Rosser v. Cate
Filing
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ORDER Re: Report and Recommendation of United States Magistrate Judge 11 ; Overruling Petitioner's Objections to Report and Recommendation 15 ; Denying First Amended Petition for Writ of Habeas Corpus 4 ; Issuing Certificate of Appealability. Signed by Judge Michael M. Anello on 1/19/12. (All non-registered users served via U.S. Mail Service)(lao)
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UNITED STATES DISTRICT COURT
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SOUTHERN DISTRICT OF CALIFORNIA
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LARRY ROSSER,
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CASE NO. 10-CV-2203 MMA (WVG)
Petitioner,
ORDER RE: REPORT AND
RECOMMENDATION OF
UNITED STATES MAGISTRATE
JUDGE;
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[Doc. No. 11]
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vs.
OVERRULING PETITIONER’S
OBJECTIONS TO REPORT AND
RECOMMENDATION;
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[Doc. No. 15]
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DENYING FIRST AMENDED
PETITION FOR WRIT OF
HABEAS CORPUS;
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MATTHEW CATE, Secretary of CDCR,
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Respondent.
[Doc. No. 4]
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ISSUING CERTIFICATE OF
APPEALABILITY
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Petitioner Larry Rosser is a state prisoner proceeding pro se and in forma pauperis with a
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first amended petition for writ of habeas corpus [Doc. No. 4] pursuant to Title 28 of the United
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States Code, section 2254. Petitioner challenges prison disciplinary proceedings which resulted in
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a guilty finding for possession of a deadly weapon and the loss of 181 days of good time credits.
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Respondent filed an answer [Doc. No. 7] and Petitioner filed a traverse [Doc. No. 10]. The matter
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is currently before the Court for review of the Report and Recommendation prepared by the
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assigned magistrate judge recommending that the first amended petition be granted [Doc. No. 11].
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Petitioner filed objections to the Report and Recommendation [Doc. No. 15]. Respondent
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requested and received an extension of time to object to the Report and Recommendation [Doc.
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Nos. 13, 14]. The deadline for objecting to the Report and Recommendation has passed.
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Respondent has not filed objections.
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DISCUSSION
On June 24, 2008, prison officials confiscated property from Petitioner’s cell, including a
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legal dictionary belonging to his cell mate, in which a razor blade was hidden. Thereafter,
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Petitioner was charged with possession of a deadly weapon in violation of Title 15 of the
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California Code of Regulations, section 3006(a). On August 5, 2008, a prison disciplinary hearing
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was held and the assigned hearing officer found Petitioner guilty of the charge. The hearing
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officer assessed a forfeiture of 181 days of good time credits. Petitioner unsuccessfully sought
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habeas relief in state court, claiming various violations of his due process rights. Petitioner alleges
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these claims in his first amended petition. The magistrate judge recommends the Court deny
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Petitioner’s procedural due process claims, but grant Petitioner’s substantive claim that his guilty
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finding was not supported by any reliable evidence.
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Petitioner objects to the magistrate judge’s finding that he received the procedural process
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due under the standards set forth in Wolff v. McDonnell, 418 U.S. 539 (1974). Petitioner argues
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that the hearing officer was biased, and relied upon insufficient evidence to find him guilty of
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possessing a deadly weapon. Pursuant to Rule 72 of the Federal Rules of Civil Procedure and 28
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U.S.C. § 636(b)(1), the Court must “make a de novo determination of those portions of the report .
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. . to which objection is made,” and “may accept, reject, or modify, in whole or in part, the
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findings or recommendations made by the magistrate [judge].” 28 U.S.C. § 636(b)(1); see also
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United States v. Remsing, 874 F.2d 614, 617 (9th Cir. 1989). Because of the broad scope of
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Petitioner’s objections, the Court has conducted a de novo review of the entire record. For the
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reasons discussed below, the Court finds Petitioner’s objections to be without merit.
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The Supreme Court held in Wolff v. McDonnell that prisoners are not afforded the full
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panoply of rights in prison disciplinary proceedings because those rights are necessarily moderated
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by the “legitimate institutional needs” of the prison. Wolff, 418 U.S. at 556; Bostic v. Carlson, 884
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F.2d 1267, 1269 (9th Cir. 1989), citing Superintendent, Mass. Corr. Inst. at Walpole v. Hill, 472
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U.S. 445, 454-55 (1984). However, when a prison disciplinary proceeding may result in the loss
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of good time credits, due process requires that the prisoner receive: (1) a minimum of 24 hours
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advance written notice of the disciplinary charges; (2) an opportunity, when consistent with
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institutional safety and correctional goals, to call witnesses and present documentary evidence in
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defense of the charges; and (3) a written statement by the fact finder of the evidence ultimately
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relied on and the reasons for the disciplinary action. Hill, 472 U.S. at 454; Wolff, 418 U.S. at
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563-67.
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The Court agrees with the magistrate judge’s finding that in this case the minimum
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procedural due process requirements were met. Petitioner’s allegations regarding the impartiality
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of the hearing officer are unfounded, and the record clearly establishes that Petitioner was
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provided adequate notice of the charges against him, exercised his right to call witnesses and
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present evidence in his defense, and received a written copy of the hearing officer’s decision.
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Petitioner’s objections to the contrary are overruled.
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In addition to affording a prisoner minimal procedural due process during a prison
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disciplinary proceeding, the outcome of the proceeding must be supported by “some evidence.”
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Hill, 472 U.S. at 455, citing United States ex rel. Vajtauer v. Comm’r of Immigration, 273 U.S.
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103, 106 (1927). The “some evidence” standard is satisfied where “there is any evidence in the
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record that could support the conclusion reached.” Id. at 455-56. Here, the magistrate judge
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concludes that the outcome of Petitioner’s disciplinary proceeding was not supported by any
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reliable evidence. As such, the magistrate judge finds that the state appellate court’s decision
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denying habeas relief involved an unreasonable application of federal law and was based on an
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unreasonable determination of the facts in light of the evidence presented.1 The magistrate judge
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Both the state superior court and the state appellate court considered the merits of
Petitioner’s claims, and both courts issued reasoned decisions denying habeas relief. See
Lodgment Nos. 3, 4. Federal habeas corpus relief is not available for any claim decided on the
merits in state court proceedings unless the state court’s adjudication of the claim:
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recommends granting Petitioner’s first amended petition on this basis. This Court respectfully
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disagrees, and therefore declines to adopt the corresponding portions of the Report and
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Recommendation.
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A federal court considering a petitioner’s habeas corpus claim is not required to examine
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the entire record, independently assess witness credibility, or weigh evidence. Hill, 472 U.S. at
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455-56. The “some evidence” standard is “minimally stringent.” Cato v. Rushen, 824 F.2d 703,
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705 (9th Cir. 1987). Accordingly, the task of the reviewing court is limited to determining
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whether there is any evidence in the record, even if “meager,” to support the outcome of the
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disciplinary proceeding. Hill, 472 U.S. at 455-57. Here, the state appellate court correctly found
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that this modest standard was easily met.
As an initial matter, that an inmate-manufactured weapon was found hidden in a book
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belonging to Petitioner’s cell mate, in Petitioner’s cell, is sufficient to support a finding of guilt for
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the charged offense under the “some evidence” standard. See Ramirez v. Sanders, 2008 U.S. Dist.
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LEXIS 102940, 2008 WL 5381089, at *3 (C.D. Cal. Dec. 18, 2008); see also Hamilton v.
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O’Leary, 976 F.2d 341, 345 (7th Cir. 1992) (constructive possession provides some evidence of
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guilt when contraband found where only a few inmates have access). The record demonstrates
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that the hearing officer relied on several pieces of evidence to support Petitioner’s guilty finding,
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including a 51 page Incident Report. The Incident Report recites the accurate housing location of
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Petitioner and his cell mate Odell Muhammad. See Incident Report, pg. 10/51 (“Muhammad,
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Odell T98221 Housing ASU-151L”); pg. 11/51 (“Rosser, Larry K26537 Housing ASU-151U”).
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The Incident Report lists each of the prison staff members who participated in the search of
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Petitioner’s cell and the discovery of the weapon. See Incident Report, pg. 17/51 (B. Smith); pg.
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(1) resulted in a decision that was contrary to, or involved an unreasonable application
of, clearly established federal law, as determined by the Supreme Court of the United
States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in
light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). The decision of the California Court of Appeal was the last reasoned opinion
denying relief, and is therefore the opinion which this Court considers for the present purposes.
Ylst v. Nunnmeaker, 501 U.S. 797, 801-806 (1991).
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18/51 (P. Castro); pg. 19/51 (L. Hernandez). The Report establishes that Officer P. Castro
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conducted the search of Petitioner’s cell, and personally removed the property of his cell mate
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Muhammad for screening:
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“On Tuesday, June 24, 2008 at approximately 1257 hours, while conducting mass
searches in ASU-1, I was assigned to search cell #ASU-151, located in E-Pod. Cell
ASU-151 was occupied by Inmates MUHAMMAD T98221 (ASU-151L) and
ROSSER K26537 (ASU-151U). I placed the lower bunk property, which is owned by
MUHAMMAD, into a crate and proceeded to the Rapiscan X-Ray machine to scan the
property. MUHAMMAD’s property was scanned by CRT Officer A. Adams and CRT
Sergeant B. Smith. The X-ray was positive for unknown contraband. Sgt. Smith
removed a black colored book from MUHAMMAD’s property, labeled it, and gave
it to Officer L. Hernandez (S&I Officer #4) to search. I was later informed that a razor
blade was discovered inside the book.”
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See Incident Report, pg. 28/51 (Report of P. Castro, dated 6/24/2008). Sergeant Smith’s report
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corroborates Officer Castro’s report, and sets forth the results of the screening:
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“On Tuesday, June 24, 2008, while performing duties as the CRT “RAPISCAN” XRay Team, Fire Chief A. Adams and I (Sergeant B. Smith) conducted x-ray scanning
of all inmate personal/state property and mattresses for contraband within ASU #1
Housing Unit. All mattresses were clearly marked with the cell number, lower/upper
bunk prior to removal from the assigned cell. All state and personal property was
identified as cell number, upper/lower bunk as brought to the scanning station by the
assigned officer. The following items of suspected contraband, respectively were
identified by the “RAPISCAN” machine and brought to a secondary inspection site by
Squad Officer L. Hernandez. The following weapons were identified and seized,
respectively:
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1257 hours, 06/24/2008 Cell #ASU-151L, Inmate Muhammad T98221:
Razor Blade hidden in book”
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See Incident Report, pg. 24-25/51(Report of B. Smith, dated 6/24/2008). Sergeant Smith’s report
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is corroborated by the Report of Fire Chief Adams.2 See Incident Report, pg. 50-51/51. Officer
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Hernandez’s report corroborates the reports of Officer Castro and Sergeant Smith, establishes the
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final links in the chain of custody,3 and describes his discovery of the weapon and the steps he
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The inclusion of these reports in the record is inconsistent with the assertion in the Report
and Recommendation that “[t]here is no report or testimony from Officers Adams or Smith as to
this search.” See R&R, pg. 3.
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The Court finds that the record clearly establishes the weapon’s chain of custody, and thus
disagrees with the specific assertion in the Report and Recommendation to the contrary, that “[a]
weapon was found in a book but the chain of custody of that book is unclear.” See R&R, pg. 29.
The Incident Report and other record documents demonstrate conclusively that Officer Castro
placed Petitioner’s cell mate Muhammad’s property into a milk crate, and brought the milk crate
containing the property to be screened by the x-ray machine. Sergeant Smith and Fire Chief
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took to document his findings:
On Tuesday, June 24, 2008, while performing my duties as Security and Investigations
(S&I) Officer #4, I was assigned to search property alerted to me by staff who were
scanning property utilizing an X-ray machine and collect any evidence items
discovered during the searches [sic] Administrative Segregation Unit (ASU).
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At approximately 1257 hours, I was alerted of the possibility of contraband inside a
book from cell ASU-151, assigned to Inmates Muhammad, CDC# T98221, (ASU151L) and Rosser, CDC# K26537, (ASU-151U). I searched the book, “The Plain
Language Law Dictionary,” which was labeled as coming from cell ASU-151L, during
which I discovered an Inmate Manufactured Weapon, secreted inside the pages. The
weapon is an altered razor blade measuring approximately 1 and ½ inches long and 1/4
inch wide. Utilizing a digital camera, I photographed the weapon and the location of
discovery. I took custody of the weapons and placed them directly into the Main S&I
Evidence Room for further processing.
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The digital images of all weapons and contraband items discovered were then
transferred from the digital camera onto a CDR Disk, which will then be placed
directly into the Main S&I Evidence Room and is to be treated as original.
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See Incident Report, pg. 31-37/51 (Report of L. Hernandez, dated 6/24/2008 at top of pg. 31,
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reflecting accurate date of incident; signed on 6/24/2008 at pg. 37, last page of report).4
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The Incident Report also contains two pages which display the digital images taken by
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Officer Hernandez [Lodgment No. 2, Inmate Ex. A], clearly showing the front cover of the
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dictionary, labeled using a black marker, with “1257” (time) and “151L” (location), and then
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showing a razor blade of the length described in the officers’ reports placed in between pages of
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Adams took control of the property from Officer Castro, x-rayed the property, and identified
unknown contraband in Muhammad’s legal dictionary. Sergeant Smith and Fire Chief Adams
then turned the property over to Officer Hernandez, who took control of the legal dictionary,
inspected it physically, and found the razor blade hidden inside the pages of the dictionary.
Officer Hernandez digitally photographed the book and the weapon, and then brought the property
to the Main Evidence room for cataloguing and further processing.
The Report and Recommendation asserts that “the reliability of this report is suspect since
it appears to have been signed, dated, and reviewed on June 20, 2008 (four days before the cell
searches occurred). Even if the reporting date is a typographical error, the fact that the reviewer
not only failed to spot and even repeated the inaccurate date, raises serious questions as to the
truthfulness, accuracy, and reliability of this document.” See R&R, pg. 27. While the Report
accurately notes that Officer Hernandez incorrectly dated several pages of his report, his report
correctly states the date of the incident in question, and Officer Hernandez correctly dated his
report where he signed his name to the report. Thus, it would appear that the inaccurate dates are
indeed typographical mistakes. Because the substance of the report is accurate and is corroborated
by the other reports contained in the record, the Court disagrees with the Report’s opinion that the
errors call into serious question the report’s “truthfulness, accuracy, and reliability.”
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the dictionary (around the area of terms beginning with the letter “E”, as evidenced by the
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definitions of “escrow” and “establishment clause”). Lieutenant R. Hopper’s report summarizes
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the discovery and source of the weapon at issue:
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Weapon #07: At approximately 1257 hours, Officer Hernandez discovered
Weapon #07 inside a book: “The Plain Language Law Dictionary,” which was
labeled as coming from cell #ASU-151, occupied by Inmates MUHAMMAD
T98221 (Lower Bunk) and ROSSER K26537 (Upper Bunk).
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See Incident Report, pg. 3/51 (Report of R. Hopper, dated 6/25/2008). Lt. Hopper also provides a
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physical description of the weapon, that corroborates Officer Hernandez’s findings:
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Weapon #07 described as “One (1) Inmate Manufactured Weapon (altered
Razor Blade, measuring approximately 1-1/2” long and 1/4” wide, secreted
inside the pages of the book: “The Plain Language Law Dictionary”).
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Id. at 4. Lt. Hopper’s report establishes that a total of 17 weapons were confiscated during the
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June 24, 2008 ASU cell search, of which 12 were razor blades, one of those blades having been
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found in Petitioner’s cell, secreted in his cell mate’s legal dictionary.
The record also reflects that both Officers Castro and Hernandez provided statements to the
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hearing officer which corroborate the findings of their written reports. See Lodgment No. 2,
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Inmate Ex. B: Rules Violation Report Part C, Reporting Employee’s Statement by L. Hernandez;
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Witness’ Statement by P. Castro. The record also contains a copy of the Cell Search Receipt,
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dated 6/24/2008, signed by Officer Castro, identifying one razor blade as being confiscated from
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the housing location identifying the cell of Petitioner and his cell mate. See Lodgment No. 2.,
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Inmate Ex. G: Cell Search Receipt.
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In sum, all due process requirements were satisfied with regard to the prison disciplinary
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hearing challenged in Petitioner’s first amended petition. The evidence relied upon by the hearing
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officer in finding Petitioner guilty of possessing a deadly weapon meets the applicable “some
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evidence” standard. The state appellate court correctly identified this standard as the appropriate
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standard for judicial review and reasonably applied it to Petitioner’s case. Accordingly, the Court
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declines to adopt the magistrate judge’s recommendation that Petitioner is entitled to habeas relief
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and DENIES Petitioner’s first amended petition for a writ of habeas corpus.
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CERTIFICATE OF APPEALABILITY
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A district court must issue or deny a certificate of appealability when it enters a final order
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adverse to the petitioner. Rule 11(a) of the Rules Governing Section 2254 Cases. Unless a circuit
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justice or judge issues a certificate of appealability, an appeal may not be taken to the Court of
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Appeals from the final order in a habeas proceeding in which the detention complained of arises
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out of process issued by a state court. 28 U.S.C. § 2253(c)(1)(A); Miller-El v. Cockrell, 537 U.S.
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322, 336 (2003). A certificate of appealability may issue only if the applicant makes a substantial
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showing of the denial of a constitutional right. 28 U.S.C. § 2253(c)(2). Under this standard, a
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petitioner must show that reasonable jurists could debate whether the petition should have been
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resolved in a different manner or that the issues presented were adequate to deserve
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encouragement to proceed further. Miller-El, 537 U.S. at 336, quoting Slack v. McDaniel, 529
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U.S. 473, 484 (2000). A certificate should issue if the petitioner shows that jurists of reason would
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find it debatable whether the petition states a valid claim of the denial of a constitutional right and
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that jurists of reason would find it debatable whether the district court was correct in any
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procedural ruling. Slack, 529 U.S. at 483-84.
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Here, it appears that reasonable jurists could debate whether the petition should have been
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resolved in a different manner. This Court disagrees with the recommendation of the magistrate
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judge, and concludes that Petitioner’s guilty finding and resulting loss of good time credits were
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based on “some evidence” as required by the Supreme Court’s holding in Hill, 472 U.S. at 455.
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Although the Court believes Petitioner is unlikely to succeed on appeal, it acknowledges that the
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merits of this claim for relief are at least debatable. Given this conclusion, the Court issues a
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certificate of appealability on the question of whether “some evidence” supports the outcome of
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the prison disciplinary proceedings at issue. See Miller-El, 537 U.S. at 338.
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IT IS SO ORDERED.
DATED: January 19, 2012
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Hon. Michael M. Anello
United States District Judge
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