Golladay v. Hamburg
Filing
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ORDER dismissing Plaintiff's First Amended Complaint (ECF No. 11) for failing to state a claim upon which relief can be granted pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii) and § 1915A(b)(1). Plaintiff is granted forty-five (45) days leave in which to file a Second Amended Complaint. Signed by Judge Larry Alan Burns on 5/23/16.(All non-registered users served via U.S. Mail Service)(kas)
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UNITED STATES DISTRICT COURT
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SOUTHERN DISTRICT OF CALIFORNIA
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DOUGLAS L. GOLLADAY,
CDCR #AH-9802,
Case No.: 3:15-cv-2155-LAB-NLS
ORDER DISMISSING FIRST
AMENDED COMPLAINT FOR
FAILING TO STATE A CLAIM
PURSUANT TO
28 U.S.C. § 1915(e)(2)(B)(ii) AND
28 U.S.C. § 1915A(b)(1)
Plaintiff,
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vs.
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J. HAMBURG; A. JAVARES, LVN;
C/O DOLAN,
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Defendants.
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Douglas L. Golladay (“Plaintiff”), a state prisoner currently incarcerated at Richard
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J. Donovan Correctional Facility (“RJD”) in San Diego, California, is proceeding pro se in
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this case pursuant to the Civil Rights Act, 42 U.S.C. § 1983.
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I.
Procedural History
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Plaintiff initiated this case by filing a one-page letter in which he claimed to have
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been assaulted by a fellow prisoner and later denied medical attention. See Compl., ECF
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No. 1 at 1. Plaintiff also filed a Motion to Proceed In Forma Pauperis (“IFP”) and a Motion
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for Appointment of Counsel, followed by two additional letters seeking leave to amend his
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pleading in order to name the RJD officials he wished to hold liable. See ECF Nos. 2, 3, 5,
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7.
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3:15-cv-2155-LAB-NLS
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On December 16, 2015, the Court granted Plaintiff’s IFP Motion, denied his motion
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for appointment of counsel, and granted him leave to amend. See ECF No. 8. The Court
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deferred its mandatory screening as required by 28 U.S.C. § 1915(e)(2) and § 1915A in
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light of Plaintiff’s anticipated amendment. Id. at 6-7. Plaintiff has since filed a First
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Amended Complaint (ECF No. 11).
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II.
Initial Screening pursuant to 28 U.S.C. §§ 1915(e)(2) and 1915A(b)
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As Plaintiff knows, the Court is obligated by the Prison Litigation Reform Act
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(“PLRA”) to review complaints filed by all persons proceeding IFP and by those, like
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Plaintiff, who are “incarcerated or detained in any facility [and] accused of, sentenced for,
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or adjudicated delinquent for, violations of criminal law or the terms or conditions of
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parole, probation, pretrial release, or diversionary program,” at the time of filing “as soon
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as practicable after docketing.” See 28 U.S.C. §§ 1915(e)(2) and 1915A(b). Under the
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PLRA, the Court must sua sponte dismiss complaints, or any portions thereof, which are
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frivolous, malicious, fail to state a claim, or which seek damages from defendants who are
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immune. See 28 U.S.C. §§ 1915(e)(2)(B) and 1915A; Lopez v. Smith, 203 F.3d 1122, 1126-
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27 (9th Cir. 2000) (en banc) (§ 1915(e)(2)); Rhodes v. Robinson, 621 F.3d 1002, 1004 (9th
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Cir. 2010) (discussing 28 U.S.C. § 1915A(b)).
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A.
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“The purpose of § 1915A is ‘to ensure that the targets of frivolous or malicious suits
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need not bear the expense of responding.’” Nordstrom v. Ryan, 762 F.3d 903, 920 n.1 (9th
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Cir. 2014) (quoting Wheeler v. Wexford Health Sources, Inc., 689 F.3d 680, 681 (7th Cir.
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2012)). “The standard for determining whether a plaintiff has failed to state a claim upon
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which relief can be granted under § 1915(e)(2)(B)(ii) is the same as the Federal Rule of
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Civil Procedure 12(b)(6) standard for failure to state a claim.” Watison v. Carter, 668 F.3d
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1108, 1112 (9th Cir. 2012); accord Wilhelm v. Rotman, 680 F.3d 1113, 1121 (9th Cir.
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2012) (noting that screening pursuant to § 1915A “incorporates the familiar standard
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applied in the context of failure to state a claim under Federal Rule of Civil Procedure
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12(b)(6)”).
Standard of Review
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3:15-cv-2155-LAB-NLS
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Every complaint must contain “a short and plain statement of the claim showing that
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the pleader is entitled to relief.” FED. R. CIV. P. 8(a)(2). Detailed factual allegations are not
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required, but “[t]hreadbare recitals of the elements of a cause of action, supported by mere
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conclusory statements, do not suffice.” Iqbal v. Ashcroft, 556 U.S. 662, 678 (2009) (citing
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Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). “When there are well-pleaded
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factual allegations, a court should assume their veracity, and then determine whether they
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plausibly give rise to an entitlement to relief.” Id. at 679. “Determining whether a complaint
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states a plausible claim for relief [is] . . . a context-specific task that requires the reviewing
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court to draw on its judicial experience and common sense.” Id. The “mere possibility of
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misconduct” falls short of meeting this plausibility standard. Id.; see also Moss v. U.S.
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Secret Service, 572 F.3d 962, 969 (9th Cir. 2009).
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While a plaintiff’s factual allegations are taken as true, courts “are not required to
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indulge unwarranted inferences.” Doe I v. Wal-Mart Stores, Inc., 572 F.3d 677, 681 (9th
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Cir. 2009) (internal quotation marks and citation omitted). Indeed, while courts “have an
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obligation where the petitioner is pro se, particularly in civil rights cases, to construe the
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pleadings liberally and to afford the petitioner the benefit of any doubt,” Hebbe v. Pliler,
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627 F.3d 338, 342 & n.7 (9th Cir. 2010) (citing Bretz v. Kelman, 773 F.2d 1026, 1027 n.1
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(9th Cir. 1985)), it may not “supply essential elements of claims that were not initially
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pled.” Ivey v. Board of Regents of the University of Alaska, 673 F.2d 266, 268 (9th Cir.
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1982). Even before Iqbal, “[v]ague and conclusory allegations of official participation in
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civil rights violations” were not “sufficient to withstand a motion to dismiss.” Id.
Plaintiff’s Allegations
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B.
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Plaintiff contends that sometime in mid- to late August, 2015, he was “attacked” by
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a fellow inmate named J. Hamburg, who “lived next door to [him]” shortly after they were
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both released from their cells into the dayroom for breakfast. See ECF No. 11 at 4. Plaintiff
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claims he was seated in his wheelchair when Hamburg struck him 4-6 times in the head
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with a “bag full of state soap” about the “size of a basketball” and weighing 4-8 pounds.
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Id. at 2, 8. Plaintiff claims a tower guard named Cummins and a Counselor named Lewis
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(or Louis) were present, but there “were no guards on the floor” at the time. However, an
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alarm was sounded and “[a]fter 1-2 minutes several guards came running in [and] looked
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around to a[ss]ess the problem.” Id. at 8. Plaintiff contends Defendant Doran was the “floor
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cop” at the time he was attacked, but he “was not in [the] building” at the time, and a
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“second floor cop was at chow hall.” Id. at 2, 5.
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After the attack, Hamburg was questioned, ordered to pack up his belongings, and
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escorted out. Id. at 8. Plaintiff was taken to the gym and placed “into a cage” where
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Defendant Javares, a nurse, evaluated his injuries, cleaned a wound on his arm, and gave
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him a bandage. Id. at 3, 9. Plaintiff alleges Javares was then “called away by a guard,” and
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provided no follow-up, except to “clean the blood coming out of the bandage.” Id. at 3.
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According to the CDCR 7219 Medical Report of Plaintiff’s injuries, which he attached to
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his First Amended Complaint, Plaintiff was evaluated by Javares at 7:25 a.m., reported
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pain in the top of his head, had a “cut/laceration/slash” on his left forearm, and “dried
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blood” on his face. Id. at 9. A physician was notified at 8:16 a.m. and Plaintiff was returned
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to custody “ambulatory” approximately ten minutes later, at 8:25 a.m. Id.
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Plaintiff seeks $250,000 in general and punitive damages from Hamburg, whom he
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surmises attacked him “to lower [an] account” he owed for a drug habit, id. at 4, 7, and the
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same from both Defendant Dolan, whom he claims “should have known at least one of the
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guards were supposed to have been on the floor,” id. at 2, 5, 7, and Nurse Javares who “did
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not follow through with his work.” Id. at 2, 7.
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C.
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Title 42 U.S.C. § 1983 provides a cause of action for the “deprivation of any rights,
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privileges, or immunities secured by the Constitution and laws” of the United States. Wyatt
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v. Cole, 504 U.S. 158, 161 (1992). To state a claim under § 1983, a plaintiff must allege
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two essential elements: (1) that a right secured by the Constitution or laws of the United
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States was violated, and (2) that the alleged violation was committed by a person acting
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under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988); Long v. Cty. of Los Angeles,
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442 F.3d 1178, 1185 (9th Cir. 2006).
42 U.S.C. § 1983
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“Under Color of State Law”
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D.
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Plaintiff alleges Defendants Javares and Dolan are prison officials assigned to RJD
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at the time he was attacked, and that they acted in their official capacities at the time he
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was injured. See ECF No. 11 at 2. “Generally, a public employee acts under color of state
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law while acting in his official capacity or while exercising his responsibilities pursuant to
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state law.” West, 487 U.S. at 42.1
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As to Defendant Hamburg, however, Plaintiff alleges only that he was an “inmate”
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acting in his individual capacity. See ECF No. 11 at 2. Section 1983 only provides a cause
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of action against persons acting under color of state law, West, 487 U.S. at 48, and no
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remedy for purely private conduct. Rendell-Baker v. Kohn, 457 U.S. 830, 838 (1982).
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A person “acts under color of state law [for purposes of § 1983] only when exercising
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power ‘possessed by virtue of state law and made possible only because the wrongdoer is
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clothed with the authority of state law.’” Polk County v. Dodson, 454 U.S. 312, 317-18
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(1981) (quoting United States v. Classic, 313 U.S. 299, 326 (1941)). Purely private
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conduct, no matter how wrongful, is not addressable under § 1983. Ouzts v. Maryland Nat’l
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Ins. Co., 505 F.2d 547, 550 (9th Cir. 1974).
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Simply put–there is no right to be free from the infliction of constitutional
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deprivations by private individuals or entities. See Van Ort v. Estate of Stanewich, 92 F.3d
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831, 835 (9th Cir. 1996). And although a private person may act under color of state law
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when engaging in a conspiracy with a state official to deprive a person of federal rights,
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Plaintiff does not allege that either Dolan or Javares acted in their individual capacities. See ECF No.
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will presume, for purposes of screening his First Amended Complaint pursuant to 28 U.S.C. § 1915(e)(2)
and § 1915A(b) only, that Plaintiff seeks to sue Dolan and Javares in their individual capacities as well,
since a suit for damages against them would otherwise be barred by the Eleventh Amendment. See
Romano v. Bible, 169 F.3d 1182, 1186 (9th Cir. 1999) (“We . . . have presumed that officials necessarily
are sued in their personal capacities where those officials are named in a complaint, even if the complaint
does not explicitly mention the capacity in which they are sued.”); see also Hafer v. Melo, 502 U.S. 21,
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acted under color of state law in deprivation of a federal right.).
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see Tower v. Glover, 467 U.S. 914, 920-23 (1984); Dennis v. Sparks, 449 U.S. 24, 27-28
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(1980), or by otherwise “act[ing] as an ‘instrument or agent of the Government,’” George
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v. Edholm, 752 F.3d 1206, 1215 (9th Cir. 2014) (quoting Skinner v. Ry. Labor Execs.’
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Ass’n, 489 U.S. 602, 614 (1989)), Plaintiff’s First Amended Complaint does not contain
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any “factual content” sufficient to show that a conspiracy existed between Hamburg and
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any state official, or that Hamburg was “induce[d], encourage[d] or promote[d]” by a state
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actor “to accomplish what [the state] [wa]s constitutionally forbidden to accomplish.”
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George, 752 F.3d at 1215 (quoting Norwood v. Harrison, 413 U.S. 455, 465 (1973)
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(internal quotation marks omitted)); Iqbal, 556 U.S. at 678. Therefore, Plaintiff’s claims
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against Hamburg must be dismissed for failing to state a claim pursuant to 28 U.S.C.
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§ 1915(e)(2)(b)(ii) and § 1915A(b)(1). Lopez, 203 F.3d at 1126-27; Rhodes, 621 F.3d at
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1004.
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E.
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As to Defendant Dolan, the “floor cop,” Plaintiff contends only that he “should have
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known at least one the guards [was] supposed to have been on the floor of H.U. [housing
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unit] 8 on the day of [his] attack.” See ECF No. 11 at 2.
Failure to Protect
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The Eighth Amendment requires that prison officials take reasonable measures to
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guarantee the safety and well-being of prisoners. Farmer v. Brennan, 511 U.S. 825, 832–
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33 (1994); Johnson v. Lewis, 217 F.3d 726, 731 (9th Cir. 2000). To state an Eighth
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Amendment failure to protect claim, however, Plaintiff must allege facts sufficient to
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plausibly show that (1) he faced conditions posing a “substantial risk of serious harm” to
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his health or safety, and (2) the individual prison officials he seeks to hold liable were
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“deliberately indifferent” to those risks. Farmer, 511 U.S. at 837; Thomas v. Ponder, 611
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F.3d 1144, 1150 (9th Cir. 2010). To demonstrate deliberate indifference, Plaintiff must
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show that the defendant both knew of and disregarded a substantial risk of serious harm to
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his health and safety. Farmer, 511 U.S. at 837. Thus, Plaintiff must allege “the official
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[was] both be aware of facts from which the inference could be drawn that a substantial
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risk of serious harm exist[ed], and [that] he . . . also dr[e]w that inference.” Id.
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Plaintiff’s First Amended Complaint contains no facts to plausibly suggest that he
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faced a “substantial risk of serious harm” at the time he was attacked by Hamburg; nor
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does it contain allegations sufficient to reasonably infer that Dolan was aware Plaintiff
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faced any risk at the hands of Hamburg, or any other inmate. Id.; Iqbal, 556 U.S. at 678.
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Plaintiff also fails to allege that Dolan drew any such inference, or was aware of any facts
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demonstrating an “obvious” risk. Farmer, 511 U.S. 842; see also Lolli v. County of Orange,
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351 F.3d 410, 421 (9th Cir. 2003) (“Much like recklessness in criminal law, deliberate
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indifference . . . may be shown by circumstantial evidence when the facts are sufficient to
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demonstrate that a defendant actually knew of a risk of harm.”).
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Instead, Plaintiff simply claims Dolan was not present when he was injured, see ECF
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No. 11 at 5, and that Dolan “should have known that at least one of the guards [was]
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supposed to have been on the floor.” Id. at 2. However, even “[i]f a person should have
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been aware of the risk, but was not,” the standard of deliberate indifference is not satisfied
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“no matter how severe the risk.” Gibson v. Cnty. of Washoe, 290 F.3d 1175, 1188 (9th Cir.
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2002).
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For these reasons, the Court finds Plaintiff’s failure to protect claims against Dolan
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also must be dismissed for failing to state a claim pursuant to 28 U.S.C. § 1915(e)(2)(b)(ii)
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and § 1915A(b)(1). Lopez, 203 F.3d at 1126-27; Rhodes, 621 F.3d at 1004.
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F.
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Plaintiff also claims Nurse A. Javares evaluated him after he was attacked by
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Hamburg, but he only “clean[ed] and bandage[d] [his] left forearm,” “ask[ed] a question,”
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and “wrote a few things upon a chart,” before he was called away. See ECF No. 11 at 3.
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Plaintiff seeks to hold Javares liable because he “never returned for any other follow up,”
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and failed to “give [him] extra bandages,” or “had [him] go to see an M.D.” Id.
Inadequate Medical Care
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These allegations are simply insufficient to state a plausible Eighth Amendment
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claim. Only “deliberate indifference to serious medical needs of prisoners constitutes the
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unnecessary and wanton infliction of pain . . . proscribed by the Eighth Amendment.”
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Estelle v. Gamble, 429 U.S. 97, 103, 104 (1976) (citation and internal quotation marks
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omitted). “A determination of ‘deliberate indifference’ involves an examination of two
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elements: (1) the seriousness of the prisoner’s medical need and (2) the nature of the
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defendant’s response to that need.” McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir.
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1991), overruled on other grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133 (9th Cir.
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1997) (en banc) (quoting Estelle, 429 U.S. at 104).
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First, “[b]ecause society does not expect that prisoners will have unqualified access
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to health care, deliberate indifference to medical needs amounts to an Eighth Amendment
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violation only if those needs are ‘serious.’” Hudson v. McMillian, 503 U.S. 1, 9 (1992),
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citing Estelle, 429 U.S. at 103-104. “A ‘serious’ medical need exists if the failure to treat
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a prisoner’s condition could result in further significant injury or the ‘unnecessary and
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wanton infliction of pain.’” McGuckin, 914 F.2d at 1059 (quoting Estelle, 429 U.S. at 104).
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“The existence of an injury that a reasonable doctor or patient would find important and
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worthy of comment or treatment; the presence of a medical condition that significantly
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affects an individual’s daily activities; or the existence of chronic and substantial pain are
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examples of indications that a prisoner has a ‘serious’ need for medical treatment.” Id.,
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citing Wood v. Housewright, 900 F.2d 1332, 1337-41 (9th Cir. 1990); Hunt v. Dental Dept.,
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865 F.2d 198, 200-01 (9th Cir. 1989).
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Here, Plaintiff contends he was hit in the head with a bag of soap, and the CDCR
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7219 Medical Report completed by Defendant Javares and attached to Plaintiff’s pleading
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shows he reported injuries consistent with his allegations: pain to the top of his head, a
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“cut/laceration/slash” to his left forearm, and dried blood on his face. See ECF No. 11 at 9.
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Plaintiff further admits that Javares evaluated these injuries immediately after the incident,
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which occurred between 7 and 7:30 a.m., cleaned his wound, and bandaged his forearm.
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Id. at 3. Javares’ report also indicates Javares notified a physician at 8:16 p.m. before he
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was returned to custody as ambulatory at 8:25 a.m. Id. at 9.
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Thus, even assuming Plaintiff’s injuries were sufficiently serious, McGuckin, 914
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F.2d at 1059, his First Amended Complaint still fails to include sufficient “factual content”
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to show that Javares acted with “deliberate indifference” to his needs. Id. at 1060; see also
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3:15-cv-2155-LAB-NLS
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Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006); Iqbal, 556 U.S. at 678. “Deliberate
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indifference is a high legal standard.” Toguchi v. Chung, 391 F.3d 1051, 1060 (9th Cir.
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2004).
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While Plaintiff implies Javares should have done more because he “may [have] had
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a mild concussion and possible whiplash,” see ECF No. 11 at 11, his pleading lacks the
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“further factual enhancement” which demonstrates Javares’ “purposeful act or failure to
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respond to [his] pain or possible medical need,” or any “harm caused by [this]
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indifference.” Iqbal, 556 U.S. at 678 (citing Twombly, 550 U.S. at 557); Wilhelm v.
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Rotman, 680 F.3d 1113, 1122 (9th Cir. 2012) (citing Jett, 439 F.3d at 1096).
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This is because to be deliberately indifferent, Javares’ acts or omissions must involve
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more than an ordinary lack of due care. Snow v. McDaniel, 681 F.3d 978, 985 (9th Cir.
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2012) (citation and quotation marks omitted); Wilhelm, 680 F.3d at 1122. “A difference of
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opinion between a physician and the prisoner–or between medical professionals–
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concerning what medical care is appropriate does not amount to deliberate indifference.”
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Snow, 681 F.3d at 987 (citing Sanchez v. Vild, 891 F.2d 240, 242 (9th Cir. 1989)); Wilhelm,
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680 F.3d at 1122-23. Instead, Plaintiff must plead facts sufficient to “show that the course
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of treatment the [defendant] chose was medically unacceptable under the circumstances
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and that the defendant[] chose this course in conscious disregard of an excessive risk to
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[his] health.” Snow, 681 F.3d at 988 (citation and internal quotations omitted).
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Plaintiff’s First Amended Complaint, however, contains no facts sufficient to show
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that Javares or any other medical official acted with deliberate indifference to his plight by
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“knowing of and disregarding an[y] excessive risk to his health and safety,” Farmer, 511
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U.S. at 837, and “[m]ere negligence in diagnosing or treating a medical condition, without
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more, does not violate a prisoner’s Eighth Amendment rights.” Toguchi, 391 F.3d at 1057
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(citation omitted).
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Accordingly, the Court finds that Plaintiff also fails to state an Eighth Amendment
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inadequate medical care claim against Nurse Javares, and that therefore, his First Amended
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Complaint is subject to sua sponte dismissal in its entirety pursuant to 28 U.S.C.
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§ 1915(e)(2)(B)(ii) and § 1915A(b)(1). See Lopez, 203 F.3d at 1126-27; Rhodes, 621 F.3d
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at 1004.
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G.
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A pro se litigant must be given leave to amend his or her complaint to state a claim
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unless it is absolutely clear the deficiencies of the complaint cannot be cured by
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amendment. See Lopez, 203 F.3d at 1130 (noting leave to amend should be granted when
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a complaint is dismissed under 28 U.S.C. § 1915(e) “if it appears at all possible that the
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plaintiff can correct the defect”). Therefore, while the Court finds Plaintiff’s First Amended
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Complaint fails to state any claim upon which relief can be granted, it will provide him a
Leave to Amend
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chance to fix, if he can, each pleading deficiency discussed in this Order.
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III.
Conclusion and Order
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For all the reasons discussed, the Court:
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1)
DISMISSES Plaintiff’s First Amended Complaint (ECF No. 11) for failing
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to state a claim upon which relief can be granted pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii)
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and § 1915A(b)(1);
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2)
GRANTS Plaintiff forty-five (45) days leave in which to file a Second
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Amended Complaint. Plaintiff is cautioned, however, that his Second Amended Complaint
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must address all the deficiencies of pleading identified in this Order, and must be complete
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in itself without reference to his previous pleadings. See S.D. CAL. CIVLR 15.1; Hal Roach
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Studios, Inc. v. Richard Feiner & Co., Inc., 896 F.2d 1542, 1546 (9th Cir. 1989) (“[A]n
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amended pleading supersedes the original.”); Lacey v. Maricopa Cnty, 693 F.3d 896, 928
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(9th Cir. 2012) (noting that claims dismissed with leave to amend which are not re-alleged
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in an amended pleading may be “considered waived if not repled.”); and
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3)
CAUTIONS Plaintiff that should he fail to file a Second Amended Complaint
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within the time provided, the Court will enter a final Order of dismissal of this civil action
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for failure to state a claim pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii) and § 1915A(b)(1),
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and for failure to prosecute. See Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61 (9th Cir. 1992)
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(dismissal for failure to prosecute permitted if plaintiff fails to respond to a court’s order
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requiring amendment of complaint); Lira v. Herrera, 427 F.3d 1164, 1169 (9th Cir. 2005)
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(“If a plaintiff does not take advantage of the opportunity to fix his complaint, a district
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court may convert the dismissal of the complaint into dismissal of the entire action.”);
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Edwards v. Marin Park, 356 F.3d 1058, 1065 (9th Cir. 2004) (“The failure of the plaintiff
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eventually to respond to the court’s ultimatum–either by amending the complaint or by
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indicating to the court that it will not do so–is properly met with the sanction of a Rule
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41(b) dismissal.”).
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IT IS SO ORDERED.
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Dated: May 23, 2016
Hon. Larry Alan Burns
United States District Judge
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