Palmer v. Madden et al
Filing
12
REPORT AND RECOMMENDATION re 1 Petition for Writ of Habeas Corpus, filed by Frederick J. Palmer. It is recommended that the Court issue an Order: 1) approving and adopting this Report and Recommendation, and 2) denying the Petition. Objections to R&R due by 10/13/2017. Replies due by 10/27/2017. Signed by Magistrate Judge Bernard G. Skomal on 9/22/2017. (All non-registered users served via U.S. Mail Service) (jah)
1
2
3
4
5
6
7
8
UNITED STATES DISTRICT COURT
9
SOUTHERN DISTRICT OF CALIFORNIA
10
11
FREDERICK J. PALMER,
Case No.: 16CV2130 BAS (BGS)
Petitioner,
12
13
v.
14
REPORT AND
RECOMMENDATION TO DENY
PETITION FOR WRIT OF HABEAS
CORPUS
RAYMOND MADDEN,
Respondent.
15
16
17
Petitioner Frederick J. Palmer (“Petitioner” or “Palmer”) has filed a Petition for
18
19
Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254. (ECF No. 1 (“Pet.”).1) A jury
20
found Petitioner guilty of selling a controlled substance and misdemeanor resisting arrest
21
and he was sentenced to eleven years.2
22
The Petition is organized into six grounds for relief: (1) trial court erred in
23
sustaining police officer’s surveillance privilege claim; (2) trial court erred in failing to
24
sua sponte give an expert opinion instruction; (3) trial court erred in failing to sua sponte
25
26
27
28
1
All citations to the Petition are to the ECF chronological page numbers for ease of
reference.
2
Case No. SCD 253727 in the Superior Court of San Diego County
1
16CV2130 BAS (BGS)
1
give an instruction on the union of act and intent or mental state; (4) ineffective
2
assistance of counsel, failing to strike prior strike and insufficiency of the evidence, and
3
cumulative error;3 (5) augment request;4 and (6) unauthorized sentence.
4
The Court submits this Report and Recommendation to United States District
5
Judge Cynthia Bashant pursuant to 28 U.S.C. § 636(b)(1) and Local Civil Rule HC.2 of
6
the United States District Court for the Southern District of California. After
7
consideration of the Petition, Respondent’s Answer, as well as all lodgments the Court
8
recommends the Petition be denied.
9
I.
BACKGROUND
10
A.
11
This Court gives deference to state court findings of fact and presumes them to be
Factual Background
12
correct; Petitioner may rebut the presumption of correctness, but only by clear and
13
convincing evidence. See 28 U.S.C. § 2254(e)(1); see also Parke v. Raley, 506 U.S. 20,
14
35-36 (1992) (holding findings of historical fact, including inferences properly drawn
15
from these facts, are entitled to statutory presumption of correctness). Accordingly, the
16
following facts are taken from the California Court of Appeal opinion:
B. The People’s Case
17
18
On January 24, 2014, Palmer sold 0.16 grams of cocaine base to San Diego
Police Officer Radford Pajita. Officer Pajita testified that at around 5:00
p.m., while he working undercover as a member of a narcotics sale
surveillance team (surveillance team), he approached a group of four
people—two men and two women—on the southeast corner of Park
Boulevard and E Street in San Diego, an area known for high narcotics
activity. He asked the shorter of the two men—a Black male wearing a
19
20
21
22
23
24
25
26
27
28
3
As explained more fully below, it is hard to assess exactly what Petitioner is claiming
under Ground Four, but the Court has attempted to decipher any claims and address each.
4
Although Petitioner identifies a “Ground Five: Augment requests,” it does not appear to
be a ground for habeas relief. Additionally, Petitioner seems to restate this request more
briefly under a subheading seven later in his Petition. (Pet. at 26.) The Court maintains
Petitioner’s numbering of his grounds for ease of reference to his Petition.
2
16CV2130 BAS (BGS)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Black hoodie—for a “twenty,” which is street jargon for $20 worth of
narcotics. The man said he did not have any. As Officer Pajita began to walk
away, the other man—a bigger Black male wearing a gray hooded sweatshirt
(Palmer)—asked Officer Pajita what he was looking for. When Officer
Pajita said he wanted a “twenty,” Palmer looked both ways down Park
Boulevard and then held out his hand. In his hand were three rocks of
cocaine base. Officer Pajita, who was wearing a one-way radio transmitter,
handed Palmer a prerecorded $20 bill in exchange for the cocaine base.
Officer Pajita began walking away and then transmitted a “bust signal” to
the other police officers in the surveillance team, who were monitoring his
unrecorded transmissions. Officer Pajita testified he gave the other officers a
description of the person from whom he had bought the drugs, telling them
he was a Black male wearing a gray hooded sweatshirt and “wired” glasses.
At trial, Officer Pajita identified Palmer, who was in the courtroom, as the
man who sold him the cocaine base. Officer Pajita testified that he
recognized Palmer because he and Palmer were “literally a foot apart” at the
time of the transaction, and he noticed at that time that Palmer’s hair was
tied in the back in a pony tail and he wore wired glasses.
After Officer Pajita identified Palmer, the prosecutor showed Officer Pajita a
photograph and asked him whether he recognized it. Officer Pajita
responded that he recognized it as a photograph of Palmer that was taken on
January 24, 2014, after he was arrested. Officer Pajita testified that the
photograph accurately depicted what Palmer looked like on that day because
it showed Palmer wearing the “same clothing,” the “same wire glasses,” the
“same hooded sweatshirt” that “he was wearing when he sold [Officer
Pajita] the narcotics and when he was taken into custody.” The photograph
was then shown to the jury.
San Diego Police Detective Jesus Sanchez testified he was part of the
surveillance team on January 24, 2014; he was wearing plain clothes and
monitoring Officer Pajita over the one-way wire that Officer Pajita was
wearing; and he heard Officer Pajita say: “Gray sweatshirt, gray sweatshirt.”
Detective Sanchez testified that this meant that Officer Pajita “had just
purchased narcotics from somebody wearing a gray sweatshirt.” Detective
Sanchez testified that as Officer Pajita was saying this, he (Detective
Sanchez) saw a Black male wearing a gray sweatshirt walking along Park
Boulevard away from Officer Pajita and then turning onto E Street.
Detective Sanchez testified he “lost visual as soon as [the Black male]
turned the corner.” He did not see anyone else wearing a gray sweatshirt.
3
16CV2130 BAS (BGS)
Detective Sanchez radioed the man’s description and direction of travel to
uniformed officers, including San Diego Police Officer Marlo Woods.
1
2
3
Officer Woods, wearing a full police uniform and driving a marked police
vehicle, observed a Black male wearing a gray hooded sweatshirt walking
westbound near Park Boulevard. At trial, Officer Woods identified Palmer
as the man he observed from his police vehicle. Officer Woods testified that
he had been called in by one of the undercover officers in the area to “detain
that person.” Officer Woods also testified that, after he saw Palmer, he
stopped and exited his vehicle, approached Palmer on the 1100 block of E
Street, and told him to wait there. As Officer Woods approached him,
Palmer began walking backwards and started looking around. Officer
Woods testified he had a feeling Palmer was getting ready to run, so he told
Palmer not to run. Palmer then “took off running.”
4
5
6
7
8
9
10
11
Officer Woods further testified that Palmer ran across E Street, jumped a
fence, and ran through a parking lot toward 11th Avenue. While Officer
Woods pursued him on foot, San Diego Officer Christopher Blomberg, who
also was wearing a police uniform and driving a marked police vehicle,
drove toward Palmer’s location on 11th Avenue. Officer Blomberg drove his
vehicle onto the sidewalk, got out, and yelled at Palmer to stop. Palmer
stopped running and turned around. Officer Woods ordered Palmer to get on
the ground, and he complied. Officers Woods and Blomberg then arrested
Palmer. At trial, Officer Blomberg identified Palmer as the suspect he
handcuffed.
12
13
14
15
16
17
18
B. Defense Case
The defense did not present any evidence. During closing arguments,
defense counsel argued that the prosecution failed to prove beyond a
reasonable doubt that Palmer was the person who sold the cocaine base to
Officer Pajita.
19
20
21
22
(Lodgment 9 at 3-6.)
23
24
25
II.
Procedural History
On August 21, 2014, a jury found Petitioner guilty of selling a controlled substance
26
(Cal. Health & Saf. Code § 11352(a)) and misdemeanor resisting arrest (Pen. Code §
27
148(a)). (Lodgment 1-3 at 337-338; Lodgment 3 at 153-154.) On August 25, 2014, the
28
trial court found Petitioner had one prior conviction for narcotics sales (Cal. Health &
4
16CV2130 BAS (BGS)
1
Saf. Code § 11370.2(a)), one prior strike conviction for purposes of California’s Three
2
Strikes Law (Pen. Code § 245(a)(1)), and had served two prior prison terms.5 (Lodgment
3
1-3 at 350-352.) On October 4, 2014, Petitioner’s motion to strike his prior strike was
4
denied and he was sentenced to 11 years for the conviction for selling a controlled
5
substance (four years doubled under the Three Strikes law to eight, plus three years for a
6
prior narcotics sales conviction).6 (Lodgment 1-4 at 357-358.) The trial court initially
7
stayed the two prison priors, but later struck them. (Id. at 358; Lodgment 5 at 40.01, 46-
8
48.)
9
On June 17, 2015, Petitioner filed an appeal with the California Court of Appeal
10
raising five issues: (1) trial court erred in sustaining privilege claims under California
11
Evidence Code § 1040;7 (2) trial court erred by failing to sua sponte instruct the jury
12
regarding the weight to give expert testimony; (3) trial court erred in failing to sua sponte
13
instruct the jury regarding the union of act and mental state; (4) trial court erred in
14
denying motion to strike Petitioner’s prior strike conviction; and (5) cumulative error.
15
(Lodgment 6.) As discussed in more detail below, the Court of Appeal affirmed the
16
judgment in a reasoned decision. (Lodgment 9.) Petitioner raised similar claims in a
17
Petition to the California Supreme Court. (Lodgment 10.) It was summarily denied.
18
(Lodgment 11.)
19
Petitioner filed his federal Petition on August 22, 2016. (ECF No. 1.) The Petition
20
was initially dismissed for failing to pay the filing fee or provide adequate support for his
21
request to proceed in forma pauperis. (ECF No. 6.) The case was reopened on
22
December 12, 2016 because Petitioner paid the filing fee. (ECF No. 8.) The Court issued
23
24
25
5
Petitioner waived a jury determination on his priors. (Lodgment 1-1 at 13-14.)
Petitioner was also sentenced to 180 days concurrent for the misdemeanor conviction
for resisting arrest.
7
All further code section references are to the California Evidence Code unless otherwise
noted.
6
26
27
28
5
16CV2130 BAS (BGS)
1
a briefing schedule. (Id.) Respondent timely responded to the Petition on February 14,
2
2017. (ECF Nos. 10-11.) Petitioner did not file a Traverse.
3
III.
4
STANDARD OF REVIEW
Under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”),
5
applicable to this Petition, a habeas petition will not be granted unless that adjudication:
6
(1) resulted in a decision that was contrary to, or involved an unreasonable application of
7
clearly established federal law; or (2) resulted in a decision that was based on an
8
unreasonable determination of the facts in light of the evidence presented at the state
9
court proceeding. 28 U.S.C. § 2254(d); Early v. Packer, 537 U.S. 3, 8 (2002). “This is a
10
‘difficult to meet’ and ‘highly deferential standard for evaluating state-court rulings,
11
which demands that state-court decisions be given the benefit of the doubt.’” Cullen v.
12
Pinholster, 563 U.S. 170, 181 (2011) (quoting Harrington v. Richter, 562 U.S. 86, 102
13
(2011); Woodford v. Visciotti, 537 U.S. 19, 24 (2002)).
14
“The ‘contrary to’ and ‘unreasonable application of’ clauses in § 2254(d)(1) are
15
distinct and have separate meanings.” Moses v. Payne, 555 F.3d 742, 751 (9th Cir. 2008)
16
(citing Lockyer v. Andrade, 538 U.S. 63, 73-75 (2003)). “Under the ‘contrary to’ clause
17
of § 2254(d)(1), a federal court may grant relief only when ‘the state court arrives at a
18
conclusion opposite to that reached by the Supreme Court on a question of law or if the
19
state court decides a case differently than the Supreme Court has on a set of materially
20
indistinguishable facts.’” Loher v. Thomas, 825 F.3d 1103, 1111 (9th Cir. 2016) (quoting
21
Williams v. Taylor, 529 U.S. 362, 413 (2000)).
22
“Under the ‘unreasonable application’ clause of § 2254(d)(1), ‘a state-court
23
decision involves an unreasonable application of the Supreme Court’s precedent if the
24
state court identifies the correct governing legal rule . . . but unreasonably applies it to the
25
facts of the particular state prisoners case.’” Id. (quoting White v. Woodall, 134 S. Ct.
26
1697, 1705 (2014). Unreasonable application is “not merely wrong” or “even clear
27
error.” Woods v. Donald, 135 S. Ct. 1372, 1376 (2015). It must be “objectively
28
unreasonable.” Id. “To satisfy this high bar, a habeas petitioner is required to ‘show that
6
16CV2130 BAS (BGS)
1
the state court’s ruling on the claim being presented in federal court was so lacking in
2
justification that there was an error well understood and comprehended in existing law
3
beyond any possibility for fairminded disagreement.’” Id. at 1377 (quoting Richter, 562
4
U.S. at 103). “[A] federal habeas court may not issue the writ simply because that court
5
concludes in its independent judgment that the relevant state-court decision applied
6
clearly established federal law erroneously or incorrectly. Rather, that application must
7
also be unreasonable. Taylor, 529 U.S. at 411.
Under § 2254(d)(2) “a petitioner may challenge the substance of the state court’s
8
9
finding and attempt to show that those findings were not supported by substantial
10
evidence” or “challenge the fact-finding process itself on the ground that it was deficient
11
in some material way.” Hibbler v. Benedetti, 693 F.3d 1140, 1146 (9th Cir. 2012).
12
“Regardless of the type of challenge, ‘the question under AEDPA is not whether a federal
13
court believes the state court’s determination was incorrect but whether that
14
determination was unreasonable — a substantially higher threshold.” Id. “[W]hen the
15
challenge is to the state courts procedure, . . . [the court] must be satisfied that any
16
appellate court to whom the defect in the state court’s fact-finding process is pointed out
17
would be unreasonable in holding that the state courts fact-finding process was
18
adequate.’” Id. at 1146-47; see also Taylor v. Maddox, 366 F.3d 992, 1001 (9th Cir.
19
2004). (the federal court “must be convinced that an appellate panel, applying the normal
20
standards of appellate review, could not reasonably conclude that the finding is supported
21
by the record.”).
Where there is no reasoned decision from the state’s highest court, the Court
22
23
“looks through” to the last reasoned decision and presumes it provides the basis for the
24
higher court’s denial of a claim or claims.8 See Ylst v. Nunnemaker, 501 U.S. 797, 805-
25
26
27
8
28
The Court notes that the United States Supreme Court granted certiorari in Wilson v.
Sellers, 2017 WL 737820, on February 27, 2017, to address whether the Supreme Court’s
7
16CV2130 BAS (BGS)
1
06 (1991); see also Johnson v. Williams, 133 S. Ct. 1088, 1094 n.1 (2013). Here, the
2
California Court of Appeal’s April 4, 2016 decision is the last reasoned decision.
3
IV.
DISCUSSION
Ground One – Surveillance Privilege, Evidence Code § 1040
4
A.
5
Petitioner claims that the trial court erred in sustaining Officer Pajita’s claims of
6
privilege under Evidence Code § 1040 without following the procedures mandated by
7
Evidence Code §§ 1040 and 1042. As detailed more fully below, Officer Pajita invoked
8
Evidence Code § 1040 in response to two questions on cross examination. The first was
9
where the other members of the surveillance team were. The second was how many
10
officers were observing the events. The trial court sustained the privilege claim as to
11
both, indicating he would not be required to answer any questions that would
12
compromise officer safety, and Officer Pajita was not required to disclose the
13
information. As discussed more fully below, the Court of Appeal found no error in the
14
trial court sustaining the privilege and that even if there were any error, it was harmless.
15
16
1.
Evidence Code §§ 1040 & 1042
The Court provides the following overview of the “surveillance post” privilege for
17
reference in considering Petitioner’s claim and the Court of Appeal’s decision. Section
18
1040 “provides a privilege for nonpublic ‘information acquired in confidence by a public
19
employee in the course of his or her duty,’ the disclosure of which would be ‘against the
20
public interest because there is a necessity for preserving the confidentiality of the
21
information that outweighs the necessity for disclosure in the interest of justice.’” People
22
v. Lewis, 172 Cal. App. 4th 1426, 1431 (2009) (quoting Evid. Code § 1040). “[A] police
23
surveillance post falls within the ambit of the privilege granted by section 1040.” Id. In
24
People v. Montgomery, the court explained that the “surveillance location privilege,”
25
similar to the confidential informer privilege, recognizes that hidden surveillance
26
27
28
decision in Harrington, 562 U.S. 86, silently abrogated Ylst’s direction to look through a
summary ruling to the last reasoned decision.
8
16CV2130 BAS (BGS)
1
locations may continue to be useful for law enforcement, but only if those locations
2
remain secret. 205 Cal. App. 3d 1011, 1019 (1988). The court went on to explain that
3
disclosing the unknown surveillance location may also threaten the safety of officers
4
using the location in the future or the property owners allowing law enforcement to use
5
the location. Id.; see also People v. Walker, 230 Cal. App. 3d 230, 235-36 (1991)
6
(summarizing justifications for the privilege). The privilege is typically at issue when a
7
defendant seeks testimony about the location from which a testifying officer observed a
8
drug transaction to challenge the accuracy of the testimony, i.e. too far away to see the
9
defendant or transaction clearly due to an obstructed view or based on the distance. See
10
11
Lewis, 172 Cal. App. 4th at 1432-1437 (summarizing cases).
When a claim of privilege is raised, a defendant challenging the claim must make a
12
prima facie showing for disclosure. Montgomery, 205 Cal. App. 3d at 1021; see also
13
People v. Oppel, 222 Cal. App. 3d 1146, 1152 (1990) (analyzing § 1042 procedure with
14
regard to confidential information and explaining “[i]t is incumbent on the defendant to
15
make a prima facie showing for disclosure before an in camera hearing is appropriate.”)
16
If the defendant makes that prima facie showing, the court should then “hold an in
17
camera hearing attended by the party claiming the privilege” and allow the defendant “an
18
opportunity to propose questions to be asked at this hearing.” Montgomery, 205 Cal.
19
App. 3d at 1021.
20
Then, under § 1042, if the trial court sustains the privilege, the court ‘shall make
21
such order or finding of fact adverse to the prosecution as is required by law upon any
22
issue in the proceeding to which the privileged information is material.’” Lewis, 172 Cal.
23
App. 4th at 1432 (quoting § 1042)). “[T]he location from which the surveillance was
24
performed is not material, for purposes of section 1042’s adverse finding requirement, if
25
the accuracy of the testifying officer’s testimony about the surveillance observations is
26
unquestioned, or at least is sufficiently corroborated by independent evidence such that
27
there is no realistic possibility that disclosing the surveillance location would create a
28
reasonable doubt in the minds of a reasonable jury about the officer’s veracity.” Lewis,
9
16CV2130 BAS (BGS)
1
172 Cal. App. 4th 1426, 1438 (2009); see also People v. Bradley, 7 Cal. App. 5th 607,
2
624 (2017) (“A surveillance location is not material where the officer’s testimony about
3
what he saw is sufficiently corroborated by independent evidence.”).
4
5
2.
Analysis
As explained above, under AEDPA, the Court considers only whether the Court of
6
Appeal’s decision was contrary to or an unreasonable application of clearly established
7
federal law or resulted in a decision that was based on an unreasonable determination of
8
the facts in light of the evidence presented in the state court proceeding. Early v. Packer,
9
537 U.S. at 8; § 2254(d). Here, the Court of Appeal found no error in the trial court’s
10
application of §§ 1040 and 1042. The court found Petitioner was afforded an opportunity
11
to make a prima facie showing for disclosure and even if he was not, the error was
12
harmless because he would not have been able to establish a prima facie need for
13
disclosure. (Lodgment 9 at 11-19.) The court additionally rejected Petitioner’s claim
14
that if the proper procedures were followed, he would have been entitled to an adverse
15
finding, such as striking Officer Pajita’s testimony.
16
As to the opportunity to make a prima facie showing, the Court of Appeal found
17
Petitioner had at least two opportunities to make that showing in favor of disclosure.
18
First, the court found he could have attempted to raise the issue following the first
19
question that prompted the privilege claim. (Id. at 12.) When Officer Pajita invoked the
20
privilege in response to the question about where the other officers were located (“where
21
was the surveillance?”), the trial court sustained the privilege, but Petitioner made no
22
attempt to make a prima facie showing that the information should be disclosed at the
23
time. (Id.; Lodgment 1-2 at 248.) The Court of Appeal accurately explained that
24
counsel’s only response was to request the judge explain to the jury why the privilege
25
claim was being sustained. (Lodgment 9 at 12; Lodgment 1-2 at 248 (“I’d ask the court
26
to explain to the jury why the objection is being sustained so that it’s not left open.”).)
27
The Court of Appeal also concluded Petitioner had a second opportunity to make a prima
28
facie showing at the sidebar ordered by the trial judge when the privilege was raised in
10
16CV2130 BAS (BGS)
1
response to a question about how many officers were observing the transaction.
2
(Lodgment 9 at 12-13.) As the Court of Appeal notes, this conference was not recorded,
3
but a settled statement was prepared for purposes of Petitioner’s appeal. (Lodgment 9 at
4
13 n.5.) It reflects there was a discussion among the court and counsel and the trial judge
5
indicated she would not require Officer Pajita to answer any questions that might
6
compromise his or other officer’s safety. (Id.; Lodgment 4 at 61-68.)
7
The Court of Appeal goes on to explain that even if Petitioner was denied an
8
opportunity to make a prime facie showing, the error was harmless because Petitioner
9
would not have been able to make a prima facie showing for the disclosure. (Lodgment 9
10
at 13.) Specifically, the court found that the only testimony Petitioner needed to
11
undermine, Officer Pajita’s, was not affected by the undisclosed information concerning
12
other surveillance team members. (Id. at 13-14.) Petitioner’s defense was that the
13
prosecution failed to prove beyond a reasonable doubt that Petitioner was the person that
14
sold drugs to Officer Pajita. But, as the Court of Appeal explained, “the only testifying
15
witness who observed the narcotics transaction was Officer Pajita, who engaged in the
16
face-to-face transaction with Palmer.” (Id. at 13 (emphasis in original).) The Court of
17
Appeal found the credibility of Officer Pajita’s testimony identifying Petitioner as the
18
person he engaged in the transaction with would not have been affected by the
19
information about other surveillance team members. (Id. at 14.)
20
The Court of Appeal also found the trial court did not err in failing to make an
21
adverse finding, such as striking Officer Pajita’s testimony, because Petitioner could not
22
have shown the undisclosed testimony was material to Petitioner’s defense of mistaken
23
identity. (Lodgment 9 at 15.) The Court of Appeal found that because none of the other
24
surveillance team members testified about observations of the transaction from a
25
surveillance location, their locations and the number of them that were observing were
26
not material. (Id. at 15.) The court additionally found the privileged information was not
27
material with respect to Officer Sanchez’s testimony — hearing a description from
28
Officer Pajita of the seller and seeing someone meeting that description (Black male, gray
11
16CV2130 BAS (BGS)
1
sweatshirt) walking along Park Boulevard away from Officer Pajita’s location — because
2
it was sufficiently corroborated by Officer Woods’ testimony. (Id. at 16 (citing Lewis,
3
172 Cal. App. 4th at 1438 (finding location of surveillance is not material if testimony is
4
corroborated by independent evidence)).) Officer Woods testified that he also heard a
5
description of the suspect (Black male, gray hooded sweatshirt), and observed someone
6
meeting that description walking westbound near Park Boulevard, while driving a marked
7
police car. (Id. at 17.)
8
9
The Court of Appeal also rejected Petitioner’s contention that the trial court erred
in failing to make a specific finding under § 1040(b)(2) that disclosure was against public
10
interest because the need to preserve confidentiality outweighed the need for disclosure.
11
(Id. at 17.) The court found the trial court’s statement to the jury that the privilege was
12
sustained for officer safety reasons and the determination following the side bar that the
13
court would not require Officer Pajita to answer any questions that would compromise
14
his or other officers’ safety complied with the statute even if the specific words of the
15
statute were not used. (Id. at 17-18.)
16
Finally, the Court of Appeal found that even if the trial court erred in any way as to
17
§§ 1040 or 1042, the errors were harmless because the evidence of Petitioner’s guilt was
18
overwhelming. (Id. at 18.) Officer Pajita testified that he purchased drugs from
19
Petitioner, was literally a foot away from him at the time, identified him at the scene,
20
identified him in court, and provided a specific description of him following the
21
transaction (Black male, gray hooded sweatshirt, hair tied back in a ponytail, wired
22
glasses) that a matched a photograph taken of Petitioner that night. (Id. at 18-19.)
23
24
a)
Alleged Error of State Law
In Ground One, Petitioner claims that “the trial court prejudicially erred when it
25
sustained Officer Pajita’s claim of privilege under Evidence Code [§] 1040 without
26
following the procedures mandate[d] by Evidence Code [§§] 1040 [and] 1042.” (Pet. at
27
15.) Similarly, under the heading “Questions Presented,” Petitioner states the trial court
28
erred under Evidence Code §§ 1040 and 1042. (Pet. at 27.) The Petition states only a
12
16CV2130 BAS (BGS)
1
potential error of state law, i.e. that the state court failed to follow procedures mandated
2
by state law. However, “[i]n conducting habeas review, a federal court is limited to
3
deciding whether a conviction violated the Constitution, law, or treaties of the United
4
States.” Estelle v. McGuire, 502 U.S. 62, 67-68 (1991); see also Little v. Crawford, 449
5
F.3d 1075, 1083 n. 6 (9th Cir. 2006) (Courts “cannot treat a mere error of state law, if one
6
occurred, as a denial of due process; otherwise, every erroneous decision by a state court
7
on state law would come here as a federal constitutional question.”). Federal habeas
8
writs may not issue on the basis of a perceived error of a state law. Id. (“[I]t is not the
9
province of a federal habeas court to reexamine state-court determinations on state-law
10
questions.”); see also Jammal v. Van de Kamp, 926 F2d 918, 919-920 (9th Cir. 1991)
11
(“The issue for us, always, is whether the state proceedings satisfied due process; the
12
presence or absence of a state law violation is largely beside the point.”). In this respect,
13
the Court recommends the claim be denied because the Petition states only an error in the
14
application of state law. However, the Court has considered possible constitutional
15
challenges below because Petitioner mentions Due Process in his Petition and in his
16
petitions before the state courts, one of which is attached to his Petition here. (Pet. at 35-
17
77.) In his state petitions, he raised Due Process and the Confrontation Clause challenges
18
concerning the surveillance privilege. (Lodgment 6 at 20-32; Lodgment 10 at 17-19.) As
19
explained below, even if Ground One is construed as asserting violations of the
20
Confrontation Clause and Due Process, it still fails.
21
22
b)
Confrontation Clause
Under the Sixth Amendment, defendants have the right to cross examine adverse
23
witnesses. Deleware v. Van Arsdall, 475 U.S. 673, 678 (1988). However, trial courts
24
may place limits on cross examination. Id. at 679. The Supreme Court has not addressed
25
California’s surveillance post privilege, however, district courts analyzing § 1040 have
26
looked to the Supreme Court’s analysis of a similar privilege, the informer’s privilege for
27
guidance. Haider v. Dir. of Corrs., 992 F. Supp. 1192, 1195-1196 (C.D. Cal. 1998)
28
(citing Roviaro v. United States, 353 U.S. 53, 62 (1957)); Babers v. Harrington, 2012
13
16CV2130 BAS (BGS)
1
WL 6839919, at*12-13 (C.D. Cal. Nov. 28, 2012) (the same). Rovairo explained that
2
“[w]here the disclosure of an informer’s identity, or the contents of his communications
3
is relevant and helpful to the defense of an accused, or is essential to a fair determination
4
of a cause, the privilege must give way.” Roviaro, 353 U.S. at 60-61 (emphasis added).
5
The court also set out a balancing test between the “public interest in protecting the flow
6
of information” and “the individual’s right to prepare his defense.” Id. at 62. “Whether a
7
proper balance renders nondisclosure erroneous must depend on the particular
8
circumstances of each case, taking into consideration the crime charged, the possible
9
defenses, the possible significance of the informer’s testimony, and other relevant
10
11
factors.” Id.
Although explained in terms of California’s §§ 1040 and 1042, the Court of
12
Appeal found that Petitioner could not show that the testimony he sought was relevant.
13
(Lodgment 9 at 13-15.) In particular, the court found it significant that the location and
14
number of other officers involved did not undermine Officer Pajita’s testimony that he
15
bought cocaine base from Petitioner in a face-to-face transaction. (Id.) The number and
16
location of the other officers was not relevant because none of them testified that they
17
observed Petitioner sell the cocaine base. (Id. at 15.)
18
The Court cannot find the Court of Appeal’s conclusion on this issue was contrary
19
to or an unreasonable application of clearly established federal law. Petitioner was
20
entitled to try to undermine Officer Pajita’s testimony through cross examination and
21
present his defense. See Delaware v. Fensterer, 474 U.S. 15, 20 (1985) (“the
22
Confrontation Clause is generally satisfied when the defense is given a full and fair
23
opportunity to probe and expose these infirmities through cross-examination, thereby
24
calling to the attention of the factfinder the reasons for giving scant weight to the witness’
25
testimony.”) However, the location and number of other surveillance team members did
26
not undermine Officer Pajita’s testimony or any other witness’ testimony because no one
27
testified to observations of the transaction from a surveillance location. Officer Sanchez
28
did testify that he was observing from a surveillance location, but he also testified on
14
16CV2130 BAS (BGS)
1
cross examination that he did not see the transaction and that even after he identified
2
Petitioner in the area based on Officer’s Pajita’s description, he lost track of him.
3
(Lodgment 1-2 at 260-61.) The location of the surveillance team and the number
4
observing the transaction was not relevant because there was no testimony as to their
5
observations.
As to the significance of the information to Petitioner’s defense of mistaken
6
7
identity, Petitioner asserts nothing more than speculation. Petition states that “[t]he
8
information was material to the defense,” but offers no explanation how. (Pet. at 15.) In
9
his state petitions, he argued that if other officers had observed the transaction as Officer
10
Pajita did, they would have testified to it, but if their versions contradicted Officer
11
Pajita’s, Petitioner could have called them as witnesses. (Lodgment 6 at 26; Lodgment
12
10 at 15-16.) Petitioner is essentially seeking to undermine testimony against him that
13
was never given. As explained above, this privilege typically becomes an issue when a
14
police officer testifies to observations of a drug sale from a surveillance location. The
15
location may be relevant to undermine the testifying officer’s observations if it was at a
16
significant distance or there was some basis for asserting the view might have been
17
obstructed. But that was not the case here because the testifying witness was engaged in
18
the transaction9 and the only other officers that testified, did not testify to observations of
19
the transaction from a surveillance location. The location and number of officers
20
observing did not matter because none of them testified against Petitioner. As to the
21
Confrontation Clause, taking into account the circumstances of the case, the crime
22
charged, Petitioner’s defense, and in particular the insignificance of the location and
23
24
25
At trial, there was an issue raised as to Officer Pajita’s location when he identified
Petitioner after he was taken into custody by other officers, but a stipulation that Officer
Pajita was at a “reasonable distance” when he identified Petitioner was read into the
record at trial. (Lodgment 1-2 at 300.) Officer Pajita also identified Petitioner as the
person he purchased cocaine base from in court. (Id. at 238.)
9
26
27
28
15
16CV2130 BAS (BGS)
1
number of surveillance team members that did not testify against Petitioner there was no
2
violation of the Confrontation Clause in sustaining the privilege.
3
Even if the trial court erred in sustaining the privilege, Petitioner is not entitled to
4
habeas relief on this claim because Petitioner has not shown the error was prejudicial. A
5
showing of constitutional error under the Confrontation Clause only merits habeas relief
6
if the error was prejudicial, that is, if it had a “substantial and injurious effect or influence
7
in determining the jury’s verdict.” Holley v. Yarborough, 568 F.3d 1091, 1100 (9th Cir.
8
2009) (quoting Brecht v. Abrahamson, 507 U.S. 619, 637 (1993)); see also Slovik v.
9
Yates, 556 F.3d 747, 755 (9th Cir. 2009) (explaining that Confrontation Clause errors are
10
subject to harmless error analysis). “[I]n reviewing state court decisions for harmless
11
error in the context of habeas petitions, federal courts review to determine if the error had
12
‘a substantial and injurious effect or influence in determining the jury’s verdict.’” Slovik,
13
556 F.3d at 755 (quoting Brecht, 507 U.S. at 623). As discussed above, the information
14
that was not disclosed was the location of and number of surveillance team members
15
observing the transaction. Assuming there were any other officers observing the
16
transaction, the most Petitioner could have done is point to the absence of those officers’
17
testimony. But, when considered in the context of Officer Pajita’s testimony that
18
Petitioner sold him cocaine base and Officer Pajita’s identification of Petition following
19
the transaction and in court, as well as Petitioner running when confronted by police, the
20
Court cannot find the error, assuming there was one, had “a substantial and injurious
21
effect or influence in determining the jury’s verdict.” Id.
22
c)
Due Process
23
As to a possible Due Process violation, “[i]t is well settled that a state court’s
24
evidentiary ruling, even if erroneous, is grounds for federal habeas relief only if it renders
25
the state proceedings so fundamentally unfair as to violate due process.” Spivey v.
26
Rocha, 194 F.3d 971, 977-78 (9th Cir. 1999) (citing Henry v. Kernan, 177 F.3d 1152,
27
1159 (9th Cir. 1999)). Petitioner must show that the alleged error “so fatally infected the
28
proceedings as to render them fundamentally unfair.” Jammal, 926 F.2d at 919.
16
16CV2130 BAS (BGS)
1
For the same reasons discussed above, the Court cannot find sustaining the
2
privilege rendered the trial fundamentally unfair. Petitioner was seeking information that
3
might have been relevant if any of the other officers testified to observations from the
4
undisclosed locations. Even if this was an error and the trial court should have required
5
the disclosure, given no other officer testified to the transaction, the impact on
6
Petitioner’s trial was, at best, minimal. The most significant evidence against Petitioner,
7
his sale of cocaine base to an undercover police officer that identified him and that he ran
8
when confronted by police, would not have been undermined in any significant way by
9
the information about how many additional officers were observing the transaction or the
10
locations from which they observed it. And, the most Petitioner might have been able to
11
do with that information is speculate about the absence of their testimony to reinforce that
12
no one other than Officer Pajita testified that Petitioner sold Officer Pajita cocaine base.
13
Petitioner’s counsel essentially did just that in closing, noting the absence of anyone other
14
than Officer Pajita seeing the transaction and the possible ways he might have been
15
mistakenly identified. (Lodgment 1-2 at 322-26.) Even if there was an error in
16
sustaining the privilege, Petitioner has not shown that the alleged error “so fatally
17
infected the proceedings as to render them fundamentally unfair.” Jammal, 926 F.2d at
18
919.
19
20
Based on the foregoing, the Court RECOMMENDS habeas relief be DENIED on
Ground One.
Grounds Two and Three – Jury Instructions
21
B.
22
Petitioner asserts in Grounds Two and Three that the trial court erred in failing to
23
sua sponte instruct the jury under California jury instructions CALCRIM 332 and 251.10
24
As with Ground One, in Grounds Two and Three, the Petition does not assert how the
25
26
27
28
10
The Petition does not identify under Ground Three the specific instruction Petitioner
argues the trial court should have sua sponte given. However, he identifies CALCRIM
251 in his petitions before the state court.
17
16CV2130 BAS (BGS)
1
alleged errors by the trial court in failing to give particular California jury instructions
2
violated the Constitution, laws, or treaties of the United States. (Pet. at 16-17.) As
3
explained more fully above, “it is not the province of a federal habeas court to reexamine
4
state-court determinations on state-law questions. In conducting habeas review, a federal
5
court is limited to deciding whether a conviction violated the Constitution, law, or treaties
6
of the United States.” Estelle, 502 U.S. at 67-68.
7
“On federal habeas, the issue is ‘whether the ailing instruction by itself so infected
8
the entire trial that the resulting conviction violates due process.’” Clark v. Brown, 450
9
F.3d 898, 904 (9th Cir. 2006) (quoting Estelle, 502 U.S. at 72). In conducting this
10
analysis, the instruction must be considered in the context of the entire trial record and
11
the instructions as a whole. Estelle, 502 U.S. at 72 (citing Cupp v. Naughten, 414 U.S.
12
141, 147 (1973)). “The burden on the habeas petitioner is ‘especially heavy’ where, as
13
here, the alleged error involves the failure to give an instruction.” Id. (quoting Hendricks
14
v. Vasquez, 974 F.2d 1099, 1106 (9th Cir.1992) (as amended); see also Murray v. Schiro,
15
746 F.3d 418, 451 (9th Cir. 2014) (“An omission, or an incomplete instruction, is less
16
likely to be prejudicial than a misstatement of the law.”). Additionally, even if there is an
17
error, to obtain relief, the error must have had a “substantial and injurious effect or
18
influence in determining the jury’s verdict.” Brecht, 507 U.S. at 637-38.
19
20
1.
CALCRIM 332
As to 332, Petitioner argues the trial court should have given the expert opinion
21
instruction because Officer Pajita provided an expert opinion. The Petition does not
22
identify the testimony Petitioner believes constituted expert testimony, explain the
23
alleged error in not giving the instruction, or otherwise explain how any error was
24
prejudicial to Petitioner. However, in looking to Petitioner’s Petition before the
25
California Court of Appeal, he argues the following testimony by Officer Pajita
26
constituted expert testimony: meaning of street jargon (“a twenty”), that the sale occurred
27
in a high narcotics area, the likelihood of recovering prerecorded currency and reasons it
28
18
16CV2130 BAS (BGS)
1
sometimes is not recovered, that those selling drugs work in groups, and that cocaine base
2
can break into smaller pieces. (Lodgment 6 at 40-48.)
As to 332,11 the Court of Appeal assumed, without deciding, that Officer Pajita
3
4
gave expert testimony and the trial court erred in not sua sponte instructing under 332,
5
but found the error was harmless. (Lodgment 9 at 25.) Specifically, the Court of Appeal
6
found Petitioner failed to show there was a reasonable probability the jury would have
7
rendered a more favorable verdict if the instruction had been given. (Id. at 25.) In
8
reaching this conclusion, the Court of Appeal identified other instructions that were given
9
concerning judging the credibility of any witnesses, the option to believe none of a
10
witness’ testimony, factors to consider in evaluating a witness’ testimony, and an
11
instruction that the jurors were the exclusive judges of the facts. (Id. at 25.) Based on
12
these instructions, the Court of Appeal found the jury would have properly considered
13
Officer Pajita’s testimony, “including any expert opinions he may have given.”
14
(Lodgment 9 at 26.) In rejecting one of Petitioner’s arguments, the Court of Appeal also
15
found it significant that the supposed expert testimony did not have anything to do with
16
Petitioner’s defense of mistaken identity. (Id. at 26.)
17
18
Petitioner has not shown that the absence of an instruction that was largely covered
by other instructions “itself so infected the entire trial that the resulting conviction
19
20
21
22
23
24
25
26
27
28
11
The relevant portion of CALCRIM 332 provides:
(A witness was/Witnesses were) allowed to testify as [an] expert[s] and to
give [an] opinion[s]. You must consider the opinion[s], but you are not
required to accept (it/them) as true or correct. The meaning and importance
of any opinion are for you to decide. In evaluating the believability of an
expert witness, follow the instructions about the believability of witnesses
generally. In addition, consider the expert's knowledge, skill, experience,
training, and education, the reasons the expert gave for any opinion, and the
facts or information on which the expert relied in reaching that opinion. You
must decide whether information on which the expert relied was true and
accurate. You may disregard any opinion that you find unbelievable,
unreasonable, or unsupported by the evidence.
19
16CV2130 BAS (BGS)
1
violate[d] due process.” Clark, 450 F.3d 904. Assuming Officer Pajita’s testimony was
2
expert testimony and the trial court erred in not giving the instruction, as the Court of
3
Appeal explained, the way the jurors were instructed to treat any witness’ testimony was
4
very similar to how jurors would have been instructed to treat an expert witness’
5
testimony under 332. CALCRIM 226 instructed in part, “you alone must judge the
6
credibility or believability of the witnesses . . .[and] you must judge the testimony of each
7
witness by the same standards.” The only distinction might have been the instruction to
8
consider the underlying information on which the expert relied in reaching their opinion.
9
However, in the context of the trial as a whole, any impact would have been minimal.
10
Most of the testimony Petitioner identifies as being expert testimony had very little to do
11
with Petitioner’s defense. His defense was that he was not the person that sold drugs to
12
Officer Pajita. This required challenging the accuracy of Officer Pajita’s identification of
13
Petitioner and emphasizing he did not have the prerecorded currency. In this respect, the
14
only testimony that Petitioner has identified as being expert testimony that was of any
15
significance is the testimony concerning reasons prerecorded currency might not be
16
recovered and that drug dealers work in groups. His testimony regarding it being a high
17
narcotics area and explaining the meaning of a “twenty” (somewhat self-evident from
18
what was exchanged for twenty dollars after Officer Pajita asked to buy a twenty) had no
19
bearing on his defense. The Court cannot find the absence of the additional emphasis the
20
expert instruction might have placed on how the jurors were to consider this limited
21
testimony so infected the entire trial that Petitioner’s conviction violated due process.
22
2.
CALCRIM 251
23
As to 251,12 Petitioner argues the trial court erred in failing to give the instruction.
24
CALCRIM 251 explains the required union of act and wrongful intent or mental state for
25
26
27
28
12
CALCRIM 251 provides:
The crime[s] [(and/or) other allegation[s]] charged in this case require proof
of the union, or joint operation, of act and wrongful intent.
20
16CV2130 BAS (BGS)
1
the crime alleged. The Court of Appeal found this instruction was not necessary because
2
the other instructions given on the specific charged offenses – CALCRIM 2656 for
3
resisting arrest and CALCRIM 2300 for selling a controlled substance – adequately
4
informed the jury that the prosecution had to prove Petitioner committed the charged
5
offenses with the required mental state. (Id. at 28.) As to the resisting arrest, the Court of
6
Appeal explained that the jury was instructed “when the defendant acted, he knew or
7
reasonably should have known that Marlo Woods was a peace officer performing or
8
attempting to perform his duties.” (Id.) And while CALCRIM 2300 did not contain
9
similar language, the trial court did give CALCRIM 225 that instructed the prosecution
10
had to prove “not only that Palmer did the acts charged, but also that he acted with a
11
particular intent.” (Id.) The Court of Appeal concluded that these instructions
12
sufficiently instructed that the prosecution had to prove Petitioner committed the acts
13
charged and that when he acted he had the required mental state or intent.
14
Again, Petitioner has not shown that the absence of an instruction that was covered
15
by other instructions “itself so infected the entire trial that the resulting conviction
16
violates due process.” Clark, 450 F.3d 904. Here, any error at all would be in not giving
17
an instruction, as opposed to giving an incorrect instruction. And, the absent instruction
18
must be consider in the context of the whole trial, including instructions as to the specific
19
offenses with an additional instruction explaining the jurors must find he acted with the
20
required intent. This weighs against a finding of a due process violation because the
21
absence of an instruction, particularly one that is accurately covered by other instructions,
22
23
24
25
26
27
28
For you to find a person guilty of the crime[s] (in this case/ of [or
to find the allegation[s] of true]), that
person must not only intentionally commit the prohibited act [or intentionally
fail to do the required act], but must do so with a specific (intent/ [and/or]
mental state). The act and the specific (intent/ [and/or] mental state) required
are explained in the instruction for that crime [or allegation].
21
16CV2130 BAS (BGS)
1
is less likely to mislead a jury. Additionally, a review of the entire trial transcript reflects
2
that Petitioner’s intent was not an issue in this case. His defense was mistaken identity.
3
Either he was or was not the person that sold cocaine base to an undercover officer. To
4
the extent there was any error, it was not on an issue of significance in the case and it did
5
not have a “substantial and injurious effect or influence in determining the jury’s
6
verdict.” Brecht, 507 U.S.at 637-38.
7
The Court RECOMMENDS relief be DENIED on Grounds Two and Three.
8
C.
9
In Ground Four, Petitioner claims “Ineffective Assistance of Counsel/Declined to
Ground Four
10
Strike [Petitioner’s] prior strike conviction.” (Pet. at 18.) In support, the Petition
11
includes language about the combined effect of cumulative errors violating his
12
constitutional rights. (Id.) Petitioner then goes on to state that his counsel was
13
ineffective due to many errors. (Id.) However, the only potential error stated under this
14
ground is “counsel at trial presented no defence[sic] for appellant but went off of the
15
district attorney[‘s] evidence, never presenting her version . . . of appellant’s reasonable
16
doubt. Ineffective assistance of counsel.[sic]”
17
The only other references in the Petition to ineffective assistance of counsel are
18
under a heading for Questions Presented. (Pet. at 27). Petitioner repeats Ground Two
19
above, that the trial court erred in failing to give CALCRIM 332, but follows with “then
20
counsel provided ineffective assistance of counsel” and also repeats the claim that
21
defense counsel did not provide a defense later in that same section. (Id.) This portion
22
of the Petition also states that “[t]he trial court abused its discretion to strike a prior
23
strike? Appellant fits in the scope to have the strike striking [sic].” (Id.)
24
Based on the foregoing, the Court can identify three possible claims Petitioner may
25
be asserting that are briefly addressed below: (1) ineffective assistance of counsel based
26
on failing to request CALCRIM 332 and failing to present a defense; (2) trial court error
27
in failing to strike Petitioner’s prior strike; and (3) cumulative error.
28
///
22
16CV2130 BAS (BGS)
1
1.
2
Ineffective Assistance of Counsel13
Neither the California Supreme Court nor the Court of Appeal considered
3
Petitioner’s claims regarding ineffective assistance of counsel related to 332 or
4
Petitioner’s claim regarding presenting a defense because they were not raised on
5
appeal.14
6
However, even applying only Strickland v. Washington’s deferential review, rather
7
than the doubly deferential review created by deference under Strickland and AEDPA’s
8
state court deference combined, on a review of the record, the claims fail. See Woods,
9
135 S. Ct. at 1376 (explaining doubly deferential review); 466 U.S. 668 (1984).
“A defendant who claims to have been denied effective assistance [of counsel]
10
11
must show both that counsel performed deficiently and that counsel’s deficient
12
performance caused him prejudice.” Buck v. Davis, 137 S. Ct. 759, 775 (2017) (citing
13
Strickland, 466 U.S. at 687). This “first prong sets a high bar.” Id. “A defense lawyer
14
navigating a criminal proceeding faces any number of choices about how best to make a
15
client’s case.” Id. Counsel’s constitutional obligation under Strickland is satisfied “so
16
long as his decisions fall within the ‘wide range’ of professionally competent assistance.”
17
Id. (quoting Strickland, 466 U.S. at 690); see also Harrington, 562 U.S. at 104. “The
18
question is whether an attorney’s representation amounted to incompetence under
19
20
21
22
23
24
25
26
27
28
13
To the extent Petitioner is arguing that his counsel was ineffective in failing to
convince the trial court to strike his prior strike, that claim would have no merit. His
counsel filed a Sentencing Statement seeking to strike his prior strike. (Lodgment 3 at
122-125.) Additionally, at Petitioner’s sentencing hearing, she emphasized how long ago
the strike was, that his behavior was not escalating, and emphasized this was only a $20
transaction. (Lodgment 1-4 at 356-57.) Although she was unable to overcome
Petitioners criminal history, including two felonies and numerous parole violations in the
intervening years since his strike conviction, her representation certainly fell within the
wide range of professionally competent assistance. Buck, 137 S. Ct. at 775.
14
There is no ineffective assistance of counsel claim in his Petition to the California
Supreme Court and the only ineffective assistance of counsel claims raised in his Petition
to the Court of Appeal were based on failing to preserve issues on appeal.
23
16CV2130 BAS (BGS)
1
‘prevailing professional norms,’ not whether it deviated from best practices or most
2
common custom.” Harrington, 562 U.S. at 105 (quoting Strickland, 466 U.S. at 690.)
3
“It is only when the lawyer’s errors were ‘so serious that counsel was not functioning as
4
the ‘counsel’ guaranteed . . . by the Sixth Amendment’ that Strickland’s first prong is
5
satisfied.” Buck, 137 S. Ct. at 775 (quoting Strickland, 466 U.S. at 687).
6
Courts need not address both the deficiency prong and the prejudice prong if the
7
defendant fails to make a sufficient showing of either one. Strickland, 466 U.S. at 697.
8
However, assuming a defendant can establish deficient performance under this highly
9
deferential standard, prejudice must also be shown. Harrington, 562 U.S. at 104. “It is
10
not enough ‘to show that the errors had some conceivable effect on the outcome of the
11
proceeding.’” Id. (quoting Strickland, 466 U.S. at 693). A defendant “must demonstrate
12
‘a reasonable probability that, but for counsel’s unprofessional errors, the result of the
13
proceeding would have been different. A reasonable probability is a probability
14
sufficient to undermine confidence in the outcome.’” Id. (quoting Strickland, 466 U.S. at
15
694). “This requires showing that counsel’s errors were so serious as to deprive the
16
defendant of a fair trial.” Strickland, 466 U.S. at 687.
17
As to counsel not requesting CALCRIM 332, Petitioner has not shown that not
18
requesting this instruction fell outside the range of acceptable assistance of counsel.
19
Petitioner’s counsel may have had strategic reasons for not requesting the instruction,
20
including not wanting to give any more weight to Officer Pajita’s testimony. In closing,
21
Petitioner’s counsel emphasized that the jury should not give any greater weight or
22
emphasis to his testimony and should question his testimony, even though he was a
23
police officer, as they would anyone else that might testify. (Lodgment 1-2 at 322 .)
24
Giving the expert opinion instruction might have added additional guidance on how to
25
treat the portions of his testimony that qualified as expert testimony, but it would also
26
have treated him as an expert, which might have led the jury to give his testimony more
27
rather than less weight. Additionally, as discussed more fully above, given the other
28
instructions that addressed the weight to give to Officer Pajita’s testimony, Petitioner has
24
16CV2130 BAS (BGS)
1
not shown the result of the case would have been different had the instruction been given.
2
Because Petitioner has failed to meet either the deficiency or prejudice prongs of
3
Strickland, the Court recommends relief on this claim be denied.
4
As to Petitioner’s claim that his counsel failed to present a defense, that is simply
5
not accurate. Based on a review of the record, counsel’s defense was mistaken identify.
6
She emphasized that the prerecorded currency used to pay for the cocaine base was not
7
found on Petitioner, that only one officer observed the transaction and identified
8
Petitioner, and she sought to undermine that identification based on the time of day
9
(getting dark) and distance from which Petitioner was later identified by Officer Pajita.
10
She was faced with an undercover officer testifying that her client sold him drugs face-to-
11
face on the street and when he was stopped by police, he ran. Petitioner’s counsel did
12
present a defense well within the range of professional assistance. The jury just did not
13
believe it. Because Petitioner has failed to identify any deficiency or show how that
14
deficiency was prejudicial, the Court recommends this claim be denied.
15
16
2.
Failing to Strike a Prior Strike
Petitioner appears to be challenging the trial court’s denial of his Romero motion to
17
strike his prior strike conviction. See People v. Romero, 13 Cal. 4th 497 (1996). As
18
noted above, because Petitioner had a prior conviction that qualified as a strike under
19
California’s Three Strikes law, his four-year mid-range sentence on his conviction for
20
selling a controlled substance was doubled to eight years. However, the only basis the
21
Court can identify for his challenge to the trial court’s denial of his motion to strike the
22
strike is that he believes the record did not support it. Under Ground Four’s supporting
23
facts, the Petition states “abuse of discretion conviction is not supported by the record.”
24
(Pet. at 18.) Given the denial of a Romero motion is reviewed by the Court of Appeal for
25
abuse of discretion and the ground is titled in part “Declined to strike appellant’s prior
26
strike conviction,” it appears Petitioner is arguing that the trial court’s decision not to
27
strike his prior strike was not supported by the record. (Id.)
28
25
16CV2130 BAS (BGS)
1
As noted above, federal habeas writs may not issue on the basis of a perceived
2
error of a state law. Estelle, 502 U.S. at 67-68 (“[I]t is not the province of a federal
3
habeas court to reexamine state-court determinations on state-law questions.”).
4
Sentencing error claims, like the one asserted here, generally do not raise a federal
5
constitutional question and are not cognizable on federal habeas review. See Brown v.
6
Mayle, 283 F.3d 1019, 1040 (9th Cir. 2002), vacated on other grounds, 538 U.S. 901
7
(2003), remanded to 66 Fed. Appx. 136 (9th Cir. 2003) (claim that trial court abused its
8
discretion by failing to strike prior conviction alleged under Three Strikes Law not
9
cognizable on federal habeas review); Miller v. Vasquez, 868 F.2d 1116, 1118–19 (9th
10
Cir. 1989) (refusing to consider the merits of whether particular prior conviction qualifies
11
for sentence enhancement under California law because it is not cognizable on federal
12
habeas corpus review); Christian v. Rhode, 41 F.3d 461, 469 (9th Cir.1994) (“Absent a
13
showing of fundamental unfairness, a state court’s misapplication of its own sentencing
14
law does not justify federal habeas relief”); Cacoperdo v. Demosthenes, 37 F.3d 504, 507
15
(9th Cir.1994) (“The decision whether to impose sentences concurrently or consecutively
16
is a matter of state criminal procedure and it not within the purview of federal habeas
17
corpus”); Hendricks v. Zenon, 993 F.2d 664, 674 (9th Cir. 1993) (rejecting claim of due
18
process violation based on denial of merger of convictions for purposes of sentencing
19
because there is no federal right to merger of convictions).
20
“The federal constitutional question is whether [the error] is so arbitrary or
21
capricious as to constitute an independent due process . . . violation.’” Richmond v.
22
Lewis, 506 U.S. 40, 50 (1992) (quoting Lewis v. Jeffers, 497 U.S. 764, 780 (1990)); see
23
also Christian, 41 F.3d at 469 (“Absent a showing of fundamental unfairness, a state
24
court’s misapplication of its own sentencing laws does not justify federal habeas relief.”).
25
As an initial matter, the Petition does not identify any error in the trial court’s
26
denial of his motion to strike his prior strike, certainly not one rising to the level of
27
fundamental unfairness or that could be considered arbitrary or capricious. In the state
28
court petitions, he emphasized how long ago the strike was, that his felony convictions
26
16CV2130 BAS (BGS)
1
since were not violent, and challenged the trial court’s conclusion that he was a drug
2
dealer. However, as the Court of Appeal explained, the record before the trial court
3
reflected that Petitioner had a 30-year criminal record, that in addition to receiving
4
numerous lengthy sentences, he also violated parole multiple times, including as recently
5
as 2011 when he violated parole two days after being released from prison. (Lodgment 9
6
at 31-32.) Petitioner has not shown any error in the state’s application of its own
7
sentencing law, certainly not one so arbitrary and capricious as to constitute a due process
8
violation. The Court recommends this claim be denied.
9
3.
10
Cumulative Error
Petitioner asserts that the combined effect of multiple trial court errors violated due
11
process and rendered his trial fundamentally unfair. The Court of Appeal rejected this
12
claim, finding any errors did not rise to the level of reversible and prejudicial error.
“The cumulative effect of multiple errors can violate due process even where no
13
14
single error rises to the level of a constitutional violation or would independently warrant
15
reversal.” Ybarra v. McDaniel, 656 F.3d 984, 1001 (9th Cir. 2011) (quoting Parle v.
16
Runnels, 505 F.3d 922, 927 (9th Cir. 2007)). However, relief is only warranted “when
17
there is a ‘unique symmetry’ of otherwise harmless errors, such that they amplify each
18
other in relation to a key contested issue in the case.” Id. (quoting Parle, 505 F.3d at
19
927). The errors Petitioner raises, to the extent they are errors at all, do not amplify each
20
other. Testimony regarding the number officers observing the drug sale and their
21
locations does not become a more significant error because two jury instructions were
22
absent. Rather than impacting each other on a key issue, they largely have little
23
connection and concern issues that were not key in the case. Because the combined
24
effect of the errors asserted did not infect the trial with unfairness, relief on this claim is
25
not warranted.
26
The Court RECOMMENDS the claims asserted under Ground Four be DENIED.
27
///
28
///
27
16CV2130 BAS (BGS)
1
D.
2
Ground Five is titled “Augment requests” and is followed by a list of trial
Ground Five
3
documents. (Pet. at 19.) Listed later in the Petition under a heading 7, also titled
4
Augment request, Petitioner request transcripts. (Pet. at 26.) Although Petitioner has not
5
explained why he needs these documents, all the items identified in both lists have been
6
provided to Petitioner as lodgments in this case. Accordingly, the Court recommends the
7
requests be denied as moot.
8
E.
9
In Ground Six, Petitioner argues that his sentence was unauthorized. (Pet. at 20-
Ground Six
10
22, 26.) He claims under California Penal Code § 1385 his two prison-prior term
11
enhancements should have been stricken rather than stayed and the trial court should be
12
required to state its reasons for striking the prison priors. (Id. at 20.) It does appear from
13
the record that when Petitioner was originally sentenced his prison priors were stayed.
14
(Lodgment 3 at 126-127 (October 9, 2014 Felony Abstract of Judgment).) However, on
15
January 16, 2015, the trial court recalled the sentence and amended it to strike
16
Petitioner’s two prison priors and stated its reasons for striking them. (Lodgment 5 at
17
48.) This appears to have been done at the request of Petitioner’s appellate counsel.
18
(Lodgment 5 at 19-22.) Given the relief Petitioner seeks has already been provided by
19
the trial court, the Court RECOMMENDS relief on Ground Six be DENIED.
20
V.
21
CONCLUSION AND RECOMMENDATION
For all the foregoing reasons, IT IS HEREBY RECOMMENDED the Court
22
issue an Order: (1) approving and adopting this Report and Recommendation; and (2)
23
denying the Petition.
24
IT IS ORDERED that no later than October 13, 2017, any party to this action
25
may file written objections with the Court and serve a copy on all parties. The document
26
should be captioned “Objections to Report and Recommendation.”
27
28
IT IS FURTHER ORDERED that any reply to the objections shall be filed with
the Court and served on all parties no later than October 27, 2017.
28
16CV2130 BAS (BGS)
1
The parties are advised that failure to file objections within the specified time may
2
waive the right to raise those objections on appeal of the Court’s order. Turner v.
3
Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 1153, 1156 (9th
4
Cir. 1991).
5
Dated: September 22, 2017
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
16CV2130 BAS (BGS)
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?