Sandoval v. USA

Filing 10

ORDER. Defendants Motion to Stay Discovery is GRANTED. Discovery in this matter is hereby STAYED pending the District Courts resolution ofDefendants Motion to Dismiss 5 filed 8/19/2011. The Scheduling Conference set for 8/31/2011, at 10:30 a.m. is VACATED. The Court will set a Scheduling Conference, if necessary, after resolution of the motion to dismiss. By Magistrate Judge Kristen L. Mix on 8/23/2011.(sah, )

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 11-cv-01533-REB-KLM
FRANK SANDOVAL,
Plaintiff,
v.
UNITED STATES OF AMERICA,
Defendant.
_____________________________________________________________________
ORDER
_____________________________________________________________________
This matter is before the Court on Defendant’s Motion to Stay Discovery [Docket
No. 6; Filed August 19, 2011] (the “Motion”). The Motion is ripe for review.1 For the
reasons set forth below, the Court GRANTS the Motion.
Procedural Background
Plaintiff initiated this lawsuit on June 13, 2011, pursuant to the Federal Tort Claims
Act [Docket No. 1]. The facts giving rise to this case occurred on January 7, 2010. Plaintiff
alleges he slipped and fell due to snow and ice on a walkway adjacent to a United States
Post Office. Compl., Docket No. 1 at 2. Plaintiff asserts Defendant knew of the snow and
ice on the walkway and failed to remove it or warn customers of the condition. Id. at 3.
Plaintiff believes Defendant is thus liable to him for money damages. Id. at 3-4.
Defendant responded to Plaintiff’s complaint with a motion to dismiss on August 15,

1

Pursuant to D.C.COLO.LCivR 7.1C, a judicial officer may rule on a motion at anytime after
it is filed.

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2011 [Docket No. 5].

Defendant contends it is not liable to Plaintiff because an

independent contractor (Martinson Snow Removal, Inc.), not Defendant, was responsible
for maintaining the adjacent walkway. Motion to Dismiss, Docket No. 5 at 1-2. Therefore,
Defendant challenges the Court’s subject matter jurisdiction over the lawsuit, “because the
United States has not waived sovereign immunity for the allegedly tortious acts or
omissions of an independent contractor.” Id. at 2-3.
Defendant contemporaneously filed the Motion presently before the Court with its
motion to dismiss. Defendant believes discovery should be stayed in light of its defense
of sovereign immunity and related challenge to the Court’s subject matter jurisdiction.
Motion, Docket No. 6 at 2. For the following reasons, the Court agrees with Defendant.
Analysis
Although the stay of proceedings in a case is generally disfavored, the Court has
discretion to stay discovery while a dispositive motion is pending. Wason Ranch Corp. v.
Hecla Mining Co., No. 07-cv-00267-EWN-MEH, 2007 WL 1655362, at *1 (D. Colo. June
6, 2007) (unreported decision) (“A stay of all discovery is generally disfavored in this
District.” (citation omitted)). See also Gilbert v. Ferry, 401 F.3d 411, 415-16 (6th Cir. 2005)
(finding that ordering a stay of discovery is not an abuse of discretion when a defendant
has filed a motion to dismiss challenging the court’s actual subject matter jurisdiction); Vivid
Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 804 (Fed. Cir. 1999) (“When a
particular issue may be dispositive, the court may stay discovery concerning other issues
until the critical issue is resolved.”); String Cheese Incident, LLC v. Stylus Shows, Inc., No.
02-cv-01934-LTB-PA, 2006 WL 894955, at *2 (D. Colo. Mar. 30, 2006) (finding that a thirty
day stay of discovery was appropriate when a motion to dismiss for lack of personal
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jurisdiction was pending); Chavous v. D.C. Fin. Responsibility & Mgmt. Assistance Auth.,
201 F.R.D. 1, 2 (D.D.C. 2005) (“A stay of discovery pending the determination of a
dispositive motion is an eminently logical means to prevent wasting the time and effort of
all concerned, and to make the most efficient use of judicial resources.” (internal quotation
omitted)); Nankivil v. Lockheed Martin Corp., 216 F.R.D. 689, 692 (M.D. Fla. 2003) (A stay
may be appropriate if “resolution of a preliminary motion may dispose of the entire action.”).
Questions of jurisdiction should be resolved at the earliest stages of litigation, so as
to conserve the time and resources of the Court and the parties. Thus, a stay of discovery
during the pendency of a dispositive motion asserting a jurisdictional challenge may be
appropriate and efficient. See Behrens v. Pelletier, 516 U.S. 299, 308 & 310 (1996) (noting
that discovery can be particularly disruptive when a dispositive motion regarding immunity
is pending); Moore v. Busby, 92 F. App'x 699, 702 (10th Cir. 2004) (affirming trial court's
stay of discovery pending resolution of absolute immunity question); Albright v. Rodriguez,
51 F.3d 1531, 1534 (10th Cir. 1995) (“the Supreme Court has repeatedly ‘stressed the
importance of resolving immunity questions at the earliest possible stage in litigation.’”
(citation omitted)).
In the context of a qualified immunity defense, the Court is obligated to “exercise its
discretion so that officials [properly asserting qualified immunity] are not subjected to
unnecessary and burdensome discovery or trial proceedings.” Crawford-El v. Britton, 523
U.S. 574, 597-98 (1998). Here, Defendant does not assert qualified immunity, but raises
sovereign immunity as a complete defense to Plaintiff’s claims. Defendant premises its
sovereign immunity defense on the contention that the independent contractor, not
Defendant, could be liable for Plaintiff’s injuries. Whether the tortfeasor is an independent
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contractor or a federal employee is a question of law. Lenior v. United States, No. 09-cv01187-CMA-KMT, 2009 WL 3681874, at *2 (D. Colo. Oct. 30, 2009) (citing Woodruff v.
Covington, 389 F.3d 1117, 1126-28 (10th Cir. 2004)).
The Tenth Circuit has opined that there is “no logical reason why [the rule precluding
discovery before the resolution of a qualified immunity question] should not apply where
the defendant raises the defense of sovereign immunity and the defense is primarily one
of law.” Liverman v. Comm. on the Judiciary, 51 F. App’x 825, 827-28 (10th Cir. 2002)
(referring to Siegert v. Gilley, 500 U.S. 226, 231 (1991)). As stated above, Defendant
raises sovereign immunity as a jurisdictional challenge in the motion to dismiss, and its
defense is primarily one of law. Thus, the Court concludes that it must exercise its
discretion in favor of not subjecting Defendant to possibly unnecessary discovery or other
pretrial proceedings, until the immunity and jurisdictional questions are resolved.
Consideration of the factors guiding the Court’s evaluation of a request for a stay as
stated in String Cheese Incident, LLC prompts no different result. The factors for the
Court’s review include: (1) the interest of the plaintiff in proceeding expeditiously with
discovery and the potential prejudice to the plaintiff of a delay; (2) the burden on the
defendants of proceeding with discovery; (3) the convenience to the Court of staying
discovery; (4) the interests of nonparties in either staying or proceeding with discovery; and
(5) the public interest in either staying or proceeding with discovery. String Cheese
Incident, 2006 WL 894955 at *2 (citation omitted).
Considering Plaintiff’s interest first, the Court has generally found that with the
passage of time, the memories of the parties and other witnesses may fade, witnesses may
relocate or become unavailable, or documents may become lost or inadvertently destroyed.
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Therefore, delay may diminish Plaintiff’s ability to proceed. Weighing Plaintiff’s interest
against Defendant’s alleged burden next, in light of the above-stated case law, the burden
on a governmental defendant of proceeding in litigation during the pendency of
jurisdictional and immunity issues is well-observed by the federal courts, as related to the
second factor.
The third factor concerning the convenience to the Court weighs heavily in favor of
a stay. The motion to dismiss not only challenges this Court’s subject matter jurisdiction
which must be satisfied at all stages of a litigation, but also could dispose of the complaint
in its entirety.2 Judicial resources would best be conserved by imposing a stay until the
jurisdictional challenge is resolved. Consideration of the fourth and fifth factors does not
sway the Court from its conclusion. Weighing these factors in light of the law favoring a
stay of discovery when sovereign immunity and subject matter jurisdiction are at issue, the
Court concludes that a stay of discovery is appropriate, pending the District Court’s
adjudication of Defendant’s motion to dismiss.
Conclusion
It is hereby ORDERED that Defendant’s Motion to Stay Discovery is GRANTED.
Discovery in this matter is hereby STAYED pending the District Court’s resolution of
Defendant’s Motion to Dismiss [Docket No. 5; Filed August 19, 2011].
It is further ORDERED that the Scheduling Conference set for August 31, 2011, at
10:30 a.m. is VACATED. The Court will set a Scheduling Conference, if necessary, after
resolution of the motion to dismiss.
2

The Court finds it persuasive that Defendant filed its motion to dismiss and motion to stay
quite early in the litigation and before the entry of a scheduling order.

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DATED: August 23, 2011 at Denver, Colorado.

BY THE COURT:
s/ Kristen L. Mix
Kristen L. Mix
United States Magistrate Judge

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