Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 1852

ORDER Regarding Admitted Exhibits List. Signed by Judge Lucy H. Koh on 8/19/2012. (lhklc2, COURT STAFF) (Filed on 8/20/2012)

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1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 9 NORTHERN DISTRICT OF CALIFORNIA 10 United States District Court For the Northern District of California 8 SAN JOSE DIVISION 11 12 13 14 15 16 17 18 APPLE, INC., a California corporation, ) ) Plaintiff and Counterdefendant, ) v. ) ) SAMSUNG ELECTRONICS CO., LTD., ) a Korean corporation; ) SAMSUNG ELECTRONICS AMERICA, INC., ) a New York corporation; ) SAMSUNG TELECOMMUNICATIONS ) AMERICA, LLC, ) a Delaware limited liability company, ) ) Defendants and Counterclaimants. ) Case No.: 11-CV-01846-LHK ORDER REGARDING ADMITTED EXHIBITS LIST 19 The Court hereby files: 20 Exhibit A -- the parties’ admitted exhibits list with both a column for the parties’ summary 21 of the Court’s limiting instructions and a column for the Court’s limiting instructions. 22 Exhibit B -- the jury’s admitted exhibits list that does not contain the column for the parties’ 23 summary of the Court’s limiting instructions. 24 IT IS SO ORDERED. 25 Dated: August 19, 2012 _________________________________ LUCY H. KOH United States District Judge 26 27 28 1 Case No.: 11-CV-01846-LHK ORDER REGARDING ADMITTED EXHIBITS LIST 1 EXHIBIT A 2 3 4 5 6 7 8 9 United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 2 Case No.: 11-CV-01846-LHK ORDER REGARDING ADMITTED EXHIBITS LIST Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. PX 3 Apple and Samsung Smartphones PX 4 Apple and Samsung Tablets PX 5 Summary of Press Reports Regarding Samsung Tablet Designs ADMITTED 8/6/2012 8/6/2012 8/7/2012 Limiting Instruction Court's Limiting Instruction OVERRULED. AS LONG AS A LIMITING INSTRUCTION IS THAT THEY'RE NOT OFFERED AND THEY SHOULD NOT BE CONSIDERED, THE CONTENTS SHOULD NOT BE CONSIDERED FOR THE TRUTH, THEY'RE ADMITTED. THE OBJECTION'S OVERRULED. (1524:22-1525:1) These exhibits are not offered for the truth of the matter asserted and therefore are not hearsay. Dkt. 1512 at 2:16. Do not consider for truth of the matter asserted. PX 6 Summary of Press Reports Regarding Samsung Phone Designs 8/7/2012 OVERRULED. AS LONG AS A LIMITING INSTRUCTION IS THAT THEY'RE NOT OFFERED AND THEY SHOULD NOT BE CONSIDERED, THE CONTENTS SHOULD NOT BE CONSIDERED FOR THE TRUTH, THEY'RE ADMITTED. THE OBJECTION'S OVERRULED. (1524:22-1525:1) These exhibits are not offered for the truth of the matter asserted and therefore are not hearsay. Dkt. 1512 at 2:16. Do not consider for truth of the matter asserted. PX PX PX PX PX 7 8 10 11 12 Photographs of accused Samsung devices Photographs of Apple products Design alternatives considered by Peter Bressler iPhone and iPad Advertisements iPhone Television Advertisements 8/6/2012 8/6/2012 8/6/2012 8/3/2012 8/3/2012 PX 13 iPad Television Advertisements 8/3/2012 "[T]he advertisements and television programs are not being offered to prove the truth of the matter asserted, but rather are offered to establish fame, an element of the trade dress claim." Dkt. 1512 at 4:4-5. PX 14 iPhone & iPad Media Clips 8/3/2012 "[T]he advertisements and television programs are not being offered to prove the truth of the matter asserted, but rather are offered to establish fame, an element of the trade dress claim." Dkt. 1512 at 4:4-5. PX PX PX 15 16 17 Apple’s Sales of iPhone and iPad iPhone and iPad Advertising Expenditures Summary of iPhone and iPad News Coverage 8/3/2012 8/3/2012 8/3/2012 "[T]he advertisements and television programs are not being offered to prove the truth of the matter asserted, but rather are offered to establish fame, an element of the trade dress claim." Dkt. 1512 at 4:4-5. Do not consider for truth of the matter asserted. Do not consider for truth of the matter asserted. Do not consider for truth of the matter asserted. SO THIS IS ADMITTED AND YOU ARE NOT TO CONSIDER THIS FOR THE TRUTH OF WHAT'S ASSERTED IN THIS EXHIBIT. YOU CAN CONSIDER IT OTHERWISE. (605:10-13) "[T]hese exhibits are not being offered to prove the truth of the matter asserted, but rather are being used to establish fame." Dkt. 1512 at 8-9. Do not consider for truth of the matter asserted. PX 21A Screen captures considered by S. Kare 8/7/2012 1 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION ADMITTED NO. PX 23 Summary of Hal Poret's Secondary Meanings Surveys 8/7/2012 Limiting Instruction Court's Limiting Instruction NOW, AS FOR PX 23, AND PX 30.2, AND 30.5, THE 30.2 WAS THE QUESTION THAT WAS ASKED IN THE SURVEY, 30.5 -- OH, THROUGH 30.5. SO THOSE WERE ACTUALLY THE SURVEY RESULTS AND THE QUESTIONS THAT WERE ASKED IN THE SURVEY, AS WELL AS PX 23, WHICH IS ALL OF THOSE COPIES OF THE PHONES AND THE TABLETS THAT WERE ACTUALLY USED IN THE SURVEY, BOTH AS CONTROL AND OTHERWISE, YOU MAY CONSIDER THIS SURVEY AS EVIDENCE THAT APPLE DESIGNS HAVE ACQUIRED SECONDARY MEANING, BUT YOU MAY NOT CONSIDER THE SURVEY AS EVIDENCE THAT THE APPLE DESIGNS ARE FAMOUS. (1591:9-21) "Accordingly, the jury may not apply the Poret survey findings to the issue of fame. The Court will issue a limiting instruction that the jury may consider the Poret survey as evidence that the Apple designs have acquired secondary meaning, but the jury may not consider the Poret survey as evidence that the Apple designs are famous." Dkt. 1596 at 3:19-21. Do not consider as evidence that Apple trade dress was famous. You may consider for some other purpose; for example, whether or not Apple's designs acquired secondary meaning. PX 24 PX 25A.1 PX 28 PX PX 30 31 PX PX 33 34 PX 35 PX 36 PX 38 PX 40 PX 42 PX 43 PX 44 PX 46 Summary of Kent Van Liere's Association/Confusion Surveys: photos and placeholder for videos Summary of Apple's damages calculations [UNDER SEAL IN PART] Summary of Samsung’s fixed, variable, and nonproduct costs [SEALING DENIED BUT UNSEALING STAYED PENDING APPEAL] Summary of survey conducted by J. Hauser Selection of Samsung source code from Bates range SAMNDCA-C000000001 - SAMNDCA-C000009221 [UNDER SEAL] iPhone and iPad Advertising Expenditures Translation of Presentation: Feasibility Review on Standalone AP Business for Smart Phone Market Email from J. Boltello re: Additional wallpapers for Genie Presentation: Touch Portfolio Rollout Strategy Recommendation Based on Consumer Insight Presentation: Browser Zooming Methods UX Exploration Study Translation of Email from Bong-Hee Kim regarding Summary of Executive-Level Meeting Supervised by Head of Division (February 10) Translation of Email from Hyun Kim regarding PI/P3 Division Head Design Report Meeting Minutes, dated February 16, 2010 Translation of Email from Ki Hyun Seo regarding Team Leader's Directives at the Executives' Meeting 2/22 (Mon) Relative Evaluation Report on S1, iPhone, March 2, 2010 Product Engineering Team SW Verification Group Translation of selected pages from Presentation: Behold3 Usability Evaluation Results S/W Verification Group 8/10/2012 8/13/2012 8/13/2012 8/10/2012 8/10/2012 8/3/2012 8/13/2012 8/16/2012 8/7/2012 8/10/2012 8/6/2012 8/15/2012 8/15/2012 8/7/2012 8/10/2012 2 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. PX 52 Presentation: Samsung's Use of Apple Patents in Smartphones ADMITTED Limiting Instruction Court's Limiting Instruction 8/10/2012 PX 54 Presentation: Lessons from Apple Boston Consulting Group 8/3/2012 PX PX PX 55 56 57 58 PX 59 PX 60 PX 62 Do not consider for the truth of the matter asserted. "PX62 was not identified in response to Samsung's contention Interrogatory No. 7 regarding willfulness, and therefore may not be used for this purpose. Apple may use this exhibit for other purposes, subject to further FRE 403 balancing." (Dkt. 1563 5:23-25) Do not consider as evidence that Samsung's conduct was willful; however, you may consider it for some other purpose. SO EXHIBIT 89, WHICH IS THE DEEP DIVE DOCUMENT, MAY ONLY BE CONSIDERED FOR PURPOSES OF SHOWING INTENT, WILLFULNESS, AND KNOWLEDGE AND NOT FOR ANY OTHER PURPOSE. (2027:18-21). You may only consider as evidence of knowledge, willfulness, or intent. Do not consider for any other purpose. 8/14/2012 8/7/2012 8/10/2012 PX Presentation: Samsung mobile icon design for 2011 Presentation: Samsung Q4 '10 Deep Dive Translation of selected pages from Presentation: P5 Usability Evaluation Results S/W Verification Group 1 Email from Justin Denison regarding GS Choi's Direction and Request to STA Translation of Presentation: North America P4(P7510 WiFi) BBY Retail Store Visit T/F Report Presentation: STA Competitive Situation Paradigm Shift [SEALING DENIED BUT UNSEALING STAYED PENDING APPEAL] Presentation: iPhone 5 Counter Strategy "The document is not offered for the truth of the matter asserted and therefore is not hearsay." (Dkt. 1512 at 5:1) PX PX 64 66A PX 66B PX 69 PX 70 PX 72 PX 74 PX 78 PX 80 PX 81 PX PX 84 89 PX 91 Video of Samsung infringement of ‘381 patent Video of Samsung infringement of ‘915 patent: Samsung Galaxy Tab 10.1 prepared by Singh Video of Samsung infringement of ‘915 patent: Samsung Vibrant phone prepared by Singh 2011 Wireless Smartphone Satisfatction Sture Management Report, March 2011 [Exhibit 1594 to Benner Deposition] 3GPP TSG-RAN WG1 Meeting #42, R1-050995 London, UK, 29 August – 2 September, 2005, Approved Report of 3GPP TSG RAN WG1 #41 in Athens (Athens, Greece, 09 – 13 May, 2005) TSG-RAN WG2 Meeting #48, R2-052063, London, 29 August - 02 Sep 2005, Approved minutes of the 47 TSG-RAN WG2 meeting (Athens Greece, 09-13 May 2005) Addendum 1 ETSI/GA 29(97)/SCM/3, Amendments to the ETSI Interim Intellectual Property Rights Policy 8/3/2012 8/6/2012 8/3/2012 8/3/2012 8/10/2012 8/10/2012 8/10/2012 8/13/2012 8/17/2012 8/17/2012 8/17/2012 Intel Invoices to Apple (12/22/11-12/29/11) [SEALED 8/16/2012 IN PART] Letter from SW Kim to B. Teksler, dated July 25, 2011 8/16/2012 8/17/2012 Patent Cross License Agreement between Intel and Samsung with Amendments 1 & 2 [REDACTED] 3GPP Website Screenshots 8/17/2012 Presentation: Samsung Q1 '11 Deep Dive Continuous 8/13/2012 Tracking (5/16/08 - 04/03/11) [Exhibit 1603 to Benner Desposition] U.S. Patent No. 6,928,648 Wong 8/16/2012 3 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION ADMITTED NO. PX 97 U.S. Patent No. 6,819,658 - Agarwal 8/17/2012 PX 100 Japanese Patent Application No. 2002-190774 and 8/17/2012 English translation PX 101 3GPP TSG-RAN WG2 Meeting #47 Tdoc R2-051680, 8/17/2012 Athens, Greece, May 9-13, 2005, Change Request Limiting Instruction Court's Limiting Instruction Email from Juho Lee to 3GPP, dated June 18, 2004, 8/17/2012 attaching R1-040697, R1-040689, R-1040690, and R1040696 KR 10-2004-0013792 and English translation 8/16/2012 Sony Ericsson Affidavit of Lee Hill with Attachment 8/16/2012 PX 104 PX PX PX 112 113.4, 113.5 116 PX 117 PX PX PX PX 118 119 120 121 PX PX 122 125 Samsung ETSI IPR Statements Sony Ericsson K700i mobile phone [Physical Device] 8/17/2012 8/16/2012 PX PX PX 127 128 133 How To TV ad for original iPhone iPad Is Iconic TV ad for first-generation iPad “Apple Waves Its Wand at the iPhone,” by David Pogue, New York Times, January 11, 2007 8/3/2012 8/3/2012 8/3/2012 Sony Ericsson Mobile Comm. AB, “Sony K700 User Guide” (1st Ed.) March 2004 Sony Press Releases, dated March 9, 2004 and March 21, 2004 U.S. Patent No. 6,009,336 - Harris U.S. Patent No. 6,069,648 - Suso U.S. Patent No. 6,690,417 - Yoshida Source Code Files, Camera and Photos Functionality (See Appendix 1 for Bates Numbers) [UNDER SEAL] 8/16/2012 8/16/2012 8/16/2012 8/16/2012 8/16/2012 8/16/2012 IT'S ADMITTED, AND THIS IS NOT FOR THE TRUTH OF WHAT IS STATED IN THE ARTICLE. YOU MAY CONSIDER IT OTHERWISE. (601:22-23; 602:3-4) "These exhibits are not hearsay because they are not being offered to prove the truth of the statements contained in the news articles. These exhibits are being offered to show fame." (Dkt. 1512 at 4:19-20) Do not consider for the truth of the matter asserted. PX 134 “Testing Out the iPhone,” by Walter S. Mossberg and Katherine Boehert, The Wall Street Journal, June 27, 2007 8/3/2012 SO THIS IS ADMITTED, BUT YOU ARE NOT TO CONSIDER THE CONTENTS OF THIS EXHIBIT FOR THEIR TRUTH. YOU CAN CONSIDER IT OTHERWISE. (606:21-24) "These exhibits are not hearsay because they are not being offered to prove the truth of the statements contained in the news articles. These exhibits are being offered to show fame." Dkt. 1512 at 4:19-20. Do not consider for the truth of the matter asserted. PX 135 “Best Inventions of 2007,” by Lev Grossman, Time, November 1, 2007 (including photo of cover) 8/3/2012 THIS IS ADMITTED, BUT YOU'RE NOT TO CONSIDER IT FOR THE TRUTH OF WHAT'S ASSERTED IN THIS EXHIBIT. YOU MAY CONSIDER IT OTHERWISE. (608:8-11) "These exhibits are not hearsay because they are not being offered to prove the truth of the statements contained in the news articles. These exhibits are being offered to show fame." Dkt. 1512 at 4:19-20. Do not consider for the truth of the matter asserted. 4 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. PX 138 “Apple Takes Big Gamble on New iPad,” by Yukari Iwatani Kane, The Wall Street Journal, January 25, 2010 ADMITTED 8/3/2012 Limiting Instruction Court's Limiting Instruction YOU CANNOT CONSIDER THIS FOR THE TRUTH OF WHAT'S IN THE ARTICLE, BUT YOU CAN CONSIDER IT OTHERWISE. (619:16-18) "These exhibits are not hearsay because they are not being offered to prove the truth of the statements contained in the news articles. These exhibits are being offered to show fame." Dkt. 1512 at 4:19-20. Do not consider for the truth of the matter asserted. PX 140 “Verdict Is in on Apple iPad: It’s a Winner,” by Edward 8/3/2012 Baig, USA Today, April 2, 2010 YOU CANNOT CONSIDER THIS EXHIBIT FOR THE TRUTH OF WHAT'S STATED IN THE EXHIBIT, BUT YOU CAN CONSIDER IT OTHERWISE. (622:24-623:2) "These exhibits are not hearsay because they are not being offered to prove the truth of the statements contained in the news articles. These exhibits are being offered to show fame." Dkt. 1512 at 4:19-20. Do not consider for the truth of the matter asserted. PX 141 “Laptop Killer? Pretty Close,” by Walter S. Mossberg, 8/3/2012 The Wall Street Journal, April 1, 2010 YOU CANNOT CONSIDER THIS EXHIBIT FOR THE TRUTH OF WHAT'S STATED IN THE ARTICLE, BUT YOU CAN CONSIDER IT OTHERWISE. (621:24-622:2) These exhibits are not hearsay because they are not being offered to prove the truth of the statements contained in the news articles. These exhibits are being offered to show fame. Dkt. 1512 at 4:19-20. Do not consider for the truth of the matter asserted. PX 142 “Patent Office Highlights Jobs’s Innovations,” New York Times 8/3/2012 SO YOU CANNOT CONSIDER THIS EXHIBIT FOR THE TRUTH OF WHAT'S ASSERTED IN THE ARTICLE ITSELF, BUT YOU CAN CONSIDER IT OTHERWISE. (610:1-4) "Neither the exhibit nor the demonstrative is hearsay because it is not being offered to prove the truth of the matter asserted. " Dkt. 1563 at 5:13-14. Do not consider for the truth of the matter asserted. PX PX PX PX PX PX PX PX PX PX PX PX PX PX PX 143 143.04 143.06 143.12 143.16 143.22 143.25 143.82 144 145 146 148 150 155 158A PX PX PX 162 163 164 Excerpts from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpts from iPhone Buyer Survey, FY11-Q1 Excerpt from iPhone Buyer Survey, FY11-Q2 Excerpt from iPhone Buyer Survey, FY11-Q3 Nokia Lumia 800 [Physical Device] Casio G’zOne Commando Sony Tablet S [Physical Device] User Interface Alternative Designs - Blackberry Torch 9850 iPhone CAD Sketch of Phone Phone CAD 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/14/2012 8/14/2012 8/14/2012 8/7/2012 7/31/2012 7/31/2012 7/31/2012 5 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List PX PX PX PX PX PX PX EXHIBIT NO. 165 166 167 168 170 171 173 PX 174 PX 180 PX 186 PX 193 PX PX PX DX DX 194 195 210 511 518 DX 526 DX DX 528 529 DX DX DX 533 539 546 DX 548 DX DX 549 550 DX 557 DESCRIPTION ADMITTED Phone model 1017 Phone model 1015 Phone model 956 Phone model 961 Tablet model 1202 Tablet model 874 “Samsung Galaxy Tab 10.1 Wi-Fi: A Worthy Rival to the iPad 2,” by Melissa J. Perenson; PCWorld, June 8, 2011 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 8/6/2012 “First Look: Samsung Vibrant Rips Off iPhone 3G Design,” by Priya Ganapati, Wired, July 15, 2010 Samsung’s Financial Spreadsheet [SEALING DENIED BUT UNSEALING STAYED PENDING APPEAL] Translation of email from H. T. Han regarding "Domestig Galaxy Tab Main Horzontal Deployment Items." dated 2010-20-27 [typo: 2010-10-27] Juho Lee's August 12, 2004 e-mail and attachment Samsung Proposal R1-040859 at TSG RAN WG1 #38 (Aug. 12, 2004) Email from Sungsik Lee dated March 2, 2010 Email from Sangwook Han dated October 28, 2010 Photos of the Diamondtouch System Japanese design patent JP D1241638 (“JP638”) Video of LaunchTile running on an HP iPAQ device that was shown by Bederson at the CHI Conference and HP iPAQ device running LaunchTile Samsung F700 [Physical Device] 8/6/2012 XNav sourcecode Fidler, Roger. "The Tablet Newspaper Vision 1981 2010." [Ex. 266 to Fidler Dep. Tr.] iPhone User Guide for iOS 4.2 and 4.3 Software iPhone User Guide for iOS 5.1 Software Bederson et al.: Pad++ A Zooming Graphical Interface for Exploring Alternate Interface Physics Listing of MERL DiamondTouch Mandelbrot source code files, dated December 8, 2003 through November 30, 2004, found on the MERL-Drive in the folders: MERLDrive/diamondtouch/people/forlines/Mandelbrot/src/co m/merl/diamondtouch and MERLrive/diamondtouch/people/forlines/Mandelbrot/src/com /merl/forlines/fractal and MERL DiamondTouch Table with Mandelbrot files Samsung's December 14, 1998 Declaration to ETSI Nomura Yasuhiro patent Japanese application and translation 3GPP standard TS 25.322 version 6.4.0 (Release 6)] Limiting Instruction THIS IS NOT OFFERED FOR THE TRUTH OF WHAT'S IN THE ACTUAL ARTICLE, BUT YOU CAN CONSIDER IT FOR OTHER PURPOSES. (1080:15-18) Not admitted for the truth of the matter asserted. (1076:2-3) Court's Limiting Instruction Do not consider for the truth of the matter asserted. Do not consider for the truth of the matter asserted. 8/16/2012 8/16/2012 8/17/2012 8/13/2012 8/16/2012 8/14/2012 8/6/2012 8/13/2012 8/6/2012 THIS EXHIBIT, WHICH IS DX 526, CAN ONLY BE CONSIDERED FOR ALTERNATIVE DESIGN AND FUNCTIONALITY PURPOSES. IT CAN'T BE Do not consider as evidence of invalidity or nonCONSIDERED FOR INVALIDITY PURPOSES OR OBVIOUSNESS. (1084:1- infringement. However, you may consider as evidence of alternative designs and functionality. 4) 8/13/2012 8/14/2012 8/14/2012 8/14/2012 8/13/2012 8/14/2012 8/17/2012 8/15/2012 8/15/2012 6 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. DX 561 U.S. Patent Appl. No. 60/718187 (Flynt Provisional Application for Enhanced Portable Device Navigation Tools); U.S. Patent No. 7,933,632 ("Flynt Patent") 8/15/2012 DX 562 March 8, 2006 email from Howarth to Ive 8/14/2012 DX 572.003 8/13/2012 DX 572.004 DX 572.077 DX 572.082 DX 578 DX 586 April 15, 2011 E-mail String, Subject: Re: IPhone v Android Preso, with Smartphone Market Study US January 2011 attached [Eric Jue Deposition, Ex. 14] April 15, 2011 E-mail String, Subject: Re: IPhone v Android Preso, with Smartphone Market Study US January 2011 attached [Eric Jue Deposition, Ex. 14] April 15, 2011 E-mail String, Subject: Re: IPhone v Android Preso, with Smartphone Market Study US January 2011 attached [Eric Jue Deposition, Ex. 14] April 15, 2011 E-mail String, Subject: Re: IPhone v Android Preso, with Smartphone Market Study US January 2011 attached [Eric Jue Deposition, Ex. 14] April 14, 2010 Apple internal email chain and meeting agenda; subject line: "iPhone 'firsts'" Samsung-Apple Licensing Discussion, October 5, 2010 DX DX DX 592 613 621A DX 630 DX 631 DX 635A DX DX 635B 636 DX DX DX 645 647 648 ADMITTED Limiting Instruction Court's Limiting Instruction IT IS ADMITTED AND I JUST HAVE ONE INSTRUCTION, AND THAT IS THAT THE JURY MAY CONSIDER DX 562 AS TO FUNCTIONALITY, BUT NOT AS TO INVALIDITY OR NON-INFRINGEMENT. (2606:4-7) Do not consider as evidence of invalidity or noninfringement. However, you may consider as evidence of functionality. YOU MAY NOT CONSIDER THIS EVIDENCE TO PROVE OR DISPROVE THE VALIDITY OR INVALIDITY OF THE CLAIM OR THE AMOUNT OF THE DISPUTED CLAIM. HOWEVER, YOU MAY CONSIDER THIS EVIDENCE FOR SOME OTHER PURPOSE, FOR EXAMPLE, WHETHER OR NOT SAMSUNG LACKED NOTICE OF APPLE'S INFRINGEMENT CLAIMS. (1969:15-22) Do not consider this evidence to prove or disprove the validity or invalidity of a claim or the amount of a disputed claim. However, you may consider this as evidence of whether or not Samsung lacked notice of Apple's infringement claims. 8/13/2012 8/13/2012 8/13/2012 8/3/2012 8/10/2012 ComTech United States Report Q410 ETSI Guide on IPRs, September 1-2, 2004 Reuter Tablet Video 8/3/2012 8/17/2012 8/15/2012 Teece Expert Report of 3/22/2012 - Exs. 3A, 3B [UNDER SEAL] Teece Expert Report of 4/2/2012 - Exs R4A-R4E [UNDER SEAL] Intel Source Code for X-GOLD Processors [UNDER SEAL] RLC Detail Design Spec [UNDER SEAL] Infineon X-GOLD 61x Product Specification [UNDER SEAL] TAB 2 [SOURCE CODE] [UNDER SEAL] iPhone App testing including mail and photos iPad App testing including mail and photos 8/16/2012 8/16/2012 8/15/2012 8/15/2012 8/15/2012 8/14/2012 8/16/2012 8/16/2012 7 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. DX 655 Files related to DiamondTouch, DTFlash, and Tablecloth including but not limited to: TableCloth source code: F:\diamondtouch\people\alan\dev\Flash\classes-200506-09\tablecloth_27.fla; Screenshot of Diamond Touch-Flash Demonstration: F:\diamondtouch\DTFlash\DTFlash-2005-0607\index.htm TableCloth screenshot: F:\diamondtouch\DTFlash\Dtflash-2005-06-07 (Trac decl. Ex. 25) and MERL DiamondTouch Table with Tablecloth files DX 661 MERL DiamondTouch Price List and Terms and Conditions of Sale dated 10/25/05 [Exhibit 2 to Adam Bogue 3/9/12 Deposition] DX 662 12/12/2005 MERL DiamondTouch table and developers Kit Purchase Order [Exhibit 11 to Adam Bogue 3/9/12 Deposition] DX 676 Financial Spreadsheet [UNDER SEAL] DX 684.001 Photographic Summary of Samsung Devices DX 685 TSG-RAN WG1 #38, Prague, Czechs, 16th - 20th August 2004, Power control at the maximum power limit for E-DCH DX 687 January 20, 2011 Apple Email regarding competitor products DX 693 Mandelbrot source code DX 695 11/6/2003 email from Adam Bogue to Steve Hotelling re: DiamondTouch DX 696 Forlines et al., “Experiences with an Observations of Direct-Touch Tabletops” [Bogue, Ex. 3] DX 697 1/14/05 Bogue/Forlines email re: DiamondTouch demos [Forlines, Ex. 7] DX 698 10/31/05 Bogue/Forlines email re: DiamondTouch demos [Forlines, Ex. 14] DX 712 February 25, 2011 Internal Apple Email Regarding Competitive Phone Tracker DX 713 January 17, 2005 email from Alan Esenther to Chia Shen and Adam Bogue re: DTFlash on \\herc\diamondspace DX 717 Samsung Galaxy Tab 10.1 Take-Apart DX 727 KR30-0418547, N.B. Certified translation has unique bates range following original DX 728 JP D1241383, N.B. Certified translation has unique bates range following original DX 740 Apple's 035 Prototype Photos from D'889 File History ADMITTED Limiting Instruction Court's Limiting Instruction 8/15/2012 8/13/2012 8/13/2012 8/16/2012 8/15/2012 8/15/2012 7/31/2012 8/14/2012 8/13/2012 8/13/2012 8/14/2012 8/14/2012 8/15/2012 8/13/2012 8/15/2012 8/6/2012 8/6/2012 7/31/2012 The 035 proto may be used for impeachment purposes and non-infringement purposes. However, it is only admissible for impeachment and noninfringement and may not be used to argue invalidity. Dkt. 1519 at 2:21-22. Apple's 035 model may not be used for non-infringement purposes. (1218:12Do not consider for non-infringement or invalidity. You 1223:2) may consider as impeachment evidence. 8 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. DX 741 Apple's 035 Prototype with an authenticating stipulation of fact ADMITTED 7/31/2012 Limiting Instruction Court's Limiting Instruction The 035 proto may be used for impeachment purposes and non-infringement purposes. However, it is only admissible for impeachment and noninfringement and may not be used to argue invalidity. Dkt. 1519 at 2:21-22. Apple's 035 model may not be used for non-infringement purposes. (1218:12Do not consider for non-infringement or invalidity. You 1223:2) may consider as impeachment evidence. DX 751A DX 753 DX DX DX 754.502 754.545 781 JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX 1000 1001 1002 1003 1004 1005 1007 1009 1010 1011 1012 1013 1014 1015 1016 1017 1018 1019 1020 1022 1023 1024 1025 1026 1027 1028 1030 1031 1032 1033 1034 1035 1036 1037 Non-infringement Video [Video]: Samsung Vibrant phone Consolidated Financial Statements of Samsung Electronics Co., Ltd. and Subsidiaries as of December 31, 2011 Apple 10-K Forms, 2007-2011 Apple 10-K Forms, 2007-2011 Summaries of Samsung Profits Pursuant to FRE 1006 [SEALING DENIED BUT UNSEALING STAYED PENDING APPEAL] iPhone iPhone 3G iPhone 3GS iPhone4 iPad iPad2 Galaxy S (i9000) Intercept [Physical Device] Galaxy S Vibrant [Physical Device] Galaxy S Captivate [Physical Device] Galaxy S Epic 4G [Physical Device] Galaxy S Fascinate [Physical Device] Transform [Physical Device] Galaxy S Mesmerize [Physical Device] Galaxy S Continuum Galaxy S Showcase 500 [Physical Device] Nexus S [Physical Device] Galaxy S 4G Gem [Physical Device] Galaxy Prevail [Physical Device] Nexus S 4G [Physical Device] Replenish [Physical Device] Droid Charge Indulge [Physical Device] Infuse 4G [Physical Device] Exhibit 4G [Physical Device] Galaxy Ace [Physical Device] Galaxy S II (AT&T) [Physical Device] Galaxy S II (i9100) [Physical Device] Galaxy S II (T-Mobile) [Physical Device] Galaxy S II (Epic 4G Touch) [Physical Device] Galaxy S II (Skyrocket) [Physical Device] Galaxy Tab 7.0 [Physical Device] Galaxy Tab 10.1 (WiFi) [Physical Device] 8/10/2012 8/16/2012 8/16/2012 8/16/2012 8/16/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 8/3/2012 8/10/2012 8/6/2012 8/6/2012 8/6/2012 8/6/2012 8/10/2012 8/6/2012 8/3/2012 8/6/2012 8/16/2012 8/3/2012 8/6/2012 8/6/2012 8/10/2012 8/10/2012 8/3/2012 8/6/2012 8/3/2012 8/10/2012 8/6/2012 8/6/2012 8/6/2012 8/6/2012 8/6/2012 8/6/2012 8/10/2012 8/6/2012 9 of 11 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. JX 1038 Galaxy Tab 10.1 (4G LTE) [Physical Device] JX 1039 US Trademark Reg for iPhone JX 1040 Certified copy of US D504,889, issued May 10,2005 JX JX 1041 1042 JX 1043 JX 1044 JX 1045 JX 1046 JX 1047 JX 1048 JX 1049 JX JX JX JX JX JX JX JX 1050 1051 1053 1054 1055 1056 1057 1060 JX 1066 JX JX JX JX JX JX JX JX JX JX JX JX 1068 1069 1070 1071 1073 1074 1076 1077 1078 1081 1083 1084 ADMITTED 8/6/2012 8/7/2012 7/31/2012 Limiting Instruction However, pursuant to Judge Grewal's Order, this evidence may not be used to establish invalidity of the D'677 patent. Apple shall prepare a limiting instruction. Dkt. 1519 at 2:27. Certified copy of US D593,087, issued May 26,2009 7/31/2012 Certified copy of US D604,305, issued November 17, 8/7/2012 2009 Certified copy of US D604,305, issued November 7/31/2012 17,2009 Certified copy of US 7,844,915, issued November 30, 8/10/2012 2010 Certified copy of US 7,469,381, issued December 23, 8/10/2012 2008 Certified copy of US 7,864,163, issued January 4, 8/3/2012 2011 Certified file history of US 7,469,381, issued 8/17/2012 December 23, 2008 Certified file history of US 7,844,915, issued 8/17/2012 November 30, 2010 Certified file history of US 7,864,163, issued January 8/17/2012 4, 2011 Apple iPad 2 3G (iOS 4.x) - AT&T version 8/14/2012 Apple iPad 2 3G (iOS 5.x) - AT&T version 8/14/2012 Apple iPhone 3G (iOS 4.x) 8/14/2012 Apple iPhone 3GS (iOS 4.x) 8/14/2012 Apple iPhone 4 (iOS 4.x) - AT&T version 8/14/2012 Apple iPhone 4 (iOS 5.x) - AT&T version 8/14/2012 Apple iPod Touch (4th Gen.) (iOS 4.x) 8/14/2012 8/17/2012 File wrapper for 7,675,941 (including file histories of U.S. Patent App. No. 11/417,219, Korean Patent App. 10-2004-0042300, Korean Patent App. 10-20040062190, Korean Patent App. 10-2004-0073552, Korean Patent App. 10-2004-0093947, Korean Patent App. 10-2005-0029192), Korean Patent App. 10-20050037774). File wrapper for U.S. Patent No. 7,577,460 (including 8/17/2012 U.S. App. Nos. 11/493,754, 11/003,222, and 09/540,830 and KR App. No. 1999-11179) U.S. Patent No. 7,456,893 8/14/2012 U.S. Patent No. 7,577,460 8/14/2012 U.S. Patent No. 7,675,941 8/15/2012 U.S. Patent No. 7,698,711 8/14/2012 U.S. Patent No. 7,447,516 8/15/2012 HP Compaq TC 1000 8/14/2012 Apple iPhone 3GS (iOS 5.x) 8/14/2012 Apple iPod Touch (4th Gen.) (iOS 5.x) 8/14/2012 Fiddler 1994 Tablet Replica 8/17/2012 U.S. Patent No. 7,327,349 8/15/2012 3GPP TS 25.214 v.6.6.0 (2005-2006) 8/15/2012 3GPP TSG RAN WG1 Meeting #41 Athens, Greece, 9- 8/17/2012 13 May 2005, Change Request 10 of 11 Court's Limiting Instruction Do not consider this as evidence that the D'677 patent is invalid. Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION ADMITTED NO. th 8/17/2012 JX 1085 3GPP TSG-RAN2 Meeting #47, Athens, Greece, 09 13th May 2005, Tdoc R2-051311 JX 1091 MacWorld 2007 Video 8/3/2012 JX 1093 LG Prada Phone 8/3/2012 JX 1500 PX 2011 PX 2031 PX 2227 PX PX PX PX PX PX 2257 2261 2277 2278 2281 2288 DX 2517 DX 2519 DX 2522 DX 2524 DX 2525 DX 2526 STA’s & SEA’s US sales of accused products & Apple’s sales & revenues of the accused products Exhibit M of Samsung's Disclosure Of Asserted Claims And Infringement Contentions Exhibit J of Samsung's Disclosure Of Asserted Claims And Infringement Contentions 2005-08-25 Email from Bederson to John SanGiovanni re LAunchTiule source Production Information Samsung Icon Design for 2011 Pantech Hotshot Blackberry Storm iPhone Human Interface Guidelines June 13, 2005 Swift File (Tablecloth/ Snapping Back) Email 11-18-08 Haining Zhang to Isable-staff re: Competitive Analysis Presentation: Mini-Teardown Samsung Galaxy S (TMobile Vibrant) iPod/iPhone New Tech 8.10.10 Email 1-24-11 Eddy Cue to Tim Cook re: Why I Just Dumped the iPad (Hing: Size Matters) Email 10-5-05 Steve Jobs to Jony Ive, et al, re: =?WINDOWS-1252?Q?Fwd:_Samsung=92s_SGH10_Bang_&_Olufsen_=93fas?= =?WINDOWS252?Q?hionphone=94?= Email 11-7-06 Tony Fadell to Steve Jobs, et al, re: Samsung Unveils New Communications Device (AP) Limiting Instruction Court's Limiting Instruction This exhibit may not be considered as prior art to the D’305 patent. It may be Do not consider this exhibit as prior art to the D'305 patent. considered for any other purpose. (Dkt. No. 1563 at 7.) 8/13/2012 8/15/2012 8/14/2012 8/13/2012 8/14/2012 8/14/2012 8/17/2012 8/17/2012 8/14/2012 8/14/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 Nook Color tablet [used by Van Liere as control for survey] 8/10/2012 DX 2528 LG G2x [Physical Device] 8/10/2012 DX 2529 Motorola Zoom tablet [Physical Device] 8/10/2012 DX 2534 Motorola Atrix F159 [Physical Device] 8/10/2012 DX DX 2557 2627 Video demonstrating two finger scrolling 3GSM Congress Trade Show Report 8/10/2012 8/15/2012 ADMITTED WITH A LIMITING INSTRUCTION THAT IT'S ADMITTED SOLELY TO ASSESS MR. VAN LIERE'S SURVEY. IT'S ADMITTED. (1722:4-7). Do not consider for any purpose except to evaluate Dr. Van Liere's survey. I'M GOING TO GIVE A LIMITING INSTRUCTION THAT THESE ARE TO BE CONSIDERED FOR THE PURPOSE OF EVALUATING HOW MR. PORET Do not consider for any purpose except to evaluate how CHOSE HIS CONTROL DEVICES FOR THIS. (1671:4-7) Mr. Poret chose his control devices. THAT'S GOING TO BE ADMITTED WITH A LIMITING INSTRUCTION THAT THIS IS SOLELY FOR PURPOSES OF CHALLENGING MR. Do not consider for any purpose except to evaluate Mr. PORET'S STUDY. (1686:2-5) Poret's study. I'M GOING TO GIVE A LIMITING INSTRUCTION THAT THESE ARE TO BE CONSIDERED FOR THE PURPOSE OF EVALUATING HOW MR. PORET Do not consider for any purpose except to evaluate how CHOSE HIS CONTROL DEVICES FOR THIS. (1671:4-7) Mr. Poret chose his control devices. YOU MAY NOT CONSIDER THE F700 AS EVIDENCE OF INVALIDITY OR NON-INFRINGEMENT. YOU MAY ONLY CONSIDER THE F700 FOR ALTERNATIVE DESIGN AND FUNCTIONALITY. THE DATE OF THE DOCUMENT IS 2006, BUT THAT IS ACTUALLY AN INCORRECT DATE. THE CORRECT DATE IS 2007. (2840:5-8, 2840:12-14) 11 of 11 Do not consider as evidence of invalidity or noninfringement. However, you may consider as evidence of alternative designs and functionality. The date on the document is incorrect. The correct date is 2007. 1 EXHIBIT B 2 3 4 5 6 7 8 9 United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 3 Case No.: 11-CV-01846-LHK ORDER REGARDING ADMITTED EXHIBITS LIST Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Apple and Samsung Smartphones PX 3 Apple and Samsung Tablets PX 4 Summary of Press Reports Regarding Samsung PX 5 Tablet Designs Summary of Press Reports Regarding Samsung PX 6 Phone Designs Photographs of accused Samsung devices PX 7 Photographs of Apple products PX 8 Design alternatives considered by Peter Bressler PX 10 iPhone and iPad Advertisements PX 11 iPhone Television Advertisements PX 12 ADMITTED Court's Limiting Instruction 8/6/2012 8/6/2012 8/7/2012 Do not consider for truth of the matter asserted. 8/7/2012 Do not consider for truth of the matter asserted. 8/6/2012 8/6/2012 8/6/2012 8/3/2012 8/3/2012 Do not consider for truth of the matter asserted. PX 13 iPad Television Advertisements 8/3/2012 Do not consider for truth of the matter asserted. PX 14 iPhone & iPad Media Clips 8/3/2012 Do not consider for truth of the matter asserted. PX PX 15 16 Apple’s Sales of iPhone and iPad iPhone and iPad Advertising Expenditures 8/3/2012 8/3/2012 1 of 15 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Summary of iPhone and iPad News Coverage PX 17 ADMITTED Court's Limiting Instruction 8/3/2012 Do not consider for truth of the matter asserted. PX PX 21A 23 Screen captures considered by S. Kare 8/7/2012 Summary of Hal Poret's Secondary Meanings Surveys 8/7/2012 PX 24 PX 25A.1 PX 28 PX PX 30 31 PX PX 33 34 PX 35 PX 36 PX 38 Summary of Kent Van Liere's Association/Confusion Surveys: photos and placeholder for videos Summary of Apple's damages calculations [UNDER SEAL IN PART] Summary of Samsung’s fixed, variable, and nonproduct costs [SEALING DENIED BUT UNSEALING STAYED PENDING APPEAL] Summary of survey conducted by J. Hauser Selection of Samsung source code from Bates range SAMNDCA-C000000001 - SAMNDCA-C000009221 [UNDER SEAL] iPhone and iPad Advertising Expenditures Translation of Presentation: Feasibility Review on Standalone AP Business for Smart Phone Market Email from J. Boltello re: Additional wallpapers for Genie Presentation: Touch Portfolio Rollout Strategy Recommendation Based on Consumer Insight Presentation: Browser Zooming Methods UX Exploration Study 8/10/2012 8/13/2012 8/13/2012 8/10/2012 8/10/2012 8/3/2012 8/13/2012 8/16/2012 8/7/2012 8/10/2012 2 of 15 Do not consider as evidence that Apple trade dress was famous. You may consider for some other purpose; for example, whether or not Apple's designs acquired secondary meaning. Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Translation of Email from Bong-Hee Kim regarding PX 40 Summary of Executive-Level Meeting Supervised by Head of Division (February 10) Translation of Email from Hyun Kim regarding PI/P3 PX 42 Division Head Design Report Meeting Minutes, dated February 16, 2010 Translation of Email from Ki Hyun Seo regarding Team PX 43 Leader's Directives at the Executives' Meeting 2/22 (Mon) Relative Evaluation Report on S1, iPhone, March 2, PX 44 2010 Product Engineering Team SW Verification Group Translation of selected pages from Presentation: PX 46 Behold3 Usability Evaluation Results S/W Verification Group Presentation: Samsung's Use of Apple Patents in PX 52 Smartphones PX 54 PX PX PX 55 56 57 PX 58 PX 59 PX 60 ADMITTED Court's Limiting Instruction 8/6/2012 8/15/2012 8/15/2012 8/7/2012 8/10/2012 8/10/2012 Presentation: Lessons from Apple Boston Consulting Group 8/3/2012 Presentation: Samsung mobile icon design for 2011 Presentation: Samsung Q4 '10 Deep Dive Translation of selected pages from Presentation: P5 Usability Evaluation Results S/W Verification Group 1 Email from Justin Denison regarding GS Choi's Direction and Request to STA Translation of Presentation: North America P4(P7510 WiFi) BBY Retail Store Visit T/F Report Presentation: STA Competitive Situation Paradigm Shift [SEALING DENIED BUT UNSEALING STAYED PENDING APPEAL] 8/14/2012 8/7/2012 8/10/2012 Do not consider for the truth of the matter asserted. 8/3/2012 8/6/2012 8/3/2012 3 of 15 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Presentation: iPhone 5 Counter Strategy PX 62 ADMITTED Court's Limiting Instruction 8/3/2012 Do not consider as evidence that Samsung's conduct was willful; however, you may consider it for some other purpose. Video of Samsung infringement of ‘381 patent Video of Samsung infringement of ‘915 patent: Samsung Galaxy Tab 10.1 prepared by Singh Video of Samsung infringement of ‘915 patent: Samsung Vibrant phone prepared by Singh 2011 Wireless Smartphone Satisfatction Sture Management Report, March 2011 [Exhibit 1594 to Benner Deposition] 3GPP TSG-RAN WG1 Meeting #42, R1-050995 London, UK, 29 August – 2 September, 2005, Approved Report of 3GPP TSG RAN WG1 #41 in Athens (Athens, Greece, 09 – 13 May, 2005) TSG-RAN WG2 Meeting #48, R2-052063, London, 29 August - 02 Sep 2005, Approved minutes of the 47 TSG-RAN WG2 meeting (Athens Greece, 09-13 May 2005) Addendum 1 ETSI/GA 29(97)/SCM/3, Amendments to the ETSI Interim Intellectual Property Rights Policy PX PX 64 66A 8/10/2012 8/10/2012 PX 66B PX 69 PX 70 PX 72 PX 74 PX 78 PX 80 PX 81 PX PX 84 89 Patent Cross License Agreement between Intel and 8/17/2012 Samsung with Amendments 1 & 2 [REDACTED] 3GPP Website Screenshots 8/17/2012 Presentation: Samsung Q1 '11 Deep Dive Continuous 8/13/2012 Tracking (5/16/08 - 04/03/11) [Exhibit 1603 to Benner Desposition] PX PX 91 97 U.S. Patent No. 6,928,648 Wong U.S. Patent No. 6,819,658 - Agarwal 8/10/2012 8/13/2012 8/17/2012 8/17/2012 8/17/2012 Intel Invoices to Apple (12/22/11-12/29/11) [SEALED 8/16/2012 IN PART] Letter from SW Kim to B. Teksler, dated July 25, 2011 8/16/2012 8/16/2012 8/17/2012 4 of 15 You may only consider as evidence of knowledge, willfulness, or intent. Do not consider for any other purpose. Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Japanese Patent Application No. 2002-190774 and PX 100 English translation 3GPP TSG-RAN WG2 Meeting #47 Tdoc R2-051680, PX 101 Athens, Greece, May 9-13, 2005, Change Request PX 104 PX PX PX 112 113.4, 113.5 116 PX 117 PX PX PX PX 118 119 120 121 PX PX PX PX PX ADMITTED Court's Limiting Instruction 8/17/2012 8/17/2012 Email from Juho Lee to 3GPP, dated June 18, 2004, 8/17/2012 attaching R1-040697, R1-040689, R-1040690, and R1040696 KR 10-2004-0013792 and English translation 8/16/2012 Sony Ericsson Affidavit of Lee Hill with Attachment 8/16/2012 Sony Ericsson Mobile Comm. AB, “Sony K700 User Guide” (1st Ed.) March 2004 Sony Press Releases, dated March 9, 2004 and March 21, 2004 U.S. Patent No. 6,009,336 - Harris U.S. Patent No. 6,069,648 - Suso U.S. Patent No. 6,690,417 - Yoshida Source Code Files, Camera and Photos Functionality (See Appendix 1 for Bates Numbers) [UNDER SEAL] 8/16/2012 122 125 Samsung ETSI IPR Statements Sony Ericsson K700i mobile phone [Physical Device] 8/17/2012 8/16/2012 127 128 133 How To TV ad for original iPhone iPad Is Iconic TV ad for first-generation iPad “Apple Waves Its Wand at the iPhone,” by David Pogue, New York Times, January 11, 2007 8/3/2012 8/3/2012 8/3/2012 8/16/2012 8/16/2012 8/16/2012 8/16/2012 8/16/2012 Do not consider for the truth of the matter asserted. 5 of 15 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. “Testing Out the iPhone,” by Walter S. Mossberg and PX 134 Katherine Boehert, The Wall Street Journal, June 27, 2007 “Best Inventions of 2007,” by Lev Grossman, Time, PX 135 November 1, 2007 (including photo of cover) “Apple Takes Big Gamble on New iPad,” by Yukari PX 138 Iwatani Kane, The Wall Street Journal, January 25, 2010 “Verdict Is in on Apple iPad: It’s a Winner,” by Edward PX 140 Baig, USA Today, April 2, 2010 “Laptop Killer? Pretty Close,” by Walter S. Mossberg, PX 141 The Wall Street Journal, April 1, 2010 ADMITTED Court's Limiting Instruction 8/3/2012 Do not consider for the truth of the matter asserted. 8/3/2012 Do not consider for the truth of the matter asserted. 8/3/2012 Do not consider for the truth of the matter asserted. 8/3/2012 Do not consider for the truth of the matter asserted. 8/3/2012 Do not consider for the truth of the matter asserted. PX PX PX PX PX PX PX PX PX PX PX PX PX PX 142 143 143.04 143.06 143.12 143.16 143.22 143.25 143.82 144 145 146 148 150 “Patent Office Highlights Jobs’s Innovations,” New York Times Excerpts from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpt from iPhone Buyer Survey, FY10-Q4 Excerpts from iPhone Buyer Survey, FY11-Q1 Excerpt from iPhone Buyer Survey, FY11-Q2 Excerpt from iPhone Buyer Survey, FY11-Q3 Nokia Lumia 800 [Physical Device] Casio G’zOne Commando 8/3/2012 Do not consider for the truth of the matter asserted. 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/3/2012 8/14/2012 8/14/2012 6 of 15 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Sony Tablet S [Physical Device] PX 155 User Interface Alternative Designs - Blackberry Torch PX 158A 9850 iPhone CAD PX 162 Sketch of Phone PX 163 Phone CAD PX 164 Phone model 1017 PX 165 Phone model 1015 PX 166 Phone model 956 PX 167 Phone model 961 PX 168 Tablet model 1202 PX 170 Tablet model 874 PX 171 “Samsung Galaxy Tab 10.1 Wi-Fi: A Worthy Rival to PX 173 the iPad 2,” by Melissa J. Perenson; PCWorld, June 8, 2011 “First Look: Samsung Vibrant Rips Off iPhone 3G PX 174 Design,” by Priya Ganapati, Wired, July 15, 2010 Samsung’s Financial Spreadsheet [SEALING DENIED PX 180 BUT UNSEALING STAYED PENDING APPEAL] PX 186 PX 193 PX PX PX DX DX 194 195 210 511 518 Translation of email from H. T. Han regarding "Domestig Galaxy Tab Main Horzontal Deployment Items." dated 2010-20-27 [typo: 2010-10-27] Juho Lee's August 12, 2004 e-mail and attachment Samsung Proposal R1-040859 at TSG RAN WG1 #38 (Aug. 12, 2004) Email from Sungsik Lee dated March 2, 2010 Email from Sangwook Han dated October 28, 2010 Photos of the Diamondtouch System Japanese design patent JP D1241638 (“JP638”) Video of LaunchTile running on an HP iPAQ device that was shown by Bederson at the CHI Conference and HP iPAQ device running LaunchTile ADMITTED Court's Limiting Instruction 8/14/2012 8/7/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 8/6/2012 Do not consider for the truth of the matter asserted. 8/6/2012 Do not consider for the truth of the matter asserted. 8/16/2012 8/16/2012 8/17/2012 8/13/2012 8/16/2012 8/14/2012 8/6/2012 8/13/2012 7 of 15 Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Samsung F700 [Physical Device] DX 526 ADMITTED 8/6/2012 XNav sourcecode Fidler, Roger. "The Tablet Newspaper Vision 1981 2010." [Ex. 266 to Fidler Dep. Tr.] iPhone User Guide for iOS 4.2 and 4.3 Software iPhone User Guide for iOS 5.1 Software Bederson et al.: Pad++ A Zooming Graphical Interface for Exploring Alternate Interface Physics Listing of MERL DiamondTouch Mandelbrot source code files, dated December 8, 2003 through November 30, 2004, found on the MERL-Drive in the folders: MERLDrive/diamondtouch/people/forlines/Mandelbrot/src/co m/merl/diamondtouch and MERLrive/diamondtouch/people/forlines/Mandelbrot/src/com/ merl/forlines/fractal and MERL DiamondTouch Table with Mandelbrot files Samsung's December 14, 1998 Declaration to ETSI Nomura Yasuhiro patent Japanese application and translation 3GPP standard TS 25.322 version 6.4.0 (Release 6)] U.S. Patent Appl. No. 60/718187 (Flynt Provisional Application for Enhanced Portable Device Navigation Tools); U.S. Patent No. 7,933,632 ("Flynt Patent") 8/15/2012 DX 562 March 8, 2006 email from Howarth to Ive 8/14/2012 DX 572.003 April 15, 2011 E-mail String, Subject: Re: IPhone v Android Preso, with Smartphone Market Study US January 2011 attached [Eric Jue Deposition, Ex. 14] 8/13/2012 Do not consider as evidence of invalidity or noninfringement. However, you may consider as evidence of alternative designs and functionality. 8/13/2012 8/14/2012 561 Court's Limiting Instruction DX DX 528 529 DX DX DX 533 539 546 DX 548 DX DX 549 550 DX 557 DX 8/14/2012 8/14/2012 8/13/2012 8/14/2012 8/17/2012 8/15/2012 8/15/2012 8 of 15 Do not consider as evidence of invalidity or noninfringement. However, you may consider as evidence of functionality. Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. DX 572.004 April 15, 2011 E-mail String, Subject: Re: IPhone v Android Preso, with Smartphone Market Study US January 2011 attached [Eric Jue Deposition, Ex. 14] DX 572.077 April 15, 2011 E-mail String, Subject: Re: IPhone v Android Preso, with Smartphone Market Study US January 2011 attached [Eric Jue Deposition, Ex. 14] DX 572.082 April 15, 2011 E-mail String, Subject: Re: IPhone v Android Preso, with Smartphone Market Study US January 2011 attached [Eric Jue Deposition, Ex. 14] April 14, 2010 Apple internal email chain and meeting DX 578 agenda; subject line: "iPhone 'firsts'" Samsung-Apple Licensing Discussion, October 5, DX 586 2010 ADMITTED Court's Limiting Instruction 8/13/2012 8/13/2012 8/13/2012 8/3/2012 8/10/2012 DX DX DX 592 613 621A ComTech United States Report Q410 ETSI Guide on IPRs, September 1-2, 2004 Reuter Tablet Video 8/3/2012 8/17/2012 8/15/2012 DX 630 8/16/2012 DX 631 DX 635A DX DX 635B 636 DX DX DX 645 647 648 Teece Expert Report of 3/22/2012 - Exs. 3A, 3B [UNDER SEAL] Teece Expert Report of 4/2/2012 - Exs R4A-R4E [UNDER SEAL] Intel Source Code for X-GOLD Processors [UNDER SEAL] RLC Detail Design Spec [UNDER SEAL] Infineon X-GOLD 61x Product Specification [UNDER SEAL] TAB 2 [SOURCE CODE] [UNDER SEAL] iPhone App testing including mail and photos iPad App testing including mail and photos 8/16/2012 8/15/2012 8/15/2012 8/15/2012 8/14/2012 8/16/2012 8/16/2012 9 of 15 Do not consider this evidence to prove or disprove the validity or invalidity of a claim or the amount of a disputed claim. However, you may consider this as evidence of whether or not Samsung lacked notice of Apple's infringement claims. Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Files related to DiamondTouch, DTFlash, and DX 655 Tablecloth including but not limited to: TableCloth source code: F:\diamondtouch\people\alan\dev\Flash\classes-200506-09\tablecloth_27.fla; Screenshot of Diamond Touch-Flash Demonstration: F:\diamondtouch\DTFlash\DTFlash-2005-0607\index.htm TableCloth screenshot: F:\diamondtouch\DTFlash\Dtflash-2005-06-07 (Trac decl. Ex. 25) and MERL DiamondTouch Table with Tablecloth files MERL DiamondTouch Price List and Terms and DX 661 Conditions of Sale dated 10/25/05 [Exhibit 2 to Adam Bogue 3/9/12 Deposition] 12/12/2005 MERL DiamondTouch table and DX 662 developers Kit Purchase Order [Exhibit 11 to Adam Bogue 3/9/12 Deposition] Financial Spreadsheet [UNDER SEAL] DX 676 DX 684.001 Photographic Summary of Samsung Devices TSG-RAN WG1 #38, Prague, Czechs, 16th - 20th DX 685 August 2004, Power control at the maximum power limit for E-DCH January 20, 2011 Apple Email regarding competitor DX 687 products Mandelbrot source code DX 693 11/6/2003 email from Adam Bogue to Steve Hotelling DX 695 re: DiamondTouch Forlines et al., “Experiences with an Observations of DX 696 Direct-Touch Tabletops” [Bogue, Ex. 3] 1/14/05 Bogue/Forlines email re: DiamondTouch DX 697 demos [Forlines, Ex. 7] 10/31/05 Bogue/Forlines email re: DiamondTouch DX 698 demos [Forlines, Ex. 14] February 25, 2011 Internal Apple Email Regarding DX 712 Competitive Phone Tracker ADMITTED 8/15/2012 8/13/2012 8/13/2012 8/16/2012 8/15/2012 8/15/2012 7/31/2012 8/14/2012 8/13/2012 8/13/2012 8/14/2012 8/14/2012 8/15/2012 10 of 15 Court's Limiting Instruction Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. January 17, 2005 email from Alan Esenther to Chia DX 713 Shen and Adam Bogue re: DTFlash on \\herc\diamondspace Samsung Galaxy Tab 10.1 Take-Apart DX 717 KR30-0418547, N.B. Certified translation has unique DX 727 bates range following original JP D1241383, N.B. Certified translation has unique DX 728 bates range following original Apple's 035 Prototype Photos from D'889 File History DX 740 ADMITTED Court's Limiting Instruction 8/13/2012 8/15/2012 8/6/2012 8/6/2012 7/31/2012 DX 741 Apple's 035 Prototype with an authenticating stipulation of fact 7/31/2012 DX 751A 8/10/2012 DX 753 DX DX DX 754.502 754.545 781 JX JX JX JX JX JX JX JX JX JX JX JX 1000 1001 1002 1003 1004 1005 1007 1009 1010 1011 1012 1013 Non-infringement Video [Video]: Samsung Vibrant phone Consolidated Financial Statements of Samsung Electronics Co., Ltd. and Subsidiaries as of December 31, 2011 Apple 10-K Forms, 2007-2011 Apple 10-K Forms, 2007-2011 Summaries of Samsung Profits Pursuant to FRE 1006 [SEALING DENIED BUT UNSEALING STAYED PENDING APPEAL] iPhone iPhone 3G iPhone 3GS iPhone4 iPad iPad2 Galaxy S (i9000) Intercept [Physical Device] Galaxy S Vibrant [Physical Device] Galaxy S Captivate [Physical Device] Galaxy S Epic 4G [Physical Device] Galaxy S Fascinate [Physical Device] 8/16/2012 8/16/2012 8/16/2012 8/16/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 7/31/2012 8/3/2012 8/10/2012 8/6/2012 8/6/2012 8/6/2012 8/6/2012 11 of 15 Do not consider for non-infringement or invalidity. You may consider as impeachment evidence. Do not consider for non-infringement or invalidity. You may consider as impeachment evidence. Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX JX EXHIBIT NO. 1014 1015 1016 1017 1018 1019 1020 1022 1023 1024 1025 1026 1027 1028 1030 1031 1032 1033 1034 1035 1036 1037 1038 1039 1040 JX JX 1041 1042 JX 1043 JX 1044 DESCRIPTION ADMITTED Transform [Physical Device] Galaxy S Mesmerize [Physical Device] Galaxy S Continuum Galaxy S Showcase 500 [Physical Device] Nexus S [Physical Device] Galaxy S 4G Gem [Physical Device] Galaxy Prevail [Physical Device] Nexus S 4G [Physical Device] Replenish [Physical Device] Droid Charge Indulge [Physical Device] Infuse 4G [Physical Device] Exhibit 4G [Physical Device] Galaxy Ace [Physical Device] Galaxy S II (AT&T) [Physical Device] Galaxy S II (i9100) [Physical Device] Galaxy S II (T-Mobile) [Physical Device] Galaxy S II (Epic 4G Touch) [Physical Device] Galaxy S II (Skyrocket) [Physical Device] Galaxy Tab 7.0 [Physical Device] Galaxy Tab 10.1 (WiFi) [Physical Device] Galaxy Tab 10.1 (4G LTE) [Physical Device] US Trademark Reg for iPhone Certified copy of US D504,889, issued May 10,2005 8/10/2012 8/6/2012 8/3/2012 8/6/2012 8/16/2012 8/3/2012 8/6/2012 8/6/2012 8/10/2012 8/10/2012 8/3/2012 8/6/2012 8/3/2012 8/10/2012 8/6/2012 8/6/2012 8/6/2012 8/6/2012 8/6/2012 8/6/2012 8/10/2012 8/6/2012 8/6/2012 8/7/2012 7/31/2012 Certified copy of US D593,087, issued May 26,2009 Certified copy of US D604,305, issued November 17, 2009 Certified copy of US D604,305, issued November 17,2009 Certified copy of US 7,844,915, issued November 30, 2010 7/31/2012 8/7/2012 7/31/2012 8/10/2012 12 of 15 Court's Limiting Instruction Do not consider this as evidence that the D'677 patent is invalid. Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Certified copy of US 7,469,381, issued December 23, JX 1045 2008 Certified copy of US 7,864,163, issued January 4, JX 1046 2011 Certified file history of US 7,469,381, issued December JX 1047 23, 2008 Certified file history of US 7,844,915, issued November JX 1048 30, 2010 Certified file history of US 7,864,163, issued January 4, JX 1049 2011 Apple iPad 2 3G (iOS 4.x) - AT&T version JX 1050 Apple iPad 2 3G (iOS 5.x) - AT&T version JX 1051 Apple iPhone 3G (iOS 4.x) JX 1053 Apple iPhone 3GS (iOS 4.x) JX 1054 Apple iPhone 4 (iOS 4.x) - AT&T version JX 1055 Apple iPhone 4 (iOS 5.x) - AT&T version JX 1056 Apple iPod Touch (4th Gen.) (iOS 4.x) JX 1057 File wrapper for 7,675,941 (including file histories of JX 1060 U.S. Patent App. No. 11/417,219, Korean Patent App. 10-2004-0042300, Korean Patent App. 10-20040062190, Korean Patent App. 10-2004-0073552, Korean Patent App. 10-2004-0093947, Korean Patent App. 10-2005-0029192), Korean Patent App. 10-20050037774). File wrapper for U.S. Patent No. 7,577,460 (including JX 1066 U.S. App. Nos. 11/493,754, 11/003,222, and 09/540,830 and KR App. No. 1999-11179) U.S. Patent No. 7,456,893 JX 1068 U.S. Patent No. 7,577,460 JX 1069 U.S. Patent No. 7,675,941 JX 1070 U.S. Patent No. 7,698,711 JX 1071 U.S. Patent No. 7,447,516 JX 1073 HP Compaq TC 1000 JX 1074 Apple iPhone 3GS (iOS 5.x) JX 1076 ADMITTED 8/10/2012 8/3/2012 8/17/2012 8/17/2012 8/17/2012 8/14/2012 8/14/2012 8/14/2012 8/14/2012 8/14/2012 8/14/2012 8/14/2012 8/17/2012 8/17/2012 8/14/2012 8/14/2012 8/15/2012 8/14/2012 8/15/2012 8/14/2012 8/14/2012 13 of 15 Court's Limiting Instruction Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List JX JX JX JX JX EXHIBIT NO. 1077 1078 1081 1083 1084 JX 1085 JX JX 1091 1093 JX 1500 PX 2011 PX 2031 PX 2227 PX PX PX PX PX PX 2257 2261 2277 2278 2281 2288 DX 2517 DX 2519 DX 2522 DESCRIPTION ADMITTED Apple iPod Touch (4th Gen.) (iOS 5.x) Fiddler 1994 Tablet Replica U.S. Patent No. 7,327,349 3GPP TS 25.214 v.6.6.0 (2005-2006) 3GPP TSG RAN WG1 Meeting #41 Athens, Greece, 913 May 2005, Change Request th 3GPP TSG-RAN2 Meeting #47, Athens, Greece, 09 th 13 May 2005, Tdoc R2-051311 MacWorld 2007 Video LG Prada Phone 8/14/2012 8/17/2012 8/15/2012 8/15/2012 8/17/2012 STA’s & SEA’s US sales of accused products & Apple’s sales & revenues of the accused products Exhibit M of Samsung's Disclosure Of Asserted Claims And Infringement Contentions Exhibit J of Samsung's Disclosure Of Asserted Claims And Infringement Contentions 2005-08-25 Email from Bederson to John SanGiovanni re LAunchTiule source Production Information Samsung Icon Design for 2011 Pantech Hotshot Blackberry Storm iPhone Human Interface Guidelines June 13, 2005 Swift File (Tablecloth/ Snapping Back) 8/13/2012 Email 11-18-08 Haining Zhang to Isable-staff re: Competitive Analysis Presentation: Mini-Teardown Samsung Galaxy S (TMobile Vibrant) iPod/iPhone New Tech 8.10.10 Email 1-24-11 Eddy Cue to Tim Cook re: Why I Just Dumped the iPad (Hing: Size Matters) 8/3/2012 Court's Limiting Instruction 8/17/2012 8/3/2012 8/3/2012 8/15/2012 8/14/2012 8/13/2012 8/14/2012 8/14/2012 8/17/2012 8/17/2012 8/14/2012 8/14/2012 8/3/2012 8/3/2012 14 of 15 Do not consider this exhibit as prior art to the D'305 patent. Apple, Inc. v Samsung et al., USDC Northern District of CA, San Jose Division  Case No. 11‐cv‐01846 (LHK) Admitted Exhibit List EXHIBIT DESCRIPTION NO. Email 10-5-05 Steve Jobs to Jony Ive, et al, re: DX 2524 =?WINDOWS-1252?Q?Fwd:_Samsung=92s_SGH10_Bang_&_Olufsen_=93fas?= =?WINDOWS252?Q?hionphone=94?= Email 11-7-06 Tony Fadell to Steve Jobs, et al, re: DX 2525 Samsung Unveils New Communications Device (AP) DX DX 2526 2528 ADMITTED Court's Limiting Instruction 8/3/2012 8/3/2012 Nook Color tablet [used by Van Liere as control for survey] 8/10/2012 LG G2x [Physical Device] 8/10/2012 Do not consider for any purpose except to evaluate Dr. Van Liere's survey. Do not consider for any purpose except to evaluate how Mr. Poret chose his control devices. DX 2529 Motorola Zoom tablet [Physical Device] 8/10/2012 Do not consider for any purpose except to evaluate Mr. Poret's study. DX 2534 Motorola Atrix F159 [Physical Device] 8/10/2012 Do not consider for any purpose except to evaluate how Mr. Poret chose his control devices. DX DX 2557 2627 Video demonstrating two finger scrolling 3GSM Congress Trade Show Report 8/10/2012 8/15/2012 Do not consider as evidence of invalidity or noninfringement. However, you may consider as evidence of alternative designs and functionality. The date on the document is incorrect. The correct date is 2007. 15 of 15

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