Sasiak v. Select Specialty Hospital, et al
Filing
36
ORDER by Magistrate Judge Boyd N. Boland on 10/8/14 re: Defendants' Motion for Summary Judgment 28 . IT IS ORDERED that the Motion for Summary Judgment is DENIED. (bsimm, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Magistrate Judge Boyd N. Boland
Civil Action No. 13-cv-02738-BNB-KLM
MARCIA SASIAK,
Plaintiff,
v.
SELECT SPECIALITY HOSPITAL - COLORADO SPRINGS, INC., a Delaware corporation,
and
SELECT MEDICAL CORPORATION, a Delaware corporation,
Defendants.
______________________________________________________________________________
ORDER
______________________________________________________________________________
This matter arises on Defendants’ Motion for Summary Judgment [Doc. # 28, filed
8/18/2014], which is DENIED.
I. SUMMARY OF CLAIMS
The plaintiff alleges claims under the Family Medical Leave Act (“FMLA”). “The
FMLA guarantees the substantive rights of up to twelve weeks of unpaid leave for eligible
employees of covered employers for serious health conditions and reinstatement to the former
position or an equivalent one upon return from that leave.” Metzler v. Federal Home Loan Bank
of Topeka, 464 F.3d 1164, 1170 (10th Cir. 2006).1
The plaintiff asserts two claims for relief.2 In her First Claim, the plaintiff alleges that
1
The defendants do not dispute that they are “covered employers” subject to the FMLA.
2
The Complaint [Doc. # 1] asserted a third claim for “wrongful discharge in violation of
public policy,” id. at p. 9, which was dismissed. See Order [Doc. # 22].
the defendants interfered with her rights under the FMLA by “terminating her employment”;
“refusing to allow her to return to her job, or to an equivalent position, upon return from leave”;
and “failing to provide written notice of SASIAK’s rights and obligations as required under the
FMLA.” Complaint [Doc. # 1] at ¶32. The defendants characterize these allegations as asserting
an FMLA entitlement claim.3 Motion for Summary Judgment [Doc. # 28] at pp. 6-8.
In her Second Claim, the plaintiff alleges that the defendants interfered with her rights
under the FMLA by intentionally discriminating against her “by terminating her employment
and refusing to allow her to return to her job, or to an equivalent position, upon return from
leave.” Complaint [Doc. # 1] at ¶38. The defendants characterize these allegations as asserting
an FMLA retaliation and discrimination claim.4 Motion for Summary Judgment [Doc. # 28] at
pp. 8-10.
II. SUMMARY JUDGMENT STANDARD
In ruling on a motion for summary judgment, the facts must be viewed in the light most
favorable to the party opposing the motion, and that party must be afforded the benefit of all
reasonable inferences to be drawn from the evidence. Adickes v. S. H. Kress & Co., 398 U.S.
144, 157 (1970). Summary judgment shall be rendered “if the movant shows that there is no
genuine issue as to any material fact and the movant is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a). A genuine issue of material fact exists “if the evidence is such that a
reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty Lobby,
3
An entitlement or interference theory arises under 29 U.S.C. § 2615(a)(1). Metzler, 464
F.3d at 1170.
4
A retaliation or discrimination theory arises under 29 U.S.C. § 2615(a)(2). Id.
2
Inc., 477 U.S. 242, 248 (1986).
The moving party bears the initial burden of demonstrating by reference to portions of
pleadings, discovery and disclosure materials on file, and any affidavits, the absence of genuine
issues of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). “The moving party
may carry its initial burden either by producing affirmative evidence negating an essential
element of the nonmoving party’s claim, or by showing that the nonmoving party does not have
enough evidence to carry its burden of persuasion at trial.” Trainor v. Apollo Metal Specialties,
Inc., 318 F.3d 976, 979 (10th Cir. 2002).
The party opposing the motion is then required to go beyond the pleadings and designate
evidence of specific facts showing that there is a genuine issue for trial. Celotex, 477 U.S. at
324. Only admissible evidence may be considered when ruling on a motion for summary
judgment. World of Sleep, Inc. v. La-Z-Boy Chair Co., 756 F.2d 1467, 1474 (10th Cir. 1985).
III. DISCUSSION
A. Plaintiff’s Entitlement Theory
An employer may not “interfere with, restrain, or deny the exercise of or the attempt to
exercise, any right provided under [the FMLA].” 29 U.S.C. § 2615(a)(1). To recover on an
FMLA entitlement theory, the plaintiff must demonstrate that (1) she is entitled to FMLA leave;
(2) some adverse action by the employer interfered with her right to take FMLA leave; and (3)
the employer’s action was related to the exercise or attempted exercise of her FMLA rights.
Metzler, 464 F.3d at 1170.
The defendants concede for purposes of their summary judgment motion that the plaintiff
has established the first two elements--that she was entitled to FMLA leave and that her
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termination from employment was an adverse action. Motion for Summary Judgment [Doc. #
28] at p. 6. Defendants dispute, however, that the adverse action was related to the plaintiff’s
exercise of her FMLA rights. Thus here, as in Metzler, “[t]he crucial inquiry . . . is whether [the
plaintiff] has alleged and presented evidence that there is a causal connection between her
termination and her exercise of FMLA rights. . . .” Metzler, 464 F.3d at 1181.
It is undisputed that the plaintiff requested FMLA leave on either October 17 or 18, 2011.
Motion for Summary Judgment [Doc. # 28] at p. 2 n.4. The plaintiff alleges that, in response to
her request for leave, the defendants presented her with two options. In particular, the plaintiff
alleges that “[o]n October 19, 2011, [Tammy] Sparks [defendant’s regional human resources
director] contacted [the plaintiff] and informed her that she could accept a settlement including
severance pay, or she could stay an active employee on unpaid FMLA leave, but not be allowed
to return to work after her leave ended.” Complaint [Doc. # 1] at ¶24. This allegation, fairly
read, alleges that the plaintiff would be fired at the conclusion of her FMLA leave, if she took it.
The allegations are supported by the plaintiff’s sworn deposition testimony:
Q Okay. Did anybody tell you that your were not allowed to
return to work at the hospital because you had previously
resigned?
A The first part of your sentence is true. The second part is not.
So the answer would be no. I was told I could not return to the
hospital, but the rest of your sentence would not have been correct.
* * *
Q So it sounds like as of October 19 or 20, you understood that if
you took leave, you were not going to be allowed to return to
work?
A Yes.
Q
Is that correct? Is that a yes or a no?
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A
I’m sorry. Yes.
Q When you asked Tammy Sparks for clarification on the two
options that she had proposed, what information were you looking
for exactly?
A I was looking for clarification on really what she was
presenting. It really was not clear to me entirely what the two
options were.
* * *
Q Did you want to know what she meant by “severance”? Was
that one of the things you were asking her to clarify?
A Honestly, no, because I wasn’t going to consider it. I fully
intended to return to work.
Q All right. So whatever she meant by severance really wasn’t
material to you?
A Well, out of due diligence and being a professional, I felt it’s
appropriate to listen to the options. But on the other hand, what I
just told you is also true: That on my return-to-work date, I fully
intended to return to my position.
* * *
Q Did you ever tell the hospital that neither of those two options
was acceptable to you?
A Not in those words, but I do recall indicating that I didn’t think
it was appropriate to have that discussion; that I wanted and
desired to return to work on my return-to-work date.
Deposition of Marcia C. Sasiak [Doc. # 31-1] (the “Sasiak Depo.”) at p. 194 line 7 through p.
196 line 19. This testimony, if believed, constitutes a causal link between the plaintiff’s FMLA
leave and her termination by the defendants.
The defendants also argue that “a right to job restoration expires when FMLA leave
ends” and that “[a]t the time [the plaintiff’s] medical leave ended on December 12, 2011, Sasiak
had not yet provided [defendants] with the required medical certification. . . .” Motion for
Summary Judgment [Doc. # 28] at p. 7. Consequently, according to the defendants, “absent the
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certification, Select had not yet determined that Sasiak was entitled to FMLA leave.” Id.
The argument ignores the evidence indicating that the plaintiff did not receive the
“medical certification documents” from her employer in a timely manner and, in fact, did not
receive them until sometime after November 28, 2011.5 Select’s Responses to Discovery
Requests [Doc. # 31-3] (“Discovery Response”) at Answer 9. In addition, the defendants admit
that they notified the plaintiff that she had until January 7, 2012, to provide the necessary FMLA
documents; the completed medical certification documents were received by the defendants on
December 28, 2014; and the plaintiff’s leave was approved. Id.
An employer may not fail for weeks to provide necessary documents to the plaintiff,
approve the late submission of those documents, and then argue that the employer-induced delay
in submitting paperwork precludes the plaintiff’s right to job restoration. In any event, the
plaintiff notified her employer on December 11, 2011, the day before her FMLA leave expired,
that she “can return to work without restrictions per physicians orders on December 12, 2011,”
and provided a copy of her physician’s note documenting her medical need. Email [Doc. # 312].
B. Plaintiff’s Discrimination Theory
An employer may not “discharge or in any other manner discriminate against any
individual for opposing any practice made unlawful under [the FMLA].” 29 U.S.C. §
2615(a)(2). Retaliation claims under the FMLA are subject to the burden-shifting analysis of
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-04 (2003):
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The plaintiff was approved on December 28, 2011, for FMLA leave from October 19
through December 12, 2011. Motion for Summary Judgment [Doc. # 28] at p. 3.
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Under this analysis, the plaintiff bears the initial burden of
establishing a prima facie case of retaliation. If the plaintiff does
so, then the defendant must offer a legitimate, non-retaliatory
reason for the employment action. The plaintiff then bears the
ultimate burden of demonstrating that the defendant’s proffered
reason is pretextual.
Metzler, 464 F.3d at 1170 (internal citations omitted).
To state a prima facie case, the plaintiff must show that (1) she engaged in a protected
activity; (2) the defendants took an action that a reasonable employee would have found
materially adverse; and (3) there exists a causal connection between the protected activity and
the adverse action. Id. at 1171. The defendants again concede, for purposes of the Motion for
Summary Judgment, the first two elements of the plaintiff’s prima facie case--the plaintiff
requested FMLA leave and the failure to reinstate the plaintiff and her subsequent termination
from employment were materially adverse actions. Motion for Summary Judgment [Doc. # 28]
at p. 9. The defendants argue, however, that “[t]here is no evidence . . . establishing a causal link
between Sasiak’s FMLA leave request and such actions.” Id.
To the contrary, the plaintiff’s deposition testimony that she was told in October 2011
that she would not be allowed to return to work if she took FMLA leave, Sasiak Depo. [Doc. #
31-1] at p. 194 line 7 through p. 196 line 19, is evidence of a causal link between the plaintiff’s
FMLA leave and her termination.
The defendants rely on the plaintiff’s failure to respond to telephone calls in April and
May of 2012 and the expiration of her FMLA leave on December 12, 2011, as legitimate, nondiscriminatory reasons for terminating the plaintiff. Motion for Summary Judgment [Doc. # 28]
at p. 9. The plaintiff counters that these justifications are pretextual, pointing to her email to the
defendants dated December 11, 2011, which states:
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To confirm--my FMLA ends and I can return to work without
restrictions per physician’s orders on December 12, 2011. I faxed
to you and you have received a copy of my physician’s note
documenting this absence since I did not receive my FMLA
paperwork from the company in a timely manner. You have stated
repeatedly during our telephone conversations that I am being
“transitioned out” of my position with Select Medical. I still do
not understand how this is possible under the guidelines of
F.M.L.A. However, based on your statements I will not be
reporting to the Colorado Springs office tomorrow as my F.M.LA.
ending requires. I will wait for directions from you on how we
will proceed on this matter.
Email [Doc. # 31-2].
There is no evidence of any further communication to the plaintiff concerning her return
from FMLA leave until the unanswered calls four months later, in April and May 2012. This, in
combination with the plaintiff’s testimony that she was told in October 2011 by Tammy Sparks,
defendant’s regional human resources director, that she would not be allowed to return to work if
she took FMLA leave, Sasiak Depo. [Doc. # 31-1] at p. 194 line 7 through p. 196 line 19, is
evidence of pretext.
IT IS ORDERED that the Motion for Summary Judgment [Doc. # 28] is DENIED.
DATED October 8, 2014.
BY THE COURT:
s/ Boyd N. Boland
United States Magistrate Judge
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