Venture Corporation et al v. Barrett

Filing 228

[PROPOSED] VERDICT FORM. Signed by Judge Paul S. Grewal on June 4, 2015. (psglc1S, COURT STAFF) (Filed on 6/4/2015)

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1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 NORTHERN DISTRICT OF CALIFORNIA 9 SAN JOSE DIVISION United States District Court For the Northern District of California 10 11 VENTURE CORPORATION LTD., et al., Plaintiffs and Counterdefendants, 12 13 14 15 16 v. JAMES P. BARRETT, Defendant and Counterclaimant. ) ) ) ) ) ) ) ) ) ) ) ) 17 18 19 20 21 22 23 24 25 26 27 28 1 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM 1 Please follow the directions below in completing this Special Verdict Form. Your 2 answer to each question must be unanimous. Some of the questions contain legal terms that 3 have been defined and explained in detail in the Jury Instructions. Please refer to the Jury 4 Instructions if you are unsure about the meaning or usage of any legal term that appears in 5 the questions below. * 6 * * 7 8 9 SPECIAL VERDICT FORM We the jury, upon our oath, give the following answers to the court’s questions: United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 2 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM 1 2 I. APPLICABILITY OF THE 2003 VDSI EMPLOYEE INVENTIONS AGREEMENT (1) Do you find it more likely true than not that James P. Barrett developed in whole or 3 in part, on the time of Venture Design Services, Inc. (“VDSI”), or using any of VDSI’s equipment, 4 supplies or facilities, the inventions that became known as the following? 5 6 Yes 7 MineTracer 8 Gas Scrubber 9 No Gas Monitor United States District Court For the Northern District of California 10 11 If you answered “Yes” to this question for each invention, please skip to Question No. 4. If 12 you answered “No” for any of the inventions, please proceed to the next question and answer 13 for each such invention. 14 15 (2) Do you find it more likely true than not that, at the time of conception or reduction 16 to practice, the inventions that became known as the following were related to VDSI’s business, or 17 the actual or demonstrably anticipated research or development of VDSI? 18 19 Yes 20 MineTracer 21 Gas Scrubber 22 No Gas Monitor 23 24 If you answered “Yes” to this Question, please skip to Question No. 4. If you answered “No” 25 for any of the inventions, please proceed to the next question and answer for each such 26 invention. 27 28 3 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM 1 2 (3) Do you find it more likely true than not that the inventions that became known as the following resulted from work that Mr. Barrett performed for VDSI? 3 4 Yes 5 MineTracer 6 Gas Scrubber 7 No Gas Monitor 8 If you answered “No” to this question for each invention please skip to Question No. 5. If you 10 United States District Court For the Northern District of California 9 answered “Yes” to this question for any of the inventions, please proceed to the next question 11 and answer for each such invention. 12 (4) Do you find by clear and convincing evidence that VDSI forfeited its right to 13 ownership of any of the following inventions under the 2003 VDSI employee inventions 14 agreement? 15 16 Yes 17 MineTracer 18 Gas Scrubber 19 Gas Monitor 20 21 Please proceed to the next question. 22 23 24 25 26 27 28 4 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM No 1 II. 2 3 4 5 (5) EXISTENCE AND REPUDIATION OF JOINT VENTURE Do you find it more likely true than not that Mr. Barrett and Venture Corporation Ltd (“VCL”) entered into a joint venture as a separate business undertaking, outside of Mr. Barrett’s employment by VDSI? Yes ______ 6 No ______ 7 8 9 United States District Court For the Northern District of California 10 11 12 If your answer is “Yes” to this question, please proceed the next question. If your answer is “No,” please skip to Question No. 13. (6) Do you find it more likely true than not that VCL breached the joint venture with Mr. Barrett by asserting an ownership interest in the MineTracer, Gas Scrubber and Gas Monitor inventions without respect to any joint venture agreement? Yes ______ 13 No ______ 14 15 16 17 If your answer is “Yes” to this question, please proceed the next question. If your answer is “No,” please skip to Question No. 9. (7) Do you find it more likely true than not that Mr. Barrett was harmed by that breach? Yes ______ 18 No ______ 19 20 21 22 23 24 25 If your answer is “Yes” to this question, please proceed the next question. If your answer is “No,” please skip to Question No. 9. (8) Do you find it more likely true than not that, before September 13, 2011, Mr. Barrett knew or should have been aware of facts that made it reasonably foreseeable to him that VCL intended to assert an ownership interest in the inventions without respect to any joint venture agreement? Yes ______ 26 No ______ 27 28 Please proceed the next question. 5 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM III. 1 2 3 (9) BREACH OF FIDUCIARY DUTY Do you find it more likely true than not that VCL breached its fiduciary duty to Mr. Barrett in repudiating the joint venture? 4 Yes ______ 5 No ______ 6 If your answer is “Yes” to this question, please proceed the next question. If your answer is 7 “No,” please skip to Question No. 13. 8 (10) Do you find it more likely true than not that Mr. Barrett was harmed by this breach? Yes ______ 10 United States District Court For the Northern District of California 9 No ______ 11 If your answer is “Yes” to this question, please proceed the next question. If your answer is 12 “No,” please skip to Question No. 13. 13 14 (11) Do you find it more likely true than not that VCL’s breach was a substantial factor in causing Mr. Barrett’s harm? 15 Yes ______ 16 No ______ 17 If your answer is “Yes” to this question, please proceed the next question. If your answer is 18 “No,” please skip to Question No. 13. 19 20 21 (12) Do you find it more likely true than not that Mr. Barrett knew or should have known of his harm before September 13, 2009? Yes ______ No ______ 22 23 Please proceed the next question. 24 25 26 27 28 6 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM IV. 1 2 3 4 (13) BREACH OF THE DECEMBER 17, 2008 AGREEMENT Do you find it more likely true than not that VCL breached the December 17, 2008 “Individual to Corporate Patent Rights Assignment Agreement” regarding the patent application for the MineTracer invention? Yes ______ 5 No ______ 6 7 8 9 If your answer is “Yes” to this question, please proceed to the next question. If your answer is “No,” please skip to Question No. 16. (14) Do you find it more likely true than not that Mr. Barrett was harmed by that breach? Yes ______ United States District Court For the Northern District of California 10 No ______ 11 12 13 14 15 If your answer is “Yes” to this question, please proceed to the next question. If your answer is “No,” please skip to Question No. 16. (15) Do you find it more likely true than not that Mr. Barrett knew or should have known of his harm before September 13, 2009? Yes ______ 16 No ______ 17 18 Please proceed to the next question. 19 20 21 22 23 24 25 26 27 28 7 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM V. 1 2 3 4 (16) BREACH OF THE JULY 26, 2011 AGREEMENT Do you find it more likely true than not that VCL breached the July 26, 2011 “Individual to Corporate Patent Rights Assignment Agreement” regarding the patent application for the Gas Scrubber invention? Yes ______ 5 No ______ 6 7 8 9 If your answer is “Yes” to this question, please proceed to the next question. If your answer is “No,” please skip to Question No. 18. (17) Do you find it more likely true than not that Mr. Barrett was harmed by this breach? Yes ______ United States District Court For the Northern District of California 10 No ______ 11 12 Please proceed to the next question. 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 8 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM VI. 1 2 3 4 (18) BREACH OF THE DECEMBER 18, 2012 AGREEMENT Do you find it more likely true than not that VCL breached the December 18, 2012 “Individual-to-Corporate Patent Rights Assignment Agreement” regarding the patent application for the Gas Monitor invention? Yes ______ 5 No ______ 6 7 8 9 If your answer is “Yes” to this question, please proceed to the next question. If your answer is “No,” please skip to Question No. 20. (19) Do you find it more likely true than not that Mr. Barrett was harmed by this breach? Yes ______ United States District Court For the Northern District of California 10 No ______ 11 12 Please proceed to the next question. 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 9 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM VII. 1 2 3 (20) Do you find it more likely true than not that VCL acquired the MineTracer, Gas Scrubber and Gas Monitor inventions by fraud? Yes ______ 4 No ______ 5 6 7 8 9 If your answer is “Yes” to this question, please proceed to the next question. If your answer is “No,” please skip to the Concluding Questions. (21) Do you find it more likely true than not that Mr. Barrett was harmed as a result of this acquisition? Yes ______ United States District Court For the Northern District of California 10 No ______ 11 12 13 14 15 If your answer is “Yes” to this question, please proceed to the next question. If your answer is “No,” please skip to the Concluding Questions. (22) Do you find it more likely true than not that VCL’s conduct was a substantial factor in causing his harm? Yes ______ 16 No ______ 17 18 19 20 21 If your answer is “Yes” to this question, please proceed to the next question. If your answer is “No,” please skip to the Concluding Questions. (23) Do you find it more likely true than not that Mr. Barrett knew or should have known of his harm before September 13, 2010? Yes ______ 22 No ______ 23 24 25 FRAUD If your answer is “Yes” to this question, please skip to the Concluding Questions. If your answer is “No,” please answer Question No. 24. 26 27 28 (24) Do you find by clear and convincing evidence that VCL committed fraud by engaging in fraud justifying punitive damages? 10 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM Yes ______ 1 No ______ 2 3 Please proceed to the Concluding Questions. 4 5 6 7 8 9 United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 11 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM CONCLUDING QUESTIONS: DAMAGES 1 2 3 If you answered “No” to Question Nos. 8, 12, 15, 17, 19 or 23, please state the amount 4 of damages to be awarded to Mr. Barrett to compensate for the amount of harm suffered: 5 $___________________________. 6 If you answered “Yes” in response to Question No. 24, please state the amount of 7 punitive damages to be awarded to Mr. Barrett: 8 $___________________________. 9 United States District Court For the Northern District of California 10 11 12 SIGNATURE PAGE FOLLOWS I state under penalty of perjury that the answers above represent the unanimous decision of the jury in this action. 13 14 Dated: __________________ Presiding Juror signature 15 16 Presiding Juror name (please print) 17 18 19 20 After this verdict form has been signed, please notify the clerk that you are ready to present your verdict in the courtroom. 21 22 SO ORDERED. 23 Dated: June 4, 2015 24 _________________________________ PAUL S. GREWAL United States Magistrate Judge 25 26 27 28 12 Case No. 5:13-cv-03384-PSG [PROPOSED] VERDICT FORM

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