Guillory v. Santoro
Filing
44
ORDER Denying Remaining Sixth Amendment Claim, Granting Certificate of Appealability, and Closing Case. Signed by Judge Cathy Ann Bencivengo on 12/1/2022.(anh)
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2712 Page 1 of 11
1
2
3
4
5
6
7
8
9
UNITED STATES DISTRICT COURT
10
SOUTHERN DISTRICT OF CALIFORNIA
11
12
JEMERE GUILLORY,
Case No.: 17cv2084-CAB-BGS
Petitioner,
13
14
v.
15
KELLY SANTORO, Warden,
16
ORDER DENYING REMAINING
SIXTH AMENDMENT CLAIM,
GRANTING CERTIFICATE OF
APPEALABILITY, AND CLOSING
CASE
Respondent.
17
18
On October 5, 2017, Petitioner Jemere Guillory (“Petitioner”), a state prisoner
19
proceeding pro se and in forma pauperis, filed a Petition for Writ of Habeas Corpus
20
pursuant to 28 U.S.C. § 2254, [Doc. No. 1.] On February 25, 2019, this Court issued an
21
order denying the petition, and judgment was entered accordingly. [Doc. Nos. 27, 28.]
22
On July 1, 2022, the Ninth Circuit Court of Appeal issued a decision vacating this
23
Court’s judgment and remanding for further proceedings. Guillory v. Allen, 38 F.4th 849
24
(9th Cir. 2022). Specifically, the Ninth Circuit ruled that Petitioner’s Sixth Amendment
25
right to a public trial claim that was presented on direct appeal is not procedurally
26
defaulted, and remanded that claim only to this Court to consider whether the state
27
appellate court’s rejection on direct appeal of the properly exhausted claim provides any
28
basis for federal habeas relief under § 2254, as amended by the Antiterrorism and
1
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2713 Page 2 of 11
1
Effective Death Penalty Act. For the reasons set forth below, the Petitioner’s Sixth
2
Amendment right to a public trial claim that was presented on direct appeal is DENIED.
3
PROCEDURAL BACKGROUND
4
In the original petition, Petitioner asserted the following claims: (1) his Sixth
5
Amendment right to a public trial was violated when his family was allegedly excluded
6
from the courtroom during voir dire; (2) his Fourth Amendment rights were violated
7
when the police unlawfully searched his home and used the evidence during trial; and (3)
8
there was insufficient evidence of a disfiguring injury to support his mayhem conviction.
9
[Doc. No. 1.] On February 12, 2018, Respondent filed an answer to the petition and
10
lodged the state court record. [Doc. Nos. 13, 14.] On March 22, 2018, Petitioner filed a
11
traverse. [Doc. No. 17.] On December 5, 2018, Magistrate Judge Bernard G. Skomal
12
issued a Report and Recommendation (“Report”), recommending that the Court deny the
13
Petition. [Doc. No. 19.] Specifically, the Report recommended that the Sixth
14
Amendment claim be denied on the basis that it was procedurally defaulted, and did not
15
address the merits of the Sixth Amendment claim. [Doc. No. 19 at 13.] The Report
16
recommended that the other two claims be denied on the merits. [Doc. No. 19 at 13-19.]
17
On February 25, 2019, this court issued an order adopting the Report and denying the
18
petition. [Doc. No. 27.] Judgment was entered accordingly. [Doc. No. 28.]
19
On July 1, 2022, the Ninth Circuit Court of Appeal issued a decision vacating this
20
Court’s judgment and remanding for further proceedings. Guillory, 38 F.4th at 849.
21
Specifically, the Ninth Circuit ruled that Petitioner’s Sixth Amendment right to a public
22
trial claim that was presented on direct appeal is not procedurally defaulted, and
23
remanded that claim only to this Court to consider whether the state appellate court’s
24
rejection on direct appeal of the properly exhausted claim provides any basis for federal
25
habeas relief under § 2254, as amended by the Antiterrorism and Effective Death Penalty
26
27
28
2
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2714 Page 3 of 11
1
Act.1 On July 25, 2022, this Court issued a minute order spreading the mandate and
2
allowing the parties to file supplemental briefing on the remaining Sixth Amendment
3
claim. [Doc. No. 35.] On August 25, 2022, Respondent filed a supplemental brief.
4
[Doc. No. 42.] On August 26, 2022, Petitioner filed a supplemental brief. [Doc. No. 43.]
5
STANDARD OF REVIEW
6
A federal court may grant a habeas corpus petition with respect to any claim that
7
was adjudicated on the merits in state court only if the state court's decision was (1)
8
contrary to, or involved an unreasonable application of, clearly established federal law, as
9
determined by the United States Supreme Court; or (2) based on an unreasonable
10
determination of the facts in light of the evidence presented in the state court proceeding.
11
28 U.S.C. § 2254(d).
12
A state court ruling is contrary to clearly established federal law if the state court
13
either arrives at a conclusion opposite to that reached by the Supreme Court on a question
14
of law or decides a case differently than the Supreme Court “on a set of materially
15
indistinguishable facts.” Williams v. Taylor, 529 U.S. 362, 412-13 (2000). A state court
16
decision is an unreasonable application of Supreme Court precedent “if the state court
17
identifies the correct governing principle from [the Supreme Court's] decisions but
18
unreasonably applies that principle to the facts of the prisoner's case.” Id. at 413. To be an
19
unreasonable application of Supreme Court precedent, the state court's decision must be
20
objectively unreasonable. Lockyear v. Andrade, 538 U.S. 63, 69 (2003). If the state
21
court's decision is simply “incorrect or erroneous”, then federal courts should refrain
22
from re-evaluating the state court's application of federal law. Cooks v. Newland, 395
23
F.3d 1077, 1080 (9th Cir. 2005).
24
25
In determining whether a state court decision was based on an unreasonable
determination of the facts in light of the evidence, a federal habeas court must presume
26
27
1
28
The other two claims in the Petition were not at issue in the appeal [Guillory, 38 F.4th at 854, n. 3]
and, therefore, are no longer at issue in this Petition.
3
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2715 Page 4 of 11
1
that state court factual findings are correct. 28 U.S.C. § 2254(e)(1). A federal court may
2
not overturn state court findings of fact “absent clear and convincing evidence” that they
3
are “objectively unreasonable.” Miller-El v. Cockrell, 537 U.S. 322, 340 (2003). When
4
applying these standards, a federal habeas court reviews the “last reasoned decision by a
5
state court.” Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir. 2004).
6
DISCUSSION
7
A. Sixth Amendment Claim.
8
Petitioner claims that his Sixth Amendment right to a public trial was violated by
9
the trial court’s exclusion of his family members from the voir dire portion of his trial.
10
[Doc. No. 1 at 6, 14-18.] Respondent contends that the state appellate court reasonably
11
rejected the claim as meritless, and Petitioner is unable to demonstrate the state court’s
12
rejection as contrary to, or premised on an unreasonable application of, clearly
13
established Supreme Court authority. [Doc. No. 13-1 at 11 – 17; Doc. No. 42.]
14
Petitioner first raised this issue in his direct appeal, claiming that his family
15
members were excluded from the courtroom during voir dire. [Lod. 3 at 19-29.] The
16
state appellate court rejected this contention, finding that no evidence in the record
17
supported it and, even if Petitioner’s family or friends had been momentarily excluded
18
from the voir dire process for purposes of accommodating the prospective jurors during
19
jury selection, that exclusion was “de minimis,” such that Petitioner’s right to a public
20
trial was not violated. [Lod. 6 at 10-14.] Specifically, the state appellate court ruled as
21
follows:
22
23
24
25
26
27
A. Right to a Public Trial
1. Additional Background
Before a jury was empanelled in this case, the record shows the
following exchange took place between defense counsel and the court
concerning defendant's family members and their attendance in the
courtroom:
"[Defense counsel]: Your Honor, just so you know, too, your bailiff
has been so -- so kind to allow family members of my client to come in
previously. I'm going to hope that there will be no future issue at all.
28
4
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2716 Page 5 of 11
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
"THE COURT: Well . . . first of all, during the jury selection, we're
just not going to have room for them because the court is going to be full of
prospective jurors. But once -- certainly once we get the jury selected, they'll
be free to be here. As long as -- I think the bailiff did have a little -- had to
talk a little bit with one of the family members the other day. But I think
hopefully that was effective and that won't be -- won't be a problem. [¶] But,
no, same rule. As long as they follow the rules and don't cause any problem,
they're welcome to be here. I say, not during the jury selection because we
just don't have room for them."
The record shows at 11:34 a.m., 60 potential jurors entered the
courtroom. After being admonished, the jurors were excused at 12:01 p.m.
At 1:34 p.m., the court reconvened, read the charging portion of the
information and pre-instructed the prospective jurors in the law applicable to
this case. Voir dire then began until 3:00 p.m., when the court was again in
recess. The court reconvened at 3:17 p.m. and voir dire continued until 4:08
p.m., when the prospective jurors were admonished and excused for the day.
The record shows the following day voir dire did not resume until
9:59 a.m. At 10:59 a.m., the prospective jurors were excused while the court
conducted individual voir dire of three prospective jurors. At 11:11 a.m.,
upon the court's inquiry, the bailiff informed the court and counsel of a
"disruption in the audience." The record does not explain the nature of the
disruption. However, when the court reconvened at 11:27 a.m., it
admonished the prospective jurors not to speak with anyone, stating as
follows:
"Continue to abide by the admonitions not to talk to anyone else under
any circumstances; allow anyone to talk to you about the case itself; not to
seek any information from any outside sources, electronic, social media,
written sources; talking to anybody, whatever those sources might be about
any matter related to the case; and, maintain your distance.
"There are some folks here who have an interest in the case. And they
have a right to be here in or about the courtroom. But I think you recognize
who they are. And don't have any contact with them. Don't let them have any
contact with you. I'm not suggesting they [don't] have a right to be here and
they haven't done anything improper. But just to maintain some distance
from them so you don't inadvertently overhear what they might be
discussing which may have something to do with the case or [defendant] but
won't be any part of the evidence upon which you have to base your finding.
"So think about serving as a juror. Think about what we're talking
about here. But keep those thoughts to yourselves."
The record shows that the prospective jurors were admonished and
excused at 11:45 a.m.; that the court ruled on two motions and went into
5
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2717 Page 6 of 11
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
recess at 12:04 p.m.; that the court reconvened at 1:38 p.m.; and that a jury
was selected by 3:04 p.m.
2. Governing Law and Analysis
A criminal defendant has a constitutional right to "a trial which is
open to the general public at all times." (People v. Woodward (1992) 4
Cal.4th 376, 382 (Woodward).) The public, too, has a right to an open trial.
(People v. Esquibel (2008) 166 Cal.App.4th 539, 552.) Openness "enhances
both the basic fairness of the criminal trial and the appearance of fairness so
essential to public confidence in the system." (Press–Enterprise Co. v.
Superior Court of Cal. (1984) 464 U.S. 501, 508.) A public trial helps keep
the court and the triers of fact " 'keenly alive to a sense of their responsibility
and to the importance of their functions' " and may also discourage
witnesses from committing perjury. (Woodward, at p. 385.) The public trial
right applies not only to the trial itself, but also to many other court
proceedings including, as relevant here, voir dire. (See Presley v. Georgia
(2010) 558 U.S. 209, 213.)
The record is silent regarding whether defendant's family members
were in fact excluded from the courtroom during any part of voir dire. The
record suggests that at least with respect to the second day of voir dire, there
were people with an "interest" in the case present in the courtroom.
However, it is not clear whether these "interest[ed]" people were defendant's
family members.
Moreover, the record also is silent regarding whether there was room
for any or all of defendant's family members when the 60 prospective jurors
initially entered the courtroom and voir dire first began, or the following day
as voir dire continued, when prospective jurors were excused throughout the
day and when a jury was seated at 3:04 p.m. We note that if defendant's
family members were excluded from the courtroom for a short period of
time in order to make room for prospective jurors but subsequently were
able to reenter—perhaps after a recess, then defendant's right to a public trial
under those circumstances may not have been violated. (See People v. Bui
(2010) 183 Cal.App.4th 675, 680 [holding the temporary exclusion of three
individuals for about 40 minutes, "during only a small part of the voir dire of
prospective jurors, and not during the evidentiary phase of the trial," was de
minimis and thus did not violate a defendant's public trial right]; see also
Owens v. United States, (1st Cir. 2007) 483 F.3d 48, 62, 66 [concluding the
court erred in not holding an evidentiary hearing on the defendant's claim he
was denied a right to a public trial when two of his family members
submitted affidavits stating they were prohibited from entering the
courtroom during voir dire, after the record showed the courtroom was
cleared of all spectators to accommodate 72 prospective jurors, and further
6
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2718 Page 7 of 11
1
2
3
4
5
6
7
8
concluding the absence of any findings made it impossible to discern
whether it was necessary for the courtroom to be cleared to permit the entire
jury pool to enter and/or whether members of the public, including the
defendant's family members, were allowed to reenter the courtroom as seats
opened up once potential jurors were excused].)
Given the lack of any evidence in the record to support defendant's
contention that his family members were actually excluded from the
courtroom during voir dire or that their exclusion was not de minimis, on
this record we reject defendant's contention he was deprived of the right to a
public trial by the alleged exclusion of his family members from the
courtroom.2
[Lod. 6 at 10-14.]
9
Petitioner also raised his right to public trial claim a second time in a state habeas
10
11
12
petition. [Lod. 11 at 3.] However, this claim is procedurally barred. Guillory, 38 F.4 at
856.
B. Triviality.
13
A criminal defendant has the right to a public trial under the Sixth Amendment.
14
15
16
17
18
19
20
21
22
23
24
“The requirement of a public trial is for the benefit of the accused; that the public may
see he is fairly dealt with and not unjustly condemned, and that the presence of interested
spectators may keep his triers keenly alive to a sense of their responsibility and to the
importance of their functions.” In re Oliver, 333 U.S. 257, 270 n. 25 (1948). “In addition
to ensuring that judge and prosecutor carry out their duties responsibly, a public trial
encourages witnesses to come forward and discourages perjury.” Waller v. Georgia, 467
U.S. 39, 46 (1984). “Openness thus enhances both the basic fairness of the criminal trial
and the appearance of fairness so essential to public confidence in the system.” PressEnterprise Co. v. Superior Court of California, Riverside County, 464 U.S. 501, 508
(1984).
25
26
[Footnote in original] “Given our decision, we deem it unnecessary to resolve the People's alternate
contention that defendant forfeited his right to challenge this issue because he acquiesced in the court's
suggestion that his family members allegedly be excluded from the courtroom to make room for the 60
prospective jurors.”
2
27
28
7
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2719 Page 8 of 11
A trial court may “totally close[ ] the courtroom to the public, for a non-trivial
1
2
duration,” when four requirements are met:
3
“The party seeking to close the hearing must advance an overriding interest
that is likely to be prejudiced, the closure must be no broader than necessary
to protect that interest, the trial court must consider reasonable alternatives
to closing the proceeding, and it must make findings adequate to support the
closure.”
United States v. Withers, 638 F.3d 1055, 1063 (9th Cir. 2011) (quoting Presley v.
4
5
6
7
Georgia, 558, U.S. 209, 213-15 (2010) ). “[T]he public-trial right extends to jury
8
selection as well as to other portions of the trial.” Weaver v. Massachusetts, 137 S. Ct.
9
1899, 1906, 198 L.Ed. 2d 420 (2017) (citing Presley, 558, U.S. at 213-15).
10
11
12
Under some circumstances, however, a closure of the court may be deemed
“trivial” and therefore not a violation of the defendant's right to public trial. See United
States v. Rivera, 682 F.3d 1223, 1229 (9th Cir. 2012). In assessing triviality, the Court
13
“must determine whether the closure involved the values that the right to a public trial
14
serves.” United States v. Ivester, 316 F.3d 955, 960 (9th Cir. 2003). These values include:
15
16
17
18
19
20
21
22
23
24
ensuring fair proceedings; reminding the prosecutor and judge of their grave
responsibilities; discouraging perjury; and encouraging witnesses to come forward. See
id.
Here, there is no indication the trial court complied with the Press-Enterprise and
Waller requirements for a non-trivial closure. Therefore, the question is whether the
closure was trivial such that it was not a violation of Petitioner’s right to public trial.
Rivera, 682 F.3d at 1229.
First, while Petitioner claims that his family members were excluded from the
entire voir dire process, the record is not clear this is what occurred. While there was
some discussion initially about excluding family members to make room for the jury
25
panel, Petitioner’s attorney did not object and there is no record such exclusion occurred.
26
Moreover, the record reflects that on the second day of voir dire, there was a “disruption”
27
that may have involved family members, thus indicating they were not excluded at that
28
8
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2720 Page 9 of 11
1
point. Nevertheless, even if family members were excluded from the entire voir dire
2
process, they were not excluded from the beginning of the trial, nor from the evidentiary
3
phase of the proceedings. In addition, Petitioner’s trial counsel did not object to the
4
exclusion, and there is no indication in the record of any other concerns. Therefore, the
5
closure was trivial. Weaver v. Massachusetts, __ U.S. ___, 137 S. Ct. 1899 (2017).
6
In Weaver, in the context of an ineffective assistance of counsel claim, the
7
Supreme Court ruled that the trial court’s short closure of the defendant’s trial to the
8
public, during voir dire process, did not create reversible error because “[t]he closure was
9
limited to the jury voir dire; the courtroom remained open during the evidentiary phase of
10
the trial; the closure decision apparently was made by court officers rather than the judge;
11
there were many members of the venire who did not become jurors but who did observe
12
the proceedings; and there was a record made of the proceedings that does not indicate
13
any basis for concern, other than the closure itself.” Id. at 1913. Similarly here,
14
Petitioner’s right to public trial was not violated because the closure was limited
15
(according to Petitioner) only to voir dire, the courtroom remained open during the
16
evidentiary phase, presumably many members of the venire who did not become jurors
17
did observe the proceedings, Petitioner’s trial counsel did not object, and the record does
18
not indicate any basis for concern other than the closure. See also United States v.
19
Dharni, 738 F.3d 1186, reh’g granted and opinion vacated, 757 F.3d 1002 (9th Cir.
20
2014)(district court’s request that family members and other spectators go out to the hall
21
during voir dire until seats became available was at most a trivial closure that does not
22
implicate the Sixth Amendment). Accordingly, the state court’s rejection of Petitioner’s
23
claim was not contrary to or based on an unreasonable application of clearly established
24
United States Supreme Court authority as required under 28 U.S.C. §2254(d).
25
C. Waiver.
26
Even if a court fails to comply with the Press–Enterprise and Waller requirements
27
for a non-trivial closure and the closure is not trivial, “[t]he right to a public trial can also
28
be waived.” United States v. Cazares, 788 F.3d 956, 971 (9th Cir. 2015), cert. denied,
9
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2721 Page 10 of 11
1
136 S. Ct. 2484 (2016) (citing Levine v. United States, 362 U.S. 610, 619 (1960)). A
2
defendant who fails to object to a courtroom closure waives the right to a public trial and
3
can only raise his claim via an ineffective assistance argument. Weaver, 137 S. Ct. at
4
1912. Here, Petitioner’s trial counsel never objected in the trial court to the closure of the
5
courtroom. As a result, the record failed to illuminate whether and to what extent the
6
courtroom may have been closed to family and friends during voir dire. Given the lack
7
of objection at the trial court, Petitioner has waived his right to a public trial. See
8
Cazares, 788 F.3d at 971; Levine, 362 U.S. at 619 (holding defendant waived public-trial
9
right by failing to object to closing of courtroom). Accordingly, the state court’s
10
rejection of Petitioner’s claim was not contrary to or based on an unreasonable
11
application of clearly established United States Supreme Court authority as required
12
under 28 U.S.C. §2254(d).
13
D. Certificate of Appealability.
14
A petitioner complaining of detention arising from state court proceedings must
15
obtain a certificate of appealability to file an appeal of the final order in a federal habeas
16
proceeding. 28 U.S.C. § 2253(c)(1)(A) (2007). The district court may issue a certificate
17
of appealability if the petitioner “has made a substantial showing of the denial of a
18
constitutional right.” Id. § 2253(c)(2). To make a “substantial showing,” the petitioner
19
must “demonstrat[e] that ‘reasonable jurists would find the district court's assessment of
20
the constitutional claims debatable[.]’ ” Beaty v. Stewart, 303 F.3d 975, 984 (9th
21
Cir.2002) (quoting Slack v. McDaniel, 529 U.S. 473, 484 (2000)).
22
Here, while this Court finds there was no constitutional violation and, even if there
23
was, it was waived, the Court recognizes that reasonable jurists may disagree on whether
24
the alleged violation was trivial and/or waived. Accordingly, the Court GRANTS a
25
certificate of appealability.
26
/////
27
/////
28
/////
10
17cv2084-CAB-BGS
Case 3:17-cv-02084-CAB-BGS Document 44 Filed 12/01/22 PageID.2722 Page 11 of 11
1
CONCLUSION
2
For the reasons set forth above, the remaining Sixth Amendment right to public
3
trial claim is DENIED, and a certificate of appealability is GRANTED. The Clerk of
4
Court shall CLOSE the case.
5
IT IS SO ORDERED.
6
Dated: December 1, 2022
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
11
17cv2084-CAB-BGS
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?