Sparks v. Singh et al
ORDER adopting Magistrate's recommendations 54 and 55 and overruling plaintiff's objections 57 . Plaintiff's motion 77 is denied as moot. By Judge Raymond P. Moore on 9/8/2014.(trlee, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Judge Raymond P. Moore
Civil Action No. 12-cv-01897-RM-MJW
STEPHEN THENE SPARKS,
TEJINDER SINGH, Physician Assistant,
LISA HANKS, Nurse,
TED LAWRENCE, Physician Assistant/Acting Health Service Administrator,
MICHAEL AASEN, M.D.,
TOM CLEMENTS, C.D.O.C. Director,
STEVE HARTLEY, Warden, and
COLORADO HEALTH PARNTERS, C.H.P.,
ORDER ADOPTING MAGISTRATE’S RECOMMENDATIONS
AND OVERRULING PLAINTIFF’S OBJECTIONS
This matter is before the Court on United States Magistrate Judge Michael J. Watanabe’s
Recommendations (“Recommendations”) (ECF Nos. 54, 55) that this Court dismiss Plaintiff’s
claims against Defendant Michael Aasen (ECF No. 54), dismiss certain claims against
Defendants Tejinder Singh, Lisa Hanks, Ted Lawrence, Tom Clements, and Steve Hartley
(collectively, “Individual Defendants”) (ECF No. 55) and dismiss Plaintiff’s claims against
Defendant Correctional Health Partners 1 (“CHP”) (ECF No. 55). Plaintiff Stephen Thene Sparks
filed timely Objections to parts of the Recommendations (the “Objections”). (ECF No. 57.) On
Plaintiff incorrectly named the Defendant Correctional Health Partners in the caption of his Complaint as Colorado
August 26, 2014, Plaintiff filed a “Motion to Forwith [sic] District Court Ruling to Magistartes
[sic] Recommendation.” (ECF No. 77.)
For the reasons stated below, the Objections to the Recommendations are OVERRULED,
the Magistrate Judge’s Recommendations are ADOPTED, and Plaintiff’s motion for a ruling on
the Recommendations is DENIED as moot.
Review of the Magistrate Judge’s Report and Recommendation
When a magistrate judge issues a recommendation on a dispositive matter, Federal Rule
of Civil Procedure 72(b)(3) requires that the district court judge “determine de novo any part of
the magistrate judge’s [recommendation] that has been properly objected to.” In conducting its
review, “[t]he district judge may accept, reject, or modify the recommended disposition; receive
further evidence; or return the matter to the magistrate judge with instructions.” Fed. R. Civ. P.
72(b)(3). An objection is proper if it is filed timely in accordance with the Federal Rules of Civil
Procedure and specific enough to enable the “district judge to focus attention on those issues –
factual and legal – that are at the heart of the parties’ dispute.” United States v. 2121 E. 30th St.,
73 F.3d 1057, 1059 (10th Cir. 1996) (quoting Thomas v. Arn, 474 U.S. 140, 147 (1985)). In the
absence of a timely and specific objection, “the district court may review a magistrate’s report
under any standard it deems appropriate.” Summers v. Utah, 927 F.2d 1165, 1167 (10th Cir.
1991) (citations omitted); see also Fed. R. Civ. P. 72 Advisory Committee's Note (“When no
timely objection is filed, the court need only satisfy itself that there is no clear error on the face
of the record in order to accept the recommendation.”).
Standards for Dismissal
Under Rule 8(a)(2) of the Federal Rules of Civil Procedure, a pleading must contain “a
short and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ.
P. 8(a)(2). Pursuant to Rule 12(b)(6), a complaint must be dismissed if it does not plead “enough
facts to state a claim to relief that is plausible on its face.” Bell Atlantic Corp. v. Twombly, 550
U.S. 544, 570 (2007). “While a complaint attacked by a Rule 12(b)(6) motion to dismiss does
not need detailed factual allegations, . . . a plaintiff’s obligation to provide the ‘grounds’ of his
‘entitlement to relief’ requires more than labels and conclusions, and a formulaic
recitation of the elements of a cause of action will not do . . . .” Id. at 555 (citations omitted).
“Factual allegations must be enough to raise a right to relief above the speculative level.” Id.
“[A] plaintiff must ‘nudge  [his] claims across the line from conceivable to plausible’ in order
to survive a motion to dismiss. . . . Thus, the mere metaphysical possibility that some plaintiff
could prove some set of facts in support of the pleaded claims is insufficient; the complaint must
give the court reason to believe that this plaintiff has a reasonable likelihood of mustering factual
support for these claims.” Ridge at Red Hawk, L.L.C. v. Schneider, 493 F.3d 1174, 1177 (10th
Cir. 2007) (internal citation and quotation omitted).
The Tenth Circuit Court of Appeals has held “that plausibility refers to the scope
of the allegations in a complaint: if they are so general that they encompass a wide
swath of conduct, much of it innocent, then the plaintiffs have not nudged their claims
across the line from conceivable to plausible.” Khalik v. United Air Lines, 671 F.3d
1188, 1191 (10th Cir. 2012) (internal quotation and citation omitted). The Tenth Circuit has
further noted “that the nature and specificity of the allegations required to state a plausible claim
will vary based on context.” Id. (Internal quotation and citation omitted.) Thus, the Tenth
Circuit “concluded the Twombly/Iqbal standard is ‘a middle ground between heightened fact
pleading, which is expressly rejected, and allowing complaints that are no more than labels and
conclusions or a formulaic recitation of the elements of a cause of action, which the [Supreme
C]ourt stated will not do.’” Id. (Internal citation omitted.)
For purposes of a motion to dismiss pursuant to Rule 12(b)(6), the court must
accept all well-pled factual allegations in the complaint as true and resolve all
reasonable inferences in the plaintiff’s favor. Morse v. Regents of the Univ. of Colo.,
154 F.3d 1124, 1126-27 (10th Cir. 1998) (citation omitted); Seamons v. Snow, 84 F.3d 1226,
1231-32 (10th Cir. 1996) (citations omitted). However, “when legal conclusions are involved in
the complaint ‘the tenet that a court must accept as true all of the allegations contained in a
complaint is inapplicable to [those] conclusions’ . . . .” Khalik, 671 F.3d at 1190 (quoting
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)). “Accordingly, in examining a complaint under
Rule 12(b)(6), [the court] will disregard conclusory statements and look only to whether the
remaining, factual allegations plausibly suggest the defendant is liable.” Id.
Pro Se Status
Plaintiff is proceeding pro se. The court, therefore, reviews his pleadings and
other papers liberally and holds them to a less stringent standard than those drafted by
attorneys. See Haines v. Kerner, 404 U.S. 519, 520-21 (1972) (holding a pro se complainant’s
allegations to less stringent standards than formal pleadings drafted by lawyers); Trackwell v.
United States Gov’t, 472 F.3d 1242, 1243 (10th Cir. 2007) (citation omitted). A pro se litigant's
conclusory allegations without supporting factual averments are insufficient to state a claim upon
which relief can be based. Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991). A court may
not assume that a plaintiff can prove facts that have not been alleged or that a defendant has
violated laws in ways that a plaintiff has not alleged. Associated Gen. Contractors of Cal., Inc.
v. Cal. State Council of Carpenters, 459 U.S. 519, 526 (1983); see Whitney v. New Mexico, 113
F.3d 1170, 1173-74 (10th Cir. 1997) (stating a court may not supply additional factual
allegations to round out a plaintiff's complaint or construct a legal theory on plaintiff’s behalf)
(citation omitted); Drake v. City of Fort Collins, 927 F.2d 1156, 1159 (10th Cir. 1991) (stating a
court may not construct arguments or theories for the plaintiff in the absence of any discussion of
those issues) (citations omitted). The plaintiff's pro se status does not entitle him to application
of different rules of civil procedure. See Hall, 935 F.2d at 1110; Wells v. Krebs, Case No. 10CV-00023, 2010 WL 3521777, at *2 (D. Colo. Sept. 1, 2010) (citation omitted).
FACTS AND PROCEDURAL HISTORY
Plaintiff does not object to the Magistrate Judge’s recitation of his allegations against the
Defendants. The Court adopts and incorporates the factual and procedural history included
within the Recommendations as if set forth herein. Briefly, Plaintiff is a pro se prisoner at the
Arkansas Valley Correctional Facility (“AVCF”). (ECF No. 1 at 2, Compl.) Individual
Defendants are current employees of the Colorado Department of Corrections (“CDOC”) at the
AVCF. (ECF No. 1 at 2-3.) Defendant CHP is the “insurance and bond holder for medical
defendants.” (ECF No. 1 at 3.) To the extent any additional facts are necessary for the Court’s
resolution of this matter, such facts are below.
Plaintiff filed this two count 42 U.S.C. § 1983 action July 20, 2012, alleging that
Defendants violated his Eighth Amendment constitutional rights by (1) failing to provide him
with adequate medical treatment for sulfur poisoning (ECF No. 1 at 5-9) and (2) failing to treat
him for diabetes (ECF No. 1 at 10). Plaintiff filed an unsigned Amended Complaint on
September 24, 2012. (ECF No. 7, Am. Compl.) For clarity and based on Plaintiff’s pro se
status, this Court will refer to Plaintiff’s Complaint and Amended Complaint simply as his
On January 16, 2013, U.S. District Court Senior Judge Lewis Babcock dismissed
Plaintiff’s claim against Defendant Robbie Quick. (ECF No. 15.)
On March 25, 2013, pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil
Procedure, Defendants Singh, Hanks, Lawrence, Clements, and Hartley moved to dismiss
Plaintiff’s Complaint. (ECF No. 30.) Individual Defendants, in their briefing, offered a range of
arguments in favor of this case’s dismissal: namely, that Defendants Hartley and Clements are
entitled to Eleventh Amendment immunity in their official (ECF No. 30 at 3-4) and individual
(ECF No. 30 at 4) capacities, that Sparks failed to state an Eighth Amendment deliberate
indifference claim (ECF No. 30 at 6-11), and that Defendants are entitled to qualified immunity
(ECF No. 30 at 11-12). On April 9, 2013, Defendant CHP moved to dismiss Plaintiff’s
Complaint. (ECF No. 35.) Although, CHP did not identify a particular Federal Rule of Civil
Procedure pursuant to which it moved to dismiss the Complaint, it argued that Plaintiff “fails to
provide any basis for determining that [his] allegations are sufficient to state a claim.” (ECF No.
35 at 2.)
Plaintiff failed to serve Defendant Aasen within the time period afforded under the
Federal Rules of Civil Procedure. See ECF No. 54 (holding that as of July 9, 2013, Plaintiff had
yet to serve Defendant Aasen).
This Court has reviewed the Recommendations, Plaintiff’s objections, and all relevant
pleadings, and concludes that Magistrate Judge Watanabe’s analysis of the issues as to which
objections were filed 2 was thorough and his conclusions were correct.
Plaintiff’s Objection to the Magistrate Judge’s Recommendation that Claim
One Be Dismissed
Plaintiff contends that the Magistrate Judge erred in holding that he failed to allege facts
sufficient to state an Eighth Amendment claim against Defendants Singh and Hanks for
deliberate indifference to Plaintiff’s medical needs with respect to sulfur poisoning. (ECF No.
57 at 1-4.) The Magistrate Judge held that Plaintiff fails to allege facts sufficient to establish the
subjective knowledge necessary to draw an inference that the Defendants knew about and
disregarded a substantial risk of harm to his health or safety with respect to sulfur poisoning.
(ECF No. 55 at 12.) Plaintiff contends that “defendants were aware of plaintiffs’ condition and
rejected his serious medical needs....” (ECF No. 57 at 1.)
“The subjective component is akin to recklessness in the criminal law [context], where, to
act recklessly, a person must consciously disregard a substantial serious harm.” Self v. Crum,
439 F.3d 1227, 1231 (10th Cir. 2006) (internal quotation marks and citation omitted and
emphasis added). As such, the subjective component is not satisfied “unless the [prison] official
Plaintiff did not file an objection with respect to the Magistrate Judge’s recommendation to dismiss Plaintiff’s
claims against Defendants Hartley and Clements in their official capacities for monetary damages (ECF No. 55 at 78) and individual capacities entirely (ECF No. 55 at 8-10). (See generally ECF No. 57.) Because Plaintiff failed to
file a timely and specific objection to these aspects of the Recommendations and this Court finds no clear error in
the Magistrate Judge’s analysis, this Court adopts the Recommendations with respect to Defendants Hartley and
Clements. Plaintiff did not file an objection with respect to the Magistrate Judge’s recommendation to dismiss
Plaintiff’s claims against Defendant CHP (ECF No. 55 at 16-18). (See generally ECF No. 57.) Again, because
Plaintiff failed to file a timely and specific objection to this aspect of the Magistrate Judge’s Recommendations and
this Court finds no clear error in the Magistrate Judge’s analysis, this Court adopts the Recommendations with
respect to Defendant CHP.
knows and disregards an excessive risk to inmate health or safety; the official must both be
aware of the facts from which the inference could be drawn that a substantial risk of serious
harm exists, and he must also draw the inference.” Farmer v. Brennan, 511 U.S. 825, 837
(1994). A difference in medical opinion regarding treatment does not amount to a constitutional
violation. See Thompson v. Gibson, 289 F.3d 1218, 1222 (10th Cir. 2002); Coppinger v.
Townsend, 398 F.2d 392, 394 (10th Cir. 1968). “A complaint that a physician has been negligent
in diagnosing or treating a medical condition does not state a valid claim of medical
mistreatment under the Eighth Amendment.” Estelle v. Gamble, 429 U.S. 97, 106 (1976).
Plaintiff’s Claim One alleges that Defendants medically mistreated him because “P.A.
Singh knew or should have known that medications he prescribed can cause violent
reactions...and he disregarded [the substantial risk of harm] by failing to take reasonable steps to
examine [him]....” (ECF No. 1 at 5.) Plaintiff’s allegation in this regard fails to establish that
Defendant Singh knew of an excessive risk to the Plaintiff’s health. Rather, Plaintiff’s allegation
is focused on the risk inherent in all prescription medicine.
Plaintiff further undercuts Claim One when he alleges that “[h]ad P.A. Singh and his staff
not treated [him] as a nuisance...he would have seen that [he] was having a violent reaction to
medications [Singh] prescribed.” (ECF No. 1 at 5 (emphasis added).) A plaintiff may plead
himself out of a cause of action by alleging facts which undermine his claim. Henderson v.
Sheahan, 196 F.3d 839, 846 (7th Cir. 1999); Blumhagen v. Sabes, Case No. 94-8022, 78 F.3d
597 (10th Cir. 1996) (unpublished-table decision). Plaintiff’s allegation demonstrates that the
Defendants had no knowledge that Plaintiff was suffering from an allergic reaction. Further,
Plaintiff’s allegation demonstrates that the Defendants were treating him; albeit, Defendants
treated him at a level of competency and attention that Plaintiff finds dissatisfactory.
This Court agrees with the Magistrate Judge’s Recommendation that the majority of
Plaintiff’s allegations in Claim One are focused on Plaintiff’s desire for different and better
treatment which is not a cognizable Eighth Amendment claim pursuant to 42 U.S.C. § 1983.
Thompson, 289 F.3d at 1222; Coppinger, 398 F.2d at 394. This Court agrees with the Magistrate
Judge’s Recommendation that Plaintiff’s remaining allegations in Claim One may rise only to
the level of negligence rather than a deliberate indifference to Plaintiff’s alleged medical
condition. The remaining allegations are insufficient to state an Eighth Amendment claim based
upon medical treatment. See Self, 439 F.3d at 1233-34 (holding that even a claim rising to the
level of medical malpractice is insufficient to state an Eighth Amendment claim).
Accordingly, the Magistrate Judge correctly recommended dismissing Claim One.
Plaintiff’s Objection to the Magistrate Judge’s Recommendation that
Defendant Aasen Be Dismissed
Plaintiff contends that the Magistrate Judge erred in dismissing Defendant Aasen because
“[t]he court is holding the plaintiff to a standard as a lawyer to locate a[n] ex-D.O.C. employee.”
(ECF No. 57 at 4.) The Plaintiff's pro se status, however, does not entitle him to application of
different Federal Rules of Civil Procedure. See Hall, 935 F.2d at 1110; see also Wells, 2010 WL
3521777, at *2. Rule 4(m) of the Federal Rules of Civil Procedure requires the Court to dismiss
an action against a defendant if he is not served within 120 days after the complaint is filed. Fed.
R. Civ. P. 4(m).
Plaintiff commenced this litigation on July 20, 2012. (ECF No. 1.) On February 25,
2013, the Magistrate Judge held a Status Conference (ECF No. 27) and entered a Show Cause
Order as to why Defendant Aasen had yet to be served (ECF No. 28). On May 8, 2013, the
Court continued the show cause hearing to July 9, 2013 based upon Plaintiff’s representation that
he had obtained an address for Defendant Aasen (ECF No. 29). (ECF No. 41.) Plaintiff has yet
to serve Defendant Aasen.
Plaintiff’s objection fails to provide any good cause for why this Court should continue to
extend the time to serve Defendant Aasen (Plaintiff provides no additional information that could
be used to effect service on Defendant Aasen) or how the Magistrate Judge erred in his
Recommendations based on applying Federal Rule of Civil Procedure 4(m) or Local Rule 41.1.
Accordingly, the Magistrate Judge correctly recommended dismissing Defendant Aasen from
Based on the foregoing, it is ORDERED that:
1. Plaintiff’s Objections (ECF No. 57) to the Magistrate Judge’s Recommendations are
2. The Magistrate Judge’s Recommendations (ECF Nos. 54 and 55) regarding Defendants’
motions to dismiss (ECF Nos. 30, 35) are ADOPTED, to wit,
Plaintiff’s claims against Defendant Aasen are DISMISSED;
Plaintiff’s monetary claims against Defendants Clements and Hartley in their
official capacities are DISMISSED;
Plaintiff’s claims against Defendants Clements and Hartley in their individual
capacities are also DISMISSED;
Claim One of Plaintiff’s Complaint (ECF No. 1) is DISMISSED in its entirety;
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