Denison v. Colorado Department of Corrections et al
Filing
133
ORDER by Judge Philip A. Brimmer on 8/26/15. ORDERED: The Recommendation of United States Magistrate Judge 125 is ACCEPTED. ORDERED: Defendant Correctional Health Partners' Motion for Summary Judgment 101 is GRANTED. ORDERED: Defendants Nea l Lousberg and Kathleen Boyd's Motion for Summary Judgment 103 is GRANTED. ORDERED: Within 14 days of the entry of judgment, defendants may have their costs by filing a bill of costs with the Clerk of the Court. ORDERED: This case is dismissed in its entirety. (kpreu)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Judge Philip A. Brimmer
Civil Action No. 13-cv-01584-PAB-MEH
JEREMY NECHOL DENISON,
Plaintiff,
v.
CORRECTIONAL HEALTH PARTNERS, Utilization Mgmt Comm.,
NEAL LOUSBERG, CSP Medical Provider, and
KATHLEEN BOYD, CSP Medical Provider,
Defendants.
_____________________________________________________________________
ORDER
_____________________________________________________________________
This matter is before the Court on the Recommendation of United States
Magistrate Judge Michael E. Hegarty (“Recommendation”) filed on March 18, 2015
[Docket No. 125]. The magistrate judge recommends that the Court grant the Motion
for Summary Judgment [Docket No. 101] filed by defendant Correctional Health
Partners (“CHP”) and the Motion for Summary Judgment filed by defendants Boyd and
Lousberg [Docket No. 103]. The Recommendation stated that objections to the
Recommendation must be filed within fourteen days after its service on the parties.
See 28 U.S.C. § 636(b)(1)(C). The recommendation was served on March 19, 2015,
and Plaintiff filed objections to the Recommendation on April 13, 2015. Although
plaintiff’s objections were untimely, in the interest of justice, the Court will consider
them.
The Court will “determine de novo any part of the magistrate judge’s disposition
that has been properly objected to.” Fed. R. Civ. P. 72(b)(3). In the absence of a
proper objection, the Court may review a magistrate judge’s recommendation under any
standard it deems appropriate. See Summers v. Utah, 927 F.2d 1165, 1167 (10th Cir.
1991); see also Thomas v. Arn, 474 U.S. 140, 150 (1985) (“[i]t does not appear that
Congress intended to require district court review of a magistrate’s factual or legal
conclusions, under a de novo or any other standard, when neither party objects to those
findings”). An objection is proper if it is specific enough to enable the Court “to focus
attention on those issues – factual and legal – that are at the heart of the parties’
dispute.” United States v. 2121 East 30th Street, 73 F.3d 1057, 1059 (10th Cir. 1996).
In light of plaintiff’s pro se status, the Court construes his filings liberally. See Haines v.
Kerner, 404 U.S. 519, 520 (1972); Hall v. Bellmon, 935 F.2d 1106, 1110 & n.3 (10th Cir.
1991).
I. STANDARD OF REVIEW
Summary judgment is warranted under Fed. R. Civ. P. 56 when the “movant
shows that there is no genuine dispute as to any material fact and the movant is entitled
to judgment as a matter of law.” Fed. R. Civ. P. 56(a); see Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 248-50 (1986). A disputed f act is “material” if under the relevant
substantive law it is essential to proper disposition of the claim. Wright v. Abbott Labs.,
Inc., 259 F.3d 1226, 1231-32 (10th Cir. 2001). Only disputes over material facts can
create a genuine issue for trial and preclude summary judgment. Faustin v. City &
Cnty. of Denver, 423 F.3d 1192, 1198 (10th Cir. 2005). An issue is “g enuine” if the
2
evidence is such that it might lead a reasonable jury to return a verdict for the
nonmoving party. Allen v. Muskogee, 119 F.3d 837, 839 (10th Cir. 1997).
II. ANALYSIS
Plaintiff is currently incarcerated at the Arkansas Valley Correctional Facility in
Ordway, Colorado. Plaintiff initiated this action on June 17, 2013, alleging that
defendants breached a settlement agreement that assured plaintiff of access to medical
providers and that defendants subsequently violated his Eighth Amendment rights
against cruel and unusual punishment. See Docket No. 1. On April 28, 2014, the Court
accepted the April 3, 2014 Recommendation of United States Magistrate Judge Michael
E. Hegarty and dismissed many of plaintiff’s original claims. See Docket No. 64
(accepting Docket No. 59). Plaintiff’s remaining claims are: (1) a claim for violation of
the Eighth Amendment against defendant Boyd for her alleged failure in August 2012 to
request an MRI for plaintiff’s back problem, (2) a claim for breach of contract against
defendant Boyd, (3) a claim for violation of the Eighth Amendment against defendant
Lousberg for discontinuing plaintiff’s prescription for the drug gabapentin in July 2012,
see Docket No. 1 at 2, and (4) a claim for violation of the Eighth Amendment against
CHP. Further relevant facts are set forth in detail in the Recommendation, see Docket
No. 125 at 2-20, and will not be recited here except as relevant to the Court’s de novo
review.
A. Plaintiff’s Eighth Amendment Claims
The magistrate judge recommends granting summary judgment as to plaintiff’s
Eighth Amendment claims against defendants Boyd, Lousberg, and CHP. The Eighth
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Amendment’s ban on cruel and unusual punishment is violated if a defendant’s
“deliberate indifference to serious medical needs of prisoners constitutes the
unnecessary and wanton infliction of pain.” Self v. Crum, 439 F.3d 1227, 1230 (10th
Cir. 2006) (quoting Estelle v. Gamble, 429 U.S. 97, 104 (1076)). A claim for deliberate
indifference has both an objective and a subjective component. To satisfy the objective
component, a prisoner must demonstrate that his medical need is “objectively,
sufficiently serious.” Farmer v. Brennan, 511 U.S. 825, 834 (1994). A medical need is
sufficiently serious if “it is one that has been diagnosed by a physician as mandating
treatment or one that is so obvious that even a lay person would easily recognize the
necessity for a doctor’s attention.” Hunt v. Uphoff, 199 F.3d 1220, 1224 (10th Cir.
1999) (citation omitted). The magistrate judge found that plaintiff’s condition satisfies
the objective component, see Docket No. 125 at 27-28, 31, and no def endant objected
to that finding. The Court has reviewed this aspect of the Recommendation to satisfy
itself that there is “no clear error on the face of the record.”1 Fed. R. Civ. P. 72(b),
Advisory Committee Notes.
To satisfy the subjective component of deliberate indifference, a prisoner must
demonstrate that the defendant acted with a “sufficiently culpable state of mind.”
Farmer, 511 U.S. at 834. “‘[D]eliberate indifference’ is a stringent standard of fault.”
Bd. of Cnty. Comm’rs v. Brown, 520 U.S. 397, 410 (1997). “[T]he subjective component
is not satisfied, absent an extraordinary degree of neglect.” Self, 439 F.3d at 1232.
1
This standard of review is something less than a “clearly erroneous or contrary
to law” standard of review, Fed. R. Civ. P. 72(a), which in turn is less than a de novo
review. Fed. R. Civ. P. 72(b).
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Instead, the defendant must “know[] of and disregard[] an excessive risk to inmate
health or safety.” Farmer, 511 U.S. at 837. That is, “the official must both be aware of
facts from which the inference could be drawn that a substantial risk of serious harm
exists, and he must also draw the inference.” Id.
1. Defendant Boyd
Plaintiff objects to the Recommendation’s finding that no genuine issue of
material fact exists concerning whether defendant Boyd disregarded a substantial risk
of harm to plaintiff when she allegedly denied plaintiff’s request for approval of an MRI
in August 2012.2 Docket No. 128 at 3. Specifically, plaintiff complains that defendant
Boyd’s notes from her examination of plaintiff in August 2012, in which she observed
that plaintiff walked to the medical department with a “steady gait” and was in “no
apparent distress,” see Docket No. 110-1 at 71, were “much too cursory to determine
any medical need, let alone one necessitating the medical need for an MRI.” Docket
No. 128 at 3. 3 Plaintiff’s argument is insufficient to create a genuine dispute of fact as
2
The parties dispute whether plaintiff asked defendant Boyd about approval of an
MRI on August 6, 2012. Plaintiff alleges that he did so, see Docket No. 1 at 8, ¶ 17,
and defendant Boyd did not recall the request. See Docket No. 103 at 12-13, ¶ 73. For
the purposes of this order, the Court assumes such a request was made.
3
Plaintiff also argues that defendant Boyd demonstrated deliberate indifference
based on her conduct after CHP denied an August 2011 request for an MRI that
defendant Boyd made on plaintiff’s behalf. See Docket No. 128 at 3. In that instance,
defendant Boyd requested an MRI and noted in the request that the request was
originally made by another of plaintiff’s treaters, Dr. Koons, and that the request was
originally approved but the MRI was never performed. See Docket No. 110-1 at 63-64.
CHP denied defendant Boyd’s request for an MRI in September 2011 and requested
“notes with a physical exam.” Docket No. 102-3 at 4. Defendant Boyd stated that,
following CHP’s denial, she was unable to justify a request for an MRI of plaintiff based
on her own examinations of him. Docket No. 103-3 at 7, ¶ 47. Plaintiff argues that
defendant Boyd should have either referred CHP to Dr. Koons’ earlier notes or
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to the subjective component of deliberate indifference. An “allegation that [an]
examination was cursory,” without more, “does not sufficiently allege deliberate
indifference rather than mere medical malpractice.” Duffield v. Jackson, 545 F.3d 1234,
1239 (10th Cir. 2008). As such, the Court finds no error with respect to this aspect of
the Recommendation.
2. Defendant Lousberg
Plaintiff objects to the Recommendation’s finding that no genuine dispute of fact
exists concerning whether defendant Lousberg violated plaintiff’s Eighth Amendment
rights when he discontinued plaintiff’s prescription for the medication gabapentin (brand
name Neurontin). Defendant Lousberg discontinued plaintiff’s gabapentin prescription
after reports from the nursing department that plaintiff had been hoarding the
medication. Docket No. 110-1 at 70. Defendant Lousberg further noted that he
considered gabapentin to be “nonessential medication” for plaintiff. Id. The
Recommendation found that plaintiff’s complaints about defendant Lousberg amounted
to a mere difference of opinion, which cannot sustain a deliberate indifference claim.
Docket No. 125 at 32-33. Plaintiff states that defendant Lousberg knew that no other
treatment would effectively treat his pain and argues that a dispute of fact exists as to
whether defendant Lousberg believed in good faith that plaintiff was hoarding the
medication. Docket No. 128 at 5. The Court overrules plaintiff’s objection. Plaintiff
conducted an examination and submitted notes of her own to secure the MRI. Docket
No. 128 at 3. Plaintiff’s arguments relate to defendant Boyd’s conduct in August 2011,
and those claims have already been dismissed. See Docket No. 64 at 2. Because
these objections do not relate to defendant Boyd’s conduct in August 2012, the Court
does not consider them.
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points to no evidence other than his own statements that no other treatments were
effective and identifies no evidence to suggest that defendant Lousberg did not believe
in good faith that plaintiff was hoarding his medication. “In the absence of any evidence
showing that plaintiff’s medication was discontinued for a reason other than suspected
abuse, plaintiff has failed to raise an issue of fact requiring resolution by a jury.” Atakpu
v. Lawson, 2008 WL 5233467 at *11 (S.D. Ohio Dec. 11, 2008); see also Shea v.
Wheeler, 2001 WL 34376846 at *6 (W.D. Wisc. June 19, 2001) (granting summary
judgment on Eighth Amendment claim where healthcare provider relied on incidents
that “indicate misuse of medication”).
3. CHP
Plaintiff objects to the Recommendation’s finding that CHP could not be held
responsible for the alleged tortious acts of its employee on a respondeat superior
theory. Docket No. 128 at 8-10. “[Section] 1983 liability for an entity cannot be
predicated on respondeat superior.” Brammer-Hoelter v. Twin Peaks Charter Acad.,
492 F.3d 1192, 1211 (10th Cir. 2007) (citing City of Canton v. Harris, 489 U.S. 378, 385
(1989)). Rather, liability for an entity under § 1983 must be based on a “single decision
by policymakers,” id. at 1212, or an entity’s wrongful policy or custom. See Graves v.
Thomas, 450 F.3d 1215, 1218 (10th Cir. 2006). Plaintif f argues that CHP’s four
“automatic denial[s]” of requested treatment demonstrate a custom of denying initial
requests for evaluation or treatment. Docket No. 128 at 8-9. The Court disagrees.
Plaintiff points to no evidence that CHP’s denials of his requested care were
“automatic” or were not otherwise the product of the sincere opinions of CHP’s
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employees. Nor does plaintiff provide any evidence from which a reasonable jury could
conclude that CHP’s employees acted pursuant to an official policy when they denied
plaintiff treatment on four specific occasions. Accordingly, the Court finds no error with
this aspect of the Recommendation.
B. Breach of Contract
The Recommendation found that there is no genuine dispute of material fact
concerning whether defendant Boyd’s failure to schedule an MRI breached a February
24, 2009 settlement agreement. Docket No. 125 at 35-36. The magistrate judge found
that the settlement agreement entitled plaintiff to (1) a priority appointment with Dr.
Koons (which plaintiff received), (2) approval of additional facet block injections if Dr.
Koons recommended them (Dr. Koons recommended a different treatment), and (3) a
priority follow-up appointment with Dr. Koons (which plaintiff received in July 2010). Id.
at 35. Plaintiff states that Dr. Koons did not request an MRI during plaintiff’s May 2009
appointment because plaintiff’s medical file showed that a request was already
pending, Docket No. 128 at 7, that the settlement agreement provided for “evaluation,”
which entitled plaintiff to an MRI, and that defendant Boyd breached the settlement
agreement by determining that the MRI was not necessary and by failing to inform a
specialist that the MRI did not occur and the specialist would have to request it himself.
Id.4
Plaintiff’s objection does not challenge the Recommendation’s findings
concerning the treatment to which he was entitled under the settlement agreement or
4
The MRI was initially approved in November 2010 but was never performed due
to a misunderstanding. See Docket No. 110-1 at 12, ¶¶ 70-72.
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the finding that he received that treatment. Plaintiff has not demonstrated that the
settlement agreement entitled him to any specific treatment (besides facet block
injections, which was conditioned on Dr. Koons’ recommendation), and he does not
dispute that he received the priority appointment and follow-up appointment to which
the agreement entitled him. Plaintiff states that defendant Boyd was “obligated to
ensure performance” of whatever medical recommendation occurred as a result of his
follow-up medical appointment. Docket No. 128 at 8. Plaintiff, however, does not
dispute the Recommendation’s finding that the MRI that Dr. Koons ordered did not
occur for reasons unrelated to defendant Boyd. In sum, the Court finds that plaintiff’s
objection does not challenge any of the Recommendation’s legal or factual findings.
Accordingly, his objection is not specific enough to “focus attention on those issues –
factual and legal – that are at the heart of the parties’ dispute.” 2121 East 30th Street,
73 F.3d at 1059. The Court has reviewed the Recommendation’s finding and is
satisfied that there is no clear error on the face of the record.
III. CONCLUSION
For the foregoing reasons, it is
ORDERED that the Recommendation of United States Magistrate Judge [Docket
No. 125] is ACCEPTED. It is further
ORDERED that defendant Correctional Health Partners’ Motion for Summary
Judgment [Docket No. 101] is GRANTED. It is further
ORDERED that defendants Neal Lousberg and Kathleen Boyd’s Motion for
Summary Judgment [Docket No. 103] is GRANTED. It is further
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ORDERED that, within 14 days of the entry of judgment, defendants may have
their costs by filing a bill of costs with the Clerk of the Court. It is further
ORDERED that this case is dismissed in its entirety.
DATED August 26, 2015.
BY THE COURT:
s/Philip A. Brimmer
PHILIP A. BRIMMER
United States District Judge
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