in support of Apple's trade
dress and design patent claims
APLNDC‐Y0000236159
Peter Bressler;
Russell Winer;
Phillip Schiller
Offered in support of Apple's trade
dress and design patent claims
APLNDC‐Y0000233449
Peter Bressler;
Russell Winer;
Phillip Schiller
Offered in support of Apple's trade
dress and design patent claims
APLNDC‐Y0000233430
Peter Bressler;
Russell Winer;
Phillip Schiller
Offered in support of Apple's trade
dress and design patent claims
N/A
Peter Bressler;
Russell Winer;
Phillip Schiller
Offered in support of Apple's trade
dress and design patent claims
SAMNDCA00215201
Damages, willfulness, secondary
Susan Kare, Justin considerations, utility patent claims,
Denison; Sun‐
trade dress and design patent claims,
Young Yi
copying.
SAMNDCA11112981
ADMITTED
Offered in support of Apple's trade
dress and design patent claims
Peter Bressler;
Christopher
Stringer
MARKED
Damages, willfulness, secondary
Susan Kare, Justin considerations, utility patent claims,
trade dress and design patent claims,
Denison;
copying.
DongSeok Ryu
18
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
180
DEPO
EX. NO.
N/A
181
182
183
184
185
186
DATE
DESCRIPTION
BEGBATES
ENDBATES
SAMNDCA00402075
SAMNDCA00402075
N/A
Samsung’s Financial Spreadsheet
N/A
N/A
N/A
N/A
Apple’s LOB Report for the iPhone/iPad/iPod APLNDC0003149795
APLNDC‐Y0000055416,
Apple’s iPhone & iPad Capacity Report
APLNDC‐Y0000055417
N/A
N/A
N/A
N/A
9/1/2008
10/1/2000
Samsung’s Mercator Presentation, 9/2008
Translation of SEC Business Strategy,
10/2011
SAMNDCA10036081
SAMNDCA00401905
N/A
Translations of 2011 Smartphone CS Project
Final
SAMNDCA10257309
N/A
Email from H. T. Han regarding "Domestig
Galaxy Tab Main Horzontal Deployment
Items."
SAMNDCA10005982
APLNDC0003149808
APLNDC‐Y0000055416,
APLNDC‐Y0000055417
SPONSORING
WITNESS
Terry Musika
Terry Musika;
Mark Buckley
Terry Musika;
Mark Buckley
MARKED
ADMITTED
Damages
Damages
Terry Musika;
Justin Denison
Damages, willfulness, secondary
considerations, utility patent claims,
trade dress and design patent claims,
copying.
Terry Musika;
Justin Denison
Damages, willfulness, secondary
considerations, utility patent claims,
trade dress and design patent claims,
copying.
SAMNDCA10257380
Terry Musika;
Justin Denison
Damages, willfulness, secondary
considerations, utility patent claims,
trade dress and design patent claims,
copying.
SAMNDCA10005986
Kihyung Nam;
Ravin
Balakrishnan;
Justin Denison
Damages, willfulness, secondary
considerations, utility patent claims,
trade dress and design patent claims,
copying.
APLNDC0000005711
Russell Winer;
Philip Schiller;
Alan Hedge
SAMNDCA10036204
SAMNDCA00401989
Edward Knightly
Damages, willfulness, secondary
considerations, utility patent claims,
trade dress and design patent claims,
copying.
This exhibit is being offered as
evidence of noninfringement of
Samsung patent‐in‐suit U.S. Patent
No. 7,675,941
This exhibit is being offered as
evidence of noninfringement of
Samsung patent‐in‐suit U.S. Patent
No. 7,675,941
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
187
N/A
N/A
U.S. Advertising spent by medium for iPhone
and iPad
APLNDC0000005710
188
N/A
N/A
JP 4,642,898 and English translation
APLNDC‐WH‐A0000032213; APLNDC‐WH‐A0000032231;
APLNDC‐WH‐A0000032289 APLNDC‐WH‐A0000032309 Edward Knightly
189
Cheung 10
N/A
UTRAN Parameters User Guide v13.03/EN‐
30/SEP/2011
ALU004916
190
N/A
Excerpt of The Oprah Winfrey Show (April
21, 2010)
APLNDC‐X0000359717
191
PURPOSE
Damages
ALU004927
[Exhibit to be replaced ‐ removed as a result
of Samsung's withdrawn assertion of the
'604 patent]
19
Apple v. Samsung, No. 11-01846
Apple's Trial Exhibit List
TRIAL
EXHIBIT NO.
192
193
DEPO
EX. NO.
N/A
N/A
DATE
DESCRIPTION
BEGBATES
ENDBATES
SPONSORING
WITNESS
PURPOSE
8/12/2004
Juho Lee's August 12, 2004 e‐mail and
attachment Samsung proposal R1‐040864 at APLNDC‐WH‐A0000010793; APLNDC‐WH‐A0000010793;
TSG RAN WG1 #38 (Aug. 12, 2004)
APLNDC‐WH‐A0000010864 APLNDC‐WH‐A0000010866 Michael Walker
8/12/2004
ADMITTED
This exhibit is being offered as
evidence of Samsung's contractual
obligations and its failure to timely
disclose IPR to ETSI and3GPP
Juho Lee's August 12, 2004 e‐mail and
attachment Samsung Proposal R1‐040859 at APLNDC‐WH‐A0000010791; APLNDC‐WH‐A0000010792;
TSG RAN WG1 #38 (Aug. 12, 2004)
APLNDC‐WH‐A0000010862 APLNDC‐WH‐A0000010863 Michael Walker
MARKED
This exhibit is being offered as
evidence of Samsung's contractual
obligations and its failure to timely
disclose IPR to ETSI and3GPP
Email from Sungsik Lee dated March 2, 2010 SAMNDCA10247549
SAMNDCA10247552
Email from Sangwook Han dated October
28, 2010
SAMNDCA10850604
SAMNDCA10850607
11/2010‐1/2011 Premium & Mass Design Preference Study
SAMNDCA00176172
SAMNDCA00176172
Sungsik Lee; Dong
Damages, secondary considerations,
Hoon Chang;
design and trade dress claims,
Terry Musika;
copying.
Justin Denison
Wookyun Kho;
Terry Musika;
Ravin
Balakrishnan;
Damages, secondary considerations,
Justin Denison
copying.
Seung Hun Yoo; Damages, secondary considerations,
design and trade dress claims,
Terry Musika;
copying.
Justin Denison
Samsung i700
N/A
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
Samsung i830
N/A
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
Comedy Central, The Colbert Report , April 1,
2010
APLNDC0000359626
APLNDC0000359626
Philip Schiller;
Russell Winer
Offered to establish public awareness
of the designs of the iPhone and iPad
Samsung Sunburst
N/A
Peter Bressler
Offered in support of Apple's trade
dress and design patent claims
194
N/A
3/2/2010
195
N/A
10/16/2010
196
N/A
197
N/A
N/A
198
N/A
N/A
199
N/A
4/1/2010
200
N/A
N/A
N/A
20
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