Smith v. Cruzen et al
Filing
85
ORDER GRANTING 64 DEFENDANTS' MOTION FOR SUMMARY JUDGMENT. Signed by Judge Lucy H. Koh on 10/26/2017. (Attachments: # 1 Certificate/Proof of Service)(iym, COURT STAFF) (Filed on 10/26/2017)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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SAN JOSE DIVISION
United States District Court
Northern District of California
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Case No. 14-CV-04791 LHK (PR)
ANTHONY BERNARD SMITH, JR.,
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ORDER GRANTING DEFENDANTS’
MOTION FOR SUMMARY JUDGMENT
Plaintiff,
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v.
Re: Dkt. Nos. 64, 80
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JIMMY CRUZEN, et al.,
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Defendants.
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Plaintiff Anthony Bernard Smith, a California state prisoner proceeding pro se, filed an
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amended civil rights complaint under 42 U.S.C. § 1983. On February 21, 2017, defendants filed a
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motion for summary judgment. Plaintiff has filed an opposition, 1 and defendants have filed a
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reply. For the reasons stated below, defendants’ motion is granted.
BACKGROUND
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The following facts are taken in the light most favorable to plaintiff.
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At the time of the challenged events, plaintiff was a practicing Muslim housed in the West
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Block at San Quentin State Prison (“SQSP”). Dkt. No. 13 (“Am. Compl.”) ¶ 10. According to
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Plaintiff’s motion for leave to file an opposition in excess of 25 pages is granted. Dkt. No. 80.
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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plaintiff’s Islamic religious beliefs, plaintiff is required to pray five times a day at specified times,
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and plaintiff believes that he receives 27 times more blessings during congregational prayer than
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during individual prayer. Id. ¶¶ 11-12. Plaintiff believes that a Muslim is obligated to participate
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in congregational prayer whenever feasible. Id. ¶ 23. SQSP had a rule that prohibited the SQSP
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Muslim prisoners from offering congregational prayer in groups of more than four prisoners at a
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time. Id. ¶ 13.
On September 22, 2013, a non-defendant correctional sergeant prohibited Muslim
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prisoners from offering congregational prayer of more than four prisoners, even though a group of
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approximately 25 Christian prisoners were offering congregational prayer without interruption.
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Id. ¶ 14. Plaintiff and other prisoners filed a group inmate grievance, challenging this rule that
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prohibited congregational prayer of more than four prisoners at one time. Id. ¶ 15 and Ex. A. On
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May 14, 2014, SQSP’s Religious Review Committee (“RRC”) met to discuss the issues raised in
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the group grievance. Id. ¶ 17. As a result, the RRC decided to permit Muslim prisoners to
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participate in congregational prayer of no more than 15 prisoners at a time. Id. On May 15, 2014,
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a memorandum was drafted memorializing the discussions in the meeting. Id., Ex. A at 28-30.
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On June 3, 2014, Associate Warden S.R. Albritton issued a religious accommodations
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modification order specifically stating that the following accommodations were authorized: (1)
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faith prayer will be allowed to occur in West Block during the evening activity program,
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approximately at sunset; (2) no more than 15 individuals would be allowed to participate in the
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sessions; and (3) prayer would last no longer than 6 to 8 minutes. Id., Ex. A at 26. The
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modification order also stated, “management staff, as discussed with the appellant of this request,
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reserves the discretion to make adjustments to these accommodations as safety and security
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dictates.” Id.
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On June 28, 2014, the first day of Ramadan, Muslim prisoners started offering evening
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congregational prayer. Am. Compl. ¶ 18. They continued these evening congregational prayers
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without any interruptions until July 25, 2014. Id. at ¶¶ 18-19. On July 25, 2014, defendants
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Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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Correctional Sergeant Jimmy Cruzen, Correctional Officer C. Caldera, Correctional Officer R.
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Christensen, and Correctional Officer David Ogle interrupted the prayer and surrounded the
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Muslim prisoners who were praying. 2 Id. ¶¶ 19-20. Cruzen directed the Muslim prisoners to stop
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praying. Id. ¶ 19.
Muslim prisoner Saif’ullah asked Cruzen what the problem was, and informed Cruzen that
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Muslim prisoners had been given permission to perform congregational prayer. Id. ¶ 20. Cruzen
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informed the Muslim prisoners that they were “grouping up,” and were not allowed to be in a
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group of more than four inmates at a time. Id. Saif’ullah told Cruzen that the Muslim prisoners
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were granted permission to engage in congregational prayer, and Cruzen replied that the grievance
was granted but then denied. Id. Saif’ullah addressed Ogle, stating, “Ogle you know about the
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memorandum, you seen it.” Id. Ogle replied that he had seen the memorandum but had never
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read it. Id. Cruzen was provided with copies of the May 15, 2014 memorandum and the June 3,
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2014 modification order authorizing congregational prayer of up to 15 Muslim prisoners, but
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Cruzen remarked that the modification order was not signed, and continued to direct the Muslim
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prisoners to disperse. Id. ¶¶ 20-21. Defendants placed their hands on their batons in a threatening
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manner as Cruzen instructed the Muslim prisoners to “get out of here.” Id. ¶ 21. Plaintiff asserts
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that there is a small window of time within which to perform the evening congregational prayer.
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Id. ¶ 24. Defendants caused plaintiff to miss the congregational evening prayer on July 25, 2014.
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Id. Plaintiff returned to his cell to “make up” the missed prayer. Pl. Decl. ¶ 17.
Plaintiff alleges that defendants violated the First Amendment Free Exercise Clause, First
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Amendment Establishment Clause, First Amendment right against retaliation, Fourteenth
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Amendment right to equal protection, and the Religious Land Use and Institutionalized Persons
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Act (“RLUIPA”).
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In plaintiff’s administrative grievance, plaintiff stated that defendants interrupted the Muslim
prisoners’ evening congregational prayer around 7:35 p.m. Am. Compl. Ex. B at 41. However, in
plaintiff’s opposition, plaintiff asserts that “7:35 p.m.” was a typographical error, and instead,
plaintiff meant “8:35 p.m.” Opp. at 19-20.
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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ANALYSIS
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I.
Standard of Review
Summary judgment is proper where the pleadings, discovery and affidavits demonstrate
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that there is “no genuine issue as to any material fact and that the moving party is entitled to
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judgment as a matter of law.” Fed. R. Civ. P. 56(c). Material facts are those which may affect the
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outcome of the case. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute as to a
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material fact is genuine if there is sufficient evidence for a reasonable jury to return a verdict for
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the nonmoving party. Id.
The party moving for summary judgment bears the initial burden of identifying those
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portions of the pleadings, discovery and affidavits which demonstrate the absence of a genuine
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issue of material fact. Celotex Corp. v. Cattrett, 477 U.S. 317, 323 (1986). Where the moving
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party will have the burden of proof on an issue at trial, it must affirmatively demonstrate that no
reasonable trier of fact could find other than for the moving party. But on an issue for which the
opposing party will have the burden of proof at trial, as is the case here, the moving party need
only point out “that there is an absence of evidence to support the nonmoving party’s case.” Id. at
325.
Once the moving party meets its initial burden, the nonmoving party must go beyond the
pleadings, and by its own affidavits or discovery, “set forth specific facts showing that there is a
genuine issue for trial.” Fed. R. Civ. P. 56(e). The court is only concerned with disputes over
material facts, and “factual disputes that are irrelevant or unnecessary will not be counted.” Liberty
Lobby, Inc., 477 U.S. at 248. It is not the task of the court to scour the record in search of a
genuine issue of triable fact. Keenan v. Allen, 91 F.3d 1275, 1279 (9th Cir. 1996). The
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nonmoving party has the burden of identifying, with reasonable particularity, the evidence that
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precludes summary judgment. Id. If the nonmoving party fails to make this showing, “the
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moving party is entitled to judgment as a matter of law.” Celotex Corp., 477 U.S. at 323.
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At the summary judgment stage, the court must view the evidence in the light most
favorable to the nonmoving party: if evidence produced by the moving party conflicts with
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ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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evidence produced by the nonmoving party, the judge must assume the truth of the evidence set
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forth by the nonmoving party with respect to that fact. See Leslie v. Grupo ICA, 198 F.3d 1152,
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1158 (9th Cir. 1999).
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II.
Evidence considered
A district court may only consider admissible evidence in ruling on a motion for summary
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judgment. See Fed. R. Civ. P. 56(e); Orr v. Bank of America, 285 F.3d 764, 773 (9th Cir. 2002).
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In support of defendants’ motion for summary judgment, defendants have properly submitted
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declarations and supporting exhibits.
Plaintiff has filed an amended complaint, and an opposition with supporting exhibits,
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including his declaration. A complaint may be used as an opposing affidavit under Rule 56, if it is
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based on personal knowledge and sets forth specific facts admissible in evidence. See Schroeder
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v. McDonald, 55 F.3d 454, 460 & nn.10-11 (9th Cir. 1995) (treating plaintiff’s verified complaint
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as opposing affidavit where, even though verification not in conformity with 28 U.S.C. § 1746,
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plaintiff stated under penalty of perjury that contents were true and correct, and allegations were
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not based purely on his belief but on his personal knowledge). Here, plaintiff’s amended
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complaint and declaration were filed in conformity with 28 U.S.C. § 1746. However, plaintiff’s
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opposition was not verified or acknowledged to be true or correct under penalty of perjury.
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Therefore, the court may consider plaintiff’s amended complaint, declaration, and supporting
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exhibits as evidence, but plaintiff’s opposition cannot be used as an opposing affidavit.
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III.
Free Exercise
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Plaintiff alleges that defendants’ actions on July 25, 2014 violated his First Amendment
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right to the free exercise of his religion. Defendants argue that the impact on plaintiff’s right to
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the free exercise of his religion did not result in a substantial burden. Even if it did, argue
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defendants, their actions were reasonably related to legitimate penological interests. And, finally,
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in the alternative, defendants argue that they are entitled to qualified immunity. The court
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addresses each argument in turn.
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Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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A.
Substantial burden
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In order to establish a free exercise violation, a prisoner must show that a defendant
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substantially burdened the practice of his religion without any justification reasonably related to
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legitimate penological interests. See Shakur v. Schriro, 514 F.3d 878, 883-84 (9th Cir. 2008); see,
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e.g., Bolds v. Cavazos, No. 14-15176, 599 Fed. Appx. 307 (9th Cir. March 20, 2015) (unpublished
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memorandum disposition) (dismissing Free Exercise Clause claim because inmate failed to show
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that confiscation of television “substantially burdened” the practice of religion). “A substantial
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burden . . . place[s] more than an inconvenience on religious exercise; it must have a tendency to
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coerce individuals into acting contrary to their religious beliefs or exert substantial pressure on an
adherent to modify his behavior and to violate his beliefs.” Jones v. Williams, 791 F.3d 1023,
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1031-32 (9th Cir. 2015).
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The evidence is undisputed that defendants interrupted and stopped plaintiff from
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completing one evening congregational prayer session on July 25, 2014. Plaintiff alleges for the
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first time in his declaration attached to the opposition that the following night, on July 26, 2014,
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plaintiff did not participate in evening congregational prayer out of fear that he would be subjected
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to violence, humiliation or disciplinary action. Pl. Decl. ¶ 18. These newly presented facts are
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untimely. See Coleman v. Quaker Oats Co., 232 F.3d 1271, 1292 (9th Cir. 2000) (“[A] new
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theory of liability at the summary judgment stage would prejudice the defendant who faces
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different burdens and defenses under this second theory of liability.”) (citations omitted). The
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court’s obligation to read the pleadings liberally in pro se cases extends to facts actually contained
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in the pleadings and does not grant a pro se plaintiff free rein to raise new facts and theories in his
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opposition.
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Although the court must construe pleadings liberally, “[p]ro se litigants must follow the
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same rules of procedure that govern other litigants,” King v. Atiyeh, 814 F.2d 565, 567 (9th Cir.
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1987), overruled on other grounds by Lacey v. Maricopa County, 693 F.3d 896, 925 (9th Cir.
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2012), which in this case means requiring plaintiff to properly plead factual allegations. See
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ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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Pickern v. Pier 1 Imports (U.S.), Inc., 457 F.3d 963, 968-69 (9th Cir. 2006) (refusing to allow the
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plaintiff to advance new theories “presented for the first time in [the plaintiff’s] opposition to
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summary judgment”); Wasco Prods., Inc. v. Southwall Techs., Inc., 435 F.3d 989, 992 (9th Cir.
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2006) (“Simply put, summary judgment is not a procedural second chance to flesh out inadequate
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pleadings.”) (internal quotations omitted); Ortiz v. Lopez, 688 F. Supp. 2d 1072, 1082 (E.D. Cal.
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2010) (“[A] plaintiff cannot oppose summary judgment based on a new theory of liability because
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it would essentially blind side the defendant with a new legal issue after the bulk of discovery has
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likely been completed.”).
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In this case, the allegation that defendants’ July 25, 2014 actions resulted in plaintiff’s
decision not to engage in evening congregational prayer the following night out of fear that
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plaintiff would be subject to violence, humiliation, or disciplinary action appeared for the first
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time in plaintiff’s opposition to summary judgment. Not only did plaintiff fail to plead these facts
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in his amended complaint, but the court finds that the evidence does not show that plaintiff’s
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decision not to engage in congregational evening prayer on July 26, 2014 was caused by
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defendants. Thus, the court will not consider plaintiff’s new allegations that defendants prevented
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plaintiff from evening congregational prayer on July 26, 2014.
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Plaintiff has submitted evidence that he sincerely believes that as a Muslim, he is obligated
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to pray in congregation as often as possible, and that praying in congregation results in 27 times
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more blessings than praying alone. Pl. Decl. ¶ 4. Plaintiff concedes that prior to defendants’
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actions on July 25, 2014, Muslim prisoners had engaged in congregational evening prayer every
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day for 26 consecutive days without incident. Id. ¶ 10. If a Muslim misses a prayer, he must
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repent and atone for missing the prayer and make up for the missed prayer to fulfill his obligation.
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Hossain Decl. ¶ 5. On July 25, 2014, plaintiff returned to his cell to make up for the missed
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prayer. Pl. Decl. ¶ 17. On July 27, 2014, plaintiff and other Muslim prisoners continued their
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evening congregational prayers. Id. ¶ 18.
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The court finds that there is an absence of evidence that defendants’ actions on July 25,
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2014 was a “substantial burden” on plaintiff’s free exercise of religion such that it coerced
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plaintiff to forego his religious beliefs, or engage in conduct that violated those beliefs. See id.;
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see, e.g., Canell v. Lightner, 143 F.3d 1210, 1215 (9th Cir. 1998) (affirming summary judgment
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on claim that defendant violated Free Exercise Clause by interrupting inmate’s prayer time no
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more than 18 times over the course of 2 months because it was “relatively short-term and
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sporadic,” and not a “substantial burden”); Howard v. Skolnik, Case No. 09-15382, 2010 WL
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1253458, **1 (9th Cir. March 30, 2010) (unpublished memorandum disposition) (affirming
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summary judgment on “First Amendment claim concerning two alleged incidents where prison
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personnel interfered with prisoner’s fasting because there was no genuine issue as to whether a
substantial burden was placed on Howard’s free exercise of religion”); Chaparro v. Ducart, Case
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Northern District of California
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No. 14-CV-4955 LHK, 2016 WL 491635, at *5 (N.D. Cal. Feb. 9, 2016) (granting defendants’
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motion for summary judgment because four missed chapel services did not amount to a substantial
burden on plaintiff’s right to the free exercise of religion), aff’d by Case No. 16-15693 (9th Cir.
Aug. 9, 2017) (unpublished memorandum disposition).
Accordingly, defendants are entitled to summary judgment because there is no genuine
issue of material fact that the one-time prohibition of engaging in evening congregational prayer
was not a substantial burden on plaintiff’s free exercise of religion.
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Reasonably related to legitimate penological interests
Alternatively, even if defendants’ actions on July 25, 2014, substantially burdened
plaintiff’s free exercise of religion, defendants are still entitled to summary judgment because
there is no genuine issue of material fact that their actions were reasonably related to legitimate
penological interests at SQSP. A prison regulation that impinges on an inmate’s First Amendment
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rights is valid if it is reasonably related to legitimate penological interests. See O’Lone v. Estate of
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Shabazz, 482 U.S. 342, 349 (1987) (quoting Turner v. Safley, 482 U.S. 78, 89 (1987)).
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Allegations of a denial of an opportunity to practice religion “must be found reasonable in light of
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four factors: (1) whether there is a ‘valid, rational connection’ between the regulation and a
legitimate government interest put forward to justify it; (2) ‘whether there are alternative means of
Case No. 14-CV-04791 LHK (PR)
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exercising the right that remain open to prison inmates’; (3) whether accommodation of the
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asserted constitutional right would have a significant impact on guards and other inmates; and (4)
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whether ready alternatives are absent (bearing on the reasonableness of the regulation).” Pierce v.
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County of Orange, 526 F.3d 1190, 1209 (9th Cir. 2008) (citing Turner, 482 U.S. at 89-90); see
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Beard v. Banks, 548 U.S. 521, 532-33 (2006) (noting that application of the Turner factors does
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not turn on balancing the factors, but on determining whether the defendants show a reasonable
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relation, as opposed to merely a logical relation).
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Valid, rational connection
First, defendants assert that there was a valid, rational connection between Cruzen’s order
for the Muslim prisoners to disperse, and a legitimate governmental interest. Legitimate
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penological interests include “the preservation of internal order and discipline, the maintenance of
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institutional security against escape or unauthorized entry, and the rehabilitation of the prisoners.”
Procunier v. Martinez, 416 U.S. 396, 412 (1974) (footnote omitted), limited by Thornburgh v.
Abbott, 490 U.S. 401 (1989). In determining whether there is a valid, rational connection to
legitimate penological interests, the initial burden is on defendants to put forth a “common sense”
or intuitive connection between their policy and a legitimate penological interest. See Frost v.
Symington, 197 F.3d 348, 357 (9th Cir. 1999). When an inmate does not present enough evidence
to refute this common sense connection between the prison regulation and the objective, the court
is to presume the governmental objective is legitimate and neutral and Turner’s first prong is
satisfied. See Ashker v. California Dept. of Corrections, 350 F.3d 917, 923-24 (9th Cir. 2003);
Frost, 197 F.3d at 357. On the other hand, when an inmate presents evidence that refutes a
common sense connection between a legitimate objective and the prison regulation, the state then
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must present enough counter-evidence to show that the connection is not so “remote as to render
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the policy arbitrary or irrational.” Ashker, 350 F.3d at 923; Frost, 197 F.3d at 357.
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Cruzen stated that on July 25, 2014, Cruzen heard a loud noise on the first tier, and went to
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investigate it. Cruzen Decl. ¶ 3. Cruzen noticed 12-15 inmates grouped together, and asked the
other defendants to assist Cruzen in breaking up the group. Id. ¶ 4. Cruzen believed the group
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needed to disperse because they were being disruptive, blocked traffic flow and accessibility to
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showers and tables on the first tier, and appeared to be “posting security.” Id. ¶ 8. “Posting
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security” refers to a situation when prisoners are standing nearby and keeping watch, which is not
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permitted for security reasons because “posting security” usually indicates ongoing criminal
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activity. Id.
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Cruzen’s explanation is legitimate and passes the “common sense” standard. See Frost,
197 F.3d at 357. The logical connection between Cruzen’s action and the stated policy reason is
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not so remote as to render it arbitrary or irrational. See Turner, 482 U.S. at 89-90. In sum,
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defendants have shown that a “common sense” connection between their actions in stopping the
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July 25, 2014 evening congregational prayer and their stated legitimate penological interests was
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reasonable. See Frost, 197 F.3d at 355 (“[A]s long as it is plausible that prison officials believed
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the policy would further a legitimate objective, the governmental defendant should prevail on
Turner’s first prong.”).
In response, plaintiff argues that defendants have not provided any evidence that praying in
a large group posed any threat to institutional safety and security. Opp. at 10. Plaintiff also argues
that on July 25, 2014 during evening congregational prayer, Muslim prisoners were not blocking
the traffic flow nor being disruptive. Opp. at 10-11. Defendants point out that although plaintiff
disputes that the Muslim prisoners were “posting security,” plaintiff admits that defendants might
have observed and been referring to a second group of 15 additional Muslim prisoners who were
standing by, waiting with their prayer rugs so that they could offer congregational prayer when the
first group concluded. Opp. at 11-12. However, because plaintiff’s opposition is not verified,
these statements are not admissible evidence.
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At this juncture, defendants are not required to “make an evidentiary showing concerning
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the connection.” Frost, 197 F.3d at 357. Only when a plaintiff presents sufficient evidence that
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refutes the “common sense” connection are defendants required to provide “enough counter25
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evidence to show that the connection is not so ‘remote as to render the policy arbitrary or
irrational.’” Id. (quoting Mauro v. Arpaio, 188 F.3d 1054, 1060 (9th Cir. 1999)).
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Here, plaintiff’s argument that defendants failed to prove that prohibiting large group
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prayer in fact promoted the safety and security of prison officials, or maintained order and
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discipline does not refute the “common sense” connection. See Mauro, 188 F.3d at 1060 (stating
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that defendants’ initial burden of showing a “common sense” connection need only demonstrate
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that “defendants’ judgment was ‘rational,’ that is, whether the defendants might reasonably have
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thought that the policy would advance its interests”). In addition, plaintiff concedes that
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defendants’ regular policy of prohibiting prisoners from “posting security” was expressly
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forbidden in the June 3, 2014 accommodation order, and that “posting security” would have been
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cause for terminating the evening congregational prayer. Pl. Decl. ¶ 10.
Having found that plaintiff has not produced sufficient evidence to refute defendants’
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stated “common sense” connection, the court finds that defendants have satisfied the first Turner
factor.
2.
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Alternative Means
Under the second Turner factor – the availability of alternatives – “[t]he relevant inquiry . .
. is not whether the inmate has an alternative means of engaging in the particular religious practice
that he or she claims is being affected; rather, [the court must] determine whether the inmates have
been denied all means of religious expression.” Ward v. Walsh, 1 F.3d 873, 877 (9th Cir. 1993)
(citing O’Lone v. Estate of Shabazz, 482 U.S. 342, 351-52 (1987)). “Also relevant to the
evaluation of the second factor is a distinction O’Lone had no occasion to make: the distinction
between a religious practice which is a positive expression of belief and a religious commandment
which the believer may not violate at peril of his [or her] soul.” Ward, 1 F.3d at 878; compare id.
(concluding that where prison officials have deprived an Orthodox Jewish prisoner of a kosher
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diet, a rabbi, and religious services, the second Turner factor weighs in the prisoner’s favor), with
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id. at 880 (concluding that a prisoner’s request not to be transported on the Sabbath was not
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reasonable under second Turner factor because prisoner had many opportunities to observe the
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Sabbath).
Defendants argue that plaintiff had alternative means of engaging in religious expression.
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Despite the parties’ disagreement as to when defendants instructed the Muslim prisoner group to
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disperse, the evidence is undisputed that the window for evening prayer that day concluded at 9:32
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p.m. Hossain Decl. ¶ 4. There is no evidence that plaintiff was prevented from engaging in
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congregational prayer in a smaller group. Nor does plaintiff dispute that he could not pray
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individually in his cell prior to 9:32 p.m. In fact, plaintiff implies that on July 25, 2014, he did
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return to his cell to pray individually to make up the evening prayer. Pl. Decl. ¶ 17. In addition,
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defendants provide evidence that on July 25, 2014, Muslim Chaplain Hossain sponsored a special
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Ramadan Program at the chapel from 5:30 p.m. to 8:30 p.m. to which all inmates were invited to
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participate. Hossain Decl. ¶ 3. Plaintiff regularly attended prayer services at the Muslim chapel
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before and after July 25, 2014. Id. ¶ 6.
Thus, there are no genuine issues in dispute regarding whether plaintiff had an alternative
means of religious expression, nor is there any evidence which shows plaintiff was “denied all
means of religious expression.” Ward, 1 F.3d at 877; see also O’Lone, 482 U.S. at 352 (holding
that the second Turner factor is satisfied if a prison allows prayer and discussion, access to an
imam, and observance of Ramadan, even if inmates could not attend a weekly religious service).
In addition, there is no evidence in the record to suggest that plaintiff’s failure to engage in one
evening congregational prayer is “forbidden” by Islam, or that engaging in evening congregational
prayer is a religious commandment. See Ward, 1 F.3d at 878. Plaintiff merely states that he
receives more blessings in congregational prayer than in individual prayer and that he is obligated
to pray in congregation as often as feasible. However, there is no evidence that congregational
prayer is a requirement, or that the failure to do so is forbidden. See id. (“It is one thing to curtail
various ways of expressing belief, for which alternative ways of expressing belief may be found.
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It is another thing to require a believer to defile himself, according to the believer’s conscience, by
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doing something that is completely forbidden by the believer’s religion.”). Thus, the second
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Turner factor weighs in favor of defendants.
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3.
Impact on Others
“A third consideration [to determine whether a challenged policy is reasonable] is the
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impact accommodation of the asserted constitutional right will have on guards and other inmates,
2
and on the allocation of prison resources generally.” Turner, 482 U.S.at 90. “When
3
accommodation of an asserted right will have a significant “ripple effect” on fellow inmates or on
4
prison staff, courts should be particularly deferential to the informed discretion of corrections
5
officials.” Here, however, defendants are silent on any assessment regarding the impact that an
6
accommodation would have on the prison. See Shakur v. Schiro, 514 F.3d 878, 887 (9th Cir.
7
2008) (noting that in order to prevail on the third Turner factor, the prison should provide
8
evidence that the prison actually looked into or studied the effects that an accommodation would
9
have on operating expenses). Thus, this third Turner factor does not support a reasonable relation
between the defendants’ curtailment of the July 25, 2014 evening congregational prayer and
11
United States District Court
Northern District of California
10
legitimate penological interests.
12
13
14
15
16
17
18
19
20
21
4.
Presence of ready alternatives
Under the fourth and final Turner factor, whether the regulation is an “exaggerated
response” to the prison’s concerns, the prisoner must show there are “obvious, easy alternatives”
to the regulation that “fully accommodate the prisoner’s rights at de minimis cost to valid
penological interests.” Turner, 482 U.S. at 90-91. The burden is on the plaintiff to show that
there are obvious and easy alternatives to the challenged policy. See Mauro, 188 F.3d at 1061;
Turner, 482 U.S. at 90-91 (“if an inmate claimant can point to an alternative that fully
accommodates the prisoner’s rights at de minimis cost to valid penological interests, a court may
consider that as evidence that the regulation does not satisfy the reasonable relationship
standard.”). “This is not a ‘least restrictive alternative’ test: prison officials do not have to set up
and then shoot down every conceivable alternative method of accommodating the claimant’s
22
constitutional complaint.” Turner, 482 U.S. at 91. Instead, the proper inquiry is “whether the
23
prisoner has pointed to some obvious regulatory alternative that fully accommodates the asserted
24
right while not imposing more than a de minimis cost to the valid penological goal.” Overton v.
25
26
27
28
Bazzetta, 539 U.S. 126, 135-36 (2003).
Plaintiff suggests that the obvious, easy alternative was to allow the Muslim prisoners to
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
13
1
complete their evening congregational prayer on July 25, 2014 until after defendants could
2
confirm that the large group prayer was authorized. Opp. at 14. The undisputed evidence shows
3
that defendants instructed plaintiff and the other Muslim prisoners to disperse because prison
4
security concerns prevented large group gatherings, and it appeared that the Muslim prisoners
5
were “posting security.” It is not reasonable then for defendants to permit the large group
6
gathering or what appeared to be “posting security” to continue, especially when there is no
7
evidence that defendants knew how long they would continue to gather. Plaintiff has not shown or
8
argued that such an alternative involved de minimis costs to valid penological interests. Thus, the
9
fourth Turner factor weighs in favor of defendants.
10
United States District Court
Northern District of California
11
12
13
14
15
16
17
18
19
20
21
In addition, the test of whether the defendants’ actions were reasonably related to a
legitimate penological interest does not require “balancing these [Turner] factors, but rather
determining whether [defendants show] more than simply a logical relation, that is, whether [they
show] a reasonable relation.” Beard, 548 U.S. at 533. Considering the Turner factors here, the
court concludes that defendants’ curtailment of the July 25, 2014 evening congregational prayer
was reasonably related to legitimate penological interests.
Plaintiff has not provided sufficient evidence to show that defendants’ act of requiring
Muslim prisoners to disperse from the July 25, 2014 evening congregation prayer was
unreasonable. Because plaintiff has failed to provide sufficient evidence of a First Amendment
violation for a reasonable jury to return a verdict in his favor, defendants’ motion for summary
judgment is granted.
C.
Qualified immunity
Defendants also argue that they are entitled to qualified immunity. The defense of
22
qualified immunity protects “government officials...from liability for civil damages insofar as their
23
conduct does not violate clearly established statutory or constitutional rights of which a reasonable
24
person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). A court considering
25
26
27
28
a claim of qualified immunity must determine whether the plaintiff has alleged the deprivation of
an actual constitutional right and whether such right was clearly established such that it would be
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
14
1
clear to a reasonable officer that his conduct was unlawful in the situation he confronted. See
2
Pearson v. Callahan, 129 S. Ct. 808, 818 (2009).
3
Regarding the first prong, the threshold question must be, taken in the light most favorable
4
to the party asserting the injury, do the facts alleged show the officer’s conduct violated a
5
constitutional right? Saucier v. Katz, 533 U.S. 194, 201 (2001). The inquiry of whether a
6
constitutional right was clearly established must be undertaken in light of the specific context of
7
the case, not as a broad general proposition. Id. at 202. “The relevant, dispositive inquiry in
8
determining whether a right is clearly established is whether it would be clear to a reasonable
9
officer that his conduct was unlawful in the situation he confronted. Id.
10
United States District Court
Northern District of California
11
12
13
14
15
16
17
18
19
20
21
Here, the law was clearly established that a prison regulation that impinges on an inmate’s
First Amendment rights is valid if it is reasonably related to legitimate penological interests. See
O’Lone v. Estate of Shabazz, 482 U.S. at 349. “[A] right is clearly established only if its contours
are sufficiently clear that ‘a reasonable official would understand that what he is doing violates
that right.’ In other words, ‘existing precedent must have placed the statutory or constitutional
question beyond debate.’” Carroll v. Carman, 135 S. Ct. 348, 350 (2014) (citations omitted).
“[I]f officers of reasonable competence could disagree on [the] issue, immunity should be
recognized.” Malley v. Briggs, 475 U.S. 335, 341 (1986).
Moreover, the qualified immunity inquiry “must be undertaken in light of the specific
context of the case, not as a broad general proposition.” Brosseau v. Haugen, 543 U.S. 194, 198
(2004). To do so, a court must define the right more narrowly than the constitutional provision
guaranteeing the right, but more broadly than the total factual circumstances surrounding the
alleged violation. See Watkins v. City of Oakland, California, 145 F.3d 1087, 1092-93 (9th Cir.
22
1998). Such specificity does not mean qualified immunity exists “unless the very action in
23
question has previously been held unlawful,” but does require that “in the light of pre-existing law
24
the unlawfulness must be apparent.” Anderson v. Creighton, 483 U.S. 635, 640 (1987).
25
26
27
28
With these principles in mind, the constitutional question to be addressed here is not the
general proposition espoused in O’Lone, but a more narrow one: whether a Muslim prisoner’s
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
15
1
right to free exercise is denied when he is prohibited one time from engaging in evening
2
congregational prayer. See, e.g., May v. Baldwin, 109 F.3d 557, 561 (9th Cir. 1997) (recognizing
3
O’Lone as establishing that prisoners retained protections of the free exercise clause, but defining
4
the right as whether the prison’s hair search procedure violated prisoners’ right to free exercise of
5
religion).
6
The plaintiff bears the burden of proving the existence of a “clearly established” right at
7
the time of the allegedly impermissible conduct. See Maraziti v. First Interstate Bank, 953 F.2d
8
520, 523 (9th Cir. 1992). Here, plaintiff merely cites to U.S. Supreme Court cases that stand for
9
general propositions, and one district court case from Indiana in which the court held a bench trial
and found that a federal prison’s total ban on congregational prayer violated the Religious
11
United States District Court
Northern District of California
10
Freedom Restoration Act. 3
The court has conducted a search for cases discussing whether prison officials violate the
12
13
14
15
16
17
18
19
20
21
Free Exercise Clause when they prohibit inmates from engaging in one evening congregational
prayer, and found no applicable United States Supreme Court or Ninth Circuit cases. See
Community House, Inc. v. Bieter, 623 F.3d 945, 967 (9th Cir. 2010) (citing Osolinski v. Kane, 92
F.3d 934, 936 (9th Cir. 1996)). In the absence of binding precedent, the court may look to all
available decisional law, including the law of other circuits and district courts. See id.; Carrillo v.
County of Los Angeles, 798 F.3d 1210, 1223 (9th Cir. 2015) (only in absence of decisional
authority by the U.S. Supreme Court or Ninth Circuit are other sources of decisional law, such as
out-of-circuit cases, considered). Though there are a handful of out-of-circuit cases that have
found total bans of congregational prayers to be unconstitutional, the court has not uncovered any
cases that have found a temporary or sporadic deprivation to be unconstitutional. See, e.g.,
22
Williams v. Bragg, No. EP-11-CV-475-PRM, 2012 WL 12878177, at *6-*7 (W.D. Tex. Aug. 31,
23
2012) (granting summary judgment to defendants and concluding that two isolated incidents,
24
which generally do not support a First Amendment claim, of cancelling Al-Jumu’ah
25
26
27
28
3
The U.S. Supreme Court struck down the Religious Freedom Restoration Act as inapplicable to
state and local governments in City of Boerne v. Flores, 521 U.S. 507, 536 (1997).
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
16
1
congregational prayer did not violate plaintiff’s free exercise claim), aff’d by No. 12-50965, 537
2
Fed. Appx. 468 (5th Cir. July 29, 2013) (unpublished memorandum disposition); Williams v. Jabe,
3
No. 7:08cv00061, 2008 WL 5427766, at *3 (W.D. Va. Dec. 31, 2008) (granting summary
4
judgment to defendants and concluding that denying Muslim prisoners congregational prayer after
5
Ramadan evening meals did not violate plaintiff’s right to free exercise), aff’d by No. 09-6099,
6
339 Fed. Appx. 317 (4th Cir. July 29, 2009) (unpublished memorandum disposition); Muhammad
7
v. Klotz, 36 F. Supp. 2d 240, 245 (E.D. Pa. Jan. 28, 1999) (granting summary judgment to
8
defendants and concluding that denying Muslim prisoners the ability to engage in all
9
congregational prayers except one daily evening congregational prayer did not violate plaintiff’s
10
United States District Court
Northern District of California
11
12
13
14
15
16
17
18
19
20
21
right to free exercise).
Based on the lack of clear case law establishing that the Free Exercise Clause prohibits
prison officials from stopping one evening congregational prayer, the court concludes that
plaintiff’s First Amendment right was not clearly established here.
In addition, whether a reasonable official could have believed the action taken was lawful
is a mixed question of law and fact: “It involves an objective test of whether a reasonable official
could have believed that his conduct was lawful in light of what he knew and the action he took.”
Sinaloa Lake Owners Ass’n v. City of Simi Valley, 70 F.3d 1095, 1099 (9th Cir. 1995). Here, the
record shows that defendants observed a large group of prisoners who looked like they were
“posting security,” which is prohibited as a security concern. Because the law was not clearly
established, and the evidence is undisputed that defendants believed the large group of prisoners
gathering was a security concern, a reasonable officer could have believed that defendants’ actions
were lawful.
22
In sum, because plaintiff’s right to free exercise was not clearly established in this
23
situation, the court concludes that a reasonable official in defendants’ positions would not have
24
believed that prohibiting plaintiff in one instance of engaging in evening congregational prayer
25
26
27
28
would be unlawful.
Defendants’ motion for summary judgment on plaintiff’s free exercise of religion claim is
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
17
1
GRANTED.
2
IV.
Establishment Clause
Plaintiff alleges that defendants’ actions on July 25, 2014 violated the Establishment
3
4
Clause. Defendants argue that plaintiff has not alleged facts to support an Establishment Clause
5
claim.
The U.S. Supreme Court has interpreted the Establishment Clause to mean that the
7
government may not promote or affiliate itself with any religious doctrine or organization and may
8
not discriminate among persons on the basis of their religious beliefs and practices. See County of
9
Allegheny v. ACLU, 492 U.S. 573, 590 (1989), abrogated on other grounds by Town of Greece v.
10
Galloway, 134 S. Ct. 1811 (2014). For the purpose of an Establishment Clause violation, a state
11
United States District Court
Northern District of California
6
policy need not be formal, written or approved by an official body to qualify as state sponsorship
12
of religion; however, the actions complained of must be sufficiently imbued with the state’s
13
authority to constitute state endorsement of religion. See Canell v. Lightner, 143 F.3d 1210, 1214-
14
15 (9th Cir. 1998) (correctional officer’s evangelizing activities did not constitute state
15
endorsement of religion because activities were not sanctioned in any way by policy of
16
correctional facility or staff and were short-term and sporadic). A state regulation or practice
17
“does not violate the Establishment Clause if (1) the enactment has a secular purpose; (2) its
18
principal or primary effect neither advances nor inhibits religion; and (3) it does not foster an
19
excessive entanglement with religion.” Collins v. Chandler Unified Sch. Dist., 644 F.2d 759, 762
20
(9th Cir. 1981) (citing Lemon v. Kurtzman, 403 U.S. 602 (1971)).
21
Plaintiff argues that the challenged state regulation or practice is defendants’ “personal
22
policy” of endorsing Christianity and disfavoring Islam. Opp. at 21. Plaintiff alleged that a group
23
of approximately 25 Christian prisoners engaged in daily congregational prayer without
24
interference from prison officials, even on July 25, 2014. Opp. at 22. Plaintiff argued that
25
because Caldera, Christensen, and Ogle regularly patrol the West Block, it was physically
26
impossible for defendants not to have witnessed a Christian prayer group because the “Christian
27
28
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
18
1
2
prayer group had been an on-going activity long before” July 25, 2014. Opp. at 22-23.
The Establishment Clause of the First Amendment “prohibits the enactment of a law or
3
official policy that ‘establishes a religion or religious faith, or tends to do so.’” Newdow v.
4
Lefevre, 598 F.3d 638, 643 (9th Cir. 2010) (quoting Lynch v. Donnelly, 465 U.S. 668, 678 (1984)).
5
The clause applies to official condonement of a particular religion or religious belief, and to
6
official disapproval or hostility towards religion. American Family Ass’n, Inc. v. City and County
7
of San Francisco, 277 F.3d 1114, 1120-21 (9th Cir. 2002) (quotation marks and citations omitted).
8
9
Here, plaintiff alleges that defendants had a “personal policy” disfavoring Muslims rather
than acted pursuant to an official policy. While it is true that a government policy does not have to
be “formal, written, or approved by an official body to qualify as state sponsorship of religion,”
11
United States District Court
Northern District of California
10
case law is clear that there must be evidence that the State endorsed or ratified defendants’ actions.
12
See Canell, 143 F.3d at 1214. There is no evidence that the state endorsed or ratified defendants’
13
actions. Rather, the evidence is undisputed that soon after defendants dispersed the evening
14
congregational prayer, defendants were informed that the June 3, 2014 modification order
15
permitted Muslim prisoners to engage in congregational prayer of up to 15 prisoners, and Muslim
16
prisoners continued their evening congregational prayers again on July 27, 2014. This evidence
17
leads to the inference that the State in fact did not endorse or ratify defendants’ actions. There is
18
also no evidence that defendants had the authority to create policy. See id. In fact, plaintiff does
19
not suggest that defendants were acting pursuant to any official policy or custom of the facility.
20
In Canell, the Ninth Circuit affirmed a district court’s grant of summary judgment of a
21
prisoner’s Establishment Clause claim when the prisoner alleged that over a two-month period, a
22
correctional officer attempted to convert the prisoner to the Christian faith. Id. at 1211. The
23
correctional officer engaged in religious debate with the inmates, performed mock preaching, sang
24
Christian songs, and often brought the Bible to work and placed it in view of the inmates. Id. at
25
1211-12. The Ninth Circuit agreed with the district court’s determination that because the
26
correctional officer’s actions “were sporadic, of short duration, and ceased when he no longer
27
28
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
19
1
supervised [plaintiff],” the correctional officer was entitled to summary judgment. Id. at 1212.
Similarly here, there is no evidence that defendants’ actions were sanctioned by an official
2
3
policy of the prison. Defendants’ interaction with plaintiff occurred over a matter of minutes, as
4
opposed to the correctional officer in Canell. Shortly after plaintiff complained about defendants’
5
order to the Muslim prisoners to disperse, prison staff clarified for defendants that the June 3,
6
2014 accommodation order was valid, and Muslim prisoners continued their evening
7
congregational praying on July 27, 2014. Under these circumstances, there is an absence of
8
evidence that defendants’ activities were “imbued with the state’s authority to constitute state
9
endorsement of religion.” Id. at 1214.
Accordingly, defendants’ motion for summary judgment is GRANTED as to plaintiff’s
10
United States District Court
Northern District of California
11
Establishment Clause claim.
12
V.
13
Retaliation
Plaintiff claims that defendants’ actions on July 25, 2014 amounted to retaliation against
14
plaintiff. Specifically, plaintiff asserts that defendants took an adverse action against plaintiff
15
when they ordered plaintiff to stop engaging in congregational prayer. Plaintiff claims that
16
defendants did so because plaintiff was practicing Islam and exercising his constitutional right to
17
free exercise of religion; that defendants’ actions chilled plaintiff’s rights; and defendants’ actions
18
did not reasonably advance a legitimate correctional goal.
19
“Within the prison context, a viable claim of First Amendment retaliation entails five basic
20
elements: (1) An assertion that a state actor took some adverse action against an inmate
21
(2) because of (3) that prisoner’s protected conduct, and that such action (4) chilled the inmate’s
22
exercise of his First Amendment rights, and (5) the action did not reasonably advance a legitimate
23
correctional goal.” Rhodes v. Robinson, 408 F.3d 559, 567-68 (9th Cir. 2005) (footnote omitted).
24
The court finds that plaintiff has not demonstrated a genuine issue of material fact as to whether
25
defendants acted because of plaintiff’s protected conduct, and as to whether defendants’ actions
26
reasonably advanced a legitimate correctional goal.
27
28
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
20
1
First, there is an absence of evidence that defendants took an adverse action “because” of
2
plaintiff’s protected conduct. The element of causation requires a showing that the prison official
3
intended to take the adverse action out of “retaliatory animus” to “silence and to punish” the
4
inmate, as opposed to for some other reason. Shepard v. Quillen, 840 F.3d 686, 689-91 (9th Cir.
5
2016). That is, plaintiff must “put forth evidence of retaliatory motive, that, taken in the light
6
most favorable to him, presents a genuine issue of material fact as to [defendants’] intent” in
7
requiring the Muslim prisoners to stop the evening congregational prayer. Id. at 689 (quoting
8
Brodheim v. Cry, 584 F.3d 1262, 1271 (9th Cir. 2009)); see Hartman v. Moore, 547 U.S. 250, 259
9
(2006) (explaining that a section 1983 plaintiff “must show a causal connection between a
10
defendant’s retaliatory animus and subsequent injury in any sort of retaliation action”).
United States District Court
Northern District of California
11
Evidence probative of retaliatory animus includes proximity in time between the protected
12
conduct and the alleged adverse action, a prison official’s expressed opposition to the speech, and
13
that a prison official’s proffered reason for the adverse action was false or pretextual. See id. at
14
690. On the other hand, mere speculation that defendants acted out of retaliation is not sufficient.
15
Wood v. Yordy, 753 F.3d 899, 904 (9th Cir. 2014) (citing cases) (affirming grant of summary
16
judgment where no evidence that defendants knew about plaintiff’s prior lawsuit, or that
17
defendants’ disparaging remarks were made in reference to prior lawsuit).
18
Here, plaintiff does not allege that the adverse action was taken because plaintiff was
19
engaged in protected conduct, i.e. congregational prayer. This is fatal to plaintiff’s retaliation
20
claim. Rather, plaintiff appears to argue that defendants stopped the Muslim prisoners from their
21
evening congregational prayer because plaintiff and the Muslim prisoners were granted the June 3,
22
2014 modification order. Plaintiff conceded that after the June 3, 2014 modification order issued,
23
no one interrupted their evening congregational prayers for at least 26 consecutive nights.
24
Even if plaintiff has established temporal proximity, retaliation is not established simply by
25
showing adverse activity by defendant after protected speech; rather, plaintiff must show a nexus
26
between the two. See Huskey v. City of San Jose, 204 F.3d 893, 899 (9th Cir. 2000) (retaliation
27
28
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
21
1
claim cannot rest on the logical fallacy of post hoc, ergo propter hoc, i.e., “after this, therefore
2
because of this”). In addition, there is no evidence that any defendant expressed opposition to
3
plaintiff’s protected activity, or that defendants’ reasons for stopping the evening congregational
4
prayer on July 25, 2014 were false or pretextual. That is, plaintiff has not provided any evidence
5
outside of temporal proximity. This is insufficient to show a causal connection. See, e.g., Tuttle v.
6
Metro. Gov’t of Nashville, 474 F.3d 307, 321 (6th Cir. 2007) (“The law is clear that temporal
7
proximity, standing alone, is insufficient to establish a causal connection for a retaliation claim.”);
8
Friedman v. Kennard, No. 07-4116, 2007 WL 2807861, at **4 (10th Cir. Sept. 25, 2007)
9
(“Standing alone and without supporting factual allegations, temporal proximity between an
alleged exercise of one’s right of access to the courts and some form of jailhouse discipline does
11
United States District Court
Northern District of California
10
not constitute sufficient circumstantial proof of retaliatory motive to state a claim.”). There is
12
simply no evidence from which it can be inferred that that when defendants ordered the Muslim
13
prisoners to disperse, defendants were motivated by a retaliatory animus because plaintiff was
14
engaged in protected conduct.
15
Finally, as to the fifth factor, once a prisoner has pleaded the absence of legitimate
16
correctional goals for the conduct of which he complains, the burden shifts to defendants to show,
17
by a preponderance of the evidence, that the retaliatory action was narrowly tailored to serve a
18
legitimate penological purpose. See Schroeder v. McDonald, 55 F.3d 454, 461-62 (9th Cir. 1995).
19
In order to do this, courts should apply the four-factor test from Turner v. Safley, 482 U.S. 78
20
(1978), to determine whether the proferred legitimate penological interest is reasonably related to
21
a regulation which infringes on a prisoner’s constitutional rights even in a retaliation analysis. See
22
Brodheim v. Cry, 584 F.3d 1262, 1272 (9th Cir. 2009).
23
Here, the evidence is undisputed that it appeared as if the Muslim prisoners were posting
24
security, which is not permitted because of safety and security reasons. The evidence is also
25
undisputed that when Cruzen ordered the Muslim prisoners to disperse, Cruzen informed the
26
prisoners that he was interrupting them because the prisoners were “grouping up,” and the rule
27
28
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
22
1
was that prisoner could not “be in a group of more than four inmates at a time.” Am. Compl. ¶ 20.
2
Because the court has already applied the Turner standard to plaintiff’s free exercise claim, and
3
determined that the curtailment of the July 25, 2014 evening congregational prayer was reasonably
4
related to the prison’s rule against “posting security,” plaintiff cannot succeed on this fifth factor.
5
To the extent plaintiff intended to argue that defendants stopped the July 25, 2014 evening
6
congregational prayer because plaintiff had filed the group appeal that resulted in the June 3, 2014
7
modification order, the court finds that the retaliation claim still cannot survive summary
8
judgment. While plaintiff does have a constitutional right to file grievances, for the above reasons,
9
there is still an absence of evidence as to causation and whether defendants’ actions reasonably
10
advanced legitimate correctional goals.
Alternatively, the court finds that defendants are entitled to qualified immunity on this
United States District Court
Northern District of California
11
12
claim as well. Even assuming that the law was clearly established that it was unlawful to retaliate
13
against a prisoner for engaging in congregational prayer, a reasonable officer could believe that it
14
was not unlawful to stop congregational prayer of at least 12-15 prisoners who posed a security
15
concern because it looked as if they were “posting” security.
Accordingly, defendants’ motion for summary judgment on plaintiff’s retaliation claim is
16
17
granted.
18
V.
19
Equal Protection Clause
Plaintiff alleges that defendants intentionally discriminated against plaintiff by refusing to
20
allow plaintiff a reasonable opportunity to pursue Islam as compared to the opportunities provided
21
to prisoners not of Islam faith.
22
Prisoners are protected by the Equal Protection Clause from intentional discrimination on
23
the basis of their religion. See Freeman v. Arpaio, 125 F.3d 732, 737 (9th Cir. 1997), overruled in
24
part by Shakur, 514 F.3d at 884-85. To prevail on an equal protection claim under 42 U.S.C. §
25
1983, a plaintiff must plead and prove that “the defendants acted with an intent or purpose to
26
discriminate against the plaintiff based on membership in a protected class.” Lee v. City of Los
27
28
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
23
1
Angeles, 250 F.3d 668, 686 (9th Cir. 2001), quoting Barren v. Harrington, 152 F.3d 1193, 1194
2
(9th Cir. 1998).
The “intent” component of the discrimination requires a showing “the defendant acted at
3
4
least in part because of the plaintiff’s protected status.” Serrano v. Francis, 345 F.3d 1071, 1082
5
(9th Cir. 2003) (emphasis in original). In determining whether a discriminatory intent or purpose
6
exists, the court “may consider direct evidence of discrimination, statistical evidence showing a
7
discriminatory impact, or other factors that could reveal a discriminatory purpose, like the
8
historical background of the policy.” Mendiola-Martinez v. Arpaio, 836 F.3d 1239, 1261 (9th Cir.
9
2016).
10
Here, plaintiff alleges that, beginning on June 28, 2014, Muslim prisoners were permitted
United States District Court
Northern District of California
11
to engage in evening congregational prayer without interruption from defendants or other prison
12
officials until July 25, 2014. While plaintiff asserted in his amended complaint that on September
13
22, 2013, a group of about 25 Christian prisoners were offering evening congregational prayer and
14
were not interrupted, Am. Compl. ¶ 14, plaintiff does not provide evidence that defendants knew
15
about the Christian prisoner groups. Plaintiff further states that the Christian prisoners were
16
allowed to assemble in large groups for congregational worship every Saturday since 2012 “in the
17
baseball dugout on the yard,” as well as daily during the evening West Block in-house program.
18
Id. ¶¶ 7-8. Defendants flatly dispute that they ever observed any other large grouping of prisoners
19
praying prior to July 25, 2014. Plaintiff argues that it would be “physically impossible” for
20
defendants never to have witnessed the “Christian prayer group” because Caldera, Christensen,
21
and Ogle regularly walked around West Block to monitor prisoner activities. Pl. Decl. ¶ 9.
22
However, plaintiff has not come forward with evidence to raise a genuine issue of material
23
fact that defendants’ order to plaintiff and Muslim prisoners to disperse from their evening
24
congregational prayer on July 25, 2014 was intentionally discriminatory, much less that such
25
treatment was because of plaintiff’s religion. Although plaintiff generally complains of
26
differential treatment between Muslims and other faith groups, Ninth Circuit precedent states that
27
28
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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because an equal protection claim requires proof of intentional discrimination, “[m]ere
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indifference” to the unequal effects on a particular class does not establish discriminatory intent.
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Thornton v. City of St. Helens, 425 F.3d 1158, 1167 (9th Cir. 2005). Plaintiff’s conclusory
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allegations and mere assertions of discrimination against his religion are insufficient to overcome
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a motion for summary judgment. Fed. R. Civ. P. 56; see Taylor v. List, 880 F.2d 1040, 1045 (9th
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Cir. 1989). That is, plaintiff has “not . . . come forward with admissible evidence that, even
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viewed in the light most favorable to [him], demonstrates discriminatory intent.” Thornton, 425
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F.3d at 1167. Without more, no constitutional claim can prevail.
Defendants’ motion for summary judgment on plaintiff’s equal protection claim is granted.
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United States District Court
Northern District of California
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VI.
RLUIPA
Plaintiff claims that defendants’ actions violated the RLUIPA. Section 3 of RLUIPA
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provides: “No government shall impose a substantial burden on the religious exercise of a person
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residing in or confined to an institution, as defined in section 1997 [which includes state prisons,
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state psychiatric hospitals, and local jails], even if the burden results from a rule of general
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applicability, unless the government demonstrates that imposition of the burden on that person (1)
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is in furtherance of a compelling governmental interest; and (2) is the least restrictive means of
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furthering that compelling governmental interest.” 42 U.S.C. § 2000cc-1(a).
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Plaintiff seeks injunctive relief as well as monetary damages. However, as defendants
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point out, and plaintiff concedes, injunctive relief is moot because plaintiff has since been
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transferred to another institution. Accordingly, plaintiff’s request for injunctive relief is
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DISMISSED as moot.
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In addition, RLUIPA does not authorize suits against state actors, including prison
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officials, acting in their individual capacity. See Wood v. Yordy, 753 F.3d 899, 904 (9th Cir. 2014)
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(agreeing with other circuits addressing this issue). Claims may only be brought against such
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defendants in their official or governmental capacity. Id. However, the availability of money
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damages from state officials sued in their official capacity turns on whether the State has waived
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Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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its Eleventh Amendment immunity from such suits, or congress has abrogated that immunity
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under its power to enforce the Fourteenth Amendment. See Holley v. Cal. Dep’t of Corr., 599
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F.3d 1108, 1112 (9th Cir. 2010). The Ninth Circuit has held that California has not waived, and
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congress has not abrogated, state immunity with respect to monetary damage claims under
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RLUIPA. Id. at 1112-14. Consequently, RLUIPA does not authorize money damages against
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state officials, whether sued in their official or individual capacities. See Jones v. Williams, 791
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F.3d 1023, 1031 (9th Cir. 2015).
Accordingly, defendants’ motion for summary judgment on plaintiff’s RLUIPA is granted.
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CONCLUSION
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Defendants’ motion for summary judgment is GRANTED. 4 The clerk shall terminate all
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United States District Court
Northern District of California
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pending motions and close the file.
IT IS SO ORDERED.
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Dated: __________________________
10/26/2017
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______________________________________
LUCY H. KOH
United States District Judge
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Because the court grants defendants’ motion for summary judgment on the merits, the court finds
it unnecessary to address defendants’ additional arguments regarding plaintiff’s requests for
damages based on emotional distress and for punitive damages.
Case No. 14-CV-04791 LHK (PR)
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
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