Resh, Inc v. Skimlite Manufacturing Inc et al

Filing 148

ORDER REGARDING 126 , 129 MOTIONS FOR SUMMARY JUDGMENT AND 125 MOTION TO EXCLUDE. Trial Setting Conference scheduled for 4/10/2025 at 11:00 AM in San Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. Joint Trial Setting Conference Statement due by 4/2/2025. See Section IV(C) of the Court's Standing Order for Civil Cases. Signed by Judge Edward J. Davila on 3/11/2025. (ejdlc1, COURT STAFF) (Filed on 3/11/2025) Modified on 3/11/2025 (crr, COURT STAFF).

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1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 NORTHERN DISTRICT OF CALIFORNIA 9 SAN JOSE DIVISION 10 RESH, INC, United States District Court Northern District of California 11 Case No. 22-cv-01427-EJD Plaintiff, 12 v. 13 BARRETT CONRAD, et al., 14 ORDER ON CROSS MOTIONS FOR SUMMARY JUDGMENT Re: ECF Nos. 125, 126, 129 Defendants. 15 16 This is an action for patent infringement brought by Plaintiff Resh, Inc. against Defendants 17 18 Robert Conrad, Inc. d/b/a Skimlite Manufacturing (“Skimlite”), James R. Conrad, and Barrett R. 19 Conrad (collectively, “Defendants”) arising from Defendants’ manufacture and sale of telescoping 20 poles used to clean swimming pools. Resh alleges Defendants’ pool pole products infringe 21 U.S. Patent No. 11,141,852, entitled “Telepole Apparatus and Related Methods” (the “’852 22 Patent”). Before the Court is Resh’s motion for summary judgment (ECF No. 126), Defendants’ 23 24 motion for summary judgment (ECF No. 129), and Defendants’ motion to preclude expert 25 testimony from Eric Resh (ECF No. 125). 1 26 27 28 1 Both parties’ briefs violate this Court’s requirements for footnotes. See Standing Order, Section IV(A)(4). The Court expects the parties to be familiar with the operative standing order. Future Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 1 1 For the reasons set forth below, the Court GRANTS IN PART and DENIES IN PART the 2 parties’ motions for summary judgment and GRANTS IN PART Defendants’ motion to exclude. 3 I. 4 A. 5 Both parties sell poles for cleaning pools. Skimlite Manufacturing Inc. is a California The Parties 6 corporation principally owned by father and son Defendants James Conrad (“Conrad Sr.”) and 7 Barrett Conrad (“Conrad Jr.”). Skimlite has been selling and manufacturing swimming pool poles 8 since the 1950s. 9 United States District Court Northern District of California BACKGROUND Resh is a California corporation comprised of husband and wife, Eric and Jenel Gonzalez 10 Resh. Eric Resh started working as a pool man in the late 1980s cleaning swimming pools and has 11 since “invented and patented a number of improved swimming pool tools to assist pool men as 12 well as homeowners.” This includes the ’852 Patent’s invention for “Telepole Apparatus and 13 Related Methods,” issued on October 12, 2021. 14 Resh alleges that Skimlite had been manufacturing “twist-and-clamp” pool poles for nearly 15 60 years until Conrad Sr. encountered Resh’s “button detent” poles at a 2012 trade show. Since 16 then, Skimlite has allegedly been designing infringing poles using Resh’s button detent 17 technology. 18 B. 19 Resh filed the complaint on March 7, 2022. Compl., ECF No. 1. After several rounds of 20 motions to dismiss, Defendants answered the second amended complaint on September 25, 2024. 21 Answer, ECF No. 146. Procedural History 22 The Court held a Markman hearing and construed certain claim terms. ECF No. 93. 23 C. 24 The ’852 Patent claims priority to a provisional application filed in September 2011. It 25 The ’852 Patent and the Accused Products purports to cover an improved telepole device. Resh accuses two sets of Defendants’ pool poles: 26 27 28 non-complying footnotes may be stricken. Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 2 1 the “two-tube poles” and the “three-tube poles.” Resh relies on representative models for each set: 2 the Model 6016 pole represents all two-tube poles, and Model 6317 represents all three-tube poles. 3 In total, Resh accuses the following model numbers of Defendants’ pole products: 1012, 1016, 4 6012, 6016, 6317, and 6323 (together, the “Accused Products”). See Statement of Undisputed 5 Material Facts (“SUF”) ¶ 6, ECF No. 126-1. 6 7 8 9 10 United States District Court Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 1. Two-Tube Poles Resh seeks summary judgment that the two-tube poles infringe claims 2, 11, 16, 18, 19, and 21 of the ’852 Patent. Those claims are recited below: 2. A telescoping pole apparatus, including: an outer tube having first and second ends, said first end of the outer tube having a collar associated therewith, said collar containing a selectively actuatable detent, said second end of said outer tube having structure for removably attaching a tool; an inner tube having first and second ends, said first end of said inner tube including a grip attached to the inner tube for a user to grasp and manipulate the apparatus, said second end of said inner tube being slidably received in the first end of the outer tube through an opening in said collar, said inner tube having a plurality of detent holes positioned to be engaged with said actuatable detent, said inner tube being a single wall tube that is hollow along at least substantially its length between said first and second ends of said inner tube; and said inner tube configured to slide within said outer tube to a selectable position relative to the outer tube, at which position said detent is configured to temporarily engage and hold said inner tube. 11. The apparatus of claim 2, wherein said grip has a larger diameter than the diameter of the inner tube. 16. The apparatus of claim 2, wherein said detent holes provide a plurality of selected lengthwise positions for said actuatable detent. 18. The apparatus of claim 2, said detent including a spring-actuated lever lock. Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 3 1 2 3 4 5 6 7 8 9 10 United States District Court Northern District of California 11 12 13 19. The apparatus of claim 2, said inner and outer tubes formed from a relatively lightweight material such as aluminum. 21. An improved telepole device, comprising: an outer tube element having first and second ends, said first end of the outer tube element having a collar element associated therewith , said collar element containing a detent means , said second end of the outer tube having attachment means for removably attaching a tool; an inner tube element having first and second ends; said second end of said inner tube element being received in the first end of the outer tube through an opening in said collar element; wherein said inner tube element is configured to readily slide within said outer tube element to a selected position along the length of the outer tube, and wherein said detent means is configured to temporarily lock the inner tube in that selected position within the outer tube. 2. Three-Tube Poles Resh seeks summary judgment that the three-tube poles infringe claim 20 of the ’852 14 Patent. Claim 20 is recited below: 15 20. A telescoping pole apparatus, including: an outer tube having first and second ends, said first end of said outer tube having a collar associated therewith, said collar containing a selectively actuatable detent , said second end of said outer tube having structure for removably attaching a tool; an inner tube having first and second ends, said first end of said inner tube including a grip attached to the inner tube for a user to grasp and manipulate the apparatus; an intermediate tube slidably interposed between said inner and outer tubes, said intermediate tube having first and second ends, said first end of said intermediate tube slidably received in the first end of said outer tube through an opening in said collar, said intermediate tube having a plurality of detent holes positioned to be engaged with said actuatable detent of said outer tube's collar, said second end of said intermediate tube having a collar associated therewith, said collar containing a selectively actuatable detent; said second end of said inner tube being slidably received in the second end of said intermediate tube through an opening in said intermediate tube’s collar, said inner Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 4 16 17 18 19 20 21 22 23 24 25 26 27 28 tube having a plurality of detent holes positioned to be engaged with said actuatable detent of said intermediate tube’s collar; said intermediate tube configured to slide within said outer tube to a selectable position relative to said outer tube, at which position said detent of said outer tube is configured to temporarily engage and hold said intermediate tube; and said inner tube configured to slide within said intermediate tube to a selectable position relative to said intermediate tube, at which position said detent of said intermediate tube is configured to temporarily engage and hold said inner tube. 1 2 3 4 5 6 7 8 9 10 United States District Court Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 II. LEGAL STANDARD A court must grant summary judgment “if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The moving party bears the burden of demonstrating the absence of any genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Once the movant has made this showing, the burden then shifts to the party opposing summary judgment to identify “specific facts showing there is a genuine issue for trial.” Id. The party opposing summary judgment must then present affirmative evidence from which a jury could return a verdict in that party’s favor. Anderson v. Liberty Lobby, 477 U.S. 242, 257 (1986). On summary judgment, the court draws all reasonable factual inferences in favor of the non-movant. Id. at 255. In deciding a motion for summary judgment, “[c]redibility determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts are jury functions, not those of a judge.” Id. However, conclusory and speculative testimony does not raise genuine issues of fact and is insufficient to defeat summary judgment. See Thornhill Publ’g Co., Inc. v. GTE Corp., 594 F.2d 730, 738 (9th Cir. 1979). If the burden of persuasion at trial would be on the non-moving party, then the moving party may satisfy its burden of production by pointing to an absence of evidence supporting the non-moving party’s case, after which the non-movant must come forward with specific facts to demonstrate the existence of a genuine issue for trial. Matsushita Elec. Indus. Co., Ltd. v. Zenith Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 5 1 Radio Corp., 475 U.S. 574, 586–87 (1986). 2 III. United States District Court Northern District of California 3 DISCUSSION Resh seeks summary judgment on three issues: (1) Defendants have infringed claims 2, 11, 4 16, 18–21 of the ’852 Patent; (2) Defendants failed to prove invalidity; and (3) Defendants have 5 failed to sufficiently corroborate two items of prior art with respect to the ’852 Patent. Resh 6 Mot. 1. For their part, Defendants oppose Resh’s motion and also move for summary judgment of 7 (1) invalidity of claims 1–3, 6–8, 11, 16, 18–19, and 21–24 (the “Challenged Claims”) of the ’852 8 Patent as anticipated under 35 U.S.C. § 102; (2) invalidity of the Challenged Claims as obvious 9 under 35 U.S.C. § 103; and invalidity of claim 20 for lack of written description under 35 U.S.C. 10 § 112. Defendants also move to preclude Resh from introducing expert testimony from Eric Resh. 11 The Court begins by addressing the motion to exclude, the outcome of which may impact 12 resolution of the motion for summary judgment. The Court will then resolve the issues raised in 13 the motions for summary judgment, starting with infringement and followed by invalidity. 14 A. 15 Defendants argue that Resh should be precluded from introducing “expert testimony from Motion to Exclude 16 Eric Resh” at summary judgment or trial. Mot. to Preclude 1. The deadline to provide 17 designations of opening experts with reports was March 27, 2024. On that date, Resh served a 18 document stating “at this time, Plaintiff Resh does not designate any experts but reserves the right 19 to designate rebuttal experts. Additionally, Resh also notes that, based on the expertise of Eric 20 Resh, he may provide lay opinion testimony.” Plaintiff’s Designation of Opening Experts with 21 Reports, ECF No. 125-1 at 4. Defendants contend that, if Resh intended to provide testimony 22 based on the “expertise” of its founder, Eric Resh, then it was required to provide a proper expert 23 disclosure for Mr. Resh under Federal Rule of Civil Procedure 26. 24 In response, Resh explains that the above statement should have included the word 25 “experience” rather than “expertise.” ECF No. 127. In other words, Mr. Resh is not being offered 26 as an expert, and Resh “does not intend to have Eric Resh testify outside of the bounds of 27 appropriate lay opinion testimony.” Id. The issue is whether Mr. Resh’s declaration, despite the 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 6 1 2 Under Federal Rule of Evidence 701, a lay witness may provide opinions “rationally based 3 on the witness’s perception” that are “not based on scientific, technical, or other specialized 4 knowledge within the scope of Rule 702.” United States v. Holmes, No. 22-10312, 2025 WL 5 583307, at *6 (9th Cir. Feb. 24, 2025) (citing Fed. R. Evid. 701). “[W]hether evidence is more 6 properly offered by an expert or a lay witness depends on the basis of the opinion, not its subject 7 matter.” Id. (quotations omitted). If the basis of a witness’s opinion is “technical or specialized 8 knowledge,” then that opinion falls within Rule 702. Id. But if the basis of the opinion is “just 9 familiarity with the subjects,” then it is proper lay opinion under Rule 701. Id. 10 United States District Court Northern District of California above assurances, does nevertheless fall outside the bounds of appropriate lay testimony. Although Resh conceded it “does not intend to have Eric Resh testify outside of the bounds 11 of appropriate lay opinion testimony,” it simultaneously argues that Eric Resh, as the inventor, 12 “may qualify as an expert and testify what his claims would mean in the relevant art.” See Resh 13 Reply 6 (quoting Markman v. Westview Instruments, Inc., 52 F.3d 967, 991). Both cannot be true. 14 If Eric Resh is a lay witness, he cannot testify on matters that are within the scope of expert 15 testimony. If he is an expert witness, he should have been designated under the procedure outlined 16 in Rule 26. Because he was not designated as an expert witness, the Court treats him as a lay 17 witness. 18 The Court takes some issue with the Resh Declaration because Mr. Resh, a lay witness, 19 opines on issues traditionally reserved for experts requiring specialized knowledge. For example, 20 Mr. Resh repeatedly discusses what a person of skill in the art (POSA) would have understood, 21 what a POSA would have been motivated to do, and whether a POSA would have had a 22 reasonable success in modifying inventions in a particular way. See, e.g., Resh Decl. ¶¶ 54–59, 23 ECF No. 126-2 at 37. The declaration also extensively discusses the structure, operation, and 24 function of various poles. 25 In Fresenius, the court resolved a dispute over whether an individual’s declaration 26 provided “solely lay testimony, solely expert testimony, or a combination of both lay and expert 27 testimony.” Fresenius Med. Care Holdings, Inc. v. Baxter Int’l, Inc., No. 597, 2006 WL 1330002, 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 7 1 at *3 (N.D. Cal. May 15, 2006). The court explained that when “declarants compare [prior art] to 2 the patent, they provide testimony that ... requires specialized knowledge,” and “this they are not 3 permitted to do as laypersons.” Id. (cleaned up). At the same time, “courts regularly allow lay 4 witnesses” to “testify with regard to their personal knowledge of a particular invention or piece of 5 prior art.” Id. With that in mind, the Fresenius court ultimately permitted the witness testimony 6 limited to his “personal knowledge regarding the machine and the way that it operates” but 7 prohibited the witness from “comparing the [prior art] to the [asserted patent].” Id. United States District Court Northern District of California 8 Similarly, in Briese Lichttechnik Vertriebs GmbH v. Langton, the court considered whether 9 to strike the defendant’s (a lay witness) declaration for improperly offering expert testimony in a 10 patent case involving relatively uncomplicated technology––umbrella-shaped light reflectors for 11 use in photograph and videography. No. 09 CIV. 9790 LTS MHD, 2012 WL 5457681, at *6 12 (S.D.N.Y. Nov. 8, 2012). Based on his personal experience and background with the accused 13 products, the witness testified that three elements of an asserted claim did not appear in the 14 accused product. The court permitted his testimony “as a lay witness on the structure and 15 operation of the [accused products]” given his experience working with the relevant equipment but 16 prohibited him from “pars[ing] the terms of the patent claims to opine as to whether the patent 17 reads on the [accused product]” or “mapping the claim language of the patent to the structures in 18 the accused [product].” Id. at *6. 19 The Court finds persuasive Fresenius and Briese’s treatment of similar testimony and will 20 follow those courts’ guidance. Here, given the straightforward nature of the technology involved 21 in this case and Mr. Resh’s experience and background with the relevant products, the Court will 22 permit him to testify as to the structure and operation of the pool poles to the extent they are not 23 based on specialized knowledge. Even if he has personal knowledge of the pool poles based on 24 his experience in the industry, “there is no ‘on the job’ exception to Rule 702.” Holmes, 2025 WL 25 583307, at *8. Thus, any opinions that rely on his specialized knowledge, training, or skill will be 26 27 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 8 United States District Court Northern District of California 1 stricken as expert testimony––this incudes testimony regarding what a POSA 2 would or would not 2 understand or do, the comparison of patent claims to accused products or prior art poles, and any 3 ultimate opinion as to invalidity or infringement resulting from his lay observations. 4 Accordingly, “some statements in the [Resh] Declaration exceed the scope of lay 5 testimony and should be stricken.” See Fresenius, 2012 WL 5457681, at *6. The Court will strike 6 the paragraphs of Mr. Resh’s declaration that impermissibly wade into testimony requiring 7 specialized knowledge. But the paragraphs discussing the structure and operation of the pool 8 poles will not be disturbed, even if they are discussed in the context of the prior art. 9 Defendants’ motion to exclude is therefore GRANTED IN PART. The Court will 10 STRIKE paragraphs 21–25, and 42–46, 52–55, 57, and 59 of the Resh Declaration as proffering 11 testimony that requires specialized knowledge. As for paragraphs 12–19, the Court finds them 12 deficient for a separate reason. Those paragraphs, which concern when certain pool pole 13 competitors “began making, selling, and offering for sale” certain poles, lack any foundation as to 14 how Mr. Resh has personal knowledge about the contents of those paragraphs. Because that issue 15 can be remedied, the Court will not strike them but will not consider them when ruling on the 16 present motions. With the above ruling in mind, the Court turns to the arguments regarding infringement 17 18 and invalidity. 19 B. 20 Resh seeks summary judgment that Defendants’ “two-tube poles” infringe claims 2, 11, 21 16, and 18, 19, and 21, and Defendants’ “three tube poles” infringe claim 20 of the ’852 Patent. 22 Although judgment in favor of Defendants is appropriate with respect to the Challenged Claims 23 for being invalid as obvious, the Court nonetheless considers the parties’ infringement arguments, 24 which are relevant to claim 20. 3 Infringement 25 26 27 28 2 As described below, the parties agree for this motion that the POSA would be someone with specialized knowledge. 3 Claim 20 is not subject to the obviousness ruling because Defendants did not move for summary judgment of invalidity based on obvious for that claim. Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 9 1. 1 2 Before reaching the substantive infringement arguments, the Court will address the 3 “evidentiary failures” Defendants contend preclude summary judgment. 4 Defendants’ Mot. 21. 4 United States District Court Northern District of California Evidentiary Issues a. Representative Models 5 Resh asserts that Defendants’ Model 6016 is representative of all the two-tube pole models 6 and Defendants’ Model 6317 is representative of all three-tube pole models for three reasons: first, 7 Eric Resh stated as much in his declaration. See Resh Decl. ¶ 6 (“Of the Accused Products, (a) 8 Defendants’ Model 6016 is representative of all ‘2 tube’ models/versions of the Accused Products 9 and (b) Defendants’ Model 6317 is representative of all ‘3 tube’ models/versions of the Accused 10 Products.”). Second, Conrad Sr. testified as to whether his “button-style poles” generally have 11 certain limitations of the ’852 Patent. J. Conrad Dep. 184:2–5, ECF No. 126-2 at 163. Conrad Sr. 12 continued to answer questions about the poles grouped together, without identifying any 13 meaningful difference between the poles such that that they needed to be treated separately. 14 Third, in responding to interrogatories, Defendants identified limitations it contended were not 15 present in “each of the Accused Products.” Skimlite Resp. to Second Set of ROGs 5, ECF No. 16 126-2 at 152. In other words, Defendants themselves group the products together and failed to 17 identify any meaningful difference for purposes of evaluating infringement. The Court finds that Resh has met its burden to show that Defendants’ Model 6016 is 18 19 representative of all the two-tube pole models, and Defendants’ Model 6317 is representative of 20 all three-tube pole models for purposes of patent infringement. Conrad Sr. made no effort to 21 distinguish between models during his deposition, and, other than for claim 20, Defendants 22 identified no difference among the “Accused Products” when responding to Resh’s interrogatories. 23 Even for claim 20, although Defendants state that their interrogatory response is limited to the 24 25 26 27 28 4 Defendants argue that Exhibit 7, the deposition transcript of Jim Conrad, should be excluded as not authenticated because there is no reporter’s certificate. Defendants’ MSJ 21. The Court is surprised this minor oversight was not resolved informally. Moreover, the issue has since been resolved. See 132-1, Ex. 26. Further disputes regarding Conrad Sr.’s deposition testimony are addressed below. Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 10 United States District Court Northern District of California 1 “specific model numbers” 6317 and 6323 because “[o]ther models would lack several additional 2 features in Claim 20,” they do not actual identify the additional features. Skimlite Resp. to Second 3 Set of ROGs 7. This is not enough to raise a genuine factual dispute regarding whether claim 20 4 can apply to the other models––particularly where Defendants failed to articulate any differences 5 between the models beyond the above conclusory statement. 6 In Kenexa, the court rejected defendants’ argument that plaintiff failed to prove their 7 products function in the same manner for purposes of infringement where defendants responded to 8 an interrogatory “specifically ask[ing] defendants why each product did not infringe,” yet 9 defendants “responded in the same manner for all.” Kenexa Brassring, Inc. v. Taleo Corp., 751 F. 10 Supp. 2d 735, 747 (D. Del. 2010). The court also found persuasive defendants’ testimony 11 explaining “how the products worked without differentiating any differences between them.” Id. 12 So too here, based on the interrogatory response and Defendants’ past treatment of the products as 13 a whole during deposition, Resh has shown its proposed representatives are appropriate. See 14 Carnegie Mellon Univ. v. Marvell Tech. Grp., Ltd., 807 F.3d 1283, 1295 (Fed. Cir. 2015) 15 (discussing products together where defendant failed to “identif[y] differences between them 16 material to the outcome”). Defendants contend that the selected models are not representative, citing opinions from 17 18 their expert, Mr. Pratt. See Pratt Resp. Rep. ¶ 34, ECF No. 129-3 at 476. 5 That paragraph simply 19 states that “Resh also bears the burden of demonstrating that each model of the Accused Products 20 infringes.” Id. ¶ 34, ECF No. 129-3 at 490. Mr. Pratt then “proceeds in the same manner as 21 Resh’s contentions” and “analyz[e] models 6016 and 6317 as representative of the other models of 22 Accused Products.” Id. He does not opine on the differences between the models or otherwise 23 provide any basis for why the selected representative models cannot serve as representatives. 24 Accordingly, there is no genuine dispute that Models 6016 and 6317 can be treated as 25 26 27 28 5 Defendants cite L&W, Inc. v. Shertech, Inc., 471 F.3d 1311 (Fed. Cir. 2006). There, the Federal Circuit concluded that an infringement expert could not assume “without support” that one accused product was “typical” of all the accused products. Resh’s typicality showing here was sufficient. Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 11 1 representative for an infringement analysis. United States District Court Northern District of California 2 b. Infringing Acts by the Conrads 3 Defendants argue that Resh submitted no evidence regarding any infringing act taken by 4 either Barrett Conrad or James Conrad. Defendants refer to their motion to dismiss the Second 5 Amended Complaint, in which they sought to dismiss claims against the Conrads. See ECF No. 6 115. The Court dismissed all claims against Conrad Jr. for improper venue, and dismissed 7 induced infringement claims against Conrad Sr. See ECF No. 18. Although the Court declined to 8 dismiss direct infringement claims against Conrad Sr., Resh has not met its burden to show that 9 summary judgment as to Conrad Sr.’s personal liability is appropriate. Resh states that it 10 “continues to submit that [the Conrads] are liable for the reasons previously submitted in 11 opposition to” Defendants’ motion to dismiss but does not otherwise refer to any evidence in the 12 record. 13 Accordingly, the Court denies as moot Resh’s motion as to direct infringement of Conrad 14 Jr. as resolved in the Court’s prior order. Nor is Resh entitled to summary judgment of direct or 15 indirect infringement of Conrad Sr. based on his reference to arguments made in opposing 16 Defendants’ motion to dismiss. 17 18 c. Evidence of the Structure of Accused Products Defendants argue Resh submitted no evidence regarding “the structure” of any of the six 19 different models of poles it accuses of infringement and failed to explain how each of the Accused 20 Products meet the claims. Defendants’ Mot. 21 (citing Traxcell Techs., LLC v. Sprint Comm’ns 21 Co., 15 F.4th 1121, 1130 (Fed. Cir. 2021) and Cellspin Soft, Inc. v. Fitbit, Inc., 2022 WL 2784467, 22 at *7 (N.D. Cal. June 15, 2022)). The Court declines to deny Resh’s summary judgment motion 23 of infringement on this basis. Resh has attached to his motion declarations, various filings in this 24 case, deposition transcripts, interrogatory responses, and other bates-stamped documents. It is 25 unclear what additional “evidence” Defendants believe is required. 26 Nor is Traxcell, a case involving alleged infringement of four patents relating to self- 27 optimizing wireless networks and navigation technology, persuasive here. The Federal Circuit in 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 12 1 that case agreed plaintiff had failed to create a genuine issue about whether defendant’s accused 2 technology met the asserted claims. Traxcell, 15 F.4th at 1130. The infringement allegations 3 involved use of self-optimizing network technology and mobile devices. This case is starkly 4 different. The ’852 Patent relates to components and structures of pool poles, and the Accused 5 Products are pool poles. Unlike the complex infringement theory asserted in Traxcell, Resh’s 6 infringement theory is straightforward, and Resh supplies a sufficiently detailed basis for that 7 theory. 8 United States District Court Northern District of California 9 2. Whether the Accused Products Infringe the Asserted Claims A patent is directly infringed when a person “without authority makes, uses, offers to sell, 10 or sells any patented invention, within the United States or imports into the United States any 11 patented invention during the term of the patent.” 35 U.S.C. § 271(a). Determining infringement 12 is a two-step analysis. Markman v. Westview Instruments, Inc., 52 F.3d 967, 976 (Fed. Cir. 1995) 13 (en banc), aff’d, 517 U.S. 370 (1996). First, the court must construe the asserted claims to 14 ascertain their meaning and scope. Id. The trier of fact must then compare the properly construed 15 claims with the accused infringing product. Id. This second step is a question of fact. Bai v. L & 16 L Wings, Inc., 160 F.3d 1350, 1353 (Fed. Cir. 1998). The patent owner bears the burden of 17 proving infringement by a preponderance of the evidence. SmithKline Diagnostics, Inc. v. Helena 18 Lab’ys Corp., 859 F.2d 878, 889 (Fed. Cir. 1988). 19 “Literal infringement of a claim exists when every limitation recited in the claim is found 20 in the accused device.” Kahn v. Gen. Motors Corp., 135 F.3d 1472, 1477 (Fed. Cir. 1998). “If 21 any claim limitation is absent from the accused device, there is no literal infringement as a matter 22 of law.” Bayer AG v. Elan Pharm. Research Corp., 212 F.3d 1241, 1247 (Fed. Cir. 2000). A 23 product that does not literally infringe a patent claim may still infringe under the doctrine of 24 equivalents if the differences between an individual limitation of the claimed invention and an 25 element of the accused product are insubstantial. See Warner–Jenkinson Co. v. Hilton Davis 26 Chem. Co., 520 U.S. 17, 24 (1997). The patent owner has the burden of proving infringement and 27 must meet its burden by a preponderance of the evidence. See SmithKline, 859 F.2d at 889 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 13 1 United States District Court Northern District of California 2 (citations omitted). Resh argues Defendants’ February 15, 2024 Interrogatory responses prove infringement 3 because Defendants identify only two claim elements as not present in the Accused Products. 4 Resh Mot. 5; see also SUF ¶ 9. The Interrogatory response states that, for claim 2, the following 5 two elements “are not present in each of the Accused Products”: (1) “said second end of said outer 6 tube having structure for removably attaching a tool” (the “structure element”); and (2) “said first 7 end of said inner tube including a grip attached to the inner tube for a user to grasp and manipulate 8 the apparatus” (the “grip element”). Skimlite Resp. to Second Set of Interrogatories at 6. For 9 claims 11, 16, 18, and 19, Defendants state that “[t]he Accused Products do not infringe [these 10 claims] for at least the same reasons that they do not infringe Claim 2 from which [they] 11 depend[].” Id. at 6–7. And for claim 21, Defendants identified only the “structure element” as 12 missing. Id. at 7. 13 Consistent with the Interrogatory response, Defendants’ expert, Mr. Pratt, opined only as 14 to why the Accused Products lack the above two limitations: the structure and grip elements. 15 See Pratt Responsive Rep. ¶¶ 57–60 (opining that the Accused Products do not infringe claim 2 16 because they lack the structure and grip elements); 61 (opining that the Accused Products do not 17 infringe claims 11, 16, 18, and 19 for same reason); and 75–81 (opining that the Accused Products 18 do not infringe claim 21 because they lack the structure element). 19 Thus, the salient issue for determining infringement is whether Defendants’ dispute over 20 these two limitations is genuine. See Defendants’ Mot. 22 (“[S]ummary judgment should still be 21 denied because there are genuine disputes of material fact as to the presence of [these] claim 22 limitations.”). The Court addresses the two limitations below. 23 24 a. Structure Element Claims 2 and 20 recite a “structure for removably attaching a tool,” and claim 21 recites an 25 “attachment means for removably attaching a tool.” Although Defendants now argue that the 26 holes on the Accused Products should not be treated as a “structure” or “attachment,” they took 27 the opposite position during claim construction briefing. In describing the technological 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 14 1 background of the ’852 Patent, Defendants’ responsive claim construction brief explained that the 2 claims recite “common features including ‘a structure for removably attaching a tool’ (e.g., holes 3 2a).” Defendants’ Responsive Claim Construction Brief 2–3, ECF No. 49. In other words, 4 Defendants explained that the holes in Figure 1, are the structure for attaching a tool. If there was 5 any doubt, Defendants’ claim construction brief also annotated Figure 1 from the patent as shown 6 below, identifying the holes with the label “structure for attaching tool.” 7 8 9 10 United States District Court Northern District of California 11 12 13 Id. at 3. 14 Despite the unambiguous representation above, Defendants now argue that this 15 interpretation is inconsistent with the ’852 Patent. Defendants’ Mot. 22. Mr. Pratt explains that 16 “[h]oles are a void” where “no structure is present.” Pratt Resp. Rep. ¶ 43; see also id. ¶¶ 44–45 17 (explaining that the ’852 Patent “discloses that the holes receive other structures” and opining that 18 these descriptions “are consistent with the plain and ordinary understanding that holes are voids 19 and not structures”). But this opinion cannot be reconciled with Defendants’ prior explicit 20 representation that the holes were the structure for attaching a tool. Particularly when Conrad Sr. 21 agreed during his deposition the Accused Products “have structure for removably attaching a 22 tool.” J. Conrad Dep. 192:7–11. 23 Defendants appear to be seeking a belated construction of the term “structure” to exclude 24 holes. The Court declines to do so when Defendants previously had the opportunity to seek 25 construction of the term. Although courts “may engage in rolling claim construction, in which the 26 court revisits and alters its interpretation of the claim terms as its understanding of the technology 27 evolves,” this is not one of those situations. Conoco, Inc. v. Energy & Env’t Int’l, L.C., 460 F.3d 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 15 1 1349, 1359 (Fed. Cir. 2006); see also Fujifilm Corp. v. Motorola Mobility LLC, No. 12-CV- 2 03587-WHO, 2015 WL 757575, at *5 (N.D. Cal. Feb. 20, 2015) (citations and quotations omitted) 3 (“While district courts retain discretion to hear belated claim construction arguments, … they are 4 not obligated to rule on such arguments when raised for the first time in summary judgment 5 briefs”). Defendants’ only justification for now arguing that holes are not a “structure” or 6 “attachment means” under the ’852 Patent is because “[a]s the case developed, it became clear that 7 labeling the ‘holes’ as [a structure] was inconsistent with the ’852 patent.” Defendants’ Mot. 23, 8 n.3. The Court is not persuaded. Defendants identify no reason why they could not have analyzed 9 the patent sooner and developed this theory at the time of claim construction or otherwise 10 requested a construction of the term sooner. United States District Court Northern District of California 11 12 13 Accordingly, there is no genuine dispute that the “structure element” is present in the Accused Products. b. Grip Element 14 Defendants argue that the Accused Products lack “a grip attached to the inner tube” as 15 required by claims 2, 11, 16, and 18–20. Although Conrad Sr. testified that the Accused Products 16 meet this limitation (see J. Conrad Dep. 192:7–193:2), Defendants contend that the Accused 17 Products lack this feature based on a read of the ’852 Patent specification. Defendants’ Mot. 22. 18 The ’852 Patent distinguishes the claimed devices from prior art poles where the grip merely 19 “fit[s] very tightly” over the tube, but “can be knocked off the end of the inside tube.” Id. 20 Because the grips on the Accused Products “fit very tightly over the tube, can be knocked off, and 21 do not include a rivet or screw,” Defendants argue the Accused Products’ grip do not meet the grip 22 as described in the claims. For this argument, Defendants rely on Mr. Pratt, who opines that the 23 grips on the Accused products do not meet the claim limitation because they are not “attached” in 24 the way described by the specification. See Pratt Responsive Rep. ¶¶ 48–53, 59–60, 73–74. 25 Resh argues that Defendants are again seeking a belated construction of “grip” to cover 26 only grips attached to the pole by screws or rivets. Resh Mot. 5–6. The Court agrees. During 27 claim construction, Defendants characterized the “grip” of the ’852 Patent as a “common feature.” 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 16 1 It did not seek a construction of the term. The Court thus construes “grip” as having its plain and 2 ordinary meaning. And the plain and ordinary meaning of grip does not cover only those grips 3 attached using screws or rivets. Again, Defendants provide no justification regarding why it failed 4 to seek a construction of grip at the appropriate time. 5 6 Accordingly, no genuine dispute exists over whether the “grip” limitation is present in the Accused Products. * 7 United States District Court Northern District of California 8 * * Resh’s motion for summary judgment as to infringement of claims 2, 11, 16, 18–21 of the 9 ’852 Patent is GRANTED as set forth above but DENIED as to any infringement against the 10 Conrads. 11 C. 12 Both parties ask the Court to resolve invalidity issues on summary judgment. Defendants Invalidity 13 seek summary judgment of invalidity of the Challenged Claims in view of the (1) the A.G. Pro 14 pole, (2) U.S. Patent Publication No. 2010/0244475 (“Hatcher”), and/or (3) the Skimlite 5008 pole 15 in combination with U.S. Patent No. 5,220,707 (“Newman”). Defendants also seek summary 16 judgment that claim 20 is invalid under § 112 for lack of written description. Resh moves for 17 summary judgment on invalidity in his favor because Defendants failed to corroborate the A.G. 18 Pro Pole and the Solakian Pole. 19 “A moving party seeking to invalidate a patent at summary judgment must submit such 20 clear and convincing evidence of invalidity so that no reasonable jury could find otherwise.” 21 Boston Sci. Corp. v. Cordis Corp., 422 F. Supp. 2d 1102, 1108 (N.D. Cal. 2006). 22 1. Anticipation 23 The Challenged Claims are invalid if the A.G. Pro Pole or the Solakian Pole (1) were 24 “known or used by others” in the United States, or “patented or described in a printed publication” 25 anywhere before, September 2011, or (2) were “in public use or on sale” in the United States more 26 than one year before September 2011. 35 U.S.C. §§ 102(a)–(b). To establish that an asserted 27 reference is prior art under § 102(b), the patent challenger must prove, by clear and convincing 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 17 1 evidence, that it predates the critical date. ATEN Int’l Co. v. Uniclass Tech. Co., 932 F.3d 1364, 2 1368 (Fed. Cir. 2019) (citations omitted). Whether a reference is prior art is a question of law based on underlying factual questions. 3 4 ATEN, 932 F.3d at 1367 (citing TypeRight Keyboard Corp. v. Microsoft Corp., 374 F.3d 1151, 5 1157 (Fed. Cir. 2004)). Whether a reference is publicly accessible is a question of fact. Id. (citing 6 In re NTP, Inc., 654 F.3d 1279, 1296 (Fed. Cir. 2011). The ’852 Patent claims priority to 7 U.S. Provisional Application Ser. No. 61/538,074, filed Sep. 22, 2011. To establish that the A.G. 8 Pro Pole or the Solakian Pole qualifies as prior art, Defendants must prove by clear and 9 convincing evidence that it existed prior to September 22, 2011. See ATEN, 932 F.3d at 1368. United States District Court Northern District of California 10 a. The A.G. Pro Pole 11 Defendants contend that the A.G. Pro Pole (shown below), allegedly made, used, offered 12 for sale, and sold as early as 2000 by a pool man named Ray Leduc, is prior art and renders the 13 ’852 Patent invalid. 14 15 16 17 Defendants argue that the A.G. Pro Pole is invalidating prior art to the ’852 Patent because 18 it contains all elements of the Challenged Claims and because the pole was known, used, offered 19 for sale, and sold in the United States many years before September 2011. In support, Defendants 20 rely primarily on the testimony of Mr. Leduc, the inventor. Mr. Leduc testified that he made his 21 first A.G. Pro pole from a Mr. Long Arm pole that he purchased at Home Depot. He altered the 22 pole using adapters and testified that he publicly used the pole to clean his client’s pools in the 23 early 2000s. Leduc Decl. ¶¶ 7–10, ECF No. 129-3 at 163; Leduc Dep. 56:17–57:16–20, ECF No. 24 129-3 at 181. 6 He testified that he stored the pole in the back of his truck so that it was publicly 25 visible and gave the pole to Arthur Grimmit, the person who sold Mr. Leduc the adapters that he 26 27 28 6 The A.G. Pro Pole in Defendants’ possession is identified and referred to at points in the parties’ briefings as “Exhibit 88.” Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 18 United States District Court Northern District of California 1 affixed to the Mr. Long Arm poles. Mr. Grimmit testified that he received the pole and used it to 2 clean his pool in the early 2000s. Grimmit Dep. 25:3–26:18, ECF No. 129-3. Additionally, 3 Mr. Leduc purportedly sold his pole to Superior Pool Products (“SCP”), a southern California pool 4 store. An SCP employee, Danny Cervantez, testified that he purchased the poles from Mr. Leduc 5 on behalf of SCP. Cervantez Dep. 23:3–24:17, ECF No. 129-3 at 285. 6 Resh disputes Defendants’ showing on several grounds, but mainly because Defendants 7 have not sufficiently corroborated Mr. Leduc’s testimony about the A.G. Pro Pole. “The law has 8 long looked with disfavor upon invalidating patents on the basis of mere testimonial evidence 9 absent other evidence that corroborates that testimony.” Finnigan Corp. v. Int’l Trade Comm’n, 10 180 F.3d 1354, 1366 (Fed. Cir. 1999). Here, Defendants do proffer some evidence corroborating 11 the mere testimonial evidence. Defendants produced Exhibit 88, “an original A.G. Pro Pole,” and 12 multiple boxes of what Mr. Leduc claims are left over grips and adapters that he used to make the 13 A.G. Pro poles. Mr. Leduc also provided invoices dated in 2000 or 2001 documenting his 14 purchase of the components. And Mr. Cervantes testified that he purchased the poles from 15 Mr. Leduc on behalf of SCP and verified that the store created vendor records when a party sold a 16 pole. 17 Despite the above evidence, genuine factual disputes preclude summary judgment for both 18 parties as to whether the AG Pro Pole qualifies as invalidating prior art. Resh has raised 19 legitimate challenges to Defendants’ proffered evidence. For instance, the pole at issue is more 20 than 20 years old. Exhibit 88, the only physical example, is undated, and Defendants rely on 21 Mr. Leduc’s testimony to explain when Exhibit 88 was assembled. While it is possible that 22 Mr. Leduc used the components identified in the boxes to construct the A.G. Pro Pole over twenty 23 years ago, a fact finder must weigh the credibility of his story. Beyond the testimony of the 24 inventor himself, Defendants rely on invoices for commercially available components used by 25 pool workers. The invoices confirm that the components were purchased at the relevant time, but 26 they do not establish that Mr. Leduc used those components to assemble Exhibit 88. And the 27 vendor record confirms that Mr. Leduc was a vendor at SPC, but it does not show what Mr. Leduc 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 19 United States District Court Northern District of California 1 sold. Nor have Defendants produced receipts from sales from the pole at the relevant time. 2 Additionally, Resh cites to the declaration of Tom Carlisi, whose testimony raises doubts to Mr. 3 Leduc’s story. 7 Mr. Carlisi states that at least once a week every week from 1999–2001, he went 4 into the pool distributor store where Mr. Leduc purportedly sold the A.G. Pro Poles, but he never 5 saw an AG Pro Pole in the stores. He also attests that he never saw the pole in the back of 6 Mr. Leduc’s truck with Mr. Leduc’s pool cleaning tools, or in any pool man’s truck, and more 7 generally, he never saw or heard anything about the AG Pro pole. Holland Decl. Ex. 12. 8 Holistically, Defendants tell a compelling story about the pool pole and its origins, but 9 summary judgment must be denied even under a rule of reason because of genuine factual disputes 10 over whether the physical Exhibit 88 was the original A.G. Pro Pole and whether it was offered for 11 sale or sold during the 2000–2001 timeframe. Those issues are more appropriately resolved by a 12 fact finder. 8 Accordingly, neither party is entitled to summary judgment as to whether the AG Pro Pole 13 14 renders the ’852 Patent invalid. 15 b. Solakian Pole Resh seeks summary judgment that Defendants have not sufficiently corroborated the 16 17 Solakian Pole, a physical pool pole Defendants assert as prior art. Defendants respond that three 18 witnesses testified that they and others in the industry “knew of the pole long before the priority 19 date of the ’852 patent.” Defendants Mot. One of the declarants is Mike Solakian, who testifies 20 that an unidentified person brought a prototype (the Solakian Pole) to Mr. Solakian’s business. 21 Solakian Decl., ECF No. 126-2 at 222. The second declaration is from Dick Gross who testifies 22 that the Solakian Pole was stored at one of his company’s shops from about 2002–2012. D. Gross 23 24 25 26 27 28 7 Even if Mr. Carlisi’s testimony is “purely negative” such that it should be given “no great value,” the Court finds it, combined with the other evidence in the record casting doubt on the A.G. Pro Pole’s origins, is sufficient to defeat summary judgment. See Defendants’ Reply 11 (quoting The Barbed Wire Cases, 143 U.S. 275, 288 (1892)). 8 Because the Court concludes factual issues surrounding the assembly and timing of the A.G. Pro Pole preclude summary judgment, the Court need not evaluate whether the pole contains all elements of the relevant claims. Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 20 1 Decl., ECF No. 126-2 at 231. The third is from Mr. Gross’s son, Rich Gross who attested to 2 similar facts as his father regarding the Solakian Pole. R. Gross Decl., ECF No. 129-3 at 112. 3 The Court agrees these declarations, combined with the existence of physical pole itself, 4 raise a genuine dispute regarding whether the Solakian Pole existed prior to September 22, 2011. 5 Resh raises no other issues with respect to the Solakian Pole’s status as potential prior art. 6 Because factual disputes remain surrounding the genesis of the Solakian pole, summary judgment 7 of no invalidity based on the Solakian Pole is not appropriate. * 8 9 10 United States District Court Northern District of California 11 * * For the foregoing reasons, summary judgment is DENIED for both parties as to invalidity based on anticipation. 2. Obviousness 12 A patent claim is invalid as obvious under 35 U.S.C. § 103 “if the differences between the 13 claimed invention and the prior art are such that the claimed invention as a whole would have been 14 obvious before the effective filing date of the claimed invention to a person having ordinary skill 15 in the art to which the claimed invention pertains.” 35 U.S.C. § 103; see also KSR Int’l Co. v. 16 Teleflex Inc., 550 U.S. 398, 406–07 (2007). “Under § 103, the scope and content of the prior art 17 are to be determined; differences between the prior art and the claims at issue are to be 18 ascertained; and the level of ordinary skill in the pertinent art resolved. Against this background, 19 the obviousness or nonobviousness of the subject matter is determined.” KSR, 550 U.S. at 406 20 (citations and quotation marks omitted). Assessing obviousness is based on an “expansive and 21 flexible approach” that “need not seek out precise teachings directed to the specific subject matter 22 of the challenged claim, for a court can take account of the inferences and creative steps that a 23 person of ordinary skill in the art would employ.” Janssen Pharms., Inc. v. Teva Pharms. USA, 24 Inc., 97 F.4th 915, 925 (Fed. Cir. 2024) (citations omitted). 25 The Federal Circuit has emphasized the “clear distinction in [its] case law between a patent 26 challenger’s burden to prove that a skilled artisan would have been motivated to combine prior art 27 references and the additional requirement that the patent challenger also prove that the skilled 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 21 1 artisan would have had a reasonable expectation of successfully achieving the claimed invention 2 from the combination.” Eli Lilly & Co. v. Teva Pharms. Int’l GmbH, 8 F.4th 1331, 1344 (Fed. 3 Cir. 2021). These are separate requirements; a finding that Defendants have demonstrated a 4 motivation to combine prior art references does not necessarily mean that they have also 5 demonstrated a reasonable expectation of success in achieving the claimed invention by doing so. 6 Id. United States District Court Northern District of California 7 a. The Level of Ordinary Skill in the Art 8 Defendants’ expert opines that a POSA would likely have had either a high school 9 education and at least 4 years of experience in the mechanical arts, such as mechanical, industrial, 10 or general engineering, or a bachelors’ degree in mechanical, industrial, or general engineering 11 and at least one year of work experience. Pratt Decl. ¶ 65. Resh contends that the level of 12 ordinary skill in the art is “a pool man who has worked at least 2–3 years in the field [of 13 swimming pool telescoping poles] cleaning swimming pools.” See Resh’s Response to 14 Interrogatory No. 11. 15 Although he disagrees with the relevant “field” for the ’852 Patent, Mr. Pratt states his 16 opinions “would not change” if the Court adopts Resh’s position. Pratt Decl. ¶ 66. The Court 17 therefore applies Resh’s definition of a POSA for purposes of these motions. 18 b. Hatcher For Hatcher, Defendants assert only obviousness as a basis to invalidate the Challenged 19 20 Claims. See Defendants’ Reply 1 (“Defendants do not contend that Hatcher anticipates the 21 asserted claims.”). “Though less common, in appropriate circumstances, a patent can be obvious 22 in light of a single prior art reference if it would have been obvious to modify that reference to 23 arrive at the patented invention.” Arendi S.A.R.L. v. Apple Inc., 832 F.3d 1355, 1361 (Fed. Cir. 24 2016). 25 Hatcher was published on September 30, 2010 and describes an “extendable reaching 26 tool.” The publication explains that extendable tools, such as the one described in Hatcher, can be 27 used to reach objects close or remote. For example, a person picking fruit may need a short tool to 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 22 1 reach fruit slightly out of reach, or they may need a longer tool for fruit near the top of the tree. 2 Hatcher [0002]. Hatcher explains that the claimed concept provides for an easy to assemble 3 extendable tool with an internal drive assembly. Below shows Figure 1 from Hatcher: 4 5 6 7 8 9 10 United States District Court Northern District of California 11 12 Resh admits that Hatcher discloses most limitations of the Challenged Claims. 13 SUF ¶¶ 163–168, 176–178, 180–188, 191–196, 200–201, 212 (limitations 1[pre]-1[e], 1[g]-1[i], 14 2[pre]-2[b], 2[d]-2[i], 6-8, 11, 16, 18, 21[pre]-21[c], 21[e]-21[h], and 24). But he disputes that 15 Hatcher discloses the “structure for removably attaching a tool” and raises a few additional 16 arguments as to Hatcher, addressed below. To be clear, though, it is Defendants’ burden “to prove 17 by clear and convincing evidence that a skilled artisan would have been motivated to combine the 18 teachings of the prior art references to achieve the claimed invention, and that the skilled artisan 19 would have had a reasonable expectation of success in doing so.” Novartis Pharm. Corp. v. W.- 20 Ward Pharm. Int’l Ltd., 923 F.3d 1051, 1059 (Fed. Cir. 2019) (citation and internal quotation 21 marks omitted). Only then does the burden shift to Resh to raise a genuine dispute of material 22 fact. 23 Structure for removably attaching a tool (claims 1, 2, 21). Independent claims 1, 2, and 24 21 of the ’852 Patent require the pole to have a “structure for removably attaching a tool.” Resh 25 disputes that the tool disclosed in Hatcher is removably attachable and that Hatcher has such a 26 structure. SUF ¶ 169. Citing the Pratt Declaration, Defendants argue that a POSA would have 27 found it obvious to modify the end of Hatcher’s pole to removably attach the tool. Pratt Decl. 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 23 1 ¶¶ 485–90. Mr. Pratt opines that structures for removably attaching tools were ubiquitous in prior 2 art telepoles by 2011. Id. ¶ 486 (citing Newman at Fig. 1, 1:15–22 (disclosing a threated post)). 3 He also opines that a POSA would have recognized the advantages of including a structure for 4 removably attaching a tool on Hatcher’s device. For example, having a structure for removably 5 attaching a tool would allow the user to use the telepole for multiple applications, it would make 6 transporting multiple tools easier, and it could increase the life of the pole. Id. ¶¶ 486–88. 7 Regarding whether a POSA would have had a reasonable expectation of success, Mr. Pratt opines 8 that it would have been a “straightforward manner of engineering” to adapt these known structures 9 for use with Hatcher’s pole. Id. ¶ 489. United States District Court Northern District of California 10 In response, Resh relies on paragraphs 52–55 of the Resh Declaration. Because these 11 paragraphs have been stricken (see supra Section III(A)), the Court cannot consider them. 12 Defendants have provided evidence that a POSA would have found it obvious to modify the end 13 of Hatcher’s pole to removably attach the tool. Pratt Decl. ¶¶ 482–490. Additionally, Resh 14 admitted that “telepoles having an outer tube that has structure for removably attaching a tool were 15 publicly known, used, and sold for cleaning swimming pools before September 22, 2011.” Smith 16 Decl., Ex. 1012 at RFA 179. 17 Thus, even crediting Resh’s counter evidence that “Hatcher does not lend itself at all to 18 removing its gripping tool from the end of the pole” (Resh Decl. ¶ 55), this is a situation where the 19 claimed subject matter involves “the simple substitution” of “one known element” (a pool pole 20 lacking a structure to attach a tool) with another (a structure for attaching a tool). See KSR, 550 21 U.S. at 417. Here, Defendants have presented clear and convincing evidence that the technique of 22 having an outer tuber with a structure for removably attaching a tool “has been used to improve” 23 devices, and the fasteners needed to convert a fixed connection to a removable connection were 24 known and not inventive in 2011. Pratt Decl. ¶¶ 485–86. Additionally, beyond a conclusory 25 statement that Hatcher does not lend itself to removing the gripping tool, Resh identifies no 26 evidence from which the Court can find a genuine dispute. 27 28 Based on this evidence in the record, Defendants have met its burden regarding this Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 24 1 2 Pole for cleaning a pool (claim 1). Claim 1 requires: “the lengths of said outer and inner 3 tubes when engaged with each other being sufficient to permit a user gripping said first end of said 4 inner tube to manipulate the swimming pool cleaning tool at the second end of said outer tube 5 against the bottom of a swimming pool while the user is standing on the side of the pool.” The 6 Court construed this term to have its plain and ordinary meaning. Defendants contend Hatcher 7 disclosed this claim or renders it obvious because it is a telescoping pole that is at least long 8 enough to clean pools, and a POSA would have found it obvious to modify the length of the pole 9 to suit the pool. Defendants’ Mot. 13 (citing Pratt Decl. ¶¶ 502–504). 10 United States District Court Northern District of California limitation. Resh disputes that Hatcher discloses this term or renders it obvious. In support, he relies 11 on paragraph 56 of the his declaration, which states: “Hatcher does not disclose ‘the lengths of 12 said outer and inner tubes when engaged with each other being sufficient to permit a user gripping 13 said first end of said inner tube to manipulate the swimming pool cleaning tool at the second end 14 of said outer tube against the bottom of a swimming pool while the user is standing on the side of 15 the pool’ [Claim 1[j]].” Resh Decl. ¶ 56. This paragraph was not stricken because the testimony 16 does not rely on specialized knowledge; any lay person looking at Hatcher can observe whether or 17 not it says the above. 18 That said, even though not stricken, the statement is conclusory and not enough, standing 19 alone, to raise a genuine dispute over whether Hatcher renders this limitation obvious. It’s true 20 Hatcher says nothing about pools. But Mr. Pratt explains that Hatcher discloses “various 21 modification and alternatives” could be developed in light of the overall teachings of the 22 disclosure, such that a POSA would have recognized that this includes the length. Pratt Decl. 23 ¶ 503. According to Mr. Pratt, it follows then that a POSA would have recognized that they could 24 manufacture Hatcher’s device to an appropriate length to reach the bottom of a deep pool. Id. 25 Mr. Pratt also opines that a POSA would have known that a variety of devices were capable of 26 cleaning a swimming pool and would have recognized that Hatcher’s grasper could grasp objects 27 from the bottom of a swimming pool. Id. But even if the grasper is not considered a pool 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 25 1 cleaning tool, Mr. Pratt opines that a POSA would have been motivated to swap the grasper for a 2 pool cleaning tool based on the desire to design a pole to suit the application for which it is 3 intended. Id.; see also id. ¶ 174. This makes sense. A person in the pool cleaning business with 4 only Hatcher’s pole would be motivated to replace the grasper with a brush, for example, if that 5 person needed to brush the sides of a pool. 6 United States District Court Northern District of California 7 Based on the record before it, the Court finds that Defendants have met their burden regarding this limitation. 8 Pool cleaning tool attached with a v-clip (claim 3). Claim 3 recites: “a swimming pool 9 cleaning tool attached to said second end of said outer tube using at least one v-clip that can be 10 inserted into two holes positioned opposite each other near the end of said outside tube.” Hatcher 11 does not disclose this claim. Defendants argue that a POSA would have found it obvious to 12 combine a standard v-clip with Hatcher’s pole because the using v-clips in this manner was known 13 in the art and “the standard way to connect a swimming pool cleaning tool to a pole.” SMUF ¶ 14 189. And a POSA would have found it obvious to use this “known configuration” (the v-clip) 15 with the structure for attaching a pool cleaning tool (addressed above), according to Mr. Pratt, 16 because any changes to the existing mechanism would have involved “nothing more than drilling 17 particular holes in the end of an outer pole and attaching a standard pool cleaning tool to the pole.” 18 Defendants’ Mot. 14 (citing Pratt Decl. ¶¶ 192–98, 316–18, 533–35). 19 Resh responds that “V-clips are not at all compatible with Hatcher,” and therefore a POSA 20 would not have a reasonable expectation of success in modifying Hatcher in the way Defendants’ 21 argue. Resh Decl. ¶ 57. This opinion in Resh’s declaration has been stricken, though, so the 22 Court cannot consider it. Resh has not identified any other evidence from which the Court can 23 find a material dispute preventing summary judgment on this limitation in Defendants’ favor. 24 Even assuming as true that v-clips are not compatible with Hatcher, it is undisputed that v-clips 25 are not new. And Defendants have shown by clear and convincing evidence that it would have 26 been obvious to modify Hatcher to include structure for removably attaching a tool––such that v- 27 clips could be used with Hatcher’s modified end piece. 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 26 United States District Court Northern District of California 1 Lightweight material (claim 19). Claim 19 recites that the telepole tubes are made of a 2 “relatively lightweight material such as aluminum.” Hatcher does not disclose the materials used 3 for its poles, but Defendants argue a POSA would have found it obvious to make Hatcher’s tubes 4 out of a relatively lightweight material. Defendants’ Mot. 14. Mr. Pratt opines that a POSA 5 “would have recognized that it was desirable to make the pole from a lightweight material” and 6 “such poles were known in the industry.” Pratt Decl. ¶ 555; see also SUF ¶ 179 (undisputed that 7 aluminum poles were well known in the industry). Mr. Pratt also opines that a POSA would have 8 been motivated to combine the aluminum pole with Hatcher, noting that such motivation would 9 have stemmed from a desire to make a lighter pole. Pratt Decl. ¶ 555; see also SUF ¶ 199 10 (undisputed that a “POSA would have recognized by 2011 that it would have been desirable to 11 make Hatcher’s tubes from a lightweight material”). Additionally, based on the existence of 12 aluminum pool poles already in the industry, it is plain to see that––and Resh does not dispute––a 13 POSA would have had a reasonable expectation of success in using an aluminum pole. 14 15 16 Resh raises no genuine dispute warranting denial of summary judgment based on this limitation. Grasper (claim 22). Claim 22 requires that the “tool” of claim 21 “is a swimming pool 17 cleaning tool.” The dispute regarding this limitation is whether a POSA would have found it 18 obvious to modify Hatcher to remove the existing grasper and replace it with a swimming pool 19 cleaning tool. Defendants proffered sufficient evidence showing that it would be obvious. See 20 supra at 24–25 (discussion regarding claim 1). It also consistent with common sense that, once 21 Hatcher has a structure for removably attaching a tool, a person cleaning a pool would find it 22 obvious to attach an appropriate pool cleaning tool instead of a grasper. When a technology is 23 simple, the Court’s obviousness analysis “may include recourse to logic, judgment, and common 24 sense available to the person of ordinary skill that do not necessarily require explication in any 25 reference or expert opinion.” See Perfect Web Techs., Inc. v. InfoUSA, Inc., 587 F.3d 1324, 1329 26 (Fed.Cir.2009). 27 28 As to this limitation, Resh points to a paragraph of the Resh Declaration, which, though Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 27 1 not stricken, does not bear on whether or not it would be been obvious for a POSA to modify 2 Hatcher. See Resh Decl. ¶ 56. 3 United States District Court Northern District of California 4 Accordingly, Defendants have met their burden to show no genuine dispute of material fact as to this limitation. 5 Concrete finishing tool (claim 23). Claim 23 recites “wherein the tool is a concrete 6 finishing tool.” Defendants argue a POSA would have found it obvious to attach a concrete 7 finishing tool to Hatcher. Mr. Pratt opines that “[c]oncrete finishing tools, and specifically 8 concrete float tools, incorporate similar capabilities as the drywall finishing tool disclosed in” 9 Hatcher. Pratt Decl. ¶ 189 (referring to Jungklaus); see also ¶ 610 (applying analysis of concrete 10 finishing tool to Hatcher). Mr. Pratt also opines that a POSA “would have known that a wide 11 arrangement of devices were capable of cleaning a swimming pool in some manner” and “would 12 have been motivated to select a tool that is appropriate for the desired use case.” Id. ¶ 174. With 13 respect to the concrete finishing tool, specifically, Mr. Pratt opines that a POSA would have 14 recognized that it would have been “a matter of routine engineering to modify, or replace” the tool 15 of Hatcher “with an adaptor having a float for leveling and smoothing wet concrete.” Id. ¶ 189 16 (applying opinion in context of Jungklaus); see also id. ¶ 609 (applying same opinion to Hatcher). 17 Resh’s only rebuttal evidence is a stricken statement from Mr. Resh. SUF ¶ 211 (citing 18 Resh Decl. ¶ 59). As above, it makes sense that a POSA would find it obvious to replace the 19 grasper with a pool cleaning tool. It also makes sense that one of those tools would be a concrete 20 finishing tool. 21 22 * * * In sum, all of the elements of the Challenged Claims as described in ’852 Patent either 23 existed in Hatcher or were common in previous poles. Based on the evidence before the Court, it 24 is not genuinely disputed that a pool man with 2–3 years of experience in the pool cleaning field 25 would have found it predictable to combine these features with reasonable success in doing so. 26 27 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 28 1 2 3 c. Skimlite 5008 and Newman The Skimlite 5008 is a pool pole made by Defendants that has been sold in the United States prior to 2011. SUF ¶¶ 38–39. The Skimlite 5008 pole is shown below: 4 5 6 7 8 United States District Court Northern District of California 9 Newman is applicant admitted prior art and discussed in the background of the ’852 Patent. 10 ’852 Patent, 5:33–63. Newman, issued in 1993, is titled “Tool Reach Extender with Locking 11 Assembly” and discloses a detent locking mechanism on the pole, as shown below in Figure 1: 12 13 14 15 16 17 Defendants argue that Newman would anticipate most claims of the ’852 Patent, except 18 that the smaller pole attaches to the tool and the larger pole attaches to the grip (the opposite of the 19 claims). Pratt Decl. ¶ 353. Because the ’852 Patent explains that the claimed formation (the lower 20 tube is the outer tuber, and the upper tube is inner) was typical in pool poles, Defendants contend 21 “Resh’s claims merely combine a known pole configuration with a known detent locking 22 mechanism.” Defendants Mot. 16 (citing Pratt Decl. ¶ 359). 23 First, as to reasons to combine, Defendants rely on Mr. Pratt who opines that POSAs had 24 only one of two options for where to place the structure for attaching the tool: either the outer tube 25 or the inner tube. Pratt Decl. ¶ 355. He explains that choosing to switch sides would have been 26 “simply a matter of sizing the component to fit the pole and the tube.” Id. (referring to Hatcher 27 [0027], which explains that the pole configuration can be reversed). Defendants contend that 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 29 United States District Court Northern District of California 1 POSAs would have been motivated to substitute Newman’s detent locking mechanism for the 2 locking mechanism on the Skimlite 5008 because the twistable locking mechanism (1) could 3 loosen and cause undesirable movement of the inner tube, and (2) could become hard to tighten on 4 cold days. See Defendants’ Mot. 16. For this, Defendants point to the specification of the ’852 5 Patent, which generally discusses the shortcomings of the locking mechanism used in prior art 6 poles (see ’852 Patent, col. 4:6–24) and Mr. Pratt’s opinion with respect to the A.G. Pro Pole 7 (Pratt Decl. ¶ 648). Neither of these are sufficient to determine that a POSA would have been 8 motivated to substitute Newman’s detent locking mechanism for the mechanism on the Skimlite 9 5008. The specification does not speak to what a POSA would have been motivated to do, and 10 Mr. Pratt’s opinion with respect to the A.G. Pro Pole is not persuasive because factual disputes 11 remain over whether it can be treated as prior art. Without the above evidence, the Court is left 12 with only attorney argument on both sides. Although expert testimony is not always needed, 13 particularly when “[t]he technology is simple,” there appear to be “underlying factual issues in 14 dispute as to” this issue. See Sundance, Inc. v. DeMonte Fabricating Ltd., 550 F.3d 1356, 1365 15 (Fed. Cir. 2008). 16 Defendants have not met their burden to show that a POSA would have found it obvious to 17 substitute Newman’s detent locking mechanism for the twistable lock on the Skimlite 5008 pole. 18 The Court need not evaluate the parties’ arguments with respect to the other claim limitations and 19 whether they are obvious in light of Skimlite 5008 combined with Newman. 20 3. Secondary Considerations 21 Before reaching an ultimate determination on whether summary judgment of obviousness 22 is appropriate, the Court must consider the secondary considerations of nonobviousness. See In re 23 Cyclobenzaprine Hydrochloride Extended-Release Capsule Patent Litig., 676 F.3d 1063, 1078–79 24 (Fed. Cir. 2012). “[T]he burden of persuasion remains with [Defendants] during litigation because 25 every issued patent is entitled to a presumption of validity.” ZUP, LLC v. Nash Mfg., Inc., 896 26 F.3d 1365, 1373 (Fed. Cir. 2018) (quoting Novo Nordisk A/S v. Caraco Pharm. Labs., Ltd., 719 27 F.3d 1346, 1353 (Fed. Cir. 2013)). While this burden of persuasion remains with Defendants, 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 30 1 Resh “bears the burden of production with respect to evidence of secondary considerations of 2 nonobviousness.” Id. “Such secondary considerations as commercial success, long felt but 3 unsolved needs, failure of others, etc., might be utilized to give light to the circumstances 4 surrounding the origin of the subject matter sought to be patented.” Graham v. John Deere Co. of 5 Kansas City, 383 U.S. 1, 17–18 (1966). United States District Court Northern District of California 6 Resh identifies several pieces of evidence he argues raise genuine issues of material fact 7 underlying the ultimate conclusion of obviousness. First, based on Resh’s declaration, there were 8 no telescoping poles with the claimed configuration prior to Resh’s invention in the ’852 Patent. 9 Resh Decl. ¶ 10. Second, Resh contends that he has identified at least six infringing companies, 10 thus demonstrating evidence of copying. For this, he points to filings submitted to the PTO 11 wherein he argued that several companies copied. See, e.g., Holland Decl. Ex. 3 at RESHL4084- 12 000938–992. Third, two independent pool industry manufacturers purportedly indicated that they 13 were skeptical of the ’852 Patent’s concepts. SUF ¶ 35 (citing Solakian Decl.; D. Gross Decl.). 14 Fourth, Conrad Sr. “gasped” when he first saw Resh’s inventions. SUF 46. And finally, Resh 15 contends that “Defendants themselves had been in the telescoping pole business for decades” and 16 “they never found it ‘obvious’ to make any pole with the ’852 patent’s combination of features, 17 until after seeing Resh’s inventions.” Resh Mot. 21. 18 Defendants respond that secondary considerations cannot overcome obviousness for three 19 reasons (1) the strength of Defendants’ prima facie case of obviousness overcomes any secondary 20 sources, (2) Resh failed to identify specific secondary considerations when prompted in an 21 interrogatory and instead referred Defendants “to hundreds of pages” of the prosecution history, 22 and (3) Resh failed to identify the requisite nexus. On the second point, Defendants argue this 23 failure “to clearly identify its secondary considerations” constitutes waiver. Defendants Mot. 19. 24 The Court disagrees; the proper recourse to challenge the clarity of interrogatory responses was 25 during fact discovery. 26 On the first point, the Federal Circuit has held that secondary considerations cannot 27 overcome a strong showing of obviousness, including on summary judgment. ZUP, 896 F.3d at 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 31 United States District Court Northern District of California 1 1375. The question then arises: what is a “strong showing” of obviousness? The Federal Circuit 2 has explained that “where a claimed invention represents no more than the predictable use of prior 3 art elements according to established functions,” evidence of “secondary indicia are frequently 4 deemed inadequate to establish non-obviousness.” Ohio Willow Wood Co. v. Alps S., LLC, 735 5 F.3d 1333, 1344 (Fed. Cir. 2013). That captures the present situation. As described below, Resh’s 6 secondary considerations as presented cannot overcome Defendants’ showing of obviousness. 7 Copying. The Federal Circuit has explained that “a nexus between the copying and the 8 novel aspects of the claimed invention must exist for evidence of copying to be given significant 9 weight in an obviousness analysis.’’ Wm. Wrigley Jr. Co. v. Cadbury Adams USA LLC, 683 F.3d 10 1356, 1364 (Fed. Cir. 2012) (citations omitted). To show copying, Resh refers to over 50 pages in 11 the ’852 Patent’s prosecution history which purportedly show that, in addition to Defendants, three 12 other companies have copied Resh’s invention. See Holland Decl. Ex. 3 at RESHL4084-000938– 13 992. The Court will not parse through over 50 pages of argument raised in a separate proceeding 14 to discern arguments raised before the PTAB. Resh offers no reason why the Court can––or 15 should––treat those arguments as incorporated by reference here. Accordingly, the Court will not 16 consider Resh’s arguments made in the PTAB to the extent the arguments are not also before this 17 Court. Separate from the pages Resh cites from the prosecution history to show copying, he also 18 19 refers to the declaration of Travis Schonleber, a sales representative for various products in the 20 swimming pool industry. Schonleber Decl., ECF No. 126-2 at 139. Mr. Schonleber testifies that 21 he observed third-party poles which had the “same type of lever lock mechanism to adjust the pole 22 length,” and which had other aspects claimed in the ’852 Patent. Id. ¶ 4; see also id. ¶ 8 23 (describing the aluminum interior tubes and the holes drilled in the side the lever lock). Resh 24 refers to a second declaration from Mr. Resh describing how he saw another lever-lock pool pole 25 at a trade show that had three concentric tubes with a lever-lock, detent holes, v-clips, and a grip 26 configured in the same manner of the pole described in the ’852 Patent. See Holland Decl., Ex. 27 25. 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 32 United States District Court Northern District of California 1 Both declarations include photographs where the Court can see the above features. 2 Accordingly, Resh’s proffered evidence is “reasonably commensurate with the scope of the 3 claims.” Rambus Inc. v. Rea, 731 F.3d 1248, 1257 (Fed. Cir. 2013) (quotations omitted). Based 4 on the above, Resh has presented evidence, albeit weak, that the copying is tied to a specific 5 product that “embodies the claimed features and is coextensive with them.” Brown & Williamson 6 Tobacco Corp. v. Philip Morris, Inc., 229 F.3d 1120, 1130 (Fed. Cir. 2000). 7 Skepticism and gasp. “Evidence of industry skepticism is a question of fact that weighs in 8 favor of non-obviousness.” WBIP, LLC v. Kohler Co., 829 F.3d 1317, 1335 (Fed. Cir. 2016). As 9 to skepticism, Resh relies on two declarations in the record. The first declaration in no way 10 suggests the declarant was skeptical of the ’852 Patent’s concepts. See generally Solakian Decl. 11 The second describes several reasons why the declarant chose not to pursue making a pole with 12 intermediate locking stops, including because it “would have been very involved to try to make 13 the pole commercially” which would have required “a mold for making components such as the 14 locking mechanism.” D. Gross Decl. 15 Finally, Mr. Resh claims that Conrad Sr. “gasped” when he “first saw the features of the 16 assembled ’852 claimed inventions.” Resh Decl. ¶ 20. Surprise can constitute skepticism, which 17 can support nonobviousness. See, e.g., Circuit Check Inc. v. QXQ Inc., 795 F.3d 1331, 1337 (Fed. 18 Cir. 2015) (holding testimony that third parties were ‘worried’ or ‘surprised’ was sufficient to 19 establish skepticism). Conrad Sr. denies this occurred. Whether or not Conrad Sr. expressed 20 surprise at Mr. Resh’s invention is not for the Court to resolve. But even if true, one gasp by a 21 competitor is not compelling evidence that those in the industry were skeptical about the 22 workability of the claimed pole configuration. See WBIP, LLC v. Kohler Co., 829 F.3d 1317, 23 1335-36, 119 U.S.P.Q.2d 1301 (Fed. Cir. 2016) (“Doubt or disbelief by skilled artisans regarding 24 the likely success of a combination or solution weighs against the notion that one would combine 25 elements in references to achieve the claimed invention.”). 26 27 28 * * * Balancing all of the secondary considerations, in light of the strong evidence of Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 33 1 obviousness based on Hatcher, Resh’s objective evidence of non-obviousness, even if fully 2 credited by a jury, would fail to make a difference in this case. See Wyers v. Master Lock Co., 616 3 F.3d 1231, 1246, 95 USPQ2d 1525 (Fed. Cir. 2010) (“[W]here the inventions represented no more 4 than the predictable use of prior art elements according to their established functions, the 5 secondary considerations are inadequate to establish nonobviousness as a matter of law.”). 6 7 8 United States District Court Northern District of California 9 In sum, based on the undisputed facts, the Challenged Claims are invalid as obvious in light of Hatcher when combined with existing components. 4. Written Description Defendants contend that claim 20 of the ’852 Patent is invalid for failing to meet the 10 written description requirement of 35 U.S.C. § 112. That section provides the following: 11 A valid patent must include a specification that contains a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. 12 13 14 15 Id. § 112(a). The Federal Circuit has interpreted § 112(a) as containing both a “written 16 description” requirement and an “enablement” requirement. Ariad Pharms., Inc. v. Eli Lilly & 17 Co., 598 F.3d 1336, 1344 (Fed. Cir. 2010). Defendants argue that the Challenged Claims fail the 18 prior requirement. 19 The test for sufficiency of a patent’s written description, as required by Section 112(a), “is 20 whether the disclosure of the application relied upon reasonably conveys to those skilled in the 21 art that the inventor had possession of the claimed subject matter as of the filing date.” Id. at 22 1351. The written description inquiry is a question of fact. Id. “Compliance with the written 23 description requirement . . . is amenable to summary judgment in cases where no reasonable fact 24 finder could return a verdict for the non-moving party.” PowerOasis, Inc. v. T-Mobile USA, Inc., 25 522 F.3d 1299, 1307 (Fed. Cir. 2008). “A party must prove invalidity for lack of written 26 description by clear and convincing evidence.” Vasudevan Software, Inc. v. MicroStrategy, Inc., 27 782 F.3d 671, 682 (Fed. Cir. 2015). 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 34 United States District Court Northern District of California 1 Claim 20 requires a telescoping pole having three tubes (outer, intermediate, inner), two 2 collars, and two detent locking mechanisms. SUF ¶ 224. Defendants assert that the ’852 Patent 3 specification does not describe a telescoping pole having three tubes, an “intermediate tube,” two 4 collars, or two detent locking mechanisms, and these features were not described in the originally 5 filed claims of patent, nor in the provision application underlying the ’852 Patent. Defendants’ 6 Mot. 20 (citing Pratt Decl. ¶¶ 616, 628). 7 Defendants are correct that the specification is silent regarding the “intermediate tube” 8 limitation of claim 20. Resh argues that support for this claim can be found in Resh’s ’561 co- 9 pending application, which issued as U.S. Patent No. 11,090,798, because material in the ’561 10 application is “incorporated by reference” into the ’852 Patent. Resh Reply 8. In response, 11 Defendants insist that the incorporation by reference doctrine is available only for material in a 12 “U.S. patent or U.S. patent application publication.” 37 C.F.R. § 1.57(d) (emphasis added). And 13 because Resh points to the application number, not the patent application publication number, he 14 cannot rely on material in that document to support claim 20. 15 Defendants cite no case law, from the Federal Circuit or otherwise, suggesting different 16 treatment of a patent application as opposed to a patent application publication is appropriate 17 under these circumstances. In fact, the Federal Circuit has not distinguished references to the 18 applications in this manner. See Allergan USA, Inc. v. MSN Lab’ys Priv. Ltd., 111 F.4th 1358, 19 1374 (Fed. Cir. 2024) (“Originally filed claims have long been held to be part of the specification 20 to be considered in any § 112 analysis.”). In Allergan, the Federal Circuit concluded that a claim 21 of “the originally filed patent application” contained adequate support for the challenged claim in 22 a § 112 analysis. The Federal Circuit explicitly referred to and relied on the “application” 23 number––it did not refer to the publication number. See id.; see also Trs. of Columbia Univ. in 24 City of New York v. Symantec Corp., 811 F.3d 1359, 1366 (Fed. Cir. 2016) (Trustees) 25 (“provisional applications incorporated by reference are effectively part of the specification as 26 though it was explicitly contained therein.”); see also Otto Bock HealthCare LP v. %20Ossur HF, 27 557 F. App’x 950, 955–56 (Fed. Cir. 2014) (“In fact, 37 C.F.R. 1.57(d) specifically envisions 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 35 1 using a U.S. patent application incorporated by reference to define structure for the purpose of 35 2 U.S.C. § 112, ¶ 6.”). 9 Based on the above, the Court is not convinced that Resh’s oversight in failing to amend United States District Court Northern District of California 3 4 the patent during prosecution to include the publication number necessarily results in an 5 ineffective incorporation by reference in this case. Defendants are therefore not entitled to 6 summary judgment of invalidity of claim 20 for lack of written description under § 112. 7 IV. CONCLUSION 8 For the foregoing reasons, the Court rules as follows: 9 1. Resh’s Motion is GRANTED IN PART and DENIED IN PART. Resh is entitled 10 to summary judgment that Defendants’ two-tube poles infringe claims 2, 11, 16, 18, 19, and 21 of 11 the ’852 Patent and Defendants’ three-tube poles infringe claim 20. Resh is not entitled to 12 summary judgment of infringement as to Defendants Conrad Jr. and Conrad Sr. Resh’s remaining 13 motion is denied. 14 2. Defendants’ Motion is GRANTED IN PART and DENIED IN PART. 15 Defendants are entitled to summary judgment that claims 1–3, 6–8, 11, 16, 18–19, and 21–24 of 16 the ’852 Patent are invalid as obvious under 35 U.S.C. §103. Defendants are not entitled to 17 summary judgment that claim 20 is invalid for lack of written description under 35 U.S.C. §112. 3. 18 The Court sets a Trial Setting Conference on April 10, 2025, at 11:00 AM in San 19 Jose, Courtroom 4, 5th Floor before Judge Edward J. Davila. The parties shall submit a Joint Trial 20 Setting Conference Statement by April 1, 2025. See Section IV(C) of the Court’s Standing Order 21 for Civil Cases. 22 23 24 25 26 27 28 9 At least one court in this District has rejected a similar argument raised in the context of claim construction. See DNA Genotek Inc. v. Spectrum Sols. L.L.C., No. 3:21-CV-00516-RSH-DDL, 2022 WL 17331255, at *19, n.16 (S.D. Cal. Nov. 29, 2022), aff’d sub nom. DNA Genotek Inc. v. Spectrum Sols. LLC, No. 2023-2017, 2025 WL 502040 (Fed. Cir. Feb. 14, 2025) (finding argument that “incorporation by reference of a provisional application is ineffective because a provisional application is not a U.S. patent or U.S. patent application publication” had merit but nonetheless deferring to Federal Circuit’s ruling in Trustees suggesting otherwise). Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 36 1 2 IT IS SO ORDERED. Dated: March 11, 2025 3 4 5 EDWARD J. DAVILA United States District Judge 6 7 8 9 10 United States District Court Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case No.: 22-cv-01427-EJD ORDER REGARDING MOTIONS FOR SUMMARY JUDGMENT 37

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