In re Application of AIS GmbH Aachen Innovative Solutions et al
Filing
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ORDER by Magistrate Judge Howard R. Lloyd deeming moot 19 Thoratec, LLC's Motion to Disqualify Counsel. (hrllc2, COURT STAFF) (Filed on 4/5/2017)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
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SAN JOSE DIVISION
United States District Court
Northern District of California
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In re Application of AIS GMBH AACHEN
INNOVATIVE SOLUTIONS & ABIOMED
EUROPE GMBH, Petitioners, for an Order
Pursuant to 28 U.S.C. § 1782 to Take
Discovery for Use in Foreign Proceedings,
Pursuant to the Federal Rules of Civil
Procedure, of Respondent Thoratec LLC
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Case No. 5:16-mc-80094-HRL
ORDER DEEMING MOOT
THORATEC, LLC'S MOTION TO
DISQUALIFY COUNSEL
Re: Dkt. No. 19
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This is a miscellaneous action ancillary to patent litigation in Germany. The German
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action was filed by AIS GmbH Aachen Innovative Solutions (AIS) and Abiomed Europe
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(Abiomed) against Thoratec, LLC (Thoratec). AIS and Abiomed are represented in Germany by
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the Bird & Bird law firm. Pursuant to 28 U.S.C. § 1782, the present miscellaneous action was
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filed here by the Ropes & Gray law firm to obtain discovery from Thoratec in aid of the German
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litigation.
Thoratec moved for an order from this court disqualifying Ropes & Gray, as well as a
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motion to stay discovery in this miscellaneous proceeding pending resolution of the
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disqualification issue. In sum, Thoratec says that Bird & Bird has a conflict of interest because
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that firm previously represented Thoratec with respect to patents that are at issue in Germany.1
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Details concerning Bird & Bird’s prior representation have been sealed and need not be
discussed here.
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Ropes & Gray was not involved in Bird & Bird’s prior representation of Thoratec. Nor has it
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entered an appearance in the German lawsuit. Nevertheless, Thoratec contends that, by working
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with Bird & Bird in the present proceeding before this court, Ropes & Gray has been tainted by
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Bird & Bird’s alleged conflict of interest. Bird & Bird is not before this court; and, according to
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Thoratec, there is no disqualification procedure in Germany---or at least not one that Thoratec
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finds practicable.
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In response, and while it disputed that there was any basis for disqualification, Ropes &
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Gray advised that it was willing to bow out from this miscellaneous action. To that end, the firm
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filed a notice of its withdrawal from this case and substitution of new counsel, the LeClairRyan
law firm. LeClairRyan apparently represented that it has not received any information or had
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United States District Court
Northern District of California
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conversations with Ropes & Gray or Bird & Bird about the subject matter of this action; has not
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received any work product from Ropes & Gray or Bird & Bird; and will not discuss the subject
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matter of this action with Ropes & Gray or Bird & Bird.
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Based on LeClairRyan’s representations, Thoratec withdrew its motion for a discovery
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stay. Nevertheless, it is dissatisfied with Ropes & Gray’s withdrawal from this matter because it
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doesn’t feel that the withdrawal goes far enough. Thoratec requests that this court issue an order
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prohibiting Ropes & Gray from communicating with Bird & Bird about three patents (two
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European patents and one U.S. patent) that Thoratec says give rise to Bird & Bird’s conflict of
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interest.
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Ropes & Gray contends that Thoratec’s motion to disqualify is moot. It says that what
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Thoratec actually seeks is a global injunction prohibiting European counsel from communicating
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with one another in patent litigation pending there. Ropes & Gray advises that its lawyers in
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London are representing AIS and Abiomed in patent litigation against Thoratec in the United
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Kingdom (UK). This court is told that the UK suit involves two of the three patents that Thoratec
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does not want Ropes & Gray to discuss with Bird & Bird. Bird & Bird is not involved in the UK
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suit; and, as discussed above, Ropes & Gray is not involved in the German action. But Ropes &
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Gray says that its European lawyers do talk with Bird & Bird in Europe about the patent suits
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pending in the UK and Germany. Nonetheless, Ropes & Gray says that it has determined that it
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has no conflict of interest under UK rules in proceeding in the UK litigation and that Bird & Bird
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has determined that it has no conflict of interest under German rules with respect to the German
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suit. As such, Ropes & Gray argues that there is no basis for this court to issue an injunction
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against the lawyers in Europe.
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Thoratec denies that it seeks a global injunction as to the European counsel in either the
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UK or the German action. But, if this court issues an order granting the requested relief and that
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order happens to affect the UK case being litigated by Ropes & Gray, then Thoratec says that is
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simply a consequence to Ropes & Gray of having an international practice.
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Pointing out that none of the cited cases limits disqualification geographically, Thoratec
says that under California’s vicarious presumption rule, one attorney’s conflict generally is
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United States District Court
Northern District of California
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imputed to the entire firm. However, none of the cases cited by the parties addresses the specific
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situation presented here where the scope of relief requested impacts the conduct of litigation
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abroad, where different rules concerning potential or actual conflicts of interest may apply.
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Thoratec maintains that this court has authority to grant the requested relief because this
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miscellaneous action is ancillary to the German proceeding. But, the fact remains that Bird & Bird
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is not before this court, and Ropes & Gray (the actual target of Thoratec’s disqualification motion)
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is not involved in the German action. And, while Ropes & Gray disputes that it has been “tainted”
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by anything Bird & Bird may have done, it has voluntarily withdrawn from any further
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involvement in this ancillary proceeding. This court therefore concludes that Ropes & Gray has
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the better argument. To the extent Thoratec seeks an order enjoining or otherwise regulating the
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conduct of counsel in other actions not before this court, it must seek relief from the adjudicators
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in those actions. See Thomas Kinkaide Co. v. Hazlewood, No. C06-7034 MHP, 2007 WL
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1655846, at *5-6 (N.D. Cal., June 6, 2007) (This court almost certainly lacks jurisdiction to
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preclude plaintiffs’ counsel from appearing in actions not before this court. Attempts to disqualify
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plaintiffs’ counsel from other proceedings are properly directed toward the adjudicators in those
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actions.”).
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For the foregoing reasons, Thoratec’s motion to disqualify Ropes & Gray is deemed moot.
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Any additional relief Thoratec seeks beyond Ropes & Gray’s voluntary withdrawal from this case
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is denied.
SO ORDERED.
Dated: April 5, 2017
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HOWARD R. LLOYD
United States Magistrate Judge
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United States District Court
Northern District of California
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5:16-mc-80094-HRL Notice has been electronically mailed to:
Andrew Radsch andrew.radsch@ropesgray.com, CourtAlert@RopesGray.com,
drago.gregov@ropesgray.com, james.nowell@ropesgray.com
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Jennifer Koh
jennifer.koh@lw.com, cary.port@lw.com
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Michelle Patricia Woodhouse
michelle.woodhouse@lw.com, #SVLitigationServices@lw.com
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Patricia L. Peden
Patricia.Peden@leclairryan.com, adriana.lawrence@leclairryan.com
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Rebecca Rose Carrizosa rebecca.carrizosa@ropesgray.com, a.j.peak@ropesgray.com,
courtalert@ropesgray.com
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Richard T. McCaulley, Jr
Richard.McCaulley@ropesgray.com
Roger J. Chin
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United States District Court
Northern District of California
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Terrence J.P. Kearney terry.kearney@lw.com, #SVLITIGATIONSERVICES@lw.com,
linda.smith@lw.com, Pat.Civiletti@lw.com
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roger.chin@lw.com, #sfdocket@lw.com
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