Garcia v. Healy et al
Filing
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ORDER DENYING DEFENDANTS' MOTION TO DISMISS. Re: Dkt. No. 98 . Defendants must answer the complaint by 3/29/2019. Signed by Judge Nathanael Cousins. (lmh, COURT STAFF) (Filed on 3/15/2019)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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RAUL F. GARCIA,
Plaintiff,
United States District Court
Northern District of California
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Case No. 16-cv-05871-NC
ORDER DENYING DEFENDANTS’
MOTION TO DISMISS
v.
E. HEALY, C. COUNTESS, N.
MCDOWELL, and R. DIAZ,
Re: Dkt. No. 98
Defendants.
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Defendants McDowell and Diaz move to dismiss plaintiff Raul Garcia’s claims for
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violation of his civil rights under 42 U.S.C. § 1983 for failure to state a claim under Rule
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12(b)(6). Dkt. Nos. 86, 98. Garcia, who is presently incarcerated, seeks injunctive relief:
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the removal of a Rules Violation Report (RVR) from his central file. Dkt. No. 86 at 7.
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Defendants move to dismiss on the ground that the complaint fails to state a claim upon
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which this injunctive relief can be granted. Dkt. No. 98 at 1. The Court has ruled on this
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issue previously; therefore, the question presented is whether the Court should apply the
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law of the case or should reconsider its previous order. Because the Court finds—and has
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already found—that injunctive relief can be granted in this case, the motion to dismiss is
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DENIED.
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I.
Background
A. Facts Alleged
Garcia alleges the following facts in the second amended complaint. Dkt. No. 86
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(“SAC”). In deciding this motion, the Court accepts these allegations as true and construes
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all facts in the light most favorable to Garcia. Cahill v. Liberty Mut. Ins. Co., 80 F.3d 336,
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337–38 (9th Cir. 1996).
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Garcia was a prisoner at Pelican Bay State Prison in 2014 when the following
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events took place. SAC ¶ 37. Defendant Healy of the Institutional Gang Investigation
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Unit stopped a letter addressed to Mr. Garcia from Ms. Tina Mendoza because it
supposedly constituted unauthorized inmate-to-parolee/probationer correspondence. Id. ¶
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United States District Court
Northern District of California
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7. Mr. Garcia filed an administrative grievance because Ms. Mendoza was not a parolee or
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probationer. Id. Mr. Healy blocked a second letter from Ms. Mendoza to Mr. Garcia, and
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then blocked a postcard that Mr. Garcia attempted to send to Ms. Mendoza. Id. ¶ 9.
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Defendant Countess, also of the IGI Unit, interviewed Mr. Garcia about the administrative
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grievance. Id. ¶ 11. He threatened Mr. Garcia that filing further grievances would “make
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[his] situation worse” and told him to “stop submitting” them. Id. ¶ 12.
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Mr. Garcia nevertheless filed a second grievance addressing the postcard to Ms.
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Mendoza that Healy had stopped. Id. ¶ 13. Days later, Healy issued an RVR claiming that
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Mr. Garcia’s postcard promoted gang activity and constituted a security threat. Id. ¶ 15.
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Healy told Mr. Garcia that he knew the postcard did not actually promote gang activity.
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Id. ¶ 18. At a hearing on the RVR, Mr. Garcia argued that he did not understand the
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charges against him and requested that he be re-charged with adequate notice of his alleged
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misconduct. Id. ¶ 28. His request was denied. Id.
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The RVR remains in Mr. Garcia’s central file. This file is reviewed in making
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many determinations relating to Mr. Garcia’s incarceration, including visitation rights,
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solitary confinement placement, and parole eligibility. Dkt. No. 100 at 3. Mr. Garcia
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seeks the removal of the RVR from his central file so that it no longer adversely affects
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him. SAC ¶ 49.
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B. Procedural History
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Mr. Garcia’s initial complaint, filed pro se, brought claims of violations of his civil
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rights under 42 U.S.C. § 1983 against Healy and Countess, including a claim for injunctive
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relief in the form of expungement of the RVR. Dkt. No. 1. Defendants Healy and
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Countess moved for summary judgment. Dkt. No. 43. The Court denied the motion in
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part, holding that Mr. Garcia had stated a cognizable claim for injunctive relief. Dkt. No.
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54.
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Defendants Healy and Countess represented to the Court that they lack the authority
to expunge the RVR. Dkt. No. 81. Now represented by pro bono counsel, Mr. Garcia
amended his complaint in November 2018 to name defendants McDowell and Diaz in their
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United States District Court
Northern District of California
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official capacities because they have this authority. In granting Mr. Garcia leave to name
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these new defendants, the Court indicated that it would not allow a second motion for
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summary judgment if the issues in the amended complaint remained unchanged. Dkt. No.
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81. The issues presented in the SAC are indeed unchanged. Dkt. No. 86.
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McDowell and Diaz now move to dismiss Mr. Garcia’s claim for injunctive relief.
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Dkt. No. 98. Accompanying the motion is a 112-page attachment including five exhibits
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of which defendants request the Court take judicial notice. Id., Att. 1.
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All parties have consented to the jurisdiction of a magistrate judge under 28 U.S.C.
§ 616(c)(5). Dkt. Nos. 4, 17, 117, 118.
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II.
Legal Standard
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A motion to dismiss for failure to state a claim under Rule 12(b)(6) tests the legal
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sufficiency of a complaint. Navarro v. Block, 250 F.3d 729, 732 (9th Cir. 2001). On a
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motion to dismiss, all allegations of material fact are taken as true and construed in the
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light most favorable to the non-movant. Cahill, 80 F.3d at 337–38. The Court, however,
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need not accept as true “allegations that are merely conclusory, unwarranted deductions of
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fact, or unreasonable inferences.” In re Gilead Scis. Secs. Litig., 536 F.3d 1049, 1055 (9th
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Cir. 2008). Although a complaint need not allege detailed factual allegations, it must
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contain sufficient factual matter, accepted as true, to “state a claim to relief that is plausible
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on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim is facially
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plausible when it “allows the court to draw the reasonable inference that the defendant is
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liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).
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III.
Discussion
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Defendants move to dismiss Mr. Garcia’s claim for injunctive relief because it is
“too speculative and is contradicted by judicially noticeable facts.” Dkt. No. 98 at 7. At
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the hearing on this motion, the Court expressed three concerns: first, that the attached
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request for judicial notice should cause the Court to treat the motion to dismiss as a motion
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for summary judgment under Rule 12(d); second, that the Court had already ruled on the
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viability of the claim for injunctive relief in its previous summary judgment order and so
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United States District Court
Northern District of California
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the law of the case on this question has been declared; and finally, that if the motion were
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to be construed as a motion for reconsideration of that previous order, the Court saw no
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cause to reconsider. Dkt. No. 114. The Court addresses these concerns in this Order.
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A. Presentation of Matters Outside the Pleadings under Rule 12(d)
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Under Federal Rule of Civil Procedure 12(d), the court must treat a motion to
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dismiss as a motion for summary judgment if “matters outside the pleadings are presented
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to and not excluded by the court.” Additionally, “[a]ll parties must be given a reasonable
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opportunity to present all the material that is pertinent to the motion.” Fed. R. Civ. P.
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12(d). This is because “[a]s a general rule, a district court may not consider any material
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beyond the pleadings in ruling on a Rule 12(b)(6) motion.” Lee v. City of Los Angeles, 250
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F.3d 668, 688 (9th Cir. 2001). On a motion to dismiss, the court “may not, on the basis of
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evidence outside of the Complaint, take judicial notice of facts favorable to defendants that
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could reasonably be disputed.” United States v. Corinthian Colls., 655 F.3d 984, 999 (9th
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Cir. 2011).
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Here, defendants include over 100 pages of exhibits along with their motion to
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dismiss. Dkt. No. 98. Mr. Garcia argues that he “can and will dispute the facts and
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inferences” presented in the exhibits. Dkt. No. 100 at 3. Defendants argue that these
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exhibits are judicially noticeable on a motion to dismiss because they do not “rely on the
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purported truth of factual statements made within the documents, but rather the existence
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of the documents themselves and the statements they evidence.” Dkt. No. 104 at 3.
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Defendants misrepresent their own position. The request is not solely for the Court
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to notice the existence of the documents. In the motion to dismiss, defendants ask the
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Court to take judicial notice of a parole board’s findings and “indications” in a hearing, the
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plaintiff’s stipulations at that hearing, what was “suggest[ed] to Plaintiff” by the hearing,
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what plaintiff’s counsel “explained” at the hearing, what was “acknowledged” by persons
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at the hearing, and even that a host of topics were not discussed at the hearing. Dkt. No.
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98 at 4–5, 9–10. Defendants put forth, and ask the Court to adopt, their own
interpretations of these facts. Id. That such a request is improper on a motion to dismiss is
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United States District Court
Northern District of California
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basic blackletter civil procedure. See United States v. Corinthian Colls., 655 F.3d at 999.
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That Mr. Garcia contends that he can and “will rebut the factual inferences Defendants ask
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the Court to reach” makes the Court’s judicial notice of these facts on a motion to dismiss
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even more obviously inappropriate. Dkt. No. 100-1 at 3; see Fed. R. Ev. 201(b) (a court
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may only take judicial notice of facts that are “not subject to reasonable dispute”).
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The request for judicial notice of Exhibits A through E to the motion to dismiss is
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DENIED. Because the Court has excluded the matters presented from outside the
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pleadings, the Court does not treat the motion to dismiss as a motion for summary
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judgment under Rule 12(d).
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B. The Law of the Case
“Under the ‘law of the case’ doctrine, ‘a court is generally precluded from
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reconsidering an issue that has already been decided by the same court.’” United States v.
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Alexander, 106 F.3d 874, 876 (9th Cir. 1997) (quoting Thomas v. Bible, 983 F.2d 152, 154
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(9th Cir. 1993). The court has some discretion in applying this doctrine, but should only
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reopen a previously resolved question if (1) the first decision was clearly erroneous; (2) an
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intervening change in the law has occurred; (3) evidence on remand is substantially
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different; (4) other changed circumstances exist; or (5) a manifest injustice would
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otherwise result. Thomas, 983 F.2d at 155; Merritt v. Mackey, 932 F.2d 1317, 1320 (9th
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Cir. 1991).
Here, the Court ruled in its previous order on summary judgment that the Eleventh
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Amendment “‘does not bar actions for declaratory or injunctive relief brought against state
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officials in their official capacity.’” Dkt. No. 54 at 22 (quoting Austin v. State Indus. Ins.
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Sys., 939 F.2d 676, 680 (9th Cir. 1991). The Court stated that because it found that there is
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“a genuine issue of material fact as to Plaintiff’s retaliation claim, the Court will not
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dismiss Plaintiff’s request for injunctive relief to expunge the RVR.” At the hearing on
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this motion to dismiss, defendants argued that “the Court’s order only had a single
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sentence” on this issue. Dkt. No. 114. As the Court responded at the hearing: that single
sentence is enough. The order of this Court was, and remains, that the plaintiff has stated a
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United States District Court
Northern District of California
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claim for injunctive relief. Defendants have not argued that any of the factors that could
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call the Court to reopen this previously resolved question apply here, and the Court finds
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that none do.
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C. Reconsideration
Because the Court has already decided this issue, the motion to dismiss could be
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considered a motion for reconsideration. Under Civil Local Rule 7-9, a party must obtain
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leave of court before filing a motion for reconsideration of any interlocutory order. Civ. L.
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R. 7-9(a). Though the defendants did not do file for leave, the Court still addresses
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whether it should reconsider its prior order.
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Leave to file a motion for reconsideration should only be granted where (1) a
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material difference in fact or law exists from that which was presented to the Court
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previously, and the party applying for reconsideration shows that it exercised reasonable
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diligence yet did not know such fact or law at the time of the order; (2) new material facts
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have emerged or relevant law has changed after the Court issued its order; or (3) the Court
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exhibited a “manifest failure” to consider material facts or dispositive legal arguments.
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Civ. L. R. 7–9(b)(1)–(3). Rule 7-9 also prohibits repetition of arguments already presented
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to the Court. Civ. L. R. 7-9(c). Reconsideration is an “extraordinary remedy, to be used
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sparingly in the interests of finality and conservation of judicial resources.” Kona
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Enterprises, Inc. v. Estate of Bishop, 229 F.3d 877, 890 (9th Cir. 2000). “Indeed, a motion
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for reconsideration should not be granted, absent highly unusual circumstances, unless the
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district court is presented with newly discovered evidence, committed clear error, or if
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there is an intervening change in the controlling law.” Id.
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No such highly unusual circumstances exist here. Nor do defendants present any
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material difference in fact or law from the Court’s previous order or argue that the Court
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manifestly failed to consider any material facts or dispositive legal arguments. The Court
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therefore declines to adopt this “extraordinary remedy.” Id.
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IV.
Conclusion
The request for judicial notice is DENIED. Because the Court has already decided
United States District Court
Northern District of California
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the issue presented in the motion to dismiss—whether Mr. Garcia has stated a claim for
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injunctive relief—the law of the case governs and the Court does not reconsider its prior
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ruling. The motion to dismiss is DENIED. Defendants must answer the complaint by
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March 29, 2019.
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IT IS SO ORDERED.
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Dated: March 15, 2019
_____________________________________
NATHANAEL M. COUSINS
United States Magistrate Judge
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