Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 973

Declaration of Cyndi Wheeler in Support of #930 Administrative Motion to File Under Seal Samsung's Motion for Summary Judgment filed byApple Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Declaration Of Mark D. Selwyn In Support Of Samsungs Administrative Motion To File Documents Under Seal Re Samsungs Motion For Summary Judgment, #19 Proposed Order [Proposed] Order Granting Samsungs Administrative Motion To File Documents Under Seal Re Samsungs Motion For Summary Judgment)(Related document(s) #930 ) (Bartlett, Jason) (Filed on 5/24/2012)

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Exhibit 13 EXHIBIT 18 FILED UNDER SEAL Highly Confidential Attorneys' Eyes Only Page 1 1 IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION CASE NO. 11 CV 01846 LHK 2 3 4 5 APPLE, INC, a California corporation, 6 Plaintiff, 7 vs. 8 9 10 11 SAMSUNG ELECTRONICS CO., LTD., a Korean business entity; SAMSUNG ELECTRONICS AMERICA, INC., a New York corporation; SAMSUNG TELECOMMUNICATIONS AMERICA, LLC, a Delaware limited liability company, 12 13 Defendants. _________________________________________/ 14 15 16 17 18 HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY DEPOSITION OF JOSHUA STRICKON, PH.D. Miami, Florida Thursday, October 20, 2011 19 20 21 22 Reported by: 23 DARLINE MARIE WEST, RPR, FRP, CLR 24 Job No. 42680 25 TSG Reporting Worldwide 877 702 9580 Highly Confidential Attorneys' Eyes Only Page 54 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Q. Well, first of all, it's the 3D cameras are those 3-dimensional cameras, the types of cameras we've spoken about? A. Yeah. Q. Not a touchscreen? A. No. Q. How about Sony SmartScan? Is that a touchscreen device? MR. BARQUIST: Objection. Lacking foundation. THE WITNESS: It's a touch-sensing device. BY MS. DUCCA: Q. What type of touch technology does it use? MR. BARQUIST: Objection. Lacks foundation. THE WITNESS: In reading the paper, it appears that it uses mutual capacitance. BY MS. DUCCA: Q. In reading the paper, did it detect multitouch? MR. BARQUIST: Objection. Lacking foundation, vague and ambiguous. THE WITNESS: Yes. Page 55 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MS. DUCCA: Q. Let's talk briefly about the Mitsubishi DiamondTouch, you said? A. Uh-huh. Q. What is the Mitsubishi DiamondTouch device? A. It's a tabletop large touchscreen that enables multiple people to touch the screen at the same time. And distinguish who is actually touching. Q. So, then, it detects multitouch? MR. BARQUIST: Objection. Vague and ambiguous. THE WITNESS: It detects a single touch from multiple people. BY MS. DUCCA: Q. So I could have my hand on it and you can have your hand on it and it will detect both of our touches? A. Yes. Q. What if I had both of my hands on it? MR. BARQUIST: Objection. Lacks foundation. Vague and ambiguous. Calls for expert testimony. THE WITNESS: My experience, using the device, it actually -- since it uses projection scan, it will actually give you Page 56 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 four points because there's an ambiguity between whether you're touching one wire or the other wire. BY MS. DUCCA: Q. You actually use the Mitsubishi DiamondTouch? A. Yes. Q. When did you use the Mitsubishi DiamondTouch? A. Probably at a conference, sometime before then. Or during school when I visited their lab. Q. Where's their lab located? A. It's closed. Q. Oh, where was their lab located? A. Cambridge, Massachusetts. Q. Was there a particular contact that you met with? A. Paul Dietz. Q. Now, what type of technology did you say that the DiamondTouch used? A. It's projective capacitive -- it's projection scan capacitive sensing. Q. What do you mean by "projective scan capacitive sensing"? A. It's a technology in which you have rows TSG Reporting Page 57 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Worldwide and columns. Q. Okay. A. And you read the rows and then you read the columns. So you have these lines that are projected across the surface. So you end up with a profile of the self-capacitance in a vertical, in a single X axis and then a single Y axis. And from that you can overlay the two sets of data to determine X and Y locations of a point. Q. I think you answered this. You said it used self-capacitive technology and mutual capacitance? A. Yes. Q. Was it -- strike that. All right. Let's talk a little bit about the Microsoft Surface product. I should back up. You said you used the DiamondTouch product. Have you ever used the SmartSkin product? A. No. Q. Now, the Microsoft Surface product, have you ever used the Microsoft Surface product? A. Yes. Q. Did you use the Microsoft Surface product before it became Microsoft Surface? A. Yes. 877 702 9580 15 Highly Confidential Attorneys' Eyes Only Page 182 Page 183 Page 184 Page 185 TSG Reporting Worldwide 877 702 9580 47 Highly Confidential Attorneys' Eyes Only Page 202 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A. Because it says in here that it's -- they talk about the -- the trace orient -- the trace geometry, the layers stack up, as well as the fact that this is self-capacitance, which is determined by a language in the paper which states that sensor is detecting change and a trace capacitance to free space. That implies that it's self-capacitance. Q. Where do you see that statement? A. On page 30301 in the -- in the first paragraph right there. Q. The first paragraph -A. The first incomplete paragraph. Q. On the second column? A. On the second column. It says, "Because the sensor is detecting change in a traces capacitance to free space." Q. Okay. A. "Sensor can only detect objects that can significantly add trace capacitance." Q. Now, you previously testified that you're familiar with the company Synaptics, correct? A. Yeah. Q. Have you ever met with Synaptics or anybody at Synaptics? A. No. Page 203 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Q. Not in the course of your work at Apple? A. No. Q. Were you familiar with the Clear Pad device? A. No. Q. Do you know A. K. Leeper? A. No. (Strickon Deposition Exhibit 788, Document entitled "SmartSkin: An Infrastructure for Freehand Manipulation on Interactive Surfaces, was marked for identification.) BY MS. DUCCA: Q. I've marked as Exhibit 788 a document with Bates number APLND C71287 to 71294. Does this document look familiar to you? A. Yes. Q. When did you last see this document? MR. BARQUIST: Objection. Instruct the witness not to answer to the extent it would involve the disclosure of attorney-client communications or activity at the direction of counsel, if any. THE WITNESS: Outside of any privileged session, the last time I saw this was at the deposition that I gave in August. Page 204 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MS. DUCCA: Q. Now, you were familiar with the SmartSkin product before you filed the patent application in became the '607 patent, correct? MR. BARQUIST: Objection. Lacks foundation. THE WITNESS: I was familiar with SmartSkin. It wasn't a product, though. BY MS. DUCCA: Q. You were familiar with the Sony SmartSkin, though, correct? MR. BARQUIST: Objection. Lacks foundation. THE WITNESS: Yes. BY MS. DUCCA: Q. Did you ever meet Rekimoto, who's the author of this article? A. No. Q. You're -- you're aware and you know that SmartSkin is a capacitive touch sensor, correct? MR. BARQUIST: Objection. Lacks foundation. THE WITNESS: Yes. BY MS. DUCCA: Q. And you agree that SmartSkin is a TSG Reporting Page 205 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Worldwide mutual-capacitance, correct? MR. BARQUIST: Objection. Lacks foundation. Calls for expert opinion. THE WITNESS: Yes. My understanding and my experience with the sorts of devices is that it is a mutual-capacitance. BY MS. DUCCA: Q. Okay. Let's take a look at Figure 2, which is on the page with Bates No. 71288, and this figure is captioned "The SmartSkin Sensor Configuration," a mesh-shaped grid is used to determine the hands position and shape. This shows a grid of electrodes, right? MR. BARQUIST: Objection. Calls for expert opinion. THE WITNESS: From my familiarity with the paper and what's described here, it appears to -- to show a grid of electrodes. BY MS. DUCCA: Q. Okay. And each array of electrodes is on a different layer, correct? MR. BARQUIST: Objection. Lacks foundation. Vague and ambiguous. THE WITNESS: It doesn't show here about the layers. 877 702 9580 52 Highly Confidential Attorneys' Eyes Only Page 214 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 the first not such a full paragraph in the second column. It actually starts in the first column. Would you read that paragraph, and let me know when you're finished. A. Okay. Q. So the SmartSkin is able to recognize multiple touches, correct? MR. BARQUIST: Objection. Lacks foundation. Calls for expert opinion testimony. Vague and ambiguous. THE WITNESS: According to this paragraph, it says that I can recognize multiple objects; example, hands. BY MS. DUCCA: Q. Did you ever discuss the SmartSkin product with anybody at Sony? MR. BARQUIST: Objection. Lacks foundation. THE WITNESS: No. (Strickon Deposition Exhibit 789, Patent, was marked for identification.) BY MS. DUCCA: Q. Marked as Exhibit 789 a document with the Bates numbers SAMNDCA 31524 to 31557. Have you seen this patent before? Page 215 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 MR. BARQUIST: Objection. Instruct the witness not to disclose the contents of any attorney-client communications or discussions. Subject to that instruct, he may answer. THE WITNESS: Outside of any privileged conversations, I saw this at my last deposition. BY MS. DUCCA: Q. Had you seen this patent before your last deposition? A. No. Q. Okay. Are you familiar with a company called Entrig? A. I think I've heard of it before. Q. What is your understanding of what Entrig is? MR. BARQUIST: Objection. Lacks foundation. THE WITNESS: From looking at the patent previously, I was under the impression that they made potentially some sort of capacitive sensor. BY MS. DUCCA: Q. Okay. I'm going to direct you to take a Page 216 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 look at Figure 2, which is on the page with Bates number 31528, and I'd also like you to take a look at the associated description of Figure 2, which is in column 13 on the page with Bates number 31550 beginning at line 30. Would you read that paragraph beginning at line 30 in column 13 associated with Figure 2, and then let me know when you're finished. A. Okay. Q. Okay. Now, looking at column 13, this patent's describing a two-dimensional sensor matrix, correct? MR. BARQUIST: Objection. Calls for expert opinion testimony. The document speaks for itself. THE WITNESS: I haven't looked at this entire document. So I couldn't exactly say. BY MS. DUCCA: Q. Did you read the paragraph in column 13 beginning at line 30? A. Yeah. Q. Okay. Does that paragraph disclose a -- a two-dimensional sensor matrix? MR. BARQUIST: Objection. Calls for expert opinion testimony. TSG Reporting Page 217 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Worldwide THE WITNESS: This paragraph says a two-dimensional sensor matrix 20 lies, and transparent layer over an electronic display device. BY MS. DUCCA: Q. Now, do you see below it says, "At each junction between two conductors a certain minimal amount of capacitance exists," and it goes on to say "A finger touches the sensor 20 at a certain position and increases the capacitance between the first conductor line 24 on the orthogonal conductor line, which happens to be at or closest to the touch position." Do you agree that that's talking about measuring the capacitance between two conductor lines? MR. BARQUIST: Objection. Calls for expert opinion testimony. THE WITNESS: This doesn't describe about measuring. It just describes the finger -- according to this document, that increases -- increases the capacitance between the first conductor and the orthogonal conductor. 877 702 9580 55 Highly Confidential Attorneys' Eyes Only Page 230 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MS. DUCCA: Q. Marked as Exhibit 790, this is provisional application for a patent, Application 60/40662. Does this look familiar to you? A. I've never seen this. Q. Okay. Would you turn to page 4 in this document. You see where it says 4.2 sensor? Do you see that? A. Uh-huh. Q. Would you read that first paragraph and let me know when you're finished. A. Okay. Q. Okay. Would you agree with me that this talks about two different layers of traces? MR. BARQUIST: Objection. Documents speaks for itself. Lacks foundation. THE WITNESS: It says right there the grid is made of two layers. BY MS. DUCCA: Q. Would you agree with me that each of those two layers contains conductors that are parallel to each other? MR. BARQUIST: Objection. Vague and ambiguous. Lacks foundation. THE WITNESS: It says one of the layers Page 231 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 contains a set of parallel conductors. The other layer contains a set of parallel conductor orthogonal to the set of the first layer. BY MS. DUCCA: Q. So both layers contain a set of parallel conductors, correct? MR. BARQUIST: Objection. The document speaks for itself. THE WITNESS: I believe that's what the document says. BY MS. DUCCA: Q. Turn to the next page, to page 5. Take a look at that first paragraph and read that to yourself. Let me know when you're finished. A. Okay. Q. All right. So this document mentions that ITO can be used as a conductive material, correct? MR. BARQUIST: Objection. Document speaks for itself. THE WITNESS: The document says that "The present invention sensor can be implemented on other transparent conductive materials such as ITO." Page 232 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MS. DUCCA: Q. Take a look in the last paragraph on that page 5. Starts out "In one embodiment, the transparent sensor." Do you see that? Read that paragraph and let me know had when you're finished. I think it goes on to page 6. A. Okay. Q. Now, this paragraph is discussing building a sensor using three layers, correct? MR. BARQUIST: Objection. Lacks foundation. Vague and ambiguous. THE WITNESS: Yes. It says in one embodiment the transparent sensor is built of three different layers. BY MS. DUCCA: Q. Two of the layers are used for the conductive grid lines, correct? A. It says, two layers are used for the grid of lines, one for X and one for Y. Q. Do you think it's discussing something other than conductive lines? MR. BARQUIST: Objection. Calls for speculation. Calls for expert opinion. Lacks foundation. TSG Reporting Page 233 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Worldwide BY MS. DUCCA: Q. Feel free to read some of the paragraphs around that, if you'd like to get some context. Take your time. A. I mean, this is the first time seeing this. This is quite a bit of information in here. Q. Understood. A. It will take me some time to sort through it and understand what's going on. I mean, they're expert in what they're doing or have an experience in what this is. Q. Let me help direct you a little bit. We previously read the first paragraph in the sensor section where we discussed the grid being made of two layers, each layer containing a set of parallel conductors. Do remember that? MR. BARQUIST: Objection. Form. Misstates the testimony. THE WITNESS: Which paragraph? BY MS. DUCCA: Q. First paragraph under "4.2 Sensor." A. Okay. Q. Do you have any reason to believe that it's talking about some other grid of lines other than those conductor lines? 877 702 9580 59 Highly Confidential Attorneys' Eyes Only Page 258 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A. Not specifically. Q. But do you recall the SmartSkin paper? A. Yes. Q. Why do you recall the SmartSkin paper? A. I recall it because we were in talks with FingerWorks and potentially using their technology to create a self-capacitance transparent multitouchscreen, and I was never fully satisfied with the -- that solution as it was -- seemed overly complicated, expensive, and required numerous components. So I was looking for a simpler way of doing that. Q. Why was the FingerWorks solution overly complicated? A. Essentially, instead of having a row and column structure like we do in the '607 patent, it required having essentially every intersection be directly tied to an IO pin. So, rather -- so, basically, squared the number of complexity of number of chips that we would need. Q. So the -- the FingerWorks solution was self-capacitive, correct? A. Yes. Q. And then the -- but the SmartSkin was mutual-capacitive, correct? Page 259 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A. Yes. Q. And the only thing that the SmartSkin solution wasn't was transparent, right? MR. BARQUIST: Objection. Vague and ambiguous. Lacks foundation. THE WITNESS: No. I mean, beyond what they show as strictly from the hardware standpoint, there was no information in that with regard to the algorithms for detecting the points and tracking the multiple points from frame to frame and all the signal processing that you would have to do to make this work on a transparent screen. Furthermore, it didn't talk about or address some of the specific noises, characteristics that would be specific to the transparent screen. And also it didn't discuss any of the optical problems that we had to solve with regard to the transparent screen. And Apple also imposed on us additional engineering requirements, design requirements, such as the -- the black mask that went around the border to hide the cables, as well as the rounded corners that Page 260 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 they wanted on the glass. BY MS. DUCCA: Q. You never met with any of the people at Sony who worked on SmartSkin, right? A. No. Q. Did you ever try to set up a meeting with them? A. No. Q. Why not? MR. BARQUIST: Objection. Calls for speculation. THE WITNESS: Mostly because they're in Japan and they speak Japanese, and there wasn't -- and it was actually an older paper at the time, and I knew that this wasn't something that they were actively continuing to work on. BY MS. DUCCA: Q. Do you know whether they created a mutual-capacitive multitouch transparent touchscreen? A. As far as I know, they didn't. They didn't present that in any other form. Q. So you haven't seen any sort of articles that said they created it. But you don't know if they actually created it in the lab, do you? TSG Reporting Page 261 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Worldwide MR. BARQUIST: Objection. Argumentative. Lacks foundation. Asked and answered. THE WITNESS: I don't know what they've done other than what they presented. The SmartSkin paper came out of their research labs, and generally everything in their research labs is usually presented to the public in some form. BY MS. DUCCA: Q. Do you think the engineers from Sony who worked on SmartSkin had the knowledge and education to create a multitouch mutual-capacitive transparent touchscreen? MR. BARQUIST: Objection. Calls for speculation, and vague and ambiguous. THE WITNESS: I can't speculate as to the what knowledge they had. (Strickon Deposition Exhibit 792, E-mail, was marked for identification.) BY MS. DUCCA: Q. Marked as Exhibit 792, a document with Bates numbers -- well, one Bates number, APLNDC 16600. Do you recognize this document? A. Okay. 877 702 9580 66

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