Apple Inc. v. Qualcomm Incorporated
Filing
1155
ORDER Granting in Part and Denying in Part ( 1120 , 1121 ) Motions to File Documents Under Seal. Signed by Judge Gonzalo P. Curiel on 4/15/19. (dlg)
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123226 Page 1 of 40
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UNITED STATES DISTRICT COURT
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SOUTHERN DISTRICT OF CALIFORNIA
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12 IN RE:
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14 QUALCOMM LITIGATION,
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Case No. 3:17-CV-00108-GPC-MDD
[Consolidated with 3:17-CV-01010-GPCMDD]
ORDER GRANTING IN PART AND
DENYING IN PART MOTIONS TO
SEAL
[ECF Nos. 1120 and 1121.]
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Before the Court are the parties’ requests to seal certain exhibits and deposition
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designations to be sealed to the extent such materials are received into evidence at trial in
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Case No. 3:17-cv-00108-GPC-MDD. ECF Nos. 1120 and 1121. Both parties have filed
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oppositions to each other’s respective motions. ECF Nos. 1136 and 1137 Upon review
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of the moving papers, the Court GRANTS in part and DENIES in part the motions.
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LEGAL STANDARD
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There is a presumptive right of public access to court records based upon the
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common law and the first amendment. See Nixon v. Warner Commc’ns, Inc., 435 U.S.
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589, 597 (1978); Phillips ex rel. Estates of Byrd v. General Motors Corp., 307 F.3d 1206,
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1212-13 (9th Cir. 2002). Nonetheless, access may be denied to protect sensitive
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confidential information. Courts are more likely to protect information covered by Rule
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26(c) of the Federal Rules of Civil Procedure, but are not limited by items listed in
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protective orders. See KL Group v. Case, Kay, & Lynch, 829 F.2d 909, 917-19 (9th Cir.
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1987) (letter to client from attorney); Kalinauskas v. Wong, 151 F.R.D. 363, 365-67
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(D. Nev. 1993) (confidential settlement agreement).
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“Unless a particular court record is one traditionally kept secret, a strong
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presumption in favor of access is the starting point.” Kamakana v. City & Cty. of
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Honolulu, 447 F.3d 1172, 1178-80 (9th Cir. 2006) (citing Foltz v. State Farm Mut. Auto.
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Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003)). “In order to overcome this strong
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presumption, a party seeking to seal a judicial record must articulate justifications for
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sealing that outweigh the historical right of access and the public policies favoring
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disclosure.” Id. at 1178-79.
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The presumption of access is “based on the need for federal courts, although
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independent—indeed, particularly because they are independent—to have a measure of
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accountability and for the public to have confidence in the administration of justice.”
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United States v. Amodeo (Amodeo II ), 71 F.3d 1044, 1048 (2d Cir.1995); see also Valley
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Broad. Co. v. U.S. Dist. Court—D. Nev., 798 F.2d 1289, 1294 (9th Cir.1986) (explaining
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that the presumption of public access “promot[es] the public's understanding of the
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judicial process and of significant public events”).
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Accordingly, “[a] party seeking to seal a judicial record then bears the burden of
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overcoming this strong presumption by meeting the ‘compelling reasons' standard.”
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Kamakana, 447 F.3d at 1178. Under this stringent standard, a court may seal records only
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when it finds “a compelling reason and articulate[s] the factual basis for its ruling,
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without relying on hypothesis or conjecture.” Id. at 1179. The court must then
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“conscientiously balance[ ] the competing interests of the public and the party who seeks
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to keep certain judicial records secret.” Id. (quoting Foltz, 331 F.3d at 1135) (alteration in
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original) (internal quotation marks omitted). What constitutes a “compelling reason” is
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“best left to the sound discretion of the trial court.” Nixon, 435 U.S. at 599.
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Previously, some courts applied a “compelling reason” or “good cause” standard
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for sealing depending on whether the pending motion was dispositive or non-dispositive.
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E.g., Kamakana, 447 F.3d at 1180 (9th Cir. 2006) (parties seeking to seal documents in a
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dispositive motion must provide “compelling reasons” to support a sealing whereas for
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non-dispositive motions the parties must show a lesser “particularized showing” under
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the “good cause” standard pursuant to Federal Rule of Civil Procedure 26(c)); Phillips ex
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rel. Estates of Byrd v. Gen. Motors Corp., 307 F.3d 1206, 1213 (9th Cir. 2002) (when a
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party attaches a sealed discovery document to a nondispositive motion, the usual
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presumption of the public's right of access is rebutted).
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Other courts rejected this binary approach. In re Midland National Life Insurance
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Company Annuity Sales Practices Litigation, 686 F.3d 1115 (9th Cir.2012), is one such
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case that rejected the literal dispositive/nondispositive label. In that case, an intervenor
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moved to unseal documents attached to a Daubert motion. Id. at 1118. The district court,
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like the district court here, concluded that the documents should remain under seal
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because “the Daubert motion was non-dispositive,” as it “would not have been a
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determination on the merits of any claim or defense.” Id. at 1119. The Ninth Circuit
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rejected the district court's focus on whether the motion was literally “dispositive”: “That
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the records are connected to a Daubert motion does not, on its own, conclusively resolve
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the issue.” Id. As the motion, in effect, “pertain[ed] to central issues bearing on
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defendant's summary judgment motion,” we treated that motion as dispositive. Id.
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Similarly, the court in Ctr. for Auto Safety v. Chrysler Grp., LLC, 809 F.3d 1092, 1100
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(9th Cir. 2016) observed that it would not allow the technically nondispositive nature of a
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Daubert motion to cloud the reality that it was able to significantly affect the disposition
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of the issues in the case.
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Here, the motions to seal relate to numerous potential trial exhibits and deposition
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designations that the parties may intend to call into evidence at trial. This Court will
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apply the “compelling reasons” standard to these motions and related briefing as those
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submissions pertain to central issues at trial and are “more than tangentially related to the
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underlying cause of action.” Ctrs. for Auto Safety v. Chrysler Grp., 809 F.3d 1092, 1099
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(9th Cir. 2016).
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Compelling reasons for sealing information exist “when such ‘court files might
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have become a vehicle for improper purposes,’ such as the use of records to gratify
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private spite, promote public scandal, circulate libelous statements, or release trade
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secrets.” Kamakana, 447 F.3d at 1179 (quoting Nixon, 435 U.S. at 598). Trade secrets
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“may consist of any formula, pattern, device or compilation of information which is used
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in one’s business, and which gives him an opportunity to obtain advantage over
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competitions who do not know or use it.” Restatement (First) of Torts § 757 cmt. b.
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Because trade secrets concern proprietary and sensitive business information not
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available to the public, sealing may be warranted where disclosure would harm a
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litigant’s competitive standing. Nixon, 425 U.S. at 598.
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The Ninth Circuit has explicitly recognized that compelling reasons exist for the
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sealing of “pricing terms, royalty rates, and guaranteed minimum payment terms” of
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license agreements. See In re Elec. Arts, Inc., 298 F. App’x 568, 569 (9th Cir. 2008).
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Courts in this circuit have also recognized that information subject to confidentiality
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agreements may also meet the “compelling reasons” standard when accompanied by a
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particularized factual showing. See Foltz, 331 F.3d at 1137-38.
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DISCUSSION
The Court now turns to the substance of the instant sealing motions. The majority
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of information that the parties seek to seal constitutes confidential business information
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of the parties, including trade secrets, proprietary business records, discussions of internal
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strategy, company dealings, and materials designated as “Highly Confidential.” To the
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extent that the proposed redactions are narrowly tailored and relate to the rationale above,
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the Court agrees that the parties have demonstrated that compelling reasons exist for
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sealing the information subsumed by these categories. Analysis from this Court’s prior
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orders granting the parties’ motions to seal is applicable here. See ECF No. 1143.
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However, the Court also finds that a substantial portion of the information that the
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parties seek to seal has already been publicly disclosed elsewhere – such as in the FTC v.
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Qualcomm case – or does not constitute confidential or sealable information – as is the
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case with Apple’s indemnification agreements with the CMs. Even where the parties
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seek to cover information that may properly be sealed, they should seek to seal only the
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narrowly sealable information and not whole paragraphs, documents, sections, or
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presentations that do not justify extensive redaction. In some documents, the information
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at issue is too general to warrant sealing. A number of proposed sealings are markedly
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overbroad. Other suggested redactions would inappropriately shield stale information
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that is too old to be presently confidential. And yet other redacted exhibits and
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depositions in their current states would close from the public exhibits that lie at the very
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heart of this case, including proposed redactions to the SULAs and royalty rates and
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payments. In light of the public’s right to access, this Court finds no colorable
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justification to seal those exhibits that would be highly relevant to the adjudication of the
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claims at issue in the trial. Repeated requests to close and clear the courtroom would be
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unduly cumbersome to the Court’s interest in managing the trial. Sealing such
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information would hamstring the parties and stymie them from litigating key issues
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effectively and efficiently. Furthermore, over-sealing crucial exhibits would impede the
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jury and the public’s ability to understand the nature of the proceedings and the factual
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basis for the parties’ claims.
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Accordingly, the Court finds that the parties have not articulated “compelling
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reasons” to keep all the requested information from the public. As such, the Court
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GRANTS in part and DENIES in part each of the motions to seal and instructs the
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parties to introduce – if called at trial – redacted versions of their documents consistent
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with the following tables:
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IT IS SO ORDERED.
Dated: April 15, 2019
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Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123232 Page 7 of 40
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1
Qualcomm’s Requested Exhibits to Seal
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2
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Exhibit
Ruling
GRANTED.
GRANTED.
GRANTED.
GRANTED.
DTX00066
DTX00068
DTX00082
1-2
3
3, 5
5, 11
7-9, 13-14, 17, 19,
20
9-10
3, 4
10
DTX00085
1-2
11
DTX00090
DTX00097
DTX00104
5, 7
1, 4, 5
5-6, 8, 10, 12
DTX00254
DTX00256
DTX00261
DTX00262
DTX00274
DTX00309
DTX00370
DTX00373
DTX00382
DTX00397
4, 10
11
4-5, 7-9, 13-14
3, 11, 12, 25, 27,
35, 37-38, 44
1
1-6
13-15, 19
2-5
4, 5, 7-11
3
DTX00497
7, 10-20, 23, 24,
27-38, 40, 46, 4959, 62-63, 66-77,
79-81
DENIED with respect to portions of pages 10-20, 23-24,
29, 31, 37-38, 40, 49-56, 58-59, 62-63, 68, 70-73, 76-77,
79-80 that contain contract provisions that are not financial
in nature or CBI and stale. GRANTED with respect to
other requests to seal financial and indemnity terms.
7, 9, 10, 14, 19,
20, 22, 23, 27, 28,
42, 58, 59
3, 5-6
7
2-4
DENIED with respect to portions of pages 7, 9-10, 14,
42, 58-59 that contain contract provisions that are not
financial in nature or CBI and stale. GRANTED with
respect to other requests to seal financial and
indemnity tterms.
GRANTED.
GRANTED.
GRANTED.
5
6
7
8
DTX00021
DTX00044
DTX00064
DTX00065
Page/Line
9
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
DTX00504
DTX00548
DTX00713
DTX00736
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
7
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123233 Page 8 of 40
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2
3
Exhibit
Page/Line
DTX00737
DTX00842
DTX00862
3
5
3
DTX00869
1, 7-9
DTX00882
DTX00890
DTX00907
DTX00910
2
4-6, 10-11, 39
3
3
DTX00932
DTX00998
DTX01000
DTX01002
DTX01003
DTX01008
7, 10, 12, 15, 2122, 25, 26, 29-31,
35, 37, 38, 40, 42
3
20-35
10-11, 15-17
10, 15
35
DTX01019
3, 4
4
5
6
7
8
9
10
11
12
13
14
15
16
17
DTX01038
DTX01039
DTX01045
DTX01065
2-10, 15
2-3, 6-7, 16, 18-20
1
1
DTX01105
DTX01173
DTX01189
DTX01368
DTX01375
DTX01381
DTX01402
DTX01403
DTX01407
DTX01437
5, 6, 8-11, 15, 1718, 21-22, 29, 31,
37, 41-43, 47-50
3-4
3-10
2, 5, 9
5-6, 9-11
3
2
4
9-13
3, 10-11
DTX01440
DTX01447
1-3, 5
9-13
18
19
20
21
22
23
24
25
26
27
28
Ruling
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
DENIED.
DENIED with respect to pages 2-4, 7-10 with respect
to Samsung gag requirements. GRANTED in part
with respect to other requests.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
8
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Exhibit
Page/Line
Ruling
2
3
DTX01454
DTX01456
DTX15700
DTX19462
JTX002
JTX003
1-2
5, 6
4, 6-8, 10-14, 1921, 24, 25, 27-29,
31-33, 36-39, 5058, 63, 64, 65, 68,
69, 81, 82, 85, 86,
95-99
2, 4-6, 8-12, 1719, 22-23, 25-27,
29-31
1, 2, 5, 6
2, 5, 9, 12
8, 10, 14-16, 1925, 27-38, 49-58
7, 11, 13
1-11, 13-14
1-6
JTX004
JTX005
JTX006
1-2, 5-7
1-4
3, 4
JTX009
13-15
4
5
6
7
8
9
DTX01462
DTX01463
DTX01464
DTX01475
10
11
12
13
14
15
16
17
18
19
20
21
22
JTX010
27
28
DENIED with respect to definitions that are not
financial or CBI in nature on 4, 20, 55-58. GRANTED
with respect to the remainder of the request.
DENIED with respect to definitions that are not
financial or CBI in nature on 2 and 18. GRANTED
with respect to the remainder of the request.
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
DENIED with respect to non-financial or CBI
provisions on 1, 2, 5-7. GRANTED with respect to
other requests.
GRANTED
GRANTED
GRANTED
2-6
JTX026
3
GRANTED
GRANTED
JTX108
7
JTX114
2-3
3, 7, 10-12, 16, 24,
57, 59
JTX116
JTX117
JTX119
2-3, 5
2,3, 5-11, 13-16,
19-36, 38, 39, 41,
48, 49, 52-54, 5657, 61-65, 67, 68,
71-85
JTX120
2, 3
24
26
GRANTED.
GRANTED
23
25
GRANTED.
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
9
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1
Exhibit
2
Page/Line
3
JTX126
10-16, 19-22, 3132, 40, 46, 54-56,
71-78
4
JTX127
8
5
6
Ruling
DENIED with respect to non-financial or CBI
provisions on 19-22, 46, 71-78. GRANTED with
respect to other requests.
GRANTED
GRANTED
JTX132
JTX136
5, 13, 21-24
3, 12, 19-22, 41,
43,
7
GRANTED
GRANTED
8
JTX143
4, 8, 11, 13, 15-20
9
PTX000086
1
10
PTX000154
1-2, 4-5
11
PTX000389
12
13
GRANTED
GRANTED
1, 7-10
GRANTED
PTX000406
1-2
GRANTED
PTX000453
14
15
16
17
18
GRANTED
PTX000485
3
8, 15-16, 24, 4850, 54, 57, 63, 68,
70, 71, 73-74, 7879, 81, 89-90, 95,
96, 103-115, 122,
128-131, 144-145,
147, 152, 157-158,
160-162, 164-168
GRANTED
GRANTED
PTX000579
1-2
PTX000594
1-2, 4-5, 7-8
PTX000597
3-4, 6-7
PTX000598
2
22
PTX000610
1-2
23
PTX000612
5, 10-11
PTX000636
2-3
19
20
21
24
PTX000642
26
PTX000648
28
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
25
27
GRANTED
1
GRANTED
1-2, 4-5, 7-8
10
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1
Exhibit
Page/Line
2
GRANTED
3
PTX000662
4
PTX000685
5
6
1-2, 4-7
GRANTED
7
GRANTED
PTX000686
1-2
GRANTED
PTX000716
1, 3
7
8
GRANTED
PTX000727
PTX000830
10
PTX000852
12
1
GRANTED
9
11
2
GRANTED
1-2
GRANTED
PTX000891
1, 4-5
GRANTED
PTX000891.001
1, 4-5
13
14
15
GRANTED
PTX000893
4-6, 8, 17, 20
GRANTED
PTX000901
1, 4, 6-7
16
17
18
19
20
21
GRANTED
PTX000904
1-2, 4-5
GRANTED
PTX000904.001
1-2, 4-5
PTX000910
2
GRANTED
GRANTED
PTX000926
2
PTX000941
2, 5
GRANTED
GRANTED
22
PTX000949
23
PTX000949.001
24
Ruling
6, 7
GRANTED
6, 7
GRANTED
PTX001006
2, 4, 5
GRANTED
25
PTX001007
1, 2
26
27
28
11
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1
Exhibit
Page/Line
2
3
PTX001008
1-4
5
PTX001010
1-2
6
PTX001011
Ruling
DENIED with respect to non-financial or CBI
provisions on 1-2. GRANTED with respect to other
requests.
DENIED with respect to non-financial or CBI
provisions on 2. GRANTED with respect to other
requests.
GRANTED
2, 4
4
GRANTED
7
PTX001023
1-4
8
PTX001029
1-2
9
PTX001049
1, 5
PTX001049.001
1, 5
10
PTX001117
12
PTX001137
GRANTED
1, 2
GRANTED
PTX001154
PTX001238
2
6, 9-13, 15-16, 19,
21, 24-28
2-24, 27-38, 4063, 66-77, 79
3
PTX001312
2-3
2-5, 8-9, 12-14,
16, 18
PTX001215
15
16
17
18
PTX001357
19
20
PTX001378
4-103
PTX001378.001
4-103
PTX001388
21
2, 4
22
23
24
25
26
27
28
GRANTED
2
PTX001303
14
GRANTED
GRANTED
11
13
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
DENIED with respect to non-financial or CBI
provisions on 5-12, 15-16, 18-27, 29, 31-33, 36-39,
43-46, 48-55, 57-65, 69, 71. GRANTED with respect
to other requests.
DENIED with respect to non-financial or CBI
provisions on 5-12, 15-16, 18-27, 29, 31-33, 36-39,
43-46, 48-55, 57-65, 69, 71. GRANTED with respect
to other requests.
GRANTED
GRANTED
PTX001434
45-46, 48-49, 5152
PTX001474
2, 4
GRANTED
12
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1
2
Exhibit
Page/Line
PTX001477
5, 6
3
PTX001558
1-4
4
PTX001567
4-8
5
PTX001573
7,8,10-14
PTX001621
1-2
6
Ruling
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
7
PTX001643
8
PTX001647
1, 4
9
PTX001653
1
PTX001657
1
PTX001673
1-3
PTX001674
1
12
PTX001675
2-4, 8-10
13
PTX001684
1-7
14
PTX001684.001
1-7
PTX001686
1-2, 4-5, 7-13
PTX001686.001
1-2, 4-5, 7-13
PTX001690
1-2
10
11
15
16
17
1, 3
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
PTX001749
4, 8, 13, 15-20
GRANTED
18
19
GRANTED
PTX001749.001
4, 8, 13, 15-20
GRANTED
20
PTX001785
21
PTX001785.001
1, 8-9, 11-12
GRANTED
1, 8-9, 11-12
GRANTED
22
23
PTX001832
4, 6-10
GRANTED
PTX001888
1-2, 4-5, 8
GRANTED
24
25
26
27
28
PTX001888.001
1-2, 4-5, 8
GRANTED
PTX001941
2-4
13
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Exhibit
Page/Line
2
3
PTX001943
2, 5
PTX001963
PTX001984
PTX001992.001
3, 7-11
1-5, 7
6, 8, 10, 13-17, 19,
21, 23, 25-29, 3133, 37-39, 43-48,
52-54, 56-59
6, 8, 10, 13-17, 19,
21, 23, 25-29, 3133, 37-39, 43-48,
52-54, 56-59
PTX002027
1-3
PTX002043
2-5, 7-8
12
PTX002049
4, 9
13
PTX002064
1-7
PTX002068
5
PTX002104
6, 7, 9, 12, 13, 15
7-9, 13-14, 17, 1921, 23-26, 30, 39,
42
4
5
6
7
8
PTX001992
9
10
11
14
15
16
PTX002135
PTX002144
PTX002155.001
PTX002167
1-19
PTX002169
3
24
PTX002189
4, 5
25
PTX002240
1, 2
PTX002248
3-5, 7-11
PTX002261
3-5
20
PTX002155
21
26
27
28
DENIED.
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
terms unrelated to royalties. GRANTED with respect
2-68, 70-81
10, 14-16, 19-25,
27-38, 49-63, 65
10, 14-16, 19-25,
27-38, 49-63, 65
23
treaty’ provision” on 11.
that are not financial or otherwise CBI and SULA
18
22
DENIED with respect to comments that are not
financial or CBI in nature on 5. GRANTED with
respect to other requests.
DENIED with respect to the “Antitrust/FRAND ‘peace
DENIED with respect to pages 2-18, 36-63, 70-81
17
19
Ruling
to other requests.
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
14
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123240 Page 15 of
40
1
2
Exhibit
Page/Line
PTX002266
13, 14, 25-27
3
PTX002320
20-35
4
PTX002334
1
Ruling
GRANTED
GRANTED
GRANTED
GRANTED
5
PTX002385
27-29
6
PTX002412
3-4, 7-9
7
PTX002412.001
3-4, 7-9
8
PTX002492
1
9
PTX002501
1-3
PTX002504
1-2
PTX002505
1-2
10
GRANTED
GRANTED
GRANTED
11
GRANTED
GRANTED
GRANTED
GRANTED
PTX002510
1-2
PTX002520
4-6
PTX002520.001
4-6
14
PTX002540
7-9, 14
15
PTX002540.001
7-9, 14
16
PTX002557
3
PTX002567
PTX002597.001
1
19, 34, 36, 41, 43,
45
19, 34, 36, 41, 43,
45
PTX002598
3-5, 8, 10, 11
PTX002598.001
3-5, 8, 10, 11
PTX002640
1-4
12
13
17
18
19
20
21
22
23
24
PTX002597
PTX002642
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
1
PTX002645
1-2
GRANTED
GRANTED
PTX002684
1, 4
DENIED with respect to pages 1-2, 16 relating to
2015 business strategies that relate to issues in this
26
28
GRANTED
GRANTED
25
27
GRANTED
PTX002709
1-2, 6-9, 16-21
case.
15
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123241 Page 16 of
40
1
Exhibit
Page/Line
2
DENIED with respect to page 3, 4, 26
3
regarding risks, overall strategic change, and
4
mitigation strategies that are non-financial and
5
CBI in nature. GRANTED with respect to the
6
7
PTX002730
8, 12-13, 18-20,
26-31
10
11
strategies on page 28. GRANTED with respect to the
PTX002738
4, 7, 8, 12, 19-22,
28-33
PTX002762
1-3
GRANTED
PTX002776
2, 4-5
GRANTED
PTX002776.001
2, 4-5
GRANTED
14
PTX002814
15
PTX002814.001
1, 3
GRANTED
PTX002835
1, 3
2, 5, 6-23, 25-27,
32-36, 41-56, 71,
73-75, 79-84
PTX002861
1
16
17
18
20
21
PTX002875
24
GRANTED
4-7
PTX002875.001
4-7
PTX002895
1
1
PTX002904
1-2
GRANTED
22
23
GRANTED
GRANTED
PTX002898
19
remainder.
GRANTED
12
13
remainder.
DENIED with respect to Qualcomm’s mitigation
8
9
Ruling
GRANTED
GRANTED
DENIED.
GRANTED
PTX002914
15-16, 21, 26
25
26
27
28
16
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123242 Page 17 of
40
1
Exhibit
2
Page/Line
PTX002922
3, 12, 16-20, 2233, 35-42, 44
46, 49, 54-57, 60,
64, 66, 80, 83, 84,
86-88, 90, 94, 101102, 106, 107,
110-111, 114, 116,
118-120, 125, 130131, 139-143, 144,
150, 155-158, 164,
167, 169
8
PTX002925
1-5
9
PTX002933
2-3
10
PTX002944
1
3
4
5
6
7
13
PTX002972
PTX003026
1, 4, 5
PTX002946
PTX002946.001
PTX002946.002
16
17
18
19
20
PTX003083
8-11, 14-16, 19-23
27
28
GRANTED
GRANTED
the remainder.
GRANTED
GRANTED
DENIED with respect to non-financial or CBI
information on 5, 8, 10, 48, 57, 73, 81, 97, 105, 121,
and 134. GRANTED with respect ot the remainder.
GRANTED
remainder.
DENIED with respect to Lenovo’s options for
Qualcomm on 8-11. GRANTED with respect to the
PTX003083.001
8-11, 14-16, 19-23
25
26
GRANTED
Qualcomm on 8-11. GRANTED with respect to the
23
24
with respect to the remainder.
DENIED with respect to Lenovo’s options for
21
22
information on pages 94, 116, and 175. GRANTTED
Qualcomm’s business. GRANTED with respect to
1, 7-9, 13-20, 2227, 30, 32-33, 35
1, 7-9, 13-20, 2227, 30, 32-33, 35
1, 7-9, 13-20, 2227, 30, 32-33, 35
2, 5, 8, 10-12, 14,
17, 34-35, 37, 46,
48, 49, 57, 59, 60,
62, 71, 73, 81-82,
84, 95, 97, 98,
105-106, 108, 120121, 126, 133-136,
138
14
15
DENIED with respect to non-financial or CBI
DENIED with respect to page 8 regarding risks to
11
12
Ruling
remainder.
GRANTED
PTX003110
PTX003137
1
35, 37, 39-43, 4849, 74-76, 79
GRANTED
17
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123243 Page 18 of
40
1
2
Exhibit
Page/Line
PTX003268
2, 3, 5-7
PTX003296
PTX003369
8, 11
7, 9, 17, 19, 21,
23, 31, 35, 39, 41,
51, 59, 61, 72, 80,
82, 86, 88, 90,
100, 102, 104,
108, 114, 116,
128, 130, 132,
134, 136, 138,
140, 142, 144,
146, 148
150, 152, 154,
156, 158, 160,
162, 164, 166,
168, 172-175
PTX003386
1-2
12
PTX003393
3-9
13
PTX003393.001
3-9
14
PTX003403
1
PTX003410
1
PTX003429
5, 13
3
4
5
6
7
8
9
10
11
15
16
17
PTX003447
PTX003447.001
PTX003569
3, 6
23
PTX003571
2-4
24
PTX003585
3-4
25
PTX003587
2, 5, 9-20, 22-25
PTX003588
4-5, 10-14, 19-23
PTX003657
4-6, 15-18
PTX003471
21
27
28
DENIED with respect to 9, 21, 39, 128, 172-175 with
respect to SEP analysis, Samsung non-CBI
reference, non-CBI list of patents, references to
certain assumptions about resolution with Apple and
assumptions about Apple. GRANTED with respect to
the remainder.
DENIED.
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
3-16, 18
PTX003548
20
26
GRANTED
GRANTED
19
22
GRANTED
GRANTED
3-16, 18
4, 6-8, 10-14, 1921, 24-25, 27-33,
35-41, 50-58, 6365, 68-69, 81-82,
85-86, 95-99
9, 12-14, 22, 23,
26, 45
18
Ruling
DENIED with respect to information that is nonfinancial or CBI on 4, 19-21, 55-58. GRANTED with
respect to the remainder.
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
18
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123244 Page 19 of
40
1
Exhibit
Page/Line
PTX003665
6, 9, 14, 21, 24
3
PTX003691
2, 5, 9
4
PTX003759
3-5, 9, 10, 12
2
7
PTX003795
2, 4-6, 8-12, 1719, 22-23, 25-27,
29-31
PTX003796
1-7
10
PTX003798
2-10, 15
1-6, 9
11
PTX011034
1, 2, 4
12
PTX011036
1, 2
13
PTX011078
1
PTX011080
PTX011127
1-4, 8-9
2,3, 5-7, 9-12, 1519, 21-24, 26, 2831, 33, 35-38, 4245, 47-50, 52-59,
63-64
PTX011255
9, 12, 13-17, 29
PTX011256
7, 10, 12, 15, 2122, 25-26, 29-31,
35, 37-38, 40, 42
PTX011259
1, 2
15
16
17
18
19
20
PTX011263
GRANTED
with respect to the remainder.
GRANTED with respect to the remainder.
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
GRANTED
remainder.
DENIED with respect to talking points on 3-5.
PTX011264
25
26
1
27
2
28
the remainder.
strategies on 24. GRANTED with respect to the
10, 11, 16-18, 2529
23
24
information on 2, 18-20. GRANTED with respect to
DENIED with respect to Qualcomm’s mitigation
21
22
GRANTED
DENIED with respect to patent exhaustion on 2, 4.
PTX003799
14
GRANTED
DENIED with respect to gag provisions. GRANTED
8
9
GRANTED
DENIED with respect to non-financial or CBI
5
6
Ruling
PTX011269
1, 3-6
3-4, 7-9, 11, 1416, 19, 29, 63, 67,
70, 77, 79, 81-88,
90-104
GRANTED with respect to the remainder.
GRANTED
19
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123245 Page 20 of
40
1
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
20
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123246 Page 21 of
40
Apple’s Requested Exhibits to Seal
1
1
2
2
3
4
Exhibit
JTX006
DTX00082
Information Sought to Be Sealed
According to Apple and the CMs
Q2017MDL1_01061812-816 AAPL-QC00128495-99
5
6
7
8
9
10
JTX010
JTX062
11
12
13
14
15
16
17
18
19
JTX006
DTX00082
Q2014FTC03250056
Q2017MDL1_03051478-79
Q2017MDL1_03051481
Q2017MDL1_03051484
Q2017MDL1_03051486-92
Q2017MDL1_03051499
Q2017MDL1_03051508-09
Q2014FTC00345631-632
Q2014FTC00345634
Q2014FTC00345637
Q2014FTC00345639-640
Q2014FTC00345640-641
Q2014FTC00345641-642
Q2014FTC00345642-645
Q2014FTC00345652
Q2014FTC00345662
Q2017MDL1_01061812-816 AAPL-QC00128495-99
20
21
22
23
24
25
26
27
28
JTX010
JTX062
Q2014FTC03250056
Q2017MDL1_03051478-79
Q2017MDL1_03051481
Q2017MDL1_03051484
Q2017MDL1_03051486-92
Q2017MDL1_03051499
Q2017MDL1_03051508-09
21
Ruling
DENIED as
overbroad. The Court
will GRANT
Qualcomm’s narrower
set of redactions as
most of the redacted
material is not
sensitive business
information or is at
issue in this case.
GRANTED.
DENIED as overbroad.
DENIED as
overbroad. The Court
will GRANT
Qualcomm’s narrower
set of redactions as
most of the redacted
material is not
sensitive business
information or is at
issue in this case.
GRANTED.
DENIED as overbroad.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123247 Page 22 of
40
1
2
3
4
5
6
7
JTX063
DTX01445
8
9
10
11
12
13
14
15
JTX102
JTX104
JTX108
16
17
18
19
JTX113
Q2014FTC00345631-632
Q2014FTC00345634
Q2014FTC00345637
Q2014FTC00345639-640
Q2014FTC00345640-641
Q2014FTC00345641-642
Q2014FTC00345642-645
Q2014FTC00345652
Q2014FTC00345662
Pegatron_0000000649, paragraph 3
Pegatron_0000000654, paragraph 5.2
Pegatron_0000000655-661, paragraph 5.2.1
Pegatron_0000000661-664, paragraphs 5.66.3
Pegatron_0000000672
Pegatron_0000000681-684
Pegatron_0000000686-687
Q2017MDL1_03114799
Q2017MDL1_03114804-811
Q2017MDL1_03114822
Q2017MDL1_03114831-834
Q2017MDL1_03114836
APL-QC-FTC_14513387; APLQCFTC_14513402-03
AAPL-FTC-00128293
AAPL-FTC-00131619; AAPL-FTC00131640;
AAPL-FTC-00131642; AAPL-FTC00131644;
AAPL-FTC-00131672-74; AAPL-FTC00131676
AAPL-FTC-00131672-74; AAPL-FTC00131676
APL-QC-FTC_16508200-01
20
21
22
23
24
25
26
27
28
PTX000409
DTX00074
PTX000451
DTX00907
PTX000461
DTX00872
AAPL-FTC-00125254; AAPL-FTC00125256
Q2014FTC03938580-82
Q2014FTC00934630; Q2014FTC0093463637;
Q2014FTC00934639; Q2014FTC0093464142;
Q2014FTC00934644-50;
Q2014FTC00934668-71;
Q2014FTC00934674-75;
Q2014FTC00934677-82;
22
DENIED.
DENIED.
DENIED as already public.
GRANTED.
DENIED as these royalties
are directly at issue in this
case.
DENIED as stale.
GRANTED.
DENIED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123248 Page 23 of
40
1
2
3
4
5
6
7
8
9
10
11
PTX000636
PTX000800
DTX01015
12
13
14
15
16
17
PTX000809
DTX00871
18
19
20
21
22
23
24
25
26
27
28
PTX000810
DTX00934
Q2014FTC00934630
Q2014FTC00934636-637
Q2014FTC00934639
Q2014FTC00934641-642
Q2014FTC00934644-645
Q2014FTC00934645-647
Q2014FTC00934647-650
Q2014FTC00934657, ¶14.2
Q2014FTC00934668-669
Q2014FTC00934671
Q2014FTC00934674-675
Q2014FTC00934677-678
Q2014FTC00934678
Q2014FTC00934679
Q2014FTC00934680-683
Q2014FTC00934687
Q2014FTC00934690
AAPL-FTC-00012322-24
Q2017MDL4_00013341
Q2017MDL4_00013346
Q2017MDL4_00013347-352
Q2017MDL4_00013353-354
Q2017MDL4_00013362
Q2017MDL4_00013370-373
Q2017MDL4_00013336-37;
Q2017MDL4_00013341;
Q2017MDL4_0001334649;
Q2017MDL4_00013351
Q2014FTC00932770; Q2014FTC0093279495;
Q2014FTC00932799-800;
Q2014FTC0093280410;
Q2014FTC00932812;
Q2014FTC00932799-800
Q2014FTC00932804-814
Q2014FTC00932822
Q2014FTC00932831-834
Q2014FTC00418698
Q2014FTC00418702
Q2014FTC00418702
Q2014FTC00418707-714
Q2014FTC00418715-717
Q2014FTC00418726
Q2014FTC00418734-737
Q2017MDL1_00304099;
Q2017MDL1_00304103-104;
Q2017MDL1_00304108-118;
Q2017MDL1_00304127;
23
GRANTED.
DENIED.
DENIED.
DENIED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123249 Page 24 of
40
1
2
3
4
5
6
7
8
9
10
11
PTX000941
PTX001038
PTX001162
PTX001422
DTX00029
PTX001429
DTX00056
PTX001436
DTX00050
PTX001457
DTX00020
PTX001477
DTX01456
12
13
14
PTX001496
DTX00054
15
16
17
18
PTX001675
DTX00254
19
Q2017MDL1_00304135138
Q2014FTC004543250;
Q2014FTC004543254;
Q2014FTC004543255;
Q2014FTC004543259-269;
Q2014FTC004543278;
Q2014FTC004543286-289
PTX000941 at 1-9, 11
PTX001038 at 1
Pegatron_0000000631-32
AAPL-FTC-00035200
GRANTED.
DENIED as overbroad.
GRANTED.
GRANTED.
AAPL-FTC-00100547-49; AAPL-FTC0010055153
AAPL-FTC-00080047; AAPL-FTC00080050-51; AAPL-FTC-00080055-56
AAPL-FTC-00010255-56
GRANTED.
Q2017MDL1_01247724-25;
Q2017MDL1_01247728-30
Q2014FTC01408454
Q2014FTC01408455
Q2014FTC01408458-461
PTX001496: APL-FTC-00087975-77,
AAPL FTC-00087981-83, AAPL-FTC00087985-87, AAPL -FTC-00087994-95
DTX0054: APL-QC-FTC_34560911-13;
APL-QCFTC_34560917-19; APL-QCFTC_34560921-23;
APL-QC-FTC_34560925; APLQCFTC_34560930-31
APL-QC-FTC_14513290-92; APLQCFTC_14513296-98; APL-QCFTC_14513306;
APL-QC-FTC_14513320
GRANTED.
20
PTX001713
APL-QC-FTC_26500921
21
PTX002043
AAPL-FTC-00077424-27; AAPL-FTC0007742930
AAPL-FTC-00108173-74; AAPL-FTC0010817678; AAPL-FTC-00108182-83; AAPL-FTC00108186; AAPL-FTC-00108188-90;
AAPL-FTC00108192-95; AAPL-FTC-00108199;
AAPL-FTC00108204; AAPL-FTC-00108206; AAPLFTC-
22
23
24
25
26
27
28
PTX002135
DTX00066
24
GRANTED.
GRANTED.
GRANTED.
DENIED as overbroad,
previously made public, or at
issue in the case. The Court
will GRANT Qualcom’s
narrower set of redactions.
DENIED as previously made
public.
GRANTED.
DENIED as already public
information. The Court will
GRANT Qualcomm’s
narrower redactions.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123250 Page 25 of
40
1
2
3
PTX002189
PTX002240
PTX002320
DTX01000
4
5
6
7
8
00108208; AAPL-FTC-00108211
AAPL-FTC-00128664-65
AAPL-FTC-00005038-39
Q2014FTCO1246467
Q2014FTCO1246469
Q2014FTCO1246471
Q2014FTCO1246473
Q2014FTCO1246475-504
Q2014FTCO1246508
Q2017MDL1_03080403-06;
Q2017MDL1_03080408;
Q2017MDL1_03080410;
Q2017MDL1_03080412;
Q2017MDL1_0308041443;
Q2017MDL1_03080447
GRANTED.
GRANTED.
GRANTED.
9
10
11
12
13
14
PTX002640
PTX002762
PTX002944
PTX003026
DTX00097
Q2014FTC04597436-38
AAPL-FTC-00153047-49
AAPL-FTC-00132744
APL-QC_00088525-26; APLQC_00088528-29
GRANTED.
GRANTED.
GRANTED.
DENIED as overbroad.
The Court will GRANT
Qualcomm’s narrower
redactions.
PTX003031
PTX003357
DTX00101
APL-QC-FTC_07606882
APL-QC_00450897-99; APLQC_00451010-11;
APL-QC_00451020-27; APLQC_00451032; APLQC_00451045; APL-QC_00451053-54
Pages 4-10, 13-14, 17-19
DENIED as already public.
GRANTED.
15
16
17
18
19
20
21
22
PTX003375
DTX01128
PTX003605
DTX00567
PTX003606
DTX00857
23
24
25
26
27
28
PTX003615
DTX00829
AAPL-FTC-00005290-291, 300
Pegatron_0001298536;
Pegatron_0001298545;
Pegatron_0001298550-51
Pegatron_0001298536, paragraph 2.5 (b)
Pegatron_0001298545, paragraph 7.3
Pegatron_0001298551, paragraph 14.1, 14.2
Pegatron_ 0000053922; Pegatron_
0000053931;
Pegatron_ 0000053936-37
Pegatron_0000053922, paragraph 2.5 (b)
Pegatron_0000053931, paragraph 7.3
Pegatron_0000053937, paragraph 14.1
25
DENIED as overbroad and
at-issue to the case.
GRANTED.
GRANTED.
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123251 Page 26 of
40
1
PTX003656
DTX00847
2
3
4
5
PTX003661
DTX00831
6
7
8
9
10
11
12
PTX003677
DTX00832
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
PTX003684
DTX00017
PTX003691
DTX01368
PTX003700
DTX00277
PTX003703
DTX00353
PTX003714
DTX01192
PTX003728
DTX00436
PTX003729
DTX01359
Pegatron_ 0000831093; Pegatron_
0000831095;
Pegatron_ 0000831098; Pegatron_
0000831100-06
Pegatron_0000831093, paragraph 3.4
Pegatron_0000831093, paragraph 3.5
Pegatron_ 0000210803-04; Pegatron_
0000210806;
Pegatron_ 0000210809; Pegatron_
0000210811-16
Pegatron_0000210804, paragraph 3.1(b)(i)
Pegatron_0000210804, paragraph 3.1(b)(ii)
Pegatron_0000210804, paragraph 3.1(b)(iii)
Pegatron_0000210804, paragraph 3.4
Pegatron_0000210804, paragraph 3.5
Pegatron_0000210806, paragraph 5.7
Pegatron_0000210809
Pegatron_0000210811Pegatron_0000210816
Pegatron_0000214163-64;
Pegatron_0000214166;
Pegatron_0000214171-72;
Pegatron_000021417479
Pegatron_0000214164, paragraph
3.4
Pegatron_0000214164, paragraph 3.5
Pegatron_0000214166, paragraph 5.7
Pegatron_0000214171, paragraph
5 Pegatron_0000214172
Pegatron_0000214174Pegatron_0000214179
AAPL-FTC-00000049, 70
APL-QC_00087671, 92
AAPL-FTC-00005413-417
DENIED as to
indemnification information
on page 4.
APL-QC-FTC_16514387
GRANTED.
APL-QC-FTC_26392667-668
GRANTED.
DTX-01192 at 3-4
DENIED as overbroad and
already public.
GRANTED.
APL-QC-FTC_36256878-886
Wistron_ 00004 75142_ 00001-04; Wistron_
00004
75142_ 00006-07
Wistron_0000475142_00001
Wistron_0000475142_00002
Wistron_0000475142_00003-00004, ¶7.8
26
GRANTED.
DENIED with respect
to pages 4 and 9 as
already public and
overbroad.
GRANTED in part
with respect to the
remainder.
GRANTED.
GRANTED.
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123252 Page 27 of
40
1
2
3
4
5
6
7
PTX003745
DTX00084
PTX003747
DTX00279
PTX003756
DTX00102
PTX003767
DTX00623
PTX003768
DTX01193
Wistron_0000475142_00006
Wistron_0000475142_00007
AAPL-FTC-00130926-927
GRANTED.
APL-QC-FTC_16514430-31
GRANTED.
APL-QC_0045117-118, 133, 154
GRANTED.
APL-QC-00451166, 168, 172, 176, 184,
186, 347348, 350
PTX03768 at 2
DTX01193, Exhibit 11 Page 86, paragraph
5.1
GRANTED.
PTX003777
DTX00278
APL-QC-FTC_16514420-422
PTX003779
DTX00386
PTX003780
DTX00404
PTX003783
DTX01191
APL-QC-FTC_30594007, 017-019
DENIED with respect to
indemnification on page 3.
Already public and
overbroad.
DENIED with respect to
indemnification information
on pages 1-3. Already public
and overbroad.
GRANTED.
APL-QC-FTC_32644283-285
DENIED.
Pages 3-4
PTX003784
DTX01194
PTX003785
DTX01195
PTX011034
Pages 3-4
DENIED. Indemnification
evidence is already-public
and is at-issue.
DENIED.
Pages 3-4
DENIED.
AAPL-FTC-00128302-305
DENIED as stale and
overbroad with respect
to pages 1-3; the Court
will adopt Qualcomm’s
narrower set of
redactions. GRANTED
with respect to the
remainder.
DENIED as overbroad.
The Court will adopt
Qualcomm’s narrower
set of redactions.
DENIED.
GRANTED.
DENIED as overbroad.
The Court will adopt
Qualcomms narrower set
of redactions.
DENIED as overbroad
8
9
10
11
12
13
14
15
16
17
18
19
20
21
PTX011036
DTX01374
AAPL-FTC-00101148
PTX011271
DTX00021
DTX00042
APL-QC-FTC_36177930-931
AAPL-FT-00012225-36
AAPL-FTC-00070233-34
DTX00043
AAPL-FTC-00070277-78
22
23
24
25
26
27
28
27
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123253 Page 28 of
40
1
2
3
4
DTX00044
DTX00047
AAPL-FTC-00070391
AAPL-FTC-00075750
DTX00051
DTX00057
DTX00064
AAPL-00080179-181
AAPL-FTC-00100755, 757-760, 764-765
AAPL-FTC-00106992-995
DTX00065
AAPL-FTC-00107709-711, 715-717, 724
DTX00068
DTX-00068 from 9-10, 12
DTX00078
DTX00085
DTX00090
DTX00095
DTX00104
DTX00112
DTX00243
AAPL-FTC-00128294-296
AAPL-FTC-00132140-141
AAPL-FTC-00144026-029
AAPL-FTC-00154236-237
APL-QC_00458287-292, 294
APL-QC_04376913-915
Pages 2-8; 10, 12-17 (all of the attachment
which does not have bates labels)
APL-QC-FTC_14804367-73; APLQCFTC_14804375-78; APL-QCFTC_14804381;
APL-QC-FTC_14804383-85; APLQCFTC_14804387-90; APL-QCFTC_14804394;
APL-QC-FTC_14804403; APLQCFTC_14804406
APL-QC-FTC_16508197
APL-QC-FTC_20443065; APL-QCFTC_20443070-73; APL-QCFTC_20443076-77
APL-QC-FTC_20443079-82; APLQCFTC_20443086-87; APL-QCFTC_20443091;
APL-QC-FTC_20443100-01; APLQCFTC_20443104-05; APL-QC-
5
6
7
8
9
10
11
12
13
14
15
16
17
DTX00261
18
19
20
21
22
23
24
25
26
27
28
DTX00274
DTX00298
28
and stale. The Court will
adopt Qualcomm’s
narrower set of
redactions.
GRANTED.
DENIED as stale and
overbroad The Court will
adopt Qualcomm’s
narrower set of redactions.
GRANTED.
GRANTED.
DENIED as overbroad
The Court will adopt
Qualcomm’s narrower set
of redactions.
DENIED as already
public.
DENIED as already public
and overbroad. The Court
will adopt Qualcomm’s
narrower set of redactions.
DENIED as already public.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123254 Page 29 of
40
FTC_20443110-12; APL-QCFTC_20443123; APL-QCFTC_20443128; APL-QCFTC_20443131;
APLQC-FTC_20443133; APL-QCFTC_20443141-42;
APL-QC-FTC_20443145-47; APLQCFTC_20443149-50; APL-QCFTC_20443158;
APL-QC-FTC_20443162; APL-QCFTC_20443168-69; APL-QCFTC_20443173;
APL-QC-FTC_20443175-77; APLQCFTC_20443185-87; APL-QCFTC_20443190;
APL-QC-FTC_20443192; APL-QCFTC_20443195; APL-QCFTC_20443198;
APLQC-FTC_20443200-01; APLQCFTC_2044320506; APL-QC-FTC_20443209; APLQCFTC_20443212-13; APL-QCFTC_20443216;
APL-QC-FTC_20443218-21; APLQCFTC_20443223; APL-QCFTC_20443226-27;
APL-QC-FTC_20443230-31; 33;
APLQCFTC_20443236; APL-QCFTC_20443240-43;
APL-QC-FTC_20443245; APL-QCFTC_20443247; APL-QC-FTC_20443249;
APLQC-FTC_20443251; APL-QCFTC_20443252;
APL-QC-FTC_20443261; APLQCFTC_20443265; APL-QCFTC_20443268
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
DTX00321
23
DTX00324
DTX00370
24
25
26
27
28
DTX00382
DTX00388
APL-QC-FTC_22481437-41; APLQCFTC_22481443
APL-QC-FTC_22482714-18
APL-QC-FTC_29334869-74; APLQCFTC_29334877; APL-QCFTC_29334879-83;
APL-QC-FTC_29334885
APL-QC-FTC_30330006-07; APLQCFTC_30330009-13
ENTIRE DOC
29
GRANTED.
DENIED as overbroad.
GRANTED.
GRANTED.
DENIED as overbroad and
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123255 Page 30 of
40
1
2
DTX00390
ENTIRE DOC
3
DTX00395
DTX00399
DTX00401
APL-QC-FTC_32299877-78
APL-QC-FTC_32616906
APL-QC-FTC_32617099-100; APL-QCFTC_32617102-06; APL-QCFTC_32617109-10;
APL-QC-FTC_32617112-13 APL-QCFTC_32617118; APL-QC-FTC_32617141;
APLQC-FTC_32617158-61; APL-QCFTC_32617180
APL-QC-FTC_37390109-11
APL-QC-FTC_37390826; APLQCFTC_37390829-30
4
5
6
7
8
9
DTX00476
DTX00477
10
11
12
DTX00482
DTX00483
DTX00546
13
14
15
DTX00548
APL-QC-FTC_37394382-83
APL-QC-FTC_37394422-23
Compal_0000356768
Compal_0000356770
Compal_0000356774-775
Compal_0000356777
Compal_0000356779
Compal_0000356790
Compal_0000356791-794
DTX00548 at 3-13
16
17
18
19
20
DTX00565
DTX00579
DTX00581
DTX00582
21
22
23
24
25
26
27
28
DTX00583
ERJC-QCOM-00019614-15
Foxconn_0000070393
Foxconn_0000094563;
Foxconn_0000094568;
Foxconn_0000094571-72
Foxconn_0000121086
Foxconn_0000121093
Foxconn_0000121095
Foxconn_0000121097
Foxconn_0000121098
Foxconn_0000121099-1100
Foxconn_0000121101
Foxconn_0000121086;
Foxconn_0000121093-95;
Foxconn_0000121097-101
Foxconn_0000123115-116
Foxconn_0000123119
Foxconn_0000123121
30
directly relevant to the
claims at issue.
DENIED as stale and
overbroad.
GRANTED.
GRANTED.
GRANTED.
DENIED.
DENIED with respect
to pages 7-8.
GRANTED with
respect to page 4.
DENIED.
DENIED.
GRANTED.
GRANTED with respect to
non-party names. DENIED
with respect to the
remainder.
GRANTED.
DENIED.
GRANTED.
DENIED with respect to page
10. GRANTED with respect
to the remainder.
DENIED with respect to
product code names on
pages 7-8 and discussion
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123256 Page 31 of
40
1
2
3
4
5
DTX00585
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
DTX00586
DTX00588
Foxconn_0000123122
Foxconn_0000123123-124
Foxconn_0000123125
Foxconn_0000123111-12;
Foxconn_000012311516;
Foxconn_0000123118-19;
Foxconn_0000123121-25
Foxconn_0000200348
Foxconn_0000200350
Foxconn_0000200351
Foxconn_0000200348;
Foxconn_0000200350-51
DTX00586 at 4-11
Foxconn_0000572869_00003
Foxconn_0000572869_00004 ¶7.2(b), 7.5
Foxconn_0000572869_00007
Foxconn_0000572869_00009-00010
Foxconn_0000572869_00013
Foxconn_0001191278 ¶5.4, 5.5
Foxconn_0001191279 ¶7.2(b), 7.5
Foxconn_0001191282-283
Foxconn_0001191284-287
Foxconn_0001191290
Foxconn_0000087845 ¶5.4, 5.5
Foxconn_0000087846 ¶7.2(b), 7.5
Foxconn_0000087849-850
Foxconn_0000087852-856
Foxconn_0000087859
AAPL-FTC-00005119 ¶5.4, 5.5
AAPL-FTC-00005120 ¶7.2(b), 7.5
AAPL-FTC-00005123-124
AAPL-FTC-00005126-130
AAPL-FTC-00005133 Foxconn
0000768097 ¶4.3, 4.4
Foxconn 0000768098 ¶5.3(b)
Foxconn 0000768099 ¶5.6
Foxconn 0000768101-102
Foxconn 0000768104 AAPLFTC-00159009 AAPL-FTC00159010 AAPL-FTC00159011 AAPL-FTC00159013-9014 AAPL-FTC00159016
Foxconn_0000153229
Foxconn_0000153231
Foxconn_0000153233-235
Foxconn_0000153237
Foxconn_0000080514-515
31
on 12-13. GRANTED with
respect to the remainder.
DENIED with respect to
pages 5 and 7. GRANTED
with respect to the
remainder.
GRANTED.
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123257 Page 32 of
40
1
2
3
4
5
6
7
8
DTX00595
9
10
11
DTX00605
DTX00704
DTX00835
12
DTX00837
13
14
DTX00839
15
16
17
18
19
DTX00840
20
DTX00842
DTX00852
21
DTX00853
22
DTX00854
23
24
25
DTX00856
Foxconn_0000080521-522
DTX0588 Pages 6, 7, 10, 12,
13, 16, 21, 22,
25 to
30, 33, 38, 39, 42, 43, 45 to
49, 52, 57, 58,
61, 62,
64 to 68, 71, 75 to 77, 79,
80, 82, 85 to 87,
89, 90, 92, 95 to 97, 99 to
101, 103, 106,
107, 108, 113, 114
Foxconn 0000583745_00001
Foxconn 0000583745_00005
Foxconn 0000583745_00007
Foxconn 0000583745_00012
DTX00605 Page 6
INTEL-QCOM007541467-69;
INTELQCOM007541471-74
Pegatron_0000411850
Pegatron_0000411851
Pegatron_0000489297, 298
Pegatron_0000489297, paragraph 5.1
Pegatron_0000621871_00002, 004, 010-018
Pegatron_0000621871_00002
Pegatron_0000621871_00004, paragraph
5.7
Pegatron_0000621871_00009, paragraph
5 Pegatron_0000621871_00010
Pegatron_0000621871_00012621871_00017
Pegatron_0000621871-00018
Native file, Tab 1, cells M4, N4, Q4, S4, T4,
U4, and V4
Pegatron_0000807205 to 207
Pegatron_0001269562 to 563
Pegatron_0001269562, paragaph 5.1
Pegatron_0001269562 to 563
Pegatron_0001269562, paragaph 5.1
Pegatron_0001284123 to 124
Pegatron_0001284123-1284124,
paragaph 5.1
Pegatron_0001284831
Pegatron_0001284832, paragraph (a), (b)(i)
and (ii)
Pegatron_0001284833, paragraph 19
26
27
28
32
GRANTED.
GRANTED.
GRANTED.
GRANTED.
DENIED.
DENIED
GRANTED.
GRANTED.
DENIED.
DENIED.
DENIED.
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123258 Page 33 of
40
1
DTX00858
Pegatron_0001298598, 600, 601, 603, 605 to
610
Pegatron_0001298598, paragraph 3.4
Pegatron_0001298598, paragraph 3.5
Pegatron_0001298600, paragraph 5.7
Pegatron_0001298603
Pegatron_0001298605Pegatron_0001298610
DTX00860
Pegatron_0001301438, 473, 475, 476, 479,
481 to
488
Pegatron_0001301438, paragaph 9
Pegatron_0001301473, paragaph 8
Pegatron_0001301475
Pegatron_0001301476
Pegatron_0001301479, paragraph 5
Pegatron_0001301481, paragraph 5, 6.1, 6.2,
6.3
Pegatron_0001301482, paragraph 6.4.6.5
Pegatron_0001301482-0001301483,
paragraph 8
Pegatron_0001301484-0001301488
DTX00861
PEGATRON_1000000002
PEGATRON_1000000023
PEGATRON_1000000004
PEGATRON_1000000009-10, paragraph
1.29, 1.33
PEGATRON_1000000012, paragraph 3.1
PEGATRON_1000000013, paragraph 3.6
PEGATRON_1000000016, paragraph (f)
and 6.1
PEGATRON_1000000017, paragraph 6.4
DTX00892
Q2014FTC03405678; Q2014FTC0340568182;
Q2014FTC03405687; Q2014FTC03405697;
Q2014FTC03405673-674
Q2014FTC03405676
Q2014FTC03405678
Q2014FTC03405680-681
Q2014FTC03405681-682
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
GRANTED.
22
23
24
25
26
27
28
33
DENIED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123259 Page 34 of
40
1
2
DTX00998
Q2014FTC03405682-686
Q2014FTC03405693
Q2017MDL1_03055012-23
Q2014FTC01221073-1084
3
4
5
6
DTX01045
DTX01050
DTX01189
DTX01207
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
DTX01208
23
24
25
26
27
28
QAPPCMSD06701327
Entire document
Entire document
Foxconn_0000954256
Foxconn_0000954257
Foxconn_0000954262-263
Foxconn_0000954264
Foxconn_0001177008-012
Foxconn_0001177017
Foxconn_0001177019
Foxconn_0001177021
Foxconn_0001177023
Foxconn_0001177025
Foxconn_0001177028
Foxconn_0001177029
Foxconn_0001176957
Foxconn_0001176958
Foxconn_0001176959
Foxconn_0001176960
Foxconn_0001176962
Foxconn_0001176970
Foxconn_0000728250_00007
Foxconn_0000728250_00008
Foxconn_0000728250_00009
Foxconn_0000728250_00015-00029
Foxconn_0001176906
Foxconn_0001176908
Foxconn_0001176910
Foxconn_0001176911
Foxconn_0001176915
Foxconn_0001176916
Foxconn_0001176918
Foxconn_0001176929
AAPL-FTC-00080793
AAPL-FTC-00080794
AAPL-FTC-00080797
AAPL-FTC-00080800
Foxconn_0000572332_00003
Foxconn_0000572332_00004
Foxconn_0000572332_00007
Foxconn_0000572332_00008
Foxconn_0000572332_00011
34
GRANTED with respect to
non-party names. DENIED
with respect to the
remainder.
DENIED.
DENIED.
DENIED.
GRANTED.
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123260 Page 35 of
40
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
DTX01350
Foxconn_0000572869_00003
Foxconn_0000572869_00004
Foxconn_0000572869_00007
Foxconn_0000572869_00009-00010
Foxconn_0001191278
Foxconn_0001191279
Foxconn_0001191282-287
Foxconn_0001191290
Foxconn_0000087845
Foxconn_0000087846
Foxconn_0000087849-850
Foxconn_0000087852-856
Foxconn_0000087859
AAPL-FTC-00005119
AAPL-FTC-00005120
AAPL-FTC-00005123-124
AAPL-FTC-00005126-130
AAPL-FTC-00005133
Foxconn_0001191320
Foxconn_0001191321
Foxconn_0001191322
Foxconn_0001191324-325
AAPL-FTC-00159009
AAPL-FTC-00159010
AAPL-FTC-00159011
AAPL-FTC-00159013-014
Foxconn_0000153229
Foxconn_0000153230
Foxconn_0000153231
Foxconn_0000153233-235
Foxconn_0000080514-515
Foxconn_0000080521-522
AAPL-FTC-00080793;
Foxconn_0000572332_00002;
Foxconn_0000572869_00002;
Foxconn_0001191277;
Foxconn_0000087844;
AAPL-FTC-00005118;
Foxconn_0001191319-20;
MPL-FTC-00159008-09; Foxconn
0000153228-29;
Foxconn 0000080515-16;
Foxconn_0000080522
Page
6
Page
7
Page 8
Page 10
35
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123261 Page 36 of
40
1
DTX01353
2
3
4
5
6
7
8
DTX01354
DTX01356
DTX01357
DTX01363
9
10
11
12
DTX01367
DTX01375
13
DTX01381
DTX01386
14
DTX01420
15
DTX01425
16
17
18
19
20
21
DTX01447
22
23
24
25
DTX01450
Wistron_0000278617
Wistron_0000278619
Wistron_0000278633
Wistron_0000278636
Wistron_0000278637
Wistron_0000278638, ¶ 4 and 5.1
Wistron_0000278639, ¶ 8
Wistron_0000278617, 619, 633, 636 to 639
Wistron_0000296747-748
Wistron_0000324216
Wistron_0000324216 to 217
Wistron_0000332200, ¶ 4.4 and 4.5
Wistron_0000332201, ¶ 4.8
Wistron_0000332203
WISTRON 1000000106
WISTRON 1000000107
WISTRON 1000000107
WISTRON 1000000108
AAPL-FTC-00005290-92
AAPL-FTC-00123664-71
AAPL-FTC-00131937-44
APL-QC_00451162, 166 to 168, 172, 176,
184, 186, 198 to 345, 347, 348, 350
APL-QC-FTC_33497306
APL-QC-FTC_37394004-4007
APL-QC-FTC_37394013-4017
APL-QC-FTC_37394021, paragraph 5.6 and
5.9
APL-QC-FTC_37394022, paragraph (c)
APL-QC-FTC_37394022, paragraph 8.7
APL-QC-FTC_37394026
APL-QC-FTC_37394027
APL-QC-FTC_37394030
APL-QC-FTC_37394032
APL-QC-FTC_37394033
Pegatron_0000485684
Pegatron_0000485685
Pegatron_0000485686
Pegatron_0000485687
Pegatron_0000485688
Pegatron_0000485690
Pegatron_0000485691-696
Pegatron_0000749605, paragaph 5.1
Pegatron_0000749605 to 606
26
27
28
36
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
GRANTED.
DENIED with respect
to pages 4, 7, and 8.
GRANTED.
GRANTED.
GRANTED.
DENIED with respect to
indemnification and nonCBI information on pages 47, 13-15, 17, and 23.
GRANTED with respect to
the remainder.
GRANTED.
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123262 Page 37 of
40
1
DTX01478
2
3
4
5
6
7
8
9
10
11
DTX19462
WISTRON 1000000117
WISTRON 1000000118
WISTRON 1000000121, ¶3.1
WISTRON 1000000122, ¶3.3, 3.4
WISTRON 1000000125, ¶(f)
WISTRON 1000000126, ¶6.1
WISTRON 1000000129, ¶6.9
WISTRON 1000000130, ¶6.9
WISTRON 1000000133, ¶6.20
Page 3 and 4 Licensing Management
Section-SEP licensing contracts currently
signed by Pegatron Page 5 and 6 Licensing
Management Section-Audit
Page 7 a Licensing Management SectionRoyalty
Page 9-10
Page 11
Page 12
Page 13
Page 14
Pages 3-14 in part
12
1
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
37
DENIED.
GRANTED.
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123263 Page 38 of
40
1
1
2
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
- 38 -
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123264 Page 39 of
40
Apple’s Will Call Designations
1
1
2
2
3
Deponent
Name
Deposition
Date
6
Achour,
Baaziz
7
4
5
Basis for Objection
2/21/2018
Information Sought
to Be Sealed
According to Apple
and the CMs
97:17-98:15
Ahn, Seung
3/28/2018
71:06-72:05; 73:16-20
GRANTED.
Blumberg, Ira
4/20/2018
141:07-18;
141:20-142:04
GRANTED.
Chen, Vincent 2/12/2018
124:17
GRANTED.
Copper,
Kimberly
24:15-18; 24:20-21;
25:01-11;
26:14-20;
46:11-18;
46:20-22;
54:03-08;
54:10-19;
57:22-24;
58:02-04;
61:12-18
GRANTED.
112:06-08; 112:11
GRANTED.
GRANTED.
8
9
10
11
12
13
14
5/4/2018
15
16
17
18
19
20
Ding, Jian Xin 3/7/2018
- 39 -
21
22
Lutton,
Richard
5/11/2018
247:15-248:23;
Counters: 181:16-24
GRANTED.
Moynihan,
John
3/23/2018
163:03-07
GRANTED.
23
24
25
26
27
28
Case 3:17-cv-00108-GPC-MDD Document 1155 Filed 04/15/19 PageID.123265 Page 40 of
40
1
Risher, Jeff
4/18,/2018
95:19-96:14; 96:2098:06;
222:16-223:05;
225:03-15
GRANTED.
Sauer,
Matthias
4/19/2018
231:22-232:05
Counters: 86:08-15;
95:04-06;
104:02-10;
174:16-19;
182:18-23;
182:25-183:01;
229:21-230:03
GRANTED.
Teskler, Boris
4/20/2018
DENIED.
Tien, Shawn
3/15/2018
87:02-06;
Counters: 50:1351:04;
86:21-87:01;
91:18-24;
132:23-134:02;
140:17-141:19;
142:05-09;
142:11-14;
177:07-17;
180:17-181:15
78:22;
79:02-04
Wang, Renee
5/25/2018
93:04; 93:08;
95:03;
95:06;
97:16;
98:06;
98:09;
98:13
170:08;
170:13-171:01;
172:09;
172:11-173:07;
175:02-12;
185:24;
186:04;
186:15;
191:18
GRANTED.
2
3
4
5
6
7
8
9
10
11
12
13
14
15
GRANTED.
16
17
18
19
20
21
22
23
24
25
26
1
27
28
Wang, Selena
6/14/2018
- 40 GRANTED.
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